Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 19 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,123,387

1.26%

3,157,103

0.96%

 

(2)

Derivatives (other than options):

3,500,200

1.07%

2,345,203

0.71%

 

(3)

Options and agreements to
purchase/sell:

892,900

0.27%

511,200

0.16%

 
TOTAL:

8,516,487

2.59%

6,013,506

1.83%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

86

190.3800 USD

Purchase

93

190.3654 USD

Purchase

152

189.9700 USD

Purchase

188

190.2510 USD

Purchase

200

190.0300 USD

Purchase

200

190.1566 USD

Purchase

300

190.1083 USD

Purchase

300

190.2350 USD

Purchase

373

190.2935 USD

Purchase

400

190.2287 USD

Purchase

400

190.0400 USD

Purchase

400

190.1800 USD

Purchase

410

190.3325 USD

Purchase

446

190.2653 USD

Purchase

775

190.3082 USD

Purchase

807

190.2038 USD

Purchase

928

190.1218 USD

Purchase

980

190.1424 USD

Purchase

989

190.0427 USD

Purchase

1,000

190.2790 USD

Purchase

1,000

190.2027 USD

Purchase

1,131

190.2391 USD

Purchase

1,332

190.2288 USD

Purchase

1,353

190.1009 USD

Purchase

1,500

189.6706 USD

Purchase

1,626

190.1846 USD

Purchase

1,683

190.2098 USD

Purchase

1,722

190.1048 USD

Purchase

1,756

190.2147 USD

Purchase

1,800

190.3076 USD

Purchase

1,839

190.2195 USD

Purchase

1,844

190.2005 USD

Purchase

2,000

190.2228 USD

Purchase

2,292

190.2059 USD

Purchase

2,360

190.2169 USD

Purchase

2,640

190.3031 USD

Purchase

2,900

190.3153 USD

Purchase

3,646

190.2133 USD

Purchase

3,951

190.0472 USD

Purchase

4,100

190.2762 USD

Purchase

4,200

190.3086 USD

Purchase

5,455

190.1798 USD

Purchase

6,145

190.1174 USD

Purchase

11,756

190.1824 USD

Purchase

12,249

189.9951 USD

Purchase

22,337

189.6100 USD

Purchase

31,001

189.7330 USD

Purchase

61,161

189.8481 USD

Purchase

540,351

189.6152 USD

Sale

50

190.3300 USD

Sale

68

190.2150 USD

Sale

86

190.3800 USD

Sale

100

190.3400 USD

Sale

100

189.6500 USD

Sale

100

190.3200 USD

Sale

100

190.1100 USD

Sale

100

189.8500 USD

Sale

100

190.1800 USD

Sale

185

190.2600 USD

Sale

200

190.3025 USD

Sale

200

190.2950 USD

Sale

200

190.1300 USD

Sale

200

190.0300 USD

Sale

203

189.9365 USD

Sale

222

190.2935 USD

Sale

298

190.3667 USD

Sale

400

190.0250 USD

Sale

400

189.9000 USD

Sale

400

190.0562 USD

Sale

400

190.1437 USD

Sale

500

190.0900 USD

Sale

500

190.0400 USD

Sale

537

190.1156 USD

Sale

600

190.1041 USD

Sale

700

190.2742 USD

Sale

750

190.2026 USD

Sale

900

190.1925 USD

Sale

900

190.0011 USD

Sale

1,292

190.0582 USD

Sale

1,392

190.3009 USD

Sale

1,500

189.8053 USD

Sale

1,800

190.2140 USD

Sale

1,845

189.6571 USD

Sale

2,617

190.1714 USD

Sale

2,640

190.3031 USD

Sale

2,900

190.3153 USD

Sale

9,569

189.6699 USD

Sale

19,734

189.6100 USD

Sale

20,287

190.2136 USD

Sale

28,963

189.7057 USD

Sale

34,663

190.1443 USD

Sale

74,784

189.9520 USD

Sale

535,956

189.6116 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Short

20,000

190.2323 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

20 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

500

185.0000

American

Jun 19, 2020

Put Options

Written

4,800

155.0000

American

Dec 20, 2019

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

2,200

180.0000

American

Dec 20, 2019

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

200

180.0000

American

Jan 15, 2021

Call Options

Purchased

100

192.5000

American

Jan 31, 2020

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Call Options

Purchased

1,800

190.0000

American

Feb 21, 2020

Put Options

Written

100

120.0000

American

Jan 17, 2020

Call Options

Purchased

4,200

250.0000

American

Jan 17, 2020

Put Options

Written

300

135.0000

American

Feb 21, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Call Options

Written

-2,900

185.0000

American

Dec 20, 2019

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-500

190.0000

American

Dec 27, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Call Options

Purchased

26,600

170.0000

American

Dec 20, 2019

Put Options

Written

18,500

150.0000

American

May 15, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

190.0000

American

Dec 20, 2019

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-10,500

125.0000

American

Jan 17, 2020

Put Options

Purchased

-100

185.0000

American

Jan 21, 2022

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-2,400

205.0000

American

Dec 20, 2019

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Call Options

Written

-2,200

210.0000

American

Dec 20, 2019

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Call Options

Written

-100

165.0000

American

Dec 20, 2019

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Call Options

Written

-1,100

185.0000

American

Feb 21, 2020

Call Options

Written

-1,900

180.0000

American

Feb 21, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

600

185.0000

American

May 15, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

5,900

160.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

200

185.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

190.0000

American

Mar 20, 2020

Put Options

Written

2,100

185.0000

American

Mar 20, 2020

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020

Put Options

Written

400

140.0000

American

Dec 20, 2019

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

195.0000

American

Jan 17, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Put Options

Written

400

170.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Put Options

Written

100

145.0000

American

Dec 20, 2019

Put Options

Written

800

135.0000

American

Dec 20, 2019

Call Options

Purchased

100

190.0000

American

Jan 24, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-100

190.0000

American

May 15, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-600

195.0000

American

Jan 3, 2020

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Purchased

105,900

190.0000

American

Jan 17, 2020

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

30,100

140.0000

American

Jan 17, 2020

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

14,800

160.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Call Options

Purchased

100

190.0000

American

Dec 27, 2019

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

2,000

180.0000

American

Jan 17, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

500

180.0000

American

May 15, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Written

500

185.0000

American

Feb 21, 2020

Call Options

Written

-19,500

185.0000

American

Jan 17, 2020

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-300

105.0000

American

Dec 20, 2019

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

175.0000

American

Jan 17, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Written

-6,900

200.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Put Options

Written

200

185.0000

American

Jan 10, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Put Options

Written

500

187.5000

American

Dec 27, 2019

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Call Options

Written

-200

185.0000

American

Mar 20, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Put Options

Written

100,000

190.0000

American

Jan 17, 2020

Call Options

Purchased

1,200

192.5000

American

Dec 27, 2019

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

3,500

200.0000

American

Dec 20, 2019

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Put Options

Purchased

-9,500

140.0000

American

Mar 20, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-1,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 688947
Time of Receipt (offset from UTC): 20191220T095851+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC