Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 17 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

4,101,556

1.25%

2,297,994

0.70%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,893,800

0.88%

2,324,303

0.71%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

692,300

0.21%

510,800

0.16%

 

 

 

 

TOTAL:

 

 

 

 

7,687,656

2.34%

5,133,097

1.56%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

36

190.6900 USD

Purchase

100

190.6600 USD

Purchase

100

190.3250 USD

Purchase

111

190.6609 USD

Purchase

200

190.5000 USD

Purchase

200

190.5850 USD

Purchase

200

190.4600 USD

Purchase

200

190.5650 USD

Purchase

203

190.2600 USD

Purchase

250

190.3230 USD

Purchase

300

190.2433 USD

Purchase

300

190.6333 USD

Purchase

300

190.3667 USD

Purchase

300

190.3666 USD

Purchase

321

190.2567 USD

Purchase

323

190.3082 USD

Purchase

324

190.6793 USD

Purchase

374

190.2787 USD

Purchase

400

190.3800 USD

Purchase

475

190.2866 USD

Purchase

500

190.3380 USD

Purchase

647

190.3110 USD

Purchase

784

190.3441 USD

Purchase

900

190.2038 USD

Purchase

960

190.2741 USD

Purchase

1,000

190.4740 USD

Purchase

1,000

190.5890 USD

Purchase

1,052

190.2582 USD

Purchase

1,200

190.3120 USD

Purchase

1,300

190.4765 USD

Purchase

1,850

190.6571 USD

Purchase

1,908

190.4000 USD

Purchase

3,194

190.4315 USD

Purchase

3,282

190.6027 USD

Purchase

3,700

190.3118 USD

Purchase

4,175

190.5333 USD

Purchase

5,015

190.3594 USD

Purchase

5,146

190.2271 USD

Purchase

5,241

190.5758 USD

Purchase

6,706

190.5883 USD

Purchase

10,098

190.3780 USD

Purchase

13,536

190.3850 USD

Purchase

15,300

190.3716 USD

Purchase

20,000

190.5200 USD

Purchase

20,130

190.4629 USD

Purchase

23,241

190.3839 USD

Purchase

41,601

190.6300 USD

Purchase

47,673

190.5871 USD

Purchase

50,200

190.3300 USD

Purchase

107,597

190.4716 USD

Sale

3

190.7200 USD

Sale

3

190.6400 USD

Sale

28

190.6000 USD

Sale

76

190.7300 USD

Sale

97

190.2200 USD

Sale

100

190.2600 USD

Sale

100

190.7400 USD

Sale

100

190.3250 USD

Sale

100

190.5300 USD

Sale

100

190.6100 USD

Sale

100

190.6250 USD

Sale

100

190.5900 USD

Sale

101

190.4598 USD

Sale

155

190.6843 USD

Sale

200

190.2300 USD

Sale

200

190.1850 USD

Sale

200

190.3600 USD

Sale

200

190.6800 USD

Sale

200

190.3800 USD

Sale

211

190.6713 USD

Sale

300

190.3666 USD

Sale

300

190.3525 USD

Sale

300

190.0133 USD

Sale

300

190.4366 USD

Sale

349

190.7755 USD

Sale

400

190.4625 USD

Sale

400

190.4375 USD

Sale

400

190.3950 USD

Sale

400

190.3425 USD

Sale

400

190.3175 USD

Sale

400

190.0975 USD

Sale

426

190.4374 USD

Sale

500

190.2710 USD

Sale

600

190.3818 USD

Sale

600

190.5016 USD

Sale

657

190.7921 USD

Sale

700

190.2721 USD

Sale

780

190.4067 USD

Sale

850

190.5717 USD

Sale

900

190.2038 USD

Sale

905

190.6140 USD

Sale

922

190.5931 USD

Sale

947

190.4599 USD

Sale

1,001

190.3248 USD

Sale

1,200

190.2900 USD

Sale

1,200

190.3120 USD

Sale

1,200

190.2841 USD

Sale

1,434

190.2903 USD

Sale

1,500

190.4403 USD

Sale

1,500

190.4730 USD

Sale

1,564

190.6575 USD

Sale

1,710

190.4674 USD

Sale

1,800

190.1994 USD

Sale

2,222

190.3619 USD

Sale

2,450

190.4770 USD

Sale

4,200

190.4676 USD

Sale

4,250

190.4662 USD

Sale

4,553

190.4298 USD

Sale

4,723

190.4449 USD

Sale

6,323

190.5484 USD

Sale

6,739

190.5084 USD

Sale

10,030

190.3594 USD

Sale

10,336

190.4386 USD

Sale

11,908

190.3412 USD

Sale

13,056

190.4901 USD

Sale

16,200

190.3795 USD

Sale

16,500

190.3421 USD

Sale

16,674

190.5050 USD

Sale

22,384

190.4990 USD

Sale

22,590

190.6300 USD

Sale

25,100

190.3300 USD

Sale

33,700

190.4602 USD

Sale

44,617

190.5806 USD

Sale

71,222

190.5462 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Short

20,000

190.5300 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

190 USD

American

17 Jan 2020

3.0700 USD

Call Option

Purchasing

1,000

195 USD

American

17 Jan 2020

0.8800 USD

Call Option

Selling

100

185 USD

American

20 Dec 2019

5.9700 USD

Call Option

Selling

600

195 USD

American

3 Jan 2020

0.2400 USD

Put Option

Purchasing

100

120 USD

American

15 Jan 2021

0.9000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 18 Dec 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

2,200

180.0000

American

Dec 20, 2019

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

4,800

155.0000

American

Dec 20, 2019

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

100

135.0000

American

Feb 21, 2020

Call Options

Purchased

1,800

190.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

500

185.0000

American

Jun 19, 2020

Call Options

Purchased

100

192.5000

American

Jan 31, 2020

Call Options

Purchased

4,200

250.0000

American

Jan 17, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

200

180.0000

American

Jan 15, 2021

Put Options

Written

100

120.0000

American

Jan 17, 2020

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-500

190.0000

American

Dec 27, 2019

Call Options

Written

-2,800

185.0000

American

Dec 20, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options

Purchased

26,600

170.0000

American

Dec 20, 2019

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

190.0000

American

Dec 20, 2019

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-1,900

180.0000

American

Feb 21, 2020

Call Options

Written

-2,200

210.0000

American

Dec 20, 2019

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-10,500

125.0000

American

Jan 17, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Call Options

Written

-1,100

185.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

185.0000

American

Jan 21, 2022

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Call Options

Written

-2,400

205.0000

American

Dec 20, 2019

Call Options

Written

-100

165.0000

American

Dec 20, 2019

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options

Purchased

5,900

160.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

400

140.0000

American

Dec 20, 2019

Call Options

Purchased

100

190.0000

American

Mar 20, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

600

185.0000

American

May 15, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Put Options

Written

2,100

185.0000

American

Mar 20, 2020

Put Options

Written

200

185.0000

American

Jan 17, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Put Options

Written

100

145.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

195.0000

American

Jan 17, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Put Options

Written

800

135.0000

American

Dec 20, 2019

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

400

170.0000

American

Jan 15, 2021

Call Options

Purchased

100

190.0000

American

Jan 24, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-100

190.0000

American

May 15, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-600

195.0000

American

Jan 3, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

30,100

140.0000

American

Jan 17, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

14,800

160.0000

American

Feb 21, 2020

Call Options

Purchased

5,600

190.0000

American

Jan 17, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options

Purchased

100

190.0000

American

Dec 27, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Written

2,000

180.0000

American

Jan 17, 2020

Put Options

Written

500

180.0000

American

May 15, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

500

185.0000

American

Feb 21, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options

Written

-6,900

200.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

175.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-300

105.0000

American

Dec 20, 2019

Call Options

Written

-19,200

185.0000

American

Jan 17, 2020

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

700

180.0000

American

Dec 20, 2019

Put Options

Written

500

187.5000

American

Dec 27, 2019

Put Options

Written

600

135.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

200

185.0000

American

Jan 10, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options

Written

-200

185.0000

American

Mar 20, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Call Options

Purchased

1,200

192.5000

American

Dec 27, 2019

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Put Options

Written

3,500

200.0000

American

Dec 20, 2019

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-1,300

130.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Put Options

Purchased

-9,500

140.0000

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 688780
Time of Receipt (offset from UTC): 20191218T114126+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC