Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 16 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,054,432

1.24%

2,303,648

0.70%

 

(2)

Derivatives (other than options):

2,659,800

0.81%

2,326,547

0.71%

 

(3)

Options and agreements to
purchase/sell:

691,200

0.21%

510,000

0.16%

 
TOTAL:

7,405,432

2.26%

5,140,195

1.57%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

4

190.1900 USD

Purchase

15

189.7000 USD

Purchase

27

189.6800 USD

Purchase

40

189.8800 USD

Purchase

68

189.9000 USD

Purchase

100

189.7700 USD

Purchase

100

189.9800 USD

Purchase

100

190.0000 USD

Purchase

100

190.0900 USD

Purchase

100

190.1300 USD

Purchase

100

190.1500 USD

Purchase

100

190.1550 USD

Purchase

100

190.1700 USD

Purchase

100

190.1800 USD

Purchase

100

190.2300 USD

Purchase

200

190.1050 USD

Purchase

210

190.0471 USD

Purchase

220

190.1445 USD

Purchase

236

190.2060 USD

Purchase

249

190.1360 USD

Purchase

279

190.1849 USD

Purchase

300

189.9766 USD

Purchase

300

189.9700 USD

Purchase

300

190.2004 USD

Purchase

307

190.0982 USD

Purchase

400

190.0005 USD

Purchase

414

190.0101 USD

Purchase

461

190.1100 USD

Purchase

627

190.1359 USD

Purchase

700

190.1907 USD

Purchase

856

190.1180 USD

Purchase

1,012

189.9555 USD

Purchase

1,248

190.1675 USD

Purchase

1,519

190.1783 USD

Purchase

1,979

190.1390 USD

Purchase

2,300

190.0876 USD

Purchase

2,942

190.0286 USD

Purchase

3,000

190.0858 USD

Purchase

3,721

190.1159 USD

Purchase

5,206

189.9992 USD

Purchase

8,513

190.0605 USD

Purchase

11,971

190.1185 USD

Purchase

16,787

190.0814 USD

Purchase

29,368

190.0548 USD

Purchase

109,453

190.1188 USD

Purchase

208,188

190.1200 USD

Sale

6

189.8200 USD

Sale

27

189.6800 USD

Sale

40

189.8800 USD

Sale

68

189.9000 USD

Sale

100

189.8900 USD

Sale

100

189.9600 USD

Sale

100

189.9100 USD

Sale

100

189.9400 USD

Sale

100

189.8450 USD

Sale

136

189.9626 USD

Sale

197

189.7100 USD

Sale

200

190.2150 USD

Sale

206

189.9733 USD

Sale

381

190.0001 USD

Sale

400

189.9700 USD

Sale

400

190.1100 USD

Sale

433

189.9629 USD

Sale

500

190.1380 USD

Sale

506

189.9555 USD

Sale

579

190.2295 USD

Sale

1,037

190.0958 USD

Sale

1,405

189.9863 USD

Sale

1,514

189.9930 USD

Sale

1,900

190.0828 USD

Sale

2,200

190.0715 USD

Sale

3,975

190.0535 USD

Sale

13,698

190.1180 USD

Sale

14,497

190.0625 USD

Sale

28,813

190.1201 USD

Sale

44,390

190.0635 USD

Sale

109,347

190.1191 USD

Sale

157,129

190.1200 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

180 USD

American

20 Dec 2019

9.9850 USD

Call Option

Purchasing

200

190 USD

American

17 Jan 2020

2.8000 USD

Call Option

Purchasing

1,000

190 USD

American

19 Jun 2020

7.8000 USD

Call Option

Purchasing

200

193 USD

American

27 Dec 2019

0.3500 USD

Call Option

Purchasing

100

193 USD

American

31 Jan 2020

1.4500 USD

Call Option

Selling

400

185 USD

American

20 Dec 2019

5.4175 USD

Call Option

Selling

100

185 USD

American

21 Feb 2020

9.0700 USD

Call Option

Selling

1,000

185 USD

American

15 May 2020

11.3000 USD

Put Option

Purchasing

500

190 USD

American

27 Dec 2019

2.7400 USD

Put Option

Selling

100

130 USD

American

15 Jan 2021

2.6000 USD

Put Option

Selling

100

140 USD

American

20 Mar 2020

1.3000 USD

Put Option

Selling

500

188 USD

American

27 Dec 2019

2.6400 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

17 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

100

120.0000

American

Jan 17, 2020

Put Options

Written

200

180.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Call Options

Purchased

1,800

190.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

100

192.5000

American

Jan 31, 2020

Put Options

Written

4,800

155.0000

American

Dec 20, 2019

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

2,200

180.0000

American

Dec 20, 2019

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

4,200

250.0000

American

Jan 17, 2020

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

100

135.0000

American

Feb 21, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

500

185.0000

American

Jun 19, 2020

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-2,700

185.0000

American

Dec 20, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-500

190.0000

American

Dec 27, 2019

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Call Options

Purchased

26,600

170.0000

American

Dec 20, 2019

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Call Options

Purchased

1,200

190.0000

American

Dec 20, 2019

Put Options

Purchased

-10,500

125.0000

American

Jan 17, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Call Options

Written

-2,200

210.0000

American

Dec 20, 2019

Call Options

Written

-2,400

205.0000

American

Dec 20, 2019

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Call Options

Written

-100

165.0000

American

Dec 20, 2019

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-1,900

180.0000

American

Feb 21, 2020

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-100

185.0000

American

Jan 21, 2022

Call Options

Written

-1,100

185.0000

American

Feb 21, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

400

110.0000

American

Feb 21, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

2,100

185.0000

American

Mar 20, 2020

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020

Call Options

Purchased

5,900

160.0000

American

Jan 17, 2020

Put Options

Written

400

140.0000

American

Dec 20, 2019

Put Options

Written

600

185.0000

American

May 15, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

200

185.0000

American

Jan 17, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Purchased

100

190.0000

American

Mar 20, 2020

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Put Options

Written

400

170.0000

American

Jan 15, 2021

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Put Options

Written

800

135.0000

American

Dec 20, 2019

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

100

190.0000

American

Jan 24, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

100

145.0000

American

Dec 20, 2019

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-100

190.0000

American

May 15, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

30,100

140.0000

American

Jan 17, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

14,800

160.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Call Options

Purchased

5,500

190.0000

American

Jan 17, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Put Options

Written

2,000

180.0000

American

Jan 17, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Put Options

Written

500

180.0000

American

May 15, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Call Options

Purchased

100

190.0000

American

Dec 27, 2019

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

500

185.0000

American

Feb 21, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-6,900

200.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-300

105.0000

American

Dec 20, 2019

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-19,200

185.0000

American

Jan 17, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Put Options

Purchased

-300

120.0000

American

Jan 15, 2021

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-2,100

175.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Put Options

Written

500

187.5000

American

Dec 27, 2019

Put Options

Written

600

135.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

700

180.0000

American

Dec 20, 2019

Put Options

Written

200

185.0000

American

Jan 10, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Written

-200

185.0000

American

Mar 20, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

192.5000

American

Dec 27, 2019

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Put Options

Written

3,500

200.0000

American

Dec 20, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Call Options

Written

-1,300

130.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Put Options

Purchased

-9,500

140.0000

American

Mar 20, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 688688
Time of Receipt (offset from UTC): 20191217T123826+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC