Form 8.3 - ALLERGAN AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

17 DEC 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Long Short
Number (%) Number (%)

(1)

Relevant securities

4,076,556

1.24%

2,297,994

0.70%

 

(2)

Derivatives (other than options):

2,893,800

0.88%

2,324,303

0.71%

 

(3)

Options and agreements to
purchase/sell:

692,300

0.21%

510,800

0.16%

 
TOTAL:

7,662,656

2.33%

5,133,097

1.56%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

36

190.6900 USD
Purchase

100

190.6600 USD
Purchase

100

190.3250 USD
Purchase

111

190.6609 USD
Purchase

200

190.5000 USD
Purchase

200

190.5850 USD
Purchase

200

190.4600 USD
Purchase

200

190.5650 USD
Purchase

203

190.2600 USD
Purchase

250

190.3230 USD
Purchase

300

190.2433 USD
Purchase

300

190.6333 USD
Purchase

300

190.3667 USD
Purchase

300

190.3666 USD
Purchase

321

190.2567 USD
Purchase

323

190.3082 USD
Purchase

324

190.6793 USD
Purchase

374

190.2787 USD
Purchase

400

190.3800 USD
Purchase

475

190.2866 USD
Purchase

500

190.3380 USD
Purchase

647

190.3110 USD
Purchase

784

190.3441 USD
Purchase

900

190.2038 USD
Purchase

960

190.2741 USD
Purchase

1,000

190.4740 USD
Purchase

1,000

190.5890 USD
Purchase

1,052

190.2582 USD
Purchase

1,200

190.3120 USD
Purchase

1,300

190.4765 USD
Purchase

1,850

190.6571 USD
Purchase

1,908

190.4000 USD
Purchase

3,194

190.4315 USD
Purchase

3,282

190.6027 USD
Purchase

3,700

190.3118 USD
Purchase

4,175

190.5333 USD
Purchase

5,015

190.3594 USD
Purchase

5,146

190.2271 USD
Purchase

5,241

190.5758 USD
Purchase

6,706

190.5883 USD
Purchase

10,098

190.3780 USD
Purchase

13,536

190.3850 USD
Purchase

15,300

190.3716 USD
Purchase

20,000

190.5200 USD
Purchase

20,130

190.4629 USD
Purchase

41,601

190.6300 USD
Purchase

23,241

190.3839 USD
Purchase

47,673

190.5871 USD
Purchase

50,200

190.3300 USD
Purchase

107,597

190.4716 USD
Sale

3

190.7200 USD
Sale

3

190.6400 USD
Sale

28

190.6000 USD
Sale

76

190.7300 USD
Sale

100

190.3250 USD
Sale

100

190.7400 USD
Sale

100

190.2600 USD
Sale

100

190.6100 USD
Sale

100

190.6250 USD
Sale

100

190.5900 USD
Sale

100

190.5300 USD
Sale

101

190.4598 USD
Sale

155

190.6843 USD
Sale

97

190.2200 USD
Sale

200

190.2300 USD
Sale

200

190.1850 USD
Sale

200

190.3600 USD
Sale

200

190.6800 USD
Sale

211

190.6713 USD
Sale

200

190.3800 USD
Sale

300

190.3666 USD
Sale

300

190.0133 USD
Sale

300

190.4366 USD
Sale

349

190.7755 USD
Sale

400

190.4625 USD
Sale

400

190.4375 USD
Sale

400

190.3950 USD
Sale

400

190.3425 USD
Sale

400

190.0975 USD
Sale

426

190.4374 USD
Sale

500

190.2710 USD
Sale

600

190.3818 USD
Sale

300

190.3525 USD
Sale

600

190.5016 USD
Sale

657

190.7921 USD
Sale

700

190.2721 USD
Sale

780

190.4067 USD
Sale

400

190.3175 USD
Sale

850

190.5717 USD
Sale

900

190.2038 USD
Sale

905

190.6140 USD
Sale

922

190.5931 USD
Sale

947

190.4599 USD
Sale

1,001

190.3248 USD
Sale

1,200

190.2841 USD
Sale

1,200

190.2900 USD
Sale

1,200

190.3120 USD
Sale

1,434

190.2903 USD
Sale

1,500

190.4730 USD
Sale

1,500

190.4403 USD
Sale

1,564

190.6575 USD
Sale

1,710

190.4674 USD
Sale

1,800

190.1994 USD
Sale

2,222

190.3619 USD
Sale

2,450

190.4770 USD
Sale

4,200

190.4676 USD
Sale

4,250

190.4662 USD
Sale

4,553

190.4298 USD
Sale

4,723

190.4449 USD
Sale

6,323

190.5484 USD
Sale

6,739

190.5084 USD
Sale

10,030

190.3594 USD
Sale

13,056

190.4901 USD
Sale

16,200

190.3795 USD
Sale

16,500

190.3421 USD
Sale

16,674

190.5050 USD
Sale

10,336

190.4386 USD
Sale

22,384

190.4990 USD
Sale

22,590

190.6300 USD
Sale

11,908

190.3412 USD
Sale

33,700

190.4602 USD
Sale

44,617

190.5806 USD
Sale

50,100

190.3300 USD
Sale

71,222

190.5462 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP Short

20,000

190.5300 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

100

190 USD American 17 Jan 2020 3.0700 USD
Call Option Purchasing

1,000

195 USD American 17 Jan 2020 0.8800 USD
Call Option Selling

100

185 USD American 20 Dec 2019 5.9700 USD
Call Option Selling

600

195 USD American 3 Jan 2020 0.2400 USD
Put Option Purchasing

100

120 USD American 15 Jan 2021 0.9000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

19 DEC 2019

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased

2,500

175.0000

American Jan 15, 2021
Put Options Written

2,200

180.0000

American Dec 20, 2019
Call Options Purchased

9,100

185.0000

American Jan 15, 2021
Put Options Written

4,800

155.0000

American Dec 20, 2019
Put Options Written

1,100

100.0000

American Feb 21, 2020
Put Options Written

100

135.0000

American Feb 21, 2020
Call Options Purchased

1,800

190.0000

American Feb 21, 2020
Put Options Written

700

100.0000

American Jan 15, 2021
Call Options Purchased

200

190.0000

American Jan 21, 2022
Call Options Purchased

1,300

100.0000

American Jan 15, 2021
Put Options Written

500

185.0000

American Jun 19, 2020
Call Options Purchased

100

192.5000

American Jan 31, 2020
Call Options Purchased

4,200

250.0000

American Jan 17, 2020
Put Options Written

900

90.0000

American Feb 21, 2020
Put Options Written

200

180.0000

American Jan 15, 2021
Put Options Written

100

120.0000

American Jan 17, 2020
Call Options Purchased

1,600

175.0000

American Dec 20, 2019
Put Options Written

700

95.0000

American Jan 15, 2021
Put Options Purchased

-500

170.0000

American Dec 20, 2019
Put Options Purchased

-700

155.0000

American Jan 17, 2020
Call Options Written

-2,100

125.0000

American Jan 15, 2021
Put Options Purchased

-3,000

165.0000

American Dec 20, 2019
Put Options Purchased

-1,500

155.0000

American Feb 21, 2020
Call Options Written

-5,500

160.0000

American Mar 20, 2020
Put Options Purchased

-500

190.0000

American Dec 27, 2019
Call Options Written

-2,800

185.0000

American Dec 20, 2019
Put Options Purchased

-300

165.0000

American Jan 15, 2021
Call Options Written

-600

220.0000

American May 15, 2020
Put Options Purchased

-50,000

160.0000

American Feb 21, 2020
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Put Options Written

11,700

160.0000

American Jun 19, 2020
Put Options Written

66,500

140.0000

American Mar 20, 2020
Call Options Purchased

3,400

170.0000

American Jan 15, 2021
Call Options Purchased

26,600

170.0000

American Dec 20, 2019
Put Options Written

18,500

150.0000

American May 15, 2020
Put Options Written

500

80.0000

American Feb 21, 2020
Call Options Purchased

1,200

190.0000

American Dec 20, 2019
Put Options Written

36,400

105.0000

American Jan 15, 2021
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Put Options Purchased

-200

110.0000

American Dec 20, 2019
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Call Options Written

-1,900

180.0000

American Feb 21, 2020
Call Options Written

-2,200

210.0000

American Dec 20, 2019
Call Options Written

-2,700

150.0000

American Jan 15, 2021
Put Options Purchased

-2,200

70.0000

American Jan 17, 2020
Call Options Written

-300

150.0000

American Feb 21, 2020
Call Options Written

-1,100

290.0000

American Jan 17, 2020
Put Options Purchased

-10,500

125.0000

American Jan 17, 2020
Put Options Purchased

-100

155.0000

American Jan 15, 2021
Call Options Written

-1,100

185.0000

American Feb 21, 2020
Put Options Purchased

-1,700

110.0000

American Jan 15, 2021
Put Options Purchased

-100

185.0000

American Jan 21, 2022
Put Options Purchased

-16,800

115.0000

American Jan 15, 2021
Call Options Written

-2,400

205.0000

American Dec 20, 2019
Call Options Written

-100

165.0000

American Dec 20, 2019
Put Options Purchased

-2,900

90.0000

American Dec 20, 2019
Put Options Purchased

-5,300

110.0000

American Jan 17, 2020
Call Options Purchased

5,100

170.0000

American Feb 21, 2020
Call Options Purchased

1,000

190.0000

American Jun 19, 2020
Put Options Written

1,000

85.0000

American Dec 20, 2019
Call Options Purchased

3,300

165.0000

American Jan 15, 2021
Call Options Purchased

5,900

160.0000

American Jan 17, 2020
Call Options Purchased

3,000

180.0000

American Jan 17, 2020
Put Options Written

400

125.0000

American Jan 15, 2021
Put Options Written

100

145.0000

American Jan 15, 2021
Put Options Written

400

140.0000

American Dec 20, 2019
Call Options Purchased

100

190.0000

American Mar 20, 2020
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Put Options Written

600

185.0000

American May 15, 2020
Put Options Written

400

65.0000

American Jan 17, 2020
Put Options Written

300

100.0000

American Dec 20, 2019
Put Options Written

13,500

165.0000

American Jan 17, 2020
Put Options Written

2,100

185.0000

American Mar 20, 2020
Put Options Written

200

185.0000

American Jan 17, 2020
Put Options Written

400

110.0000

American Feb 21, 2020
Call Options Written

-200

140.0000

American Feb 21, 2020
Call Options Written

-2,800

175.0000

American Jan 17, 2020
Call Options Written

-4,500

220.0000

American Jan 17, 2020
Put Options Purchased

-66,500

160.0000

American Mar 20, 2020
Put Options Written

48,000

140.0000

American Jun 19, 2020
Call Options Purchased

300

145.0000

American Jan 15, 2021
Call Options Purchased

4,100

170.0000

American Jan 17, 2020
Put Options Written

6,400

95.0000

American Jun 19, 2020
Put Options Written

100

145.0000

American Dec 20, 2019
Call Options Purchased

1,000

195.0000

American Jan 17, 2020
Call Options Purchased

1,900

180.0000

American Jan 15, 2021
Call Options Purchased

500

220.0000

American Jan 21, 2022
Call Options Purchased

100

165.0000

American Feb 21, 2020
Call Options Purchased

800

160.0000

American Jan 21, 2022
Put Options Written

800

135.0000

American Dec 20, 2019
Put Options Written

3,800

165.0000

American Jun 19, 2020
Put Options Written

400

170.0000

American Jan 15, 2021
Call Options Purchased

100

190.0000

American Jan 24, 2020
Put Options Purchased

-1,500

150.0000

American Jan 17, 2020
Put Options Purchased

-2,300

170.0000

American Jun 19, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Call Options Written

-29,800

150.0000

American Jan 17, 2020
Call Options Written

-500

220.0000

American Jan 15, 2021
Put Options Purchased

-3,300

100.0000

American Jan 17, 2020
Put Options Purchased

-22,500

105.0000

American Jan 17, 2020
Call Options Written

-100

190.0000

American May 15, 2020
Call Options Written

-2,000

130.0000

American Feb 21, 2020
Call Options Written

-100

135.0000

American Jan 15, 2021
Call Options Written

-7,000

300.0000

American Jan 17, 2020
Call Options Written

-600

195.0000

American Jan 3, 2020
Put Options Written

2,500

120.0000

American Feb 21, 2020
Call Options Purchased

1,400

180.0000

American Jan 21, 2022
Put Options Written

30,100

140.0000

American Jan 17, 2020
Put Options Written

7,000

120.0000

American Jun 19, 2020
Put Options Written

1,800

145.0000

American Jun 19, 2020
Put Options Written

14,800

160.0000

American Feb 21, 2020
Call Options Purchased

5,600

190.0000

American Jan 17, 2020
Call Options Purchased

400

200.0000

American Jan 15, 2021
Put Options Written

3,100

115.0000

American Dec 20, 2019
Put Options Written

2,000

115.0000

American Feb 21, 2020
Put Options Written

6,700

140.0000

American Jan 15, 2021
Put Options Written

4,700

80.0000

American Jan 17, 2020
Put Options Written

50,000

140.0000

American Feb 21, 2020
Put Options Written

14,300

160.0000

American Mar 20, 2020
Put Options Written

7,000

160.0000

American Jan 17, 2020
Call Options Purchased

6,700

190.0000

American Jan 15, 2021
Call Options Written

-100

120.0000

American Jan 15, 2021
Call Options Written

-100

240.0000

American Jan 17, 2020
Call Options Written

-600

205.0000

American Jan 17, 2020
Put Options Purchased

-12,400

150.0000

American Jan 15, 2021
Call Options Written

-100

165.0000

American Jun 19, 2020
Call Options Written

-4,100

155.0000

American Jan 17, 2020
Call Options Written

-200

140.0000

American Jun 19, 2020
Call Options Written

-1,200

195.0000

American Dec 20, 2019
Call Options Written

-1,500

270.0000

American Jan 17, 2020
Call Options Written

-1,700

225.0000

American Jan 17, 2020
Call Options Purchased

4,300

165.0000

American Jan 17, 2020
Call Options Purchased

100

190.0000

American Dec 27, 2019
Put Options Written

13,700

75.0000

American Jan 17, 2020
Put Options Written

2,000

180.0000

American Jan 17, 2020
Put Options Written

500

180.0000

American May 15, 2020
Call Options Purchased

4,000

160.0000

American Jan 15, 2021
Put Options Written

33,600

150.0000

American Dec 20, 2019
Put Options Written

3,300

165.0000

American Mar 20, 2020
Put Options Written

100

165.0000

American May 15, 2020
Put Options Written

500

185.0000

American Feb 21, 2020
Put Options Purchased

-100

150.0000

American Jun 19, 2020
Put Options Purchased

-100

85.0000

American Jan 17, 2020
Call Options Written

-200

185.0000

American Jun 19, 2020
Put Options Purchased

-400

115.0000

American Jan 17, 2020
Call Options Written

-900

175.0000

American Jun 19, 2020
Call Options Written

-22,800

210.0000

American Jan 17, 2020
Put Options Purchased

-1,700

185.0000

American Jan 15, 2021
Call Options Written

-6,900

200.0000

American Jan 17, 2020
Call Options Written

-2,800

230.0000

American Jan 17, 2020
Call Options Written

-100

160.0000

American Jun 19, 2020
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Call Options Written

-200

110.0000

American Jan 15, 2021
Put Options Purchased

-2,100

175.0000

American Jan 17, 2020
Put Options Purchased

-300

160.0000

American Jan 15, 2021
Put Options Purchased

-400

120.0000

American Jan 15, 2021
Put Options Purchased

-300

105.0000

American Dec 20, 2019
Call Options Written

-19,200

185.0000

American Jan 17, 2020
Call Options Written

-2,400

165.0000

American Mar 20, 2020
Put Options Written

8,400

170.0000

American Feb 21, 2020
Put Options Written

7,100

145.0000

American Jan 17, 2020
Put Options Written

1,300

90.0000

American Jan 17, 2020
Call Options Purchased

700

180.0000

American Dec 20, 2019
Put Options Written

500

187.5000

American Dec 27, 2019
Put Options Written

600

135.0000

American Jan 17, 2020
Call Options Purchased

3,800

175.0000

American Feb 21, 2020
Put Options Written

200

185.0000

American Jan 10, 2020
Call Options Written

-100

215.0000

American Jan 17, 2020
Put Options Purchased

-106,300

130.0000

American Jan 17, 2020
Call Options Written

-1,000

200.0000

American Feb 21, 2020
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Put Options Purchased

-3,600

80.0000

American Dec 20, 2019
Call Options Written

-200

185.0000

American Mar 20, 2020
Call Options Written

-200

180.0000

American Jun 19, 2020
Call Options Written

-300

180.0000

American Mar 20, 2020
Put Options Purchased

-19,300

95.0000

American Jan 17, 2020
Put Options Purchased

-100

130.0000

American Jan 15, 2021
Call Options Purchased

1,200

192.5000

American Dec 27, 2019
Put Options Written

43,400

170.0000

American Jan 17, 2020
Put Options Written

1,200

95.0000

American Dec 20, 2019
Call Options Purchased

11,200

195.0000

American Jan 15, 2021
Put Options Written

31,900

150.0000

American Feb 21, 2020
Put Options Written

9,300

160.0000

American Dec 20, 2019
Put Options Written

25,000

150.0000

American Jan 17, 2020
Put Options Written

5,600

145.0000

American Feb 21, 2020
Put Options Written

3,500

200.0000

American Dec 20, 2019
Call Options Purchased

4,600

145.0000

American Jan 17, 2020
Put Options Written

100

150.0000

American Mar 20, 2020
Call Options Written

-1,000

185.0000

American May 15, 2020
Call Options Written

-1,500

140.0000

American Jan 15, 2021
Put Options Purchased

-4,500

130.0000

American Feb 21, 2020
Call Options Written

-4,500

260.0000

American Jan 17, 2020
Call Options Written

-1,300

130.0000

American Jan 17, 2020
Call Options Written

-600

250.0000

American Jan 15, 2021
Call Options Written

-100

110.0000

American Jan 17, 2020
Put Options Purchased

-9,500

140.0000

American Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 688915
Time of Receipt (offset from UTC): 20191219T160813+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC