Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 16 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,760,297

0.19%

5,060,758

0.34%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

5,023,816

0.34%

474,700

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,610,600

0.18%

1,049,700

0.07%

 

 

 

 

TOTAL:

 

 

 

 

10,394,713

0.70%

6,585,158

0.45%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

50

89.5650 USD

Purchase

72

89.2900 USD

Purchase

100

89.3800 USD

Purchase

100

89.4500 USD

Purchase

100

89.5600 USD

Purchase

100

89.4000 USD

Purchase

156

89.4600 USD

Purchase

200

89.6150 USD

Purchase

200

89.2500 USD

Purchase

200

89.7500 USD

Purchase

200

88.7800 USD

Purchase

200

89.4900 USD

Purchase

200

89.5100 USD

Purchase

200

89.4250 USD

Purchase

200

89.4200 USD

Purchase

200

89.4050 USD

Purchase

250

89.4380 USD

Purchase

300

89.3866 USD

Purchase

300

89.5000 USD

Purchase

400

89.5175 USD

Purchase

400

89.5875 USD

Purchase

500

89.4950 USD

Purchase

568

89.4082 USD

Purchase

600

89.6633 USD

Purchase

700

89.4978 USD

Purchase

732

89.4254 USD

Purchase

761

89.3788 USD

Purchase

800

89.3625 USD

Purchase

812

89.6184 USD

Purchase

1,008

89.4322 USD

Purchase

1,100

89.5181 USD

Purchase

1,118

87.8400 USD

Purchase

1,354

89.4445 USD

Purchase

1,608

89.4094 USD

Purchase

1,658

89.4265 USD

Purchase

1,806

89.4209 USD

Purchase

2,087

89.4374 USD

Purchase

2,175

89.4718 USD

Purchase

2,404

89.6239 USD

Purchase

2,537

89.3974 USD

Purchase

2,700

89.4896 USD

Purchase

2,965

89.4470 USD

Purchase

3,107

89.4702 USD

Purchase

6,100

89.3921 USD

Purchase

8,144

89.3033 USD

Purchase

8,144

89.3032 USD

Purchase

9,234

89.3735 USD

Purchase

9,500

89.5200 USD

Purchase

13,400

89.4338 USD

Purchase

17,971

89.4280 USD

Purchase

23,000

89.4524 USD

Purchase

28,300

89.4397 USD

Purchase

35,346

88.9735 USD

Purchase

44,500

89.4262 USD

Purchase

60,593

89.4293 USD

Purchase

121,407

89.4798 USD

Purchase

875,449

89.4300 USD

Sale

2

89.2700 USD

Sale

10

89.5650 USD

Sale

51

89.3000 USD

Sale

100

89.4000 USD

Sale

100

89.5100 USD

Sale

100

89.5400 USD

Sale

100

89.5600 USD

Sale

100

89.5800 USD

Sale

100

89.5900 USD

Sale

100

89.9400 USD

Sale

152

89.2871 USD

Sale

200

89.2500 USD

Sale

200

89.5500 USD

Sale

200

89.5000 USD

Sale

200

89.6450 USD

Sale

200

89.5250 USD

Sale

200

89.4050 USD

Sale

200

89.4200 USD

Sale

200

89.5150 USD

Sale

202

89.4595 USD

Sale

213

89.3931 USD

Sale

258

89.3210 USD

Sale

260

89.4163 USD

Sale

272

89.2900 USD

Sale

280

89.4533 USD

Sale

298

89.3120 USD

Sale

298

89.4100 USD

Sale

300

89.4733 USD

Sale

300

89.4150 USD

Sale

400

89.6075 USD

Sale

400

89.4525 USD

Sale

400

89.5175 USD

Sale

428

89.4286 USD

Sale

457

89.4340 USD

Sale

500

89.4700 USD

Sale

587

89.4106 USD

Sale

688

89.5031 USD

Sale

742

89.3007 USD

Sale

773

89.5300 USD

Sale

808

89.3652 USD

Sale

889

88.3400 USD

Sale

1,000

89.3195 USD

Sale

1,166

89.5365 USD

Sale

1,268

89.2860 USD

Sale

1,456

89.2997 USD

Sale

1,500

89.4973 USD

Sale

1,800

89.5211 USD

Sale

2,162

89.2837 USD

Sale

2,377

89.5407 USD

Sale

2,430

89.5098 USD

Sale

2,700

89.4896 USD

Sale

3,100

89.3743 USD

Sale

3,100

89.5649 USD

Sale

3,404

89.5285 USD

Sale

3,418

89.5053 USD

Sale

4,746

89.5433 USD

Sale

6,366

89.4277 USD

Sale

8,144

89.3032 USD

Sale

9,234

89.3735 USD

Sale

9,465

89.5511 USD

Sale

9,800

89.5200 USD

Sale

12,100

89.4489 USD

Sale

12,478

89.4516 USD

Sale

12,500

89.4536 USD

Sale

14,100

89.4443 USD

Sale

16,500

89.4421 USD

Sale

21,076

89.4682 USD

Sale

26,909

89.4960 USD

Sale

43,142

89.4267 USD

Sale

43,604

89.0580 USD

Sale

46,329

89.4368 USD

Sale

69,784

89.4435 USD

Sale

128,365

89.4291 USD

Sale

641,277

89.4300 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

1,311

89.4195 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

73 USD

American

15 May 2020

17.9500 USD

Call Option

Purchasing

3,000

88 USD

American

15 May 2020

5.5286 USD

Call Option

Purchasing

200

89 USD

American

20 Dec 2019

1.1700 USD

Call Option

Purchasing

300

90 USD

American

20 Dec 2019

0.5400 USD

Call Option

Purchasing

100

90 USD

American

27 Dec 2019

0.9000 USD

Call Option

Purchasing

100

90 USD

American

17 Jan 2020

1.3500 USD

Call Option

Purchasing

400

91 USD

American

27 Dec 2019

0.4800 USD

Call Option

Purchasing

100

93 USD

American

15 May 2020

3.5600 USD

Call Option

Purchasing

700

95 USD

American

15 May 2020

2.7600 USD

Call Option

Purchasing

300

98 USD

American

15 May 2020

2.1466 USD

Call Option

Purchasing

100

100 USD

American

18 Sep 2020

2.9900 USD

Call Option

Purchasing

100

115 USD

American

7 Sep 2018

0.0500 USD

Call Option

Purchasing

400

120 USD

American

18 Sep 2020

0.4100 USD

Call Option

Selling

2,200

85 USD

American

21 Feb 2020

5.2100 USD

Call Option

Selling

300

89 USD

American

20 Dec 2019

1.2300 USD

Call Option

Selling

100

89 USD

American

27 Dec 2019

1.3400 USD

Call Option

Selling

11,900

90 USD

American

31 Jan 2020

2.3757 USD

Call Option

Selling

100

90 USD

American

21 Feb 2020

2.8400 USD

Call Option

Selling

1,100

91 USD

American

20 Dec 2019

0.3200 USD

Call Option

Selling

4,600

91 USD

American

31 Jan 2020

1.7700 USD

Call Option

Selling

1,000

91 USD

American

31 Jan 2020

1.9300 USD

Call Option

Selling

200

92 USD

American

20 Dec 2019

0.1600 USD

Call Option

Selling

1,000

92 USD

American

10 Jan 2020

1.0100 USD

Call Option

Selling

1,000

93 USD

American

31 Jan 2020

1.2300 USD

Call Option

Selling

300

93 USD

American

15 Jan 2021

6.9500 USD

Call Option

Selling

1,400

94 USD

American

31 Jan 2020

0.9357 USD

Put Option

Purchasing

1,000

87 USD

American

20 Dec 2019

0.1700 USD

Put Option

Purchasing

100

90 USD

American

21 Feb 2020

4.2500 USD

Put Option

Purchasing

400

115 USD

American

7 Sep 2018

0.0400 USD

Put Option

Selling

200

73 USD

American

17 Jan 2020

0.1000 USD

Put Option

Selling

100

75 USD

American

21 Feb 2020

0.4800 USD

Put Option

Selling

700

78 USD

American

17 Jan 2020

0.1914 USD

Put Option

Selling

400

80 USD

American

17 Jan 2020

0.3200 USD

Put Option

Selling

100

84 USD

American

31 Jan 2020

1.2300 USD

Put Option

Selling

600

85 USD

American

17 Jan 2020

1.0233 USD

Put Option

Selling

9,300

85 USD

American

24 Jan 2020

1.2500 USD

Put Option

Selling

100

85 USD

American

31 Jan 2020

1.6200 USD

Put Option

Selling

100

85 USD

American

21 Feb 2020

2.1300 USD

Put Option

Selling

4,800

86 USD

American

24 Jan 2020

1.5100 USD

Put Option

Selling

9,600

87 USD

American

7 Sep 2018

0.0100 USD

Put Option

Selling

8,300

87 USD

American

24 Jan 2020

1.6900 USD

Put Option

Selling

1,000

88 USD

American

20 Dec 2019

0.2500 USD

Put Option

Selling

100

88 USD

American

17 Jan 2020

1.8100 USD

Put Option

Selling

9,500

88 USD

American

31 Jan 2020

2.7426 USD

Put Option

Selling

1,000

89 USD

American

31 Jan 2020

2.9000 USD

Put Option

Selling

3,100

90 USD

American

21 Feb 2020

4.4000 USD

Put Option

Selling

100

93 USD

American

19 Jun 2020

8.8000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

17 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

3,300

87.5000

American

May 15, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

8,100

75.0000

American

Feb 21, 2020

Put Options

Written

6,900

77.5000

American

Jan 17, 2020

Put Options

Written

300

89.0000

American

Dec 20, 2019

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

6,700

87.5000

American

Feb 21, 2020

Put Options

Written

2,900

75.0000

American

Jun 19, 2020

Put Options

Written

363,000

65.0000

American

Jan 17, 2020

Call Options

Purchased

7,800

80.0000

American

Dec 20, 2019

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

2,900

37.5000

American

Jan 21, 2022

Put Options

Written

200

70.0000

American

May 15, 2020

Call Options

Purchased

600

91.0000

American

Dec 27, 2019

Put Options

Written

9,500

88.0000

American

Jan 31, 2020

Put Options

Written

400

85.0000

American

Dec 27, 2019

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

5,300

91.0000

American

Dec 20, 2019

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

400

70.0000

American

Dec 20, 2019

Call Options

Purchased

600

75.0000

American

May 15, 2020

Put Options

Purchased

-1,000

87.5000

American

Dec 20, 2019

Call Options

Written

-500

75.0000

American

Dec 20, 2019

Call Options

Written

-1,000

91.5000

American

Jan 10, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

83.0000

American

Jan 3, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

May 15, 2020

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Call Options

Written

-200

100.0000

American

Jan 3, 2020

Call Options

Written

-8,800

97.5000

American

Jan 17, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Call Options

Purchased

287,500

80.0000

American

Jan 17, 2020

Put Options

Written

49,000

95.0000

American

Jan 17, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Call Options

Purchased

1,600

88.0000

American

Dec 20, 2019

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

400

120.0000

American

Sep 18, 2020

Call Options

Purchased

1,500

85.0000

American

Feb 21, 2020

Put Options

Written

1,400

82.5000

American

Sep 18, 2020

Call Options

Purchased

6,400

95.0000

American

May 15, 2020

Call Options

Purchased

1,200

72.5000

American

Jun 19, 2020

Call Options

Purchased

600

87.0000

American

Dec 20, 2019

Put Options

Written

2,500

90.0000

American

Feb 21, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,100

72.5000

American

May 15, 2020

Call Options

Purchased

3,500

95.0000

American

Sep 18, 2020

Call Options

Purchased

1,600

92.5000

American

May 15, 2020

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Call Options

Written

-300

97.5000

American

Feb 21, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options

Written

-5,900

90.0000

American

Jan 10, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-2,000

77.5000

American

Dec 20, 2019

Call Options

Written

-700

89.0000

American

Dec 27, 2019

Call Options

Written

-1,000

60.0000

American

Dec 20, 2019

Put Options

Purchased

-12,200

55.0000

American

Jan 17, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-800

72.5000

American

Dec 20, 2019

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Written

400

81.5000

American

Dec 20, 2019

Call Options

Purchased

16,500

72.5000

American

Jan 17, 2020

Call Options

Purchased

2,500

92.5000

American

Dec 20, 2019

Call Options

Purchased

500

97.5000

American

May 15, 2020

Put Options

Written

16,500

62.5000

American

Jan 17, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

500

62.5000

American

May 15, 2020

Call Options

Purchased

5,700

85.0000

American

Dec 20, 2019

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

95.0000

American

Dec 20, 2019

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Put Options

Written

1,000

88.5000

American

Jan 31, 2020

Put Options

Written

900

87.0000

American

Dec 20, 2019

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Put Options

Written

1,500

60.0000

American

Dec 20, 2019

Put Options

Purchased

-1,100

82.5000

American

Dec 20, 2019

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-800

87.5000

American

Jan 3, 2020

Put Options

Purchased

-500

84.0000

American

Dec 20, 2019

Call Options

Written

-900

95.0000

American

Feb 21, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options

Purchased

-4,400

40.0000

American

Jan 21, 2022

Put Options

Purchased

-23,400

60.0000

American

Jan 17, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-100

86.5000

American

Dec 20, 2019

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Call Options

Written

-3,900

85.0000

American

Jun 19, 2020

Put Options

Purchased

-400

75.0000

American

May 15, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Call Options

Written

-500

110.0000

American

Feb 21, 2020

Call Options

Written

-1,000

90.5000

American

Jan 31, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-1,900

97.5000

American

Feb 21, 2020

Put Options

Purchased

-6,400

85.0000

American

Jan 17, 2020

Put Options

Purchased

-700

81.0000

American

Dec 20, 2019

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-2,100

90.0000

American

Dec 20, 2019

Call Options

Written

-12,800

95.0000

American

Jan 17, 2020

Call Options

Written

-200

40.0000

American

Jan 21, 2022

Put Options

Purchased

-1,600

72.5000

American

Feb 21, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-100

89.0000

American

Dec 27, 2019

Call Options

Written

-4,200

85.0000

American

May 15, 2020

Call Options

Written

-400

92.0000

American

Dec 20, 2019

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

7,700

80.0000

American

May 15, 2020

Put Options

Written

5,100

77.5000

American

Jan 15, 2021

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Put Options

Written

100

85.0000

American

Jan 31, 2020

Put Options

Written

600

80.0000

American

Jun 19, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

200

87.5000

American

Jun 19, 2020

Put Options

Written

175,000

80.0000

American

Jan 15, 2021

Put Options

Written

155,900

65.0000

American

Jun 19, 2020

Call Options

Purchased

4,700

90.0000

American

Sep 18, 2020

Call Options

Purchased

1,200

65.0000

American

Sep 18, 2020

Call Options

Purchased

200

88.0000

American

Dec 27, 2019

Call Options

Purchased

200

88.5000

American

Jan 3, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

200

37.5000

American

Jan 15, 2021

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

700

87.5000

American

Feb 21, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-79,900

70.0000

American

Jan 15, 2021

Call Options

Written

-11,800

90.0000

American

Jan 31, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Call Options

Written

-1,400

93.5000

American

Jan 31, 2020

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-1,500

92.0000

American

Dec 27, 2019

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Call Options

Written

-1,200

92.5000

American

Jan 31, 2020

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-8,200

100.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-600

85.5000

American

Dec 20, 2019

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Call Options

Written

-100

45.0000

American

Jan 21, 2022

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Call Options

Written

-12,500

92.5000

American

Feb 21, 2020

Put Options

Written

100

83.5000

American

Jan 31, 2020

Put Options

Written

100

67.5000

American

May 15, 2020

Put Options

Written

4,800

86.0000

American

Jan 24, 2020

Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020

Call Options

Purchased

5,300

86.0000

American

Dec 20, 2019

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

23,500

90.0000

American

Feb 21, 2020

Put Options

Written

900

70.0000

American

Feb 21, 2020

Put Options

Written

17,100

85.0000

American

Jan 24, 2020

Call Options

Purchased

11,000

90.0000

American

May 15, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Purchased

200

65.0000

American

May 15, 2020

Put Options

Written

200

82.5000

American

Feb 21, 2020

Put Options

Written

100

65.0000

American

May 15, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Call Options

Purchased

18,100

70.0000

American

Jan 17, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Put Options

Written

3,400

67.5000

American

Jan 17, 2020

Call Options

Purchased

200

95.0000

American

Dec 27, 2019

Put Options

Written

8,300

86.5000

American

Jan 24, 2020

Call Options

Purchased

7,100

87.5000

American

Sep 18, 2020

Put Options

Written

1,000

67.5000

American

Dec 20, 2019

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Put Options

Purchased

-1,500

92.5000

American

Dec 20, 2019

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-400

130.0000

American

Jan 17, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-300

60.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

75.0000

American

Jan 17, 2020

Call Options

Written

-4,600

91.0000

American

Jan 31, 2020

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-70,500

67.5000

American

Jan 15, 2021

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-500

86.5000

American

Dec 20, 2019

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

82.5000

American

May 15, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Written

-100

37.5000

American

Jan 21, 2022

Put Options

Written

29,600

70.0000

American

Jun 19, 2020

Put Options

Written

600

87.5000

American

May 15, 2020

Put Options

Written

100

65.0000

American

Dec 20, 2019

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020

Call Options

Purchased

100

70.0000

American

May 15, 2020

Call Options

Purchased

100

84.0000

American

Dec 27, 2019

Call Options

Purchased

2,100

90.0000

American

Jan 3, 2020

Call Options

Purchased

22,800

80.0000

American

Feb 21, 2020

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Put Options

Written

400

50.0000

American

Feb 21, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Put Options

Written

500

62.5000

American

May 15, 2020

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options

Written

100

57.5000

American

Sep 18, 2020

Put Options

Written

15,600

75.0000

American

Dec 20, 2019

Put Options

Written

9,000

80.0000

American

Jan 17, 2020

Call Options

Purchased

400

86.5000

American

Dec 27, 2019

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-600

83.0000

American

Dec 20, 2019

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-3,500

83.0000

American

Dec 27, 2019

Put Options

Purchased

-4,900

70.0000

American

Jan 17, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-100

82.5000

American

Dec 27, 2019

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-53,000

82.5000

American

Jan 17, 2020

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-2,200

87.5000

American

Jan 17, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

300

89.0000

American

Dec 20, 2019

Put Options

Written

300

65.0000

American

Jan 15, 2021

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Call Options

Purchased

2,900

82.5000

American

Dec 20, 2019

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

400

82.0000

American

Dec 20, 2019

Put Options

Written

14,400

67.5000

American

Jun 19, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

105.0000

American

Sep 18, 2020

Put Options

Written

23,000

85.0000

American

Feb 21, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

22,300

90.0000

American

Dec 20, 2019

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Call Options

Purchased

200

55.0000

American

Jan 21, 2022

Call Options

Purchased

6,800

87.5000

American

Dec 20, 2019

Call Options

Purchased

3,500

100.0000

American

Feb 21, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

200

72.5000

American

Dec 20, 2019

Call Options

Purchased

2,100

105.0000

American

May 15, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-700

65.0000

American

Jan 17, 2020

Put Options

Purchased

-200

84.5000

American

Dec 20, 2019

Call Options

Written

-9,500

85.0000

American

Jan 17, 2020

Call Options

Written

-400

82.5000

American

May 15, 2020

Call Options

Written

-67,400

100.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

85.0000

American

Dec 20, 2019

Call Options

Written

-10,900

87.5000

American

Jan 17, 2020

Call Options

Written

-100

88.0000

American

Jan 10, 2020

Call Options

Written

-1,800

77.5000

American

Dec 20, 2019

Put Options

Purchased

-1,000

91.0000

American

Jan 3, 2020

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options

Purchased

-3,100

81.5000

American

Jan 3, 2020

Call Options

Written

-6,500

100.0000

American

Jun 19, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Written

2,400

80.0000

American

Dec 20, 2019

Call Options

Purchased

5,900

75.0000

American

Jan 17, 2020

Put Options

Written

1,300

70.0000

American

Dec 20, 2019

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

9,600

77.5000

American

Jan 17, 2020

Put Options

Written

4,200

72.5000

American

Jan 17, 2020

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Call Options

Purchased

2,600

100.0000

American

May 15, 2020

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Put Options

Written

600

72.5000

American

May 15, 2020

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

1,800

90.0000

American

Dec 27, 2019

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Put Options

Written

16,600

80.0000

American

Feb 21, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Written

-200

91.5000

American

Dec 20, 2019

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-4,300

82.5000

American

Jan 17, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-400

90.0000

American

Jan 17, 2020

Call Options

Written

-500

100.0000

American

Dec 20, 2019

Put Options

Purchased

-400

86.5000

American

Dec 27, 2019

Call Options

Written

-1,700

80.0000

American

Jan 15, 2021

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Put Options

Purchased

-9,700

100.0000

American

Jan 17, 2020

Call Options

Written

-1,200

140.0000

American

Jan 15, 2021

Call Options

Written

-4,700

100.0000

American

Sep 18, 2020

Put Options

Purchased

-12,900

86.5000

American

Jan 10, 2020

Call Options

Written

-6,200

92.5000

American

Jan 17, 2020

Put Options

Purchased

-100

77.5000

American

Feb 21, 2020

Call Options

Written

-400

86.0000

American

Jan 24, 2020

Put Options

Purchased

-1,100

88.0000

American

Dec 20, 2019

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Call Options

Written

-5,900

95.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 688692
Time of Receipt (offset from UTC): 20191217T125452+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC