FORM 8.3 - ABBVIE PLC - AMENDMENT

LONDON--()-- 

FORM 8.3

Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 06 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,497,456

0.17%

5,095,976

0.34%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

5,000,929

0.34%

474,700

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,532,500

0.17%

912,000

0.06%

 

 

 

 

(4)

TOTAL:

 

 

 

 

10,030,885

0.68%

6,482,676

0.44%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

11

86.9690 USD

Purchase

25

87.1102 USD

Purchase

100

87.4300 USD

Purchase

100

82.0000 USD

Purchase

100

87.0000 USD

Purchase

100

87.2150 USD

Purchase

101

87.4987 USD

Purchase

109

87.2275 USD

Purchase

134

86.9823 USD

Purchase

187

87.0535 USD

Purchase

198

86.9775 USD

Purchase

200

86.9400 USD

Purchase

200

86.5000 USD

Purchase

216

87.1813 USD

Purchase

240

87.1834 USD

Purchase

275

87.2054 USD

Purchase

276

86.9889 USD

Purchase

293

87.2400 USD

Purchase

300

87.3283 USD

Purchase

317

87.2018 USD

Purchase

333

86.9760 USD

Purchase

355

86.9843 USD

Purchase

395

87.3398 USD

Purchase

400

87.3025 USD

Purchase

400

87.2250 USD

Purchase

407

87.1457 USD

Purchase

437

87.1174 USD

Purchase

473

87.2521 USD

Purchase

500

87.4250 USD

Purchase

536

87.4149 USD

Purchase

582

87.2775 USD

Purchase

600

87.2200 USD

Purchase

601

87.4980 USD

Purchase

610

87.2115 USD

Purchase

613

87.1753 USD

Purchase

624

86.9968 USD

Purchase

642

87.2747 USD

Purchase

684

87.2022 USD

Purchase

700

86.9842 USD

Purchase

794

86.9861 USD

Purchase

900

87.1511 USD

Purchase

1,000

86.9805 USD

Purchase

1,017

87.3584 USD

Purchase

1,099

87.1656 USD

Purchase

1,100

87.4190 USD

Purchase

1,123

87.0646 USD

Purchase

1,141

87.0777 USD

Purchase

1,200

85.0000 USD

Purchase

1,245

86.9747 USD

Purchase

1,399

87.2603 USD

Purchase

1,412

87.2087 USD

Purchase

1,434

87.2155 USD

Purchase

1,645

87.2163 USD

Purchase

2,141

86.9882 USD

Purchase

2,386

87.1953 USD

Purchase

2,482

87.2196 USD

Purchase

2,500

87.2198 USD

Purchase

2,763

87.3542 USD

Purchase

2,900

87.2725 USD

Purchase

2,928

87.2202 USD

Purchase

3,796

87.3881 USD

Purchase

3,800

87.2629 USD

Purchase

5,155

87.4234 USD

Purchase

5,685

87.1458 USD

Purchase

6,500

87.3656 USD

Purchase

6,843

87.3349 USD

Purchase

7,038

87.1077 USD

Purchase

7,174

87.1321 USD

Purchase

7,900

87.1708 USD

Purchase

8,559

87.1246 USD

Purchase

10,019

87.3015 USD

Purchase

11,000

87.1967 USD

Purchase

11,652

87.2508 USD

Purchase

15,497

86.9800 USD

Purchase

18,218

87.0159 USD

Purchase

21,921

87.4249 USD

Purchase

27,217

87.1990 USD

Purchase

28,423

87.1510 USD

Purchase

37,744

87.2649 USD

Purchase

102,181

87.0542 USD

Sale

15

87.2900 USD

Sale

32

87.3400 USD

Sale

100

87.2100 USD

Sale

100

87.2850 USD

Sale

172

86.9858 USD

Sale

176

87.2800 USD

Sale

196

87.3761 USD

Sale

200

80.0000 USD

Sale

200

86.0000 USD

Sale

200

87.0500 USD

Sale

200

87.0750 USD

Sale

200

87.3200 USD

Sale

200

87.3750 USD

Sale

200

87.4000 USD

Sale

204

87.1752 USD

Sale

213

87.2245 USD

Sale

232

87.2975 USD

Sale

300

87.3533 USD

Sale

310

86.9900 USD

Sale

316

87.0157 USD

Sale

332

87.1706 USD

Sale

400

86.9400 USD

Sale

400

87.4312 USD

Sale

400

87.3375 USD

Sale

405

87.0287 USD

Sale

450

86.9600 USD

Sale

500

87.0160 USD

Sale

500

87.4760 USD

Sale

586

87.3700 USD

Sale

600

87.0166 USD

Sale

600

87.1800 USD

Sale

600

87.1300 USD

Sale

600

87.3100 USD

Sale

700

87.1321 USD

Sale

705

87.0202 USD

Sale

714

86.9914 USD

Sale

716

87.0315 USD

Sale

773

87.3778 USD

Sale

798

87.1923 USD

Sale

800

87.0387 USD

Sale

871

87.4279 USD

Sale

930

87.4300 USD

Sale

959

86.9700 USD

Sale

964

87.1811 USD

Sale

1,000

83.0000 USD

Sale

1,136

87.0129 USD

Sale

1,143

87.4062 USD

Sale

1,284

87.0592 USD

Sale

1,408

87.1544 USD

Sale

1,441

87.3497 USD

Sale

1,800

87.1118 USD

Sale

1,900

87.0000 USD

Sale

2,014

87.3725 USD

Sale

2,048

87.4083 USD

Sale

2,110

87.3500 USD

Sale

2,124

87.2774 USD

Sale

2,400

89.0000 USD

Sale

2,481

87.4192 USD

Sale

2,500

87.2198 USD

Sale

3,136

87.0447 USD

Sale

3,321

87.1150 USD

Sale

3,706

87.0808 USD

Sale

3,763

87.3969 USD

Sale

3,862

87.0246 USD

Sale

4,065

87.3240 USD

Sale

4,607

87.0308 USD

Sale

4,658

87.3903 USD

Sale

4,884

87.0254 USD

Sale

5,117

87.1925 USD

Sale

5,200

87.1751 USD

Sale

5,227

87.4173 USD

Sale

5,900

87.2026 USD

Sale

6,500

87.2313 USD

Sale

6,662

87.0414 USD

Sale

7,900

86.9843 USD

Sale

11,353

87.2504 USD

Sale

13,411

87.1874 USD

Sale

16,324

87.0474 USD

Sale

18,393

87.1473 USD

Sale

27,016

86.9800 USD

Sale

28,080

87.3416 USD

Sale

32,342

87.1004 USD

Sale

57,386

87.1701 USD

Sale

74,484

87.1694 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

84 USD

American

27 Dec 2019

3.8500 USD

Call Option

Purchasing

500

85 USD

American

20 Dec 2019

2.8700 USD

Call Option

Purchasing

100

87 USD

American

6 Dec 2019

0.4600 USD

Call Option

Purchasing

100

88 USD

American

13 Dec 2019

0.5400 USD

Call Option

Purchasing

300

88 USD

American

20 Dec 2019

1.2233 USD

Call Option

Purchasing

300

89 USD

American

20 Dec 2019

0.5600 USD

Call Option

Purchasing

1,200

90 USD

American

13 Dec 2019

0.0800 USD

Call Option

Purchasing

100

90 USD

American

20 Dec 2019

0.3700 USD

Call Option

Purchasing

500

90 USD

American

18 Sep 2020

5.6500 USD

Call Option

Purchasing

4,000

95 USD

American

18 Sep 2020

3.7600 USD

Call Option

Selling

500

75 USD

American

20 Dec 2019

12.3700 USD

Call Option

Selling

1,700

87 USD

American

6 Dec 2019

0.0876 USD

Call Option

Selling

500

88 USD

American

15 May 2020

5.1500 USD

Call Option

Selling

100

89 USD

American

6 Dec 2019

0.0200 USD

Call Option

Selling

1,000

140 USD

American

15 Jan 2021

0.2900 USD

Put Option

Purchasing

100

85 USD

American

13 Dec 2019

0.2800 USD

Put Option

Purchasing

400

86 USD

American

6 Dec 2019

0.0300 USD

Put Option

Purchasing

200

86 USD

American

20 Dec 2019

0.6700 USD

Put Option

Purchasing

100

88 USD

American

20 Dec 2019

1.3000 USD

Put Option

Selling

200

35 USD

American

15 Jan 2021

0.3000 USD

Put Option

Selling

300

75 USD

American

17 Jan 2020

0.3200 USD

Put Option

Selling

500

83 USD

American

21 Feb 2020

2.3880 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

17 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

8,300

87.5000

American

Feb 21, 2020

Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Put Options

Written

362,700

65.0000

American

Jan 17, 2020

Put Options

Written

5,600

77.5000

American

Jan 17, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Call Options

Purchased

6,100

91.0000

American

Dec 20, 2019

Put Options

Written

200

70.0000

American

May 15, 2020

Call Options

Purchased

7,800

80.0000

American

Dec 20, 2019

Put Options

Written

2,800

37.5000

American

Jan 21, 2022

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

600

75.0000

American

May 15, 2020

Call Options

Purchased

200

87.5000

American

May 15, 2020

Call Options

Purchased

200

91.0000

American

Dec 27, 2019

Call Options

Purchased

100

82.5000

American

Dec 13, 2019

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Put Options

Written

4,100

75.0000

American

Feb 21, 2020

Put Options

Written

2,900

75.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

100

50.0000

American

Jan 21, 2022

Call Options

Purchased

400

70.0000

American

Dec 20, 2019

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

3,000

87.0000

American

Dec 13, 2019

Put Options

Written

100

71.0000

American

Dec 6, 2019

Call Options

Written

-8,800

97.5000

American

Jan 17, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options

Purchased

-700

86.0000

American

Dec 6, 2019

Put Options

Purchased

-1,400

85.5000

American

Dec 13, 2019

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

87.5000

American

Dec 20, 2019

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-500

75.0000

American

Dec 20, 2019

Put Options

Purchased

-1,900

87.0000

American

Dec 6, 2019

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Put Options

Purchased

-1,200

86.5000

American

Dec 6, 2019

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Put Options

Purchased

-100

85.0000

American

May 15, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Put Options

Purchased

-1,500

82.5000

American

Feb 21, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

5,700

95.0000

American

May 15, 2020

Call Options

Purchased

287,500

80.0000

American

Jan 17, 2020

Call Options

Purchased

3,500

95.0000

American

Sep 18, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Call Options

Purchased

3,700

85.0000

American

Feb 21, 2020

Call Options

Purchased

1,100

92.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

100

82.0000

American

Dec 13, 2019

Put Options

Written

49,000

95.0000

American

Jan 17, 2020

Put Options

Written

4,100

83.5000

American

Dec 13, 2019

Call Options

Purchased

2,400

88.0000

American

Dec 13, 2019

Call Options

Purchased

1,300

92.5000

American

May 15, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

100

82.0000

American

Dec 6, 2019

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

72.5000

American

May 15, 2020

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Call Options

Purchased

200

86.5000

American

Dec 6, 2019

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Call Options

Purchased

600

87.0000

American

Dec 20, 2019

Put Options

Written

1,400

82.5000

American

Sep 18, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

800

88.0000

American

Dec 20, 2019

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,200

72.5000

American

Jun 19, 2020

Call Options

Purchased

200

91.0000

American

Dec 6, 2019

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-12,200

55.0000

American

Jan 17, 2020

Put Options

Purchased

-4,400

78.0000

American

Dec 13, 2019

Put Options

Purchased

-200

81.0000

American

Dec 6, 2019

Put Options

Purchased

-5,100

77.5000

American

Dec 13, 2019

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options

Written

-600

89.0000

American

Dec 27, 2019

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-2,900

79.0000

American

Dec 6, 2019

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-800

72.5000

American

Dec 20, 2019

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

77.5000

American

Dec 20, 2019

Call Options

Written

-1,000

60.0000

American

Dec 20, 2019

Put Options

Purchased

-1,000

80.5000

American

Dec 6, 2019

Call Options

Purchased

17,800

72.5000

American

Jan 17, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

2,500

92.5000

American

Dec 20, 2019

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

500

62.5000

American

May 15, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

100

97.5000

American

May 15, 2020

Call Options

Purchased

100

78.0000

American

Dec 13, 2019

Put Options

Written

400

81.5000

American

Dec 20, 2019

Call Options

Purchased

5,700

85.0000

American

Dec 20, 2019

Call Options

Purchased

500

88.0000

American

Dec 6, 2019

Put Options

Written

1,500

60.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

95.0000

American

Dec 20, 2019

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Put Options

Written

16,500

62.5000

American

Jan 17, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Put Options

Purchased

-100

89.0000

American

Dec 27, 2019

Call Options

Written

-12,800

95.0000

American

Jan 17, 2020

Put Options

Purchased

-100

77.0000

American

Dec 13, 2019

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-900

95.0000

American

Feb 21, 2020

Put Options

Purchased

-7,100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-1,900

87.0000

American

Dec 6, 2019

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-3,900

85.0000

American

Jun 19, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-4,600

40.0000

American

Jan 21, 2022

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-100

87.5000

American

Jan 3, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

82.5000

American

Dec 20, 2019

Put Options

Purchased

-500

75.0000

American

May 15, 2020

Call Options

Written

-500

110.0000

American

Feb 21, 2020

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-4,200

85.0000

American

May 15, 2020

Put Options

Purchased

-23,400

60.0000

American

Jan 17, 2020

Put Options

Purchased

-1,800

90.0000

American

Dec 20, 2019

Put Options

Purchased

-3,400

72.5000

American

Feb 21, 2020

Put Options

Purchased

-100

86.5000

American

Dec 13, 2019

Call Options

Written

-400

92.0000

American

Dec 20, 2019

Call Options

Written

-1,000

83.0000

American

Dec 6, 2019

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Put Options

Purchased

-500

84.0000

American

Dec 20, 2019

Put Options

Purchased

-600

81.0000

American

Dec 20, 2019

Put Options

Written

100

77.5000

American

Jan 15, 2021

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

600

80.0000

American

Jun 19, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

200

87.5000

American

Jun 19, 2020

Put Options

Written

155,900

65.0000

American

Jun 19, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

1,200

65.0000

American

Sep 18, 2020

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Purchased

7,700

80.0000

American

May 15, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

4,500

90.0000

American

Sep 18, 2020

Put Options

Written

175,000

80.0000

American

Jan 15, 2021

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Call Options

Purchased

600

88.0000

American

Dec 27, 2019

Call Options

Purchased

300

92.0000

American

Dec 6, 2019

Call Options

Purchased

200

88.5000

American

Jan 3, 2020

Call Options

Purchased

700

87.5000

American

Feb 21, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-79,900

70.0000

American

Jan 15, 2021

Call Options

Written

-50,800

92.5000

American

Jan 15, 2021

Put Options

Purchased

-500

90.0000

American

Feb 21, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-8,200

100.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options

Purchased

-100

80.0000

American

Dec 6, 2019

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-200

85.5000

American

Dec 20, 2019

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

85.0000

American

Dec 6, 2019

Put Options

Written

2,900

67.5000

American

Jan 17, 2020

Put Options

Written

300

77.5000

American

Sep 18, 2020

Call Options

Purchased

200

86.5000

American

Dec 13, 2019

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Call Options

Purchased

18,100

70.0000

American

Jan 17, 2020

Put Options

Written

900

70.0000

American

Feb 21, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Call Options

Purchased

23,600

90.0000

American

Feb 21, 2020

Call Options

Purchased

11,000

90.0000

American

May 15, 2020

Call Options

Purchased

1,000

91.0000

American

Dec 13, 2019

Put Options

Written

1,000

67.5000

American

Dec 20, 2019

Call Options

Purchased

200

65.0000

American

May 15, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

200

85.0000

American

Jan 24, 2020

Put Options

Written

100

86.0000

American

Dec 27, 2019

Call Options

Purchased

5,100

87.5000

American

Sep 18, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

100

65.0000

American

May 15, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Call Options

Purchased

200

95.0000

American

Dec 27, 2019

Call Options

Purchased

5,300

86.0000

American

Dec 20, 2019

Call Options

Written

-100

37.5000

American

Jan 21, 2022

Put Options

Purchased

-70,500

67.5000

American

Jan 15, 2021

Put Options

Purchased

-2,400

89.0000

American

Dec 6, 2019

Put Options

Purchased

-300

60.0000

American

Feb 21, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-200

81.5000

American

Dec 6, 2019

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Put Options

Purchased

-400

130.0000

American

Jan 17, 2020

Call Options

Written

-200

86.0000

American

Dec 6, 2019

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-4,100

84.0000

American

Dec 13, 2019

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

92.5000

American

Dec 20, 2019

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-500

86.5000

American

Dec 20, 2019

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-4,500

75.0000

American

Jan 17, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

82.5000

American

May 15, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Put Options

Written

8,600

80.0000

American

Jan 17, 2020

Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020

Put Options

Written

1,700

83.5000

American

Dec 6, 2019

Put Options

Written

400

85.0000

American

Dec 6, 2019

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Call Options

Purchased

100

82.5000

American

May 15, 2020

Call Options

Purchased

22,800

80.0000

American

Feb 21, 2020

Put Options

Written

15,600

75.0000

American

Dec 20, 2019

Call Options

Purchased

100

70.0000

American

May 15, 2020

Put Options

Written

29,500

70.0000

American

Jun 19, 2020

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Call Options

Purchased

3,300

89.0000

American

Dec 6, 2019

Put Options

Written

100

65.0000

American

Dec 20, 2019

Call Options

Purchased

1,300

90.0000

American

Jan 3, 2020

Put Options

Written

500

62.5000

American

May 15, 2020

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Call Options

Purchased

100

84.0000

American

Dec 27, 2019

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Put Options

Written

600

87.5000

American

May 15, 2020

Call Options

Purchased

300

97.5000

American

Feb 21, 2020

Call Options

Purchased

1,200

90.0000

American

Dec 13, 2019

Put Options

Written

100

57.5000

American

Sep 18, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Call Options

Written

-53,000

82.5000

American

Jan 17, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-200

83.0000

American

Dec 20, 2019

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Put Options

Purchased

-3,500

83.0000

American

Dec 27, 2019

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-6,900

70.0000

American

Jan 17, 2020

Put Options

Purchased

-1,100

86.0000

American

Dec 13, 2019

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-2,000

87.5000

American

Jan 17, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-100

75.0000

American

Dec 13, 2019

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Purchased

5,000

80.0000

American

Jun 19, 2020

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Put Options

Written

300

65.0000

American

Jan 15, 2021

Put Options

Written

1,300

85.0000

American

Feb 21, 2020

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Call Options

Purchased

200

72.5000

American

Dec 20, 2019

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

21,700

90.0000

American

Dec 20, 2019

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Call Options

Purchased

3,500

100.0000

American

Feb 21, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

2,100

87.5000

American

Dec 20, 2019

Put Options

Written

900

84.0000

American

Dec 6, 2019

Call Options

Purchased

2,100

105.0000

American

May 15, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

600

90.0000

American

Dec 6, 2019

Put Options

Written

100

65.0000

American

Sep 18, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Call Options

Purchased

300

89.0000

American

Dec 20, 2019

Call Options

Purchased

2,900

82.5000

American

Dec 20, 2019

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

700

86.0000

American

Dec 13, 2019

Call Options

Written

-11,100

87.5000

American

Jan 17, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options

Purchased

-200

84.5000

American

Dec 20, 2019

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Put Options

Purchased

-900

87.0000

American

Dec 13, 2019

Call Options

Written

-6,500

100.0000

American

Jun 19, 2020

Call Options

Written

-200

80.0000

American

Dec 6, 2019

Call Options

Written

-1,800

77.5000

American

Dec 20, 2019

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Put Options

Purchased

-3,100

81.5000

American

Jan 3, 2020

Call Options

Written

-67,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-2,000

85.0000

American

Dec 20, 2019

Call Options

Written

-9,500

85.0000

American

Jan 17, 2020

Call Options

Written

-100

91.5000

American

Dec 27, 2019

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

9,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

11,600

80.0000

American

Feb 21, 2020

Call Options

Purchased

6,000

75.0000

American

Jan 17, 2020

Put Options

Written

100

83.0000

American

Dec 6, 2019

Put Options

Written

3,900

72.5000

American

Jan 17, 2020

Call Options

Purchased

1,500

100.0000

American

May 15, 2020

Put Options

Written

1,300

70.0000

American

Dec 20, 2019

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Put Options

Written

2,300

80.0000

American

Dec 20, 2019

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

100

82.0000

American

Dec 6, 2019

Call Options

Purchased

9,600

77.5000

American

Jan 17, 2020

Put Options

Written

600

72.5000

American

May 15, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

900

90.0000

American

Dec 27, 2019

Call Options

Written

-5,900

95.0000

American

Jan 15, 2021

Call Options

Written

-6,200

92.5000

American

Jan 17, 2020

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options

Purchased

-300

85.0000

American

Dec 13, 2019

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Put Options

Purchased

-9,700

100.0000

American

Jan 17, 2020

Call Options

Written

-1,700

80.0000

American

Jan 15, 2021

Call Options

Written

-6,600

90.0000

American

Jan 17, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-500

100.0000

American

Dec 20, 2019

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-3,200

95.0000

American

Dec 6, 2019

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-4,800

100.0000

American

Sep 18, 2020

Call Options

Written

-1,200

140.0000

American

Jan 15, 2021

Put Options

Purchased

-4,900

82.5000

American

Jan 17, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 688704
Time of Receipt (offset from UTC): 20191217T152258+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC