FORM 8.3 - ALLERGAN PLC - AMENDMENT

LONDON--()-- 

FORM 8.3

Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 06 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,079,153

1.24%

2,210,765

0.67%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,977,200

0.60%

2,310,203

0.70%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

688,300

0.21%

503,600

0.15%

 

 

 

 

(4)

TOTAL:

 

 

 

 

6,744,653

2.06%

5,024,568

1.53%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

4

186.4100 USD
Purchase

10

186.5360 USD
Purchase

100

186.7200 USD
Purchase

100

186.6200 USD
Purchase

100

186.5800 USD
Purchase

100

186.5500 USD
Purchase

100

186.6400 USD
Purchase

104

186.4196 USD
Purchase

116

186.5768 USD
Purchase

163

186.4275 USD
Purchase

194

186.5391 USD
Purchase

199

186.5244 USD
Purchase

200

186.8612 USD
Purchase

300

186.5533 USD
Purchase

300

186.4966 USD
Purchase

300

186.5066 USD
Purchase

350

186.6414 USD
Purchase

364

186.5803 USD
Purchase

400

186.5700 USD
Purchase

450

186.6277 USD
Purchase

500

186.6700 USD
Purchase

540

186.6418 USD
Purchase

593

186.6569 USD
Purchase

600

186.6241 USD
Purchase

1,097

186.4320 USD
Purchase

1,169

186.6131 USD
Purchase

1,189

186.5077 USD
Purchase

1,200

186.5350 USD
Purchase

1,397

186.5791 USD
Purchase

1,575

186.5840 USD
Purchase

1,899

186.3897 USD
Purchase

2,167

186.6566 USD
Purchase

2,200

186.6509 USD
Purchase

2,384

186.6125 USD
Purchase

2,900

186.4976 USD
Purchase

3,400

186.6226 USD
Purchase

4,753

186.5616 USD
Purchase

4,895

186.6037 USD
Purchase

5,300

186.5175 USD
Purchase

7,673

186.5657 USD
Purchase

12,173

186.3700 USD
Purchase

20,647

186.4920 USD
Purchase

25,890

186.4558 USD
Purchase

32,359

186.4819 USD
Sale

5

186.4900 USD
Sale

14

186.5600 USD
Sale

18

186.7900 USD
Sale

24

186.4550 USD
Sale

65

186.3800 USD
Sale

76

186.2700 USD
Sale

82

186.7800 USD
Sale

100

186.2950 USD
Sale

100

172.5000 USD
Sale

100

186.7750 USD
Sale

100

186.6100 USD
Sale

100

186.5200 USD
Sale

100

186.4600 USD
Sale

100

186.4300 USD
Sale

100

186.3900 USD
Sale

116

186.5947 USD
Sale

166

186.5367 USD
Sale

183

186.5065 USD
Sale

191

186.5340 USD
Sale

199

186.3501 USD
Sale

200

186.5750 USD
Sale

200

186.6325 USD
Sale

200

186.4100 USD
Sale

200

186.3600 USD
Sale

200

186.2850 USD
Sale

200

186.3200 USD
Sale

200

186.3450 USD
Sale

200

186.4783 USD
Sale

200

186.4750 USD
Sale

300

186.5933 USD
Sale

400

186.4332 USD
Sale

431

186.5139 USD
Sale

459

186.7112 USD
Sale

508

186.5700 USD
Sale

573

186.5081 USD
Sale

600

186.3850 USD
Sale

692

186.3125 USD
Sale

700

186.4928 USD
Sale

850

186.4152 USD
Sale

864

186.5508 USD
Sale

1,006

186.6453 USD
Sale

1,063

186.4001 USD
Sale

1,215

186.3691 USD
Sale

1,303

186.4813 USD
Sale

1,884

186.4560 USD
Sale

1,946

186.4974 USD
Sale

2,172

186.4773 USD
Sale

2,500

186.5001 USD
Sale

2,930

186.5512 USD
Sale

3,084

186.3700 USD
Sale

3,100

186.5559 USD
Sale

3,312

186.4463 USD
Sale

3,700

186.4777 USD
Sale

3,723

186.4462 USD
Sale

3,826

186.4050 USD
Sale

3,910

186.4665 USD
Sale

3,926

186.5156 USD
Sale

5,600

186.4819 USD
Sale

6,974

186.5043 USD
Sale

8,077

186.4960 USD
Sale

9,736

186.3708 USD
Sale

10,000

186.6044 USD
Sale

13,203

186.5108 USD
Sale

35,230

186.5471 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

190 USD

American

6 Dec 2019

0.0100 USD

Call Option

Purchasing

100

190 USD

American

24 Jan 2020

2.1000 USD

Put Option

Selling

6,400

140 USD

American

15 Jan 2021

3.6081 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

17 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

 

relates

 

 

Put Options

Written

100

120.0000

American

Jan 17, 2020
Put Options

Written

700

100.0000

American

Jan 15, 2021
Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019
Put Options

Written

1,100

100.0000

American

Feb 21, 2020
Put Options

Written

2,200

180.0000

American

Dec 20, 2019
Call Options

Purchased

1,800

190.0000

American

Feb 21, 2020
Put Options

Written

200

180.0000

American

Jan 15, 2021
Put Options

Written

4,800

155.0000

American

Dec 20, 2019
Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021
Put Options

Written

900

90.0000

American

Feb 21, 2020
Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021
Put Options

Written

700

95.0000

American

Jan 15, 2021
Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020
Put Options

Written

500

185.0000

American

Jun 19, 2020
Call Options

Purchased

200

190.0000

American

Jan 21, 2022
Put Options

Written

100

135.0000

American

Feb 21, 2020
Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021
Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019
Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020
Put Options

Purchased

-300

165.0000

American

Jan 15, 2021
Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021
Call Options

Written

-2,100

125.0000

American

Jan 15, 2021
Call Options

Written

-5,500

160.0000

American

Mar 20, 2020
Put Options

Purchased

-500

170.0000

American

Dec 20, 2019
Put Options

Purchased

-700

155.0000

American

Jan 17, 2020
Call Options

Written

-2,100

185.0000

American

Dec 20, 2019
Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020
Put Options

Written

500

80.0000

American

Feb 21, 2020
Put Options

Written

18,500

150.0000

American

May 15, 2020
Call Options

Purchased

26,600

170.0000

American

Dec 20, 2019
Put Options

Written

66,500

140.0000

American

Mar 20, 2020
Put Options

Written

11,700

160.0000

American

Jun 19, 2020
Put Options

Written

36,400

105.0000

American

Jan 15, 2021
Call Options

Purchased

1,300

187.5000

American

Dec 6, 2019
Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021
Call Options

Purchased

1,200

190.0000

American

Dec 20, 2019
Put Options

Purchased

-100

185.0000

American

Jan 21, 2022
Call Options

Written

-2,000

205.0000

American

Dec 20, 2019
Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021
Put Options

Purchased

-300

80.0000

American

Jan 15, 2021
Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021
Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019
Call Options

Written

-1,100

290.0000

American

Jan 17, 2020
Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020
Put Options

Purchased

-200

110.0000

American

Dec 20, 2019
Put Options

Purchased

-100

155.0000

American

Jan 15, 2021
Call Options

Written

-300

150.0000

American

Feb 21, 2020
Call Options

Written

-1,900

180.0000

American

Feb 21, 2020
Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021
Call Options

Written

-1,000

185.0000

American

Feb 21, 2020
Call Options

Written

-2,200

210.0000

American

Dec 20, 2019
Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020
Put Options

Purchased

-10,500

125.0000

American

Jan 17, 2020
Put Options

Written

100

145.0000

American

Jan 15, 2021
Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021
Put Options

Written

2,100

185.0000

American

Mar 20, 2020
Put Options

Written

300

100.0000

American

Dec 20, 2019
Put Options

Written

13,500

165.0000

American

Jan 17, 2020
Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020
Put Options

Written

1,000

85.0000

American

Dec 20, 2019
Put Options

Written

400

125.0000

American

Jan 15, 2021
Put Options

Written

400

65.0000

American

Jan 17, 2020
Call Options

Purchased

5,800

160.0000

American

Jan 17, 2020
Put Options

Written

600

185.0000

American

May 15, 2020
Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020
Put Options

Written

200

185.0000

American

Jan 17, 2020
Put Options

Written

400

140.0000

American

Dec 20, 2019
Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020
Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020
Call Options

Written

-200

140.0000

American

Feb 21, 2020
Call Options

Written

-2,800

175.0000

American

Jan 17, 2020
Call Options

Written

-4,500

220.0000

American

Jan 17, 2020
Put Options

Written

3,800

165.0000

American

Jun 19, 2020
Call Options

Purchased

500

220.0000

American

Jan 21, 2022
Call Options

Purchased

100

190.0000

American

Jan 24, 2020
Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021
Call Options

Purchased

800

160.0000

American

Jan 21, 2022
Put Options

Written

400

170.0000

American

Jan 15, 2021
Call Options

Purchased

300

145.0000

American

Jan 15, 2021
Call Options

Purchased

100

165.0000

American

Feb 21, 2020
Put Options

Written

100

145.0000

American

Dec 20, 2019
Put Options

Written

800

135.0000

American

Dec 20, 2019
Put Options

Written

6,400

95.0000

American

Jun 19, 2020
Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020
Put Options

Written

48,000

140.0000

American

Jun 19, 2020
Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020
Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020
Call Options

Written

-100

190.0000

American

May 15, 2020
Call Options

Written

-29,800

150.0000

American

Jan 17, 2020
Call Options

Written

-100

135.0000

American

Jan 15, 2021
Call Options

Written

-500

220.0000

American

Jan 15, 2021
Call Options

Written

-2,000

130.0000

American

Feb 21, 2020
Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020
Call Options

Written

-7,000

300.0000

American

Jan 17, 2020
Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021
Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020
Call Options

Purchased

4,900

190.0000

American

Jan 17, 2020
Call Options

Purchased

200

180.0000

American

Jun 19, 2020
Put Options

Written

1,800

145.0000

American

Jun 19, 2020
Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022
Put Options

Written

30,100

140.0000

American

Jan 17, 2020
Put Options

Written

50,000

140.0000

American

Feb 21, 2020
Put Options

Written

14,300

160.0000

American

Mar 20, 2020
Put Options

Written

3,100

115.0000

American

Dec 20, 2019
Put Options

Written

6,700

140.0000

American

Jan 15, 2021
Put Options

Written

7,000

160.0000

American

Jan 17, 2020
Put Options

Written

14,800

160.0000

American

Feb 21, 2020
Put Options

Written

2,000

115.0000

American

Feb 21, 2020
Call Options

Purchased

400

200.0000

American

Jan 15, 2021
Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021
Put Options

Written

4,700

80.0000

American

Jan 17, 2020
Put Options

Written

7,000

120.0000

American

Jun 19, 2020
Put Options

Written

2,500

120.0000

American

Feb 21, 2020
Call Options

Written

-4,100

155.0000

American

Jan 17, 2020
Call Options

Written

-100

240.0000

American

Jan 17, 2020
Put Options

Purchased

-100

185.0000

American

Dec 6, 2019
Call Options

Written

-1,500

270.0000

American

Jan 17, 2020
Call Options

Written

-100

120.0000

American

Jan 15, 2021
Call Options

Written

-200

140.0000

American

Jun 19, 2020
Call Options

Written

-1,700

225.0000

American

Jan 17, 2020
Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021
Call Options

Written

-1,200

195.0000

American

Dec 20, 2019
Call Options

Written

-200

165.0000

American

Jun 19, 2020
Call Options

Written

-600

205.0000

American

Jan 17, 2020
Put Options

Written

33,600

150.0000

American

Dec 20, 2019
Put Options

Written

100

165.0000

American

May 15, 2020
Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020
Put Options

Written

3,300

165.0000

American

Mar 20, 2020
Put Options

Written

1,800

180.0000

American

Jan 17, 2020
Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021
Put Options

Written

500

185.0000

American

Feb 21, 2020
Put Options

Written

13,700

75.0000

American

Jan 17, 2020
Put Options

Written

500

180.0000

American

May 15, 2020
Put Options

Purchased

-200

172.5000

American

Dec 13, 2019
Put Options

Purchased

-300

120.0000

American

Jan 15, 2021
Call Options

Written

-22,800

210.0000

American

Jan 17, 2020
Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021
Call Options

Written

-2,400

165.0000

American

Mar 20, 2020
Put Options

Purchased

-300

160.0000

American

Jan 15, 2021
Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021
Call Options

Written

-2,800

230.0000

American

Jan 17, 2020
Call Options

Written

-19,000

185.0000

American

Jan 17, 2020
Call Options

Written

-6,600

200.0000

American

Jan 17, 2020
Put Options

Purchased

-100

150.0000

American

Jun 19, 2020
Put Options

Purchased

-300

105.0000

American

Dec 20, 2019
Put Options

Purchased

-400

115.0000

American

Jan 17, 2020
Put Options

Purchased

-100

85.0000

American

Jan 17, 2020
Call Options

Written

-200

110.0000

American

Jan 15, 2021
Call Options

Written

-900

175.0000

American

Jun 19, 2020
Call Options

Written

-200

185.0000

American

Jun 19, 2020
Put Options

Purchased

-1,900

175.0000

American

Jan 17, 2020
Put Options

Written

600

135.0000

American

Jan 17, 2020
Put Options

Written

1,300

90.0000

American

Jan 17, 2020
Call Options

Purchased

100

150.0000

American

Jan 15, 2021
Call Options

Purchased

300

180.0000

American

Dec 20, 2019
Put Options

Written

8,400

170.0000

American

Feb 21, 2020
Put Options

Written

200

185.0000

American

Jan 10, 2020
Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020
Put Options

Written

7,100

145.0000

American

Jan 17, 2020
Put Options

Purchased

-200

130.0000

American

Jan 15, 2021
Call Options

Written

-300

180.0000

American

Mar 20, 2020
Call Options

Written

-100

185.0000

American

Mar 20, 2020
Call Options

Written

-1,000

200.0000

American

Feb 21, 2020
Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020
Call Options

Written

-100

215.0000

American

Jan 17, 2020
Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020
Put Options

Purchased

-100

175.0000

American

Jan 15, 2021
Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019
Put Options

Written

1,200

95.0000

American

Dec 20, 2019
Put Options

Written

31,900

150.0000

American

Feb 21, 2020
Put Options

Written

9,300

160.0000

American

Dec 20, 2019
Put Options

Written

5,600

145.0000

American

Feb 21, 2020
Put Options

Written

100

150.0000

American

Mar 20, 2020
Call Options

Purchased

100

190.0000

American

Dec 6, 2019
Put Options

Written

25,000

150.0000

American

Jan 17, 2020
Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020
Put Options

Written

43,400

170.0000

American

Jan 17, 2020
Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021
Put Options

Written

3,500

200.0000

American

Dec 20, 2019
Call Options

Written

-600

250.0000

American

Jan 15, 2021
Call Options

Written

-100

110.0000

American

Jan 17, 2020
Call Options

Written

-100

172.5000

American

Dec 6, 2019
Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020
Call Options

Written

-4,500

260.0000

American

Jan 17, 2020
Call Options

Written

-1,500

140.0000

American

Jan 15, 2021
Put Options

Purchased

-9,600

140.0000

American

Mar 20, 2020
Call Options

Written

-1,300

130.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 688701
Time of Receipt (offset from UTC): 20191217T152034+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC