Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 17 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

2,866,899

0.19%

5,087,625

0.34%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

5,026,220

0.34%

474,700

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,609,300

0.18%

1,047,700

0.07%

 

 

 

 

TOTAL:

 

 

 

 

10,502,419

0.71%

6,610,025

0.45%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

89.7400 USD

Purchase

15

89.5300 USD

Purchase

100

89.6800 USD

Purchase

100

89.3600 USD

Purchase

100

90.0850 USD

Purchase

100

89.8000 USD

Purchase

100

89.5400 USD

Purchase

136

89.6937 USD

Purchase

137

90.0791 USD

Purchase

138

89.9700 USD

Purchase

180

89.9300 USD

Purchase

200

89.6950 USD

Purchase

200

89.6225 USD

Purchase

200

89.1200 USD

Purchase

200

89.4650 USD

Purchase

205

89.7244 USD

Purchase

221

89.7516 USD

Purchase

287

89.7574 USD

Purchase

300

89.9033 USD

Purchase

400

89.7687 USD

Purchase

400

89.8650 USD

Purchase

431

89.8866 USD

Purchase

500

89.7600 USD

Purchase

506

89.7488 USD

Purchase

518

89.6376 USD

Purchase

538

90.0231 USD

Purchase

547

89.6868 USD

Purchase

600

89.4800 USD

Purchase

600

89.9450 USD

Purchase

600

89.4350 USD

Purchase

681

89.6985 USD

Purchase

700

89.5036 USD

Purchase

802

89.7237 USD

Purchase

826

89.6727 USD

Purchase

858

89.6583 USD

Purchase

891

89.5580 USD

Purchase

997

89.9797 USD

Purchase

1,072

89.6556 USD

Purchase

1,100

89.8040 USD

Purchase

1,118

89.8130 USD

Purchase

1,217

90.0306 USD

Purchase

1,324

89.6457 USD

Purchase

1,353

89.8534 USD

Purchase

1,706

89.6232 USD

Purchase

2,171

89.8742 USD

Purchase

2,200

89.5768 USD

Purchase

2,591

89.6507 USD

Purchase

2,800

89.9400 USD

Purchase

2,800

89.7573 USD

Purchase

3,000

89.8036 USD

Purchase

3,097

89.6658 USD

Purchase

4,300

89.9225 USD

Purchase

7,085

89.7884 USD

Purchase

7,100

89.7925 USD

Purchase

9,900

89.5827 USD

Purchase

10,154

89.8075 USD

Purchase

11,562

89.7323 USD

Purchase

17,892

89.6861 USD

Purchase

19,250

89.6022 USD

Purchase

19,320

89.7456 USD

Purchase

20,324

89.7386 USD

Purchase

21,650

89.5266 USD

Purchase

21,664

89.7255 USD

Purchase

22,700

89.6793 USD

Purchase

25,122

89.5434 USD

Purchase

34,300

89.7522 USD

Purchase

41,015

90.0664 USD

Purchase

50,634

89.7092 USD

Purchase

52,436

90.0639 USD

Purchase

75,834

90.0800 USD

Purchase

139,885

90.0786 USD

Purchase

177,800

89.8933 USD

Sale

20

90.0100 USD

Sale

37

89.8600 USD

Sale

41

89.6100 USD

Sale

100

89.3700 USD

Sale

100

89.3900 USD

Sale

100

89.6400 USD

Sale

100

89.6500 USD

Sale

100

89.9650 USD

Sale

100

89.9800 USD

Sale

100

90.0250 USD

Sale

100

90.0850 USD

Sale

100

100.0000 USD

Sale

106

89.5594 USD

Sale

107

89.5500 USD

Sale

117

89.5987 USD

Sale

140

90.0900 USD

Sale

178

89.9656 USD

Sale

180

89.9300 USD

Sale

182

89.4254 USD

Sale

200

89.8550 USD

Sale

200

89.8980 USD

Sale

200

89.9500 USD

Sale

200

89.9525 USD

Sale

200

89.6200 USD

Sale

209

89.8730 USD

Sale

235

89.2870 USD

Sale

300

89.9700 USD

Sale

345

89.7400 USD

Sale

358

89.9331 USD

Sale

359

89.6239 USD

Sale

400

89.6525 USD

Sale

400

89.4500 USD

Sale

400

89.5075 USD

Sale

400

90.0700 USD

Sale

466

89.5411 USD

Sale

500

89.4940 USD

Sale

500

89.8150 USD

Sale

500

89.7270 USD

Sale

510

89.7549 USD

Sale

593

89.4943 USD

Sale

700

89.4442 USD

Sale

811

89.3952 USD

Sale

900

89.9750 USD

Sale

955

90.0043 USD

Sale

1,000

89.6955 USD

Sale

1,000

89.4100 USD

Sale

1,033

89.7796 USD

Sale

1,100

89.5509 USD

Sale

1,200

89.6775 USD

Sale

1,300

89.4592 USD

Sale

1,337

89.3941 USD

Sale

1,338

89.7716 USD

Sale

1,600

89.9450 USD

Sale

1,600

89.5993 USD

Sale

1,700

89.9708 USD

Sale

1,772

89.6074 USD

Sale

2,039

89.6869 USD

Sale

2,079

90.0454 USD

Sale

2,081

89.7900 USD

Sale

2,171

89.8742 USD

Sale

2,396

89.5791 USD

Sale

2,600

89.9400 USD

Sale

2,700

90.0040 USD

Sale

4,400

89.7097 USD

Sale

4,700

89.4153 USD

Sale

5,122

89.6542 USD

Sale

6,169

89.6856 USD

Sale

8,535

89.6799 USD

Sale

8,858

89.6823 USD

Sale

11,131

89.5920 USD

Sale

11,800

89.7834 USD

Sale

11,945

89.6985 USD

Sale

14,800

89.7867 USD

Sale

17,720

89.7634 USD

Sale

17,900

89.7350 USD

Sale

20,350

89.5928 USD

Sale

23,181

89.7673 USD

Sale

24,300

89.7143 USD

Sale

25,338

90.0765 USD

Sale

43,300

89.5266 USD

Sale

51,064

89.8409 USD

Sale

56,806

90.0036 USD

Sale

93,162

89.7076 USD

Sale

97,558

89.9831 USD

Sale

128,194

90.0800 USD

Sale

131,839

90.0067 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

4,334

89.5072 USD

SWAP

Long

17,320

89.7591 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

88 USD

American

27 Dec 2019

2.3400 USD

Call Option

Purchasing

900

88 USD

American

21 Feb 2020

4.4277 USD

Call Option

Purchasing

400

90 USD

American

20 Dec 2019

0.5375 USD

Call Option

Purchasing

5,200

90 USD

American

3 Jan 2020

1.3288 USD

Call Option

Purchasing

100

90 USD

American

15 May 2020

4.6500 USD

Call Option

Purchasing

100

92 USD

American

20 Dec 2019

0.1200 USD

Call Option

Purchasing

100

92 USD

American

10 Jan 2020

0.8700 USD

Call Option

Purchasing

1,900

93 USD

American

17 Jan 2020

0.8952 USD

Call Option

Purchasing

100

93 USD

American

15 May 2020

3.6000 USD

Call Option

Purchasing

4,500

95 USD

American

17 Jan 2020

0.3446 USD

Call Option

Purchasing

300

95 USD

American

21 Feb 2020

1.2000 USD

Call Option

Purchasing

700

95 USD

American

15 May 2020

2.8000 USD

Call Option

Selling

100

70 USD

American

17 Jan 2020

19.8000 USD

Call Option

Selling

500

73 USD

American

17 Jan 2020

17.0700 USD

Call Option

Selling

10,300

75 USD

American

17 Jan 2020

14.5486 USD

Call Option

Selling

600

78 USD

American

17 Jan 2020

12.0000 USD

Call Option

Selling

100

88 USD

American

20 Dec 2019

2.1200 USD

Put Option

Purchasing

3,400

85 USD

American

21 Feb 2020

1.8600 USD

Put Option

Purchasing

400

86 USD

American

3 Jan 2020

0.3200 USD

Put Option

Purchasing

100

89 USD

American

3 Jan 2020

0.8900 USD

Put Option

Purchasing

900

93 USD

American

17 Jan 2020

4.2800 USD

Put Option

Purchasing

100

100 USD

American

10 Jan 2020

10.4000 USD

Put Option

Selling

600

70 USD

American

21 Feb 2020

0.2100 USD

Put Option

Selling

1,000

73 USD

American

17 Jan 2020

0.0800 USD

Put Option

Selling

900

83 USD

American

17 Jan 2020

0.4300 USD

Put Option

Selling

100

84 USD

American

20 Dec 2019

0.0300 USD

Put Option

Selling

100

100 USD

American

10 Jan 2020

8.5500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 18 Dec 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

363,000

65.0000

American

Jan 17, 2020

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

400

85.0000

American

Dec 27, 2019

Put Options

Written

6,700

87.5000

American

Feb 21, 2020

Call Options

Purchased

7,800

80.0000

American

Dec 20, 2019

Put Options

Written

9,500

88.0000

American

Jan 31, 2020

Put Options

Written

8,100

75.0000

American

Feb 21, 2020

Put Options

Written

2,900

75.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

600

75.0000

American

May 15, 2020

Call Options

Purchased

400

70.0000

American

Dec 20, 2019

Put Options

Written

2,900

37.5000

American

Jan 21, 2022

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Put Options

Written

300

89.0000

American

Dec 20, 2019

Put Options

Written

6,900

77.5000

American

Jan 17, 2020

Call Options

Purchased

5,300

91.0000

American

Dec 20, 2019

Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020

Call Options

Purchased

3,300

87.5000

American

May 15, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Put Options

Written

200

70.0000

American

May 15, 2020

Call Options

Purchased

600

91.0000

American

Dec 27, 2019

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options

Written

-200

100.0000

American

Jan 3, 2020

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Call Options

Written

-500

75.0000

American

Dec 20, 2019

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Call Options

Written

-8,800

97.5000

American

Jan 17, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

83.0000

American

Jan 3, 2020

Put Options

Purchased

-100

88.5000

American

Jan 3, 2020

Call Options

Written

-1,000

91.5000

American

Jan 10, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

May 15, 2020

Put Options

Purchased

-1,000

87.5000

American

Dec 20, 2019

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Purchased

600

87.0000

American

Dec 20, 2019

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Call Options

Purchased

1,200

72.5000

American

Jun 19, 2020

Call Options

Purchased

287,500

80.0000

American

Jan 17, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,100

72.5000

American

May 15, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

400

120.0000

American

Sep 18, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

3,500

95.0000

American

Sep 18, 2020

Call Options

Purchased

1,700

92.5000

American

May 15, 2020

Call Options

Purchased

1,600

88.0000

American

Dec 20, 2019

Put Options

Written

49,000

95.0000

American

Jan 17, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Put Options

Written

1,400

82.5000

American

Sep 18, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Call Options

Purchased

7,100

95.0000

American

May 15, 2020

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Put Options

Written

2,500

90.0000

American

Feb 21, 2020

Call Options

Purchased

1,500

85.0000

American

Feb 21, 2020

Call Options

Written

-700

89.0000

American

Dec 27, 2019

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options

Written

-5,900

90.0000

American

Jan 10, 2020

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-800

72.5000

American

Dec 20, 2019

Put Options

Purchased

-12,200

55.0000

American

Jan 17, 2020

Call Options

Written

-1,000

60.0000

American

Dec 20, 2019

Call Options

Written

-300

97.5000

American

Feb 21, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

77.5000

American

Dec 20, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

16,000

72.5000

American

Jan 17, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Put Options

Written

900

87.0000

American

Dec 20, 2019

Call Options

Purchased

5,700

85.0000

American

Dec 20, 2019

Put Options

Written

1,500

60.0000

American

Dec 20, 2019

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options

Written

400

81.5000

American

Dec 20, 2019

Call Options

Purchased

500

97.5000

American

May 15, 2020

Call Options

Purchased

500

62.5000

American

May 15, 2020

Call Options

Purchased

2,500

92.5000

American

Dec 20, 2019

Put Options

Written

16,500

62.5000

American

Jan 17, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

95.0000

American

Dec 20, 2019

Put Options

Written

1,000

88.5000

American

Jan 31, 2020

Put Options

Purchased

-400

84.0000

American

Dec 20, 2019

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-2,100

90.0000

American

Dec 20, 2019

Call Options

Written

-100

86.5000

American

Dec 20, 2019

Put Options

Purchased

-400

75.0000

American

May 15, 2020

Put Options

Purchased

-700

81.0000

American

Dec 20, 2019

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-8,300

95.0000

American

Jan 17, 2020

Put Options

Purchased

-100

89.0000

American

Dec 27, 2019

Call Options

Written

-400

92.0000

American

Dec 20, 2019

Call Options

Written

-800

87.5000

American

Jan 3, 2020

Call Options

Written

-3,900

85.0000

American

Jun 19, 2020

Put Options

Purchased

-4,400

40.0000

American

Jan 21, 2022

Put Options

Purchased

-23,400

60.0000

American

Jan 17, 2020

Call Options

Written

-1,000

90.5000

American

Jan 31, 2020

Put Options

Purchased

-1,900

97.5000

American

Feb 21, 2020

Call Options

Written

-4,200

85.0000

American

May 15, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Put Options

Purchased

-1,100

82.5000

American

Dec 20, 2019

Put Options

Purchased

-1,600

72.5000

American

Feb 21, 2020

Call Options

Written

-200

40.0000

American

Jan 21, 2022

Call Options

Written

-600

95.0000

American

Feb 21, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-6,400

85.0000

American

Jan 17, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-500

110.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Call Options

Purchased

200

88.5000

American

Jan 3, 2020

Call Options

Purchased

200

87.5000

American

Jun 19, 2020

Put Options

Written

175,000

80.0000

American

Jan 15, 2021

Call Options

Purchased

1,200

65.0000

American

Sep 18, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

155,900

65.0000

American

Jun 19, 2020

Call Options

Purchased

1,600

87.5000

American

Feb 21, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

100

92.0000

American

Jan 10, 2020

Call Options

Purchased

7,700

80.0000

American

May 15, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

400

90.0000

American

Jun 19, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

5,100

77.5000

American

Jan 15, 2021

Put Options

Written

600

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Call Options

Purchased

400

88.0000

American

Dec 27, 2019

Put Options

Written

100

85.0000

American

Jan 31, 2020

Call Options

Purchased

4,700

90.0000

American

Sep 18, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-79,900

70.0000

American

Jan 15, 2021

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021

Call Options

Written

-8,200

100.0000

American

Jan 15, 2021

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-11,800

90.0000

American

Jan 31, 2020

Call Options

Written

-4,400

75.0000

American

Jan 17, 2020

Call Options

Written

-100

45.0000

American

Jan 21, 2022

Put Options

Purchased

-400

86.0000

American

Jan 3, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-12,500

92.5000

American

Feb 21, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Call Options

Written

-1,400

93.5000

American

Jan 31, 2020

Put Options

Purchased

-1,500

92.0000

American

Dec 27, 2019

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-600

85.5000

American

Dec 20, 2019

Call Options

Written

-1,200

92.5000

American

Jan 31, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

18,000

70.0000

American

Jan 17, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Call Options

Purchased

200

95.0000

American

Dec 27, 2019

Put Options

Written

200

82.5000

American

Feb 21, 2020

Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020

Put Options

Written

3,400

67.5000

American

Jan 17, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options

Written

100

65.0000

American

May 15, 2020

Put Options

Written

100

67.5000

American

May 15, 2020

Call Options

Purchased

7,100

87.5000

American

Sep 18, 2020

Call Options

Purchased

5,300

86.0000

American

Dec 20, 2019

Put Options

Written

4,800

86.0000

American

Jan 24, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

8,300

86.5000

American

Jan 24, 2020

Put Options

Written

1,500

70.0000

American

Feb 21, 2020

Put Options

Written

1,000

67.5000

American

Dec 20, 2019

Put Options

Written

100

83.5000

American

Jan 31, 2020

Call Options

Purchased

11,100

90.0000

American

May 15, 2020

Call Options

Purchased

200

65.0000

American

May 15, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

23,500

90.0000

American

Feb 21, 2020

Put Options

Written

17,100

85.0000

American

Jan 24, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Put Options

Purchased

-70,500

67.5000

American

Jan 15, 2021

Put Options

Purchased

-900

92.5000

American

Jan 17, 2020

Put Options

Purchased

-400

130.0000

American

Jan 17, 2020

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-1,500

92.5000

American

Dec 20, 2019

Put Options

Purchased

-300

60.0000

American

Feb 21, 2020

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

82.5000

American

May 15, 2020

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

75.0000

American

Jan 17, 2020

Call Options

Written

-4,600

91.0000

American

Jan 31, 2020

Put Options

Purchased

-500

86.5000

American

Dec 20, 2019

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Call Options

Written

-100

37.5000

American

Jan 21, 2022

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

29,600

70.0000

American

Jun 19, 2020

Call Options

Purchased

7,300

90.0000

American

Jan 3, 2020

Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020

Put Options

Written

600

87.5000

American

May 15, 2020

Call Options

Purchased

22,800

80.0000

American

Feb 21, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Put Options

Written

100

65.0000

American

Dec 20, 2019

Put Options

Written

15,600

75.0000

American

Dec 20, 2019

Put Options

Written

500

62.5000

American

May 15, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

100

70.0000

American

May 15, 2020

Call Options

Purchased

100

84.0000

American

Dec 27, 2019

Put Options

Written

100

57.5000

American

Sep 18, 2020

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Put Options

Written

400

50.0000

American

Feb 21, 2020

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Call Options

Purchased

400

86.5000

American

Dec 27, 2019

Put Options

Written

9,000

80.0000

American

Jan 17, 2020

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Call Options

Written

-53,000

82.5000

American

Jan 17, 2020

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-4,900

70.0000

American

Jan 17, 2020

Put Options

Purchased

-100

82.5000

American

Dec 27, 2019

Put Options

Purchased

-600

83.0000

American

Dec 20, 2019

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Put Options

Purchased

-3,500

83.0000

American

Dec 27, 2019

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

87.5000

American

Jan 17, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

22,700

90.0000

American

Dec 20, 2019

Put Options

Written

100

65.0000

American

Sep 18, 2020

Call Options

Purchased

2,100

105.0000

American

May 15, 2020

Call Options

Purchased

1,000

105.0000

American

Sep 18, 2020

Call Options

Purchased

200

72.5000

American

Dec 20, 2019

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Put Options

Written

400

82.0000

American

Dec 20, 2019

Call Options

Purchased

200

55.0000

American

Jan 21, 2022

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Call Options

Purchased

2,900

82.5000

American

Dec 20, 2019

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Call Options

Purchased

3,500

100.0000

American

Feb 21, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options

Written

19,600

85.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options

Written

300

65.0000

American

Jan 15, 2021

Put Options

Written

14,400

67.5000

American

Jun 19, 2020

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Call Options

Purchased

6,700

87.5000

American

Dec 20, 2019

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

300

89.0000

American

Dec 20, 2019

Call Options

Written

-400

82.5000

American

May 15, 2020

Call Options

Written

-10,900

87.5000

American

Jan 17, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-200

84.5000

American

Dec 20, 2019

Call Options

Written

-9,500

85.0000

American

Jan 17, 2020

Call Options

Written

-100

88.0000

American

Jan 10, 2020

Call Options

Written

-700

65.0000

American

Jan 17, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-67,400

100.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

91.0000

American

Jan 3, 2020

Call Options

Written

-1,800

77.5000

American

Dec 20, 2019

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Put Options

Purchased

-3,100

81.5000

American

Jan 3, 2020

Put Options

Purchased

-3,600

85.0000

American

Dec 20, 2019

Call Options

Written

-6,500

100.0000

American

Jun 19, 2020

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Put Options

Written

2,400

80.0000

American

Dec 20, 2019

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

2,600

100.0000

American

May 15, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

1,300

70.0000

American

Dec 20, 2019

Put Options

Written

600

72.5000

American

May 15, 2020

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Call Options

Purchased

9,000

77.5000

American

Jan 17, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Put Options

Written

16,600

80.0000

American

Feb 21, 2020

Put Options

Written

5,200

72.5000

American

Jan 17, 2020

Call Options

Purchased

1,800

90.0000

American

Dec 27, 2019

Call Options

Written

-400

90.0000

American

Jan 17, 2020

Call Options

Written

-1,200

140.0000

American

Jan 15, 2021

Call Options

Written

-5,900

95.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

88.0000

American

Dec 20, 2019

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options

Purchased

-400

86.5000

American

Dec 27, 2019

Put Options

Purchased

-9,700

100.0000

American

Jan 17, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-12,900

86.5000

American

Jan 10, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-4,300

92.5000

American

Jan 17, 2020

Call Options

Written

-400

86.0000

American

Jan 24, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Call Options

Written

-100

91.5000

American

Dec 20, 2019

Put Options

Purchased

-100

77.5000

American

Feb 21, 2020

Call Options

Written

-1,700

80.0000

American

Jan 15, 2021

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Put Options

Purchased

-3,400

82.5000

American

Jan 17, 2020

Call Options

Written

-500

100.0000

American

Dec 20, 2019

Call Options

Written

-4,700

100.0000

American

Sep 18, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 688783
Time of Receipt (offset from UTC): 20191218T115822+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC