FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 18 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,919,086

0.20%

5,111,303

0.35%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

5,043,550

0.34%

474,700

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,618,800

0.18%

1,052,000

0.07%

 

 

 

 

(4)

TOTAL:

 

 

 

 

10,581,436

0.72%

6,638,003

0.45%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

20

89.2565 USD

Purchase

34

89.9600 USD

Purchase

100

90.0000 USD

Purchase

100

89.2000 USD

Purchase

100

89.4800 USD

Purchase

100

89.4600 USD

Purchase

161

89.3473 USD

Purchase

200

89.1400 USD

Purchase

200

89.1625 USD

Purchase

200

89.9950 USD

Purchase

200

89.4975 USD

Purchase

200

89.4725 USD

Purchase

253

89.9800 USD

Purchase

264

89.4548 USD

Purchase

300

89.4833 USD

Purchase

300

89.4583 USD

Purchase

300

89.3700 USD

Purchase

400

89.4900 USD

Purchase

500

89.3580 USD

Purchase

500

89.4730 USD

Purchase

508

89.2355 USD

Purchase

525

89.1966 USD

Purchase

600

89.9683 USD

Purchase

643

89.4698 USD

Purchase

700

89.4610 USD

Purchase

809

89.5358 USD

Purchase

900

89.4700 USD

Purchase

1,031

89.3811 USD

Purchase

1,100

89.7768 USD

Purchase

1,200

89.4783 USD

Purchase

1,900

89.3426 USD

Purchase

1,901

89.4038 USD

Purchase

2,300

89.5700 USD

Purchase

2,726

89.8900 USD

Purchase

2,858

89.4538 USD

Purchase

2,943

89.4733 USD

Purchase

3,915

89.3327 USD

Purchase

5,500

89.3446 USD

Purchase

8,303

89.8492 USD

Purchase

9,444

89.4004 USD

Purchase

9,900

89.4964 USD

Purchase

18,391

89.3653 USD

Purchase

19,600

89.4658 USD

Purchase

30,909

89.3597 USD

Purchase

41,331

89.5814 USD

Purchase

54,514

89.3388 USD

Purchase

67,023

89.3526 USD

Purchase

153,735

89.3300 USD

Sale

34

89.9600 USD

Sale

50

89.2000 USD

Sale

100

89.1600 USD

Sale

100

89.3800 USD

Sale

100

89.8800 USD

Sale

100

89.2400 USD

Sale

100

89.8700 USD

Sale

100

89.9000 USD

Sale

100

89.4150 USD

Sale

100

89.4900 USD

Sale

100

89.3200 USD

Sale

109

89.7066 USD

Sale

200

89.4350 USD

Sale

200

89.4750 USD

Sale

200

89.6975 USD

Sale

200

89.4675 USD

Sale

280

89.4700 USD

Sale

300

89.6500 USD

Sale

390

89.7915 USD

Sale

400

89.1800 USD

Sale

400

89.5037 USD

Sale

400

89.4800 USD

Sale

405

89.4500 USD

Sale

500

89.1850 USD

Sale

531

89.3089 USD

Sale

590

89.8825 USD

Sale

600

89.4125 USD

Sale

600

89.4783 USD

Sale

619

89.3644 USD

Sale

693

89.7875 USD

Sale

700

89.4610 USD

Sale

805

89.4371 USD

Sale

900

89.4088 USD

Sale

900

89.2559 USD

Sale

901

89.3797 USD

Sale

914

89.3666 USD

Sale

1,000

89.3100 USD

Sale

1,100

89.7768 USD

Sale

1,126

89.4911 USD

Sale

1,192

89.7210 USD

Sale

1,230

89.7076 USD

Sale

1,425

89.3701 USD

Sale

1,600

89.5150 USD

Sale

1,600

89.6762 USD

Sale

1,600

89.5825 USD

Sale

1,918

89.7256 USD

Sale

1,920

89.4232 USD

Sale

2,021

89.3514 USD

Sale

2,182

89.4924 USD

Sale

2,300

89.5700 USD

Sale

2,525

89.6834 USD

Sale

2,542

89.3792 USD

Sale

2,726

89.8900 USD

Sale

2,815

89.3320 USD

Sale

2,943

89.4733 USD

Sale

2,943

89.4734 USD

Sale

3,133

89.6907 USD

Sale

3,273

89.3565 USD

Sale

4,586

89.3629 USD

Sale

6,600

89.4298 USD

Sale

6,800

89.6224 USD

Sale

7,563

89.4572 USD

Sale

9,500

89.4316 USD

Sale

10,900

89.3749 USD

Sale

21,792

89.5260 USD

Sale

23,499

89.6024 USD

Sale

28,223

89.3292 USD

Sale

56,267

89.3520 USD

Sale

115,265

89.3625 USD

Sale

130,856

89.3300 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per

 

 

 

unit

SWAP

Long

17,320

89.3589 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

100

85 USD American 21 Feb 2020 5.6800 USD
Call Option Purchasing

300

85 USD American 18 Sep 2020 8.7700 USD
Call Option Purchasing

300

88 USD American 18 Sep 2020 7.4500 USD
Call Option Purchasing

200

90 USD American 20 Dec 2019 0.2400 USD
Call Option Purchasing

300

90 USD American 21 Feb 2020 2.6600 USD
Call Option Purchasing

300

90 USD American 15 May 2020 4.6400 USD
Call Option Purchasing

1,000

91 USD American 3 Jan 2020 0.5400 USD
Call Option Purchasing

200

91 USD American 10 Jan 2020 0.9250 USD
Call Option Purchasing

200

95 USD American 17 Jan 2020 0.3400 USD
Call Option Purchasing

100

100 USD American 15 May 2020 1.4700 USD
Call Option Purchasing

300

105 USD American 18 Sep 2020 1.7700 USD
Call Option Selling

100

68 USD American 17 Jan 2020 21.7500 USD
Call Option Selling

200

73 USD American 17 Jan 2020 16.9500 USD
Call Option Selling

500

75 USD American 17 Jan 2020 14.5040 USD
Call Option Selling

1,900

80 USD American 17 Jan 2020 9.4310 USD
Call Option Selling

100

86 USD American 20 Dec 2019 3.8100 USD
Call Option Selling

200

87 USD American 20 Dec 2019 2.4400 USD
Call Option Selling

100

87 USD American 20 Dec 2019 2.8100 USD
Call Option Selling

100

87 USD American 10 Jan 2020 3.2300 USD
Call Option Selling

1,000

89 USD American 3 Jan 2020 1.4400 USD
Call Option Selling

100

89 USD American 10 Jan 2020 1.8600 USD
Call Option Selling

100

91 USD American 10 Jan 2020 1.1800 USD
Call Option Selling

100

93 USD American 21 Feb 2020 1.9900 USD
Put Option Purchasing

300

83 USD American 18 Sep 2020 5.4000 USD
Put Option Purchasing

100

85 USD American 15 May 2020 3.8000 USD
Put Option Purchasing

200

85 USD American 18 Sep 2020 6.4300 USD
Put Option Purchasing

1,500

88 USD American 27 Dec 2019 0.3800 USD
Put Option Purchasing

100

98 USD American 21 Feb 2020 9.6500 USD
Put Option Purchasing

1,500

100 USD American 21 Feb 2020 11.8666 USD
Put Option Selling

100

38 USD American 21 Jan 2022 1.0700 USD
Put Option Selling

500

70 USD American 17 Jan 2020 0.0600 USD
Put Option Selling

100

73 USD American 17 Jan 2020 0.0800 USD
Put Option Selling

200

75 USD American 17 Jan 2020 0.1100 USD
Put Option Selling

9,200

86 USD American 31 Jan 2020 1.7200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 19 Dec 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

6,900

77.5000

American

Jan 17, 2020

Put Options

Written

363,000

65.0000

American

Jan 17, 2020

Call Options

Purchased

7,800

80.0000

American

Dec 20, 2019

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Put Options

Written

400

85.0000

American

Dec 27, 2019

Put Options

Written

2,900

75.0000

American

Jun 19, 2020

Call Options

Purchased

400

70.0000

American

Dec 20, 2019

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

8,100

75.0000

American

Feb 21, 2020

Put Options

Written

3,000

37.5000

American

Jan 21, 2022

Put Options

Written

6,700

87.5000

American

Feb 21, 2020

Call Options

Purchased

5,300

91.0000

American

Dec 20, 2019

Call Options

Purchased

3,300

87.5000

American

May 15, 2020

Put Options

Written

200

70.0000

American

May 15, 2020

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

600

91.0000

American

Dec 27, 2019

Put Options

Written

9,500

88.0000

American

Jan 31, 2020

Put Options

Written

9,200

85.5000

American

Jan 31, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Put Options

Written

300

89.0000

American

Dec 20, 2019

Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

600

75.0000

American

May 15, 2020

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Call Options

Written

-200

100.0000

American

Jan 3, 2020

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Put Options

Purchased

-100

88.5000

American

Jan 3, 2020

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Call Options

Written

-500

75.0000

American

Dec 20, 2019

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-1,000

91.5000

American

Jan 10, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-8,800

97.5000

American

Jan 17, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

87.5000

American

Dec 20, 2019

Put Options

Purchased

-200

85.0000

American

May 15, 2020

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

83.0000

American

Jan 3, 2020

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Put Options

Written

2,500

90.0000

American

Feb 21, 2020

Call Options

Purchased

1,700

92.5000

American

May 15, 2020

Call Options

Purchased

1,600

85.0000

American

Feb 21, 2020

Call Options

Purchased

7,100

95.0000

American

May 15, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Put Options

Written

1,100

82.5000

American

Sep 18, 2020

Call Options

Purchased

1,200

72.5000

American

Jun 19, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

1,600

88.0000

American

Dec 20, 2019

Put Options

Written

49,000

95.0000

American

Jan 17, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

3,500

95.0000

American

Sep 18, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Call Options

Purchased

400

87.0000

American

Dec 20, 2019

Call Options

Purchased

285,600

80.0000

American

Jan 17, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

91.0000

American

Jan 3, 2020

Call Options

Purchased

1,100

72.5000

American

May 15, 2020

Call Options

Purchased

400

120.0000

American

Sep 18, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-1,000

60.0000

American

Dec 20, 2019

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Written

-700

89.0000

American

Dec 27, 2019

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Call Options

Written

-300

97.5000

American

Feb 21, 2020

Put Options

Purchased

-800

72.5000

American

Dec 20, 2019

Put Options

Purchased

-2,000

77.5000

American

Dec 20, 2019

Put Options

Purchased

-200

85.0000

American

Sep 18, 2020

Call Options

Written

-5,900

90.0000

American

Jan 10, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Put Options

Purchased

-12,200

55.0000

American

Jan 17, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

5,700

85.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

95.0000

American

Dec 20, 2019

Call Options

Purchased

500

97.5000

American

May 15, 2020

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Put Options

Written

900

87.0000

American

Dec 20, 2019

Call Options

Purchased

15,800

72.5000

American

Jan 17, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

500

62.5000

American

May 15, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

2,500

92.5000

American

Dec 20, 2019

Put Options

Written

1,000

88.5000

American

Jan 31, 2020

Put Options

Written

400

81.5000

American

Dec 20, 2019

Put Options

Written

16,500

62.5000

American

Jan 17, 2020

Put Options

Written

1,500

60.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Call Options

Written

-900

85.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-100

89.0000

American

Dec 27, 2019

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,600

72.5000

American

Feb 21, 2020

Call Options

Written

-200

40.0000

American

Jan 21, 2022

Put Options

Purchased

-400

75.0000

American

May 15, 2020

Put Options

Purchased

-400

84.0000

American

Dec 20, 2019

Call Options

Written

-500

110.0000

American

Feb 21, 2020

Call Options

Written

-600

95.0000

American

Feb 21, 2020

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Put Options

Purchased

-700

81.0000

American

Dec 20, 2019

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-800

87.5000

American

Jan 3, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-4,400

40.0000

American

Jan 21, 2022

Call Options

Written

-8,100

95.0000

American

Jan 17, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-400

92.0000

American

Dec 20, 2019

Put Options

Purchased

-6,400

85.0000

American

Jan 17, 2020

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-200

86.5000

American

Dec 20, 2019

Put Options

Purchased

-1,100

82.5000

American

Dec 20, 2019

Put Options

Purchased

-23,400

60.0000

American

Jan 17, 2020

Call Options

Written

-100

89.0000

American

Jan 10, 2020

Call Options

Written

-100

85.5000

American

Dec 20, 2019

Call Options

Written

-1,000

90.5000

American

Jan 31, 2020

Put Options

Purchased

-2,000

97.5000

American

Feb 21, 2020

Put Options

Purchased

-2,100

90.0000

American

Dec 20, 2019

Call Options

Written

-4,200

85.0000

American

May 15, 2020

Call Options

Written

-3,900

85.0000

American

Jun 19, 2020

Put Options

Written

5,100

77.5000

American

Jan 15, 2021

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

1,600

87.5000

American

Feb 21, 2020

Call Options

Purchased

400

88.0000

American

Dec 27, 2019

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

175,000

80.0000

American

Jan 15, 2021

Put Options

Written

155,900

65.0000

American

Jun 19, 2020

Call Options

Purchased

4,700

90.0000

American

Sep 18, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

7,700

80.0000

American

May 15, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Call Options

Purchased

200

87.5000

American

Jun 19, 2020

Put Options

Written

600

80.0000

American

Jun 19, 2020

Call Options

Purchased

200

88.5000

American

Jan 3, 2020

Call Options

Purchased

100

92.0000

American

Jan 10, 2020

Call Options

Purchased

1,200

65.0000

American

Sep 18, 2020

Put Options

Written

100

85.0000

American

Jan 31, 2020

Put Options

Purchased

-600

85.5000

American

Dec 20, 2019

Call Options

Written

-1,400

93.5000

American

Jan 31, 2020

Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Call Options

Written

-12,600

92.5000

American

Feb 21, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-1,200

92.5000

American

Jan 31, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-100

45.0000

American

Jan 21, 2022

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-400

86.0000

American

Jan 3, 2020

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-11,800

90.0000

American

Jan 31, 2020

Put Options

Purchased

-1,500

92.0000

American

Dec 27, 2019

Call Options

Written

-8,200

100.0000

American

Jan 15, 2021

Call Options

Written

-79,900

70.0000

American

Jan 15, 2021

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-4,900

75.0000

American

Jan 17, 2020

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Put Options

Written

100

67.5000

American

May 15, 2020

Call Options

Purchased

5,300

86.0000

American

Dec 20, 2019

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

200

91.0000

American

Jan 10, 2020

Put Options

Written

100

65.0000

American

May 15, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Put Options

Written

1,500

70.0000

American

Feb 21, 2020

Call Options

Purchased

200

65.0000

American

May 15, 2020

Put Options

Written

3,400

67.5000

American

Jan 17, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

18,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

200

95.0000

American

Dec 27, 2019

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

100

83.5000

American

Jan 31, 2020

Call Options

Purchased

11,400

90.0000

American

May 15, 2020

Put Options

Written

8,300

86.5000

American

Jan 24, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Call Options

Purchased

23,800

90.0000

American

Feb 21, 2020

Put Options

Written

17,100

85.0000

American

Jan 24, 2020

Put Options

Written

4,800

86.0000

American

Jan 24, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Put Options

Written

1,000

67.5000

American

Dec 20, 2019

Put Options

Written

200

82.5000

American

Feb 21, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Feb 21, 2020

Put Options

Purchased

-4,300

75.0000

American

Jan 17, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Written

-100

37.5000

American

Jan 21, 2022

Put Options

Purchased

-70,500

67.5000

American

Jan 15, 2021

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-900

92.5000

American

Jan 17, 2020

Put Options

Purchased

-1,500

100.0000

American

Feb 21, 2020

Put Options

Purchased

-400

130.0000

American

Jan 17, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-4,600

91.0000

American

Jan 31, 2020

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

82.5000

American

May 15, 2020

Put Options

Purchased

-500

86.5000

American

Dec 20, 2019

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Call Options

Written

-100

90.5000

American

Jan 10, 2020

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

88.0000

American

Dec 27, 2019

Put Options

Purchased

-1,500

92.5000

American

Dec 20, 2019

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Put Options

Written

500

62.5000

American

May 15, 2020

Put Options

Written

400

50.0000

American

Feb 21, 2020

Call Options

Purchased

22,800

80.0000

American

Feb 21, 2020

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

600

87.5000

American

May 15, 2020

Call Options

Purchased

7,300

90.0000

American

Jan 3, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

15,600

75.0000

American

Dec 20, 2019

Put Options

Written

9,000

80.0000

American

Jan 17, 2020

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Call Options

Purchased

400

86.5000

American

Dec 27, 2019

Put Options

Written

100

57.5000

American

Sep 18, 2020

Put Options

Written

29,600

70.0000

American

Jun 19, 2020

Call Options

Purchased

100

70.0000

American

May 15, 2020

Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020

Call Options

Purchased

24,600

67.5000

American

Jan 17, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

100

84.0000

American

Dec 27, 2019

Put Options

Written

100

65.0000

American

Dec 20, 2019

Put Options

Purchased

-2,200

87.5000

American

Jan 17, 2020

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-100

82.5000

American

Dec 27, 2019

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-53,000

82.5000

American

Jan 17, 2020

Put Options

Purchased

-4,400

70.0000

American

Jan 17, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-600

83.0000

American

Dec 20, 2019

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Put Options

Purchased

-3,500

83.0000

American

Dec 27, 2019

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020

Call Options

Purchased

22,900

90.0000

American

Dec 20, 2019

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

2,100

105.0000

American

May 15, 2020

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options

Written

19,600

85.0000

American

Feb 21, 2020

Call Options

Purchased

200

55.0000

American

Jan 21, 2022

Call Options

Purchased

200

72.5000

American

Dec 20, 2019

Call Options

Purchased

6,700

87.5000

American

Dec 20, 2019

Call Options

Purchased

2,900

82.5000

American

Dec 20, 2019

Call Options

Purchased

300

89.0000

American

Dec 20, 2019

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Call Options

Purchased

3,500

100.0000

American

Feb 21, 2020

Put Options

Written

300

65.0000

American

Jan 15, 2021

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

14,400

67.5000

American

Jun 19, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Put Options

Written

400

82.0000

American

Dec 20, 2019

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Written

-700

65.0000

American

Jan 17, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-1,800

77.5000

American

Dec 20, 2019

Put Options

Purchased

-3,600

85.0000

American

Dec 20, 2019

Put Options

Purchased

-1,000

91.0000

American

Jan 3, 2020

Call Options

Written

-6,500

100.0000

American

Jun 19, 2020

Call Options

Written

-9,500

85.0000

American

Jan 17, 2020

Call Options

Written

-1,000

89.0000

American

Jan 3, 2020

Call Options

Written

-400

82.5000

American

May 15, 2020

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Call Options

Written

-67,400

100.0000

American

Jan 17, 2020

Call Options

Written

-10,900

87.5000

American

Jan 17, 2020

Call Options

Written

-100

87.0000

American

Jan 10, 2020

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Call Options

Written

-100

88.0000

American

Jan 10, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-200

84.5000

American

Dec 20, 2019

Put Options

Purchased

-3,100

81.5000

American

Jan 3, 2020

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

2,700

100.0000

American

May 15, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Put Options

Written

5,300

72.5000

American

Jan 17, 2020

Call Options

Purchased

9,000

77.5000

American

Jan 17, 2020

Put Options

Written

600

72.5000

American

May 15, 2020

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

16,600

80.0000

American

Feb 21, 2020

Call Options

Purchased

1,800

90.0000

American

Dec 27, 2019

Put Options

Written

1,300

70.0000

American

Dec 20, 2019

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

2,400

80.0000

American

Dec 20, 2019

Put Options

Purchased

-1,100

88.0000

American

Dec 20, 2019

Call Options

Written

-400

86.0000

American

Jan 24, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Call Options

Written

-400

90.0000

American

Jan 17, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-100

91.5000

American

Dec 20, 2019

Call Options

Written

-1,200

140.0000

American

Jan 15, 2021

Call Options

Written

-4,300

92.5000

American

Jan 17, 2020

Put Options

Purchased

-100

77.5000

American

Feb 21, 2020

Call Options

Written

-4,700

100.0000

American

Sep 18, 2020

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options

Purchased

-9,700

100.0000

American

Jan 17, 2020

Put Options

Purchased

-400

86.5000

American

Dec 27, 2019

Call Options

Written

-5,900

95.0000

American

Jan 15, 2021

Call Options

Written

-1,700

80.0000

American

Jan 15, 2021

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Put Options

Purchased

-12,900

86.5000

American

Jan 10, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-500

100.0000

American

Dec 20, 2019

Put Options

Purchased

-3,400

82.5000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 688863
Time of Receipt (offset from UTC): 20191219T105924+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC