Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 13 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,594,756

0.18%

5,085,760

0.34%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

5,022,505

0.34%

949,400

0.06%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,598,600

0.18%

1,064,800

0.07%

 

 

 

 

TOTAL:

 

 

 

 

10,215,861

0.69%

7,099,960

0.48%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

6

87.7950 USD

Purchase

14

87.5800 USD

Purchase

40

88.4700 USD

Purchase

80

88.5700 USD

Purchase

100

87.9400 USD

Purchase

100

88.2900 USD

Purchase

100

88.6400 USD

Purchase

100

88.2800 USD

Purchase

140

88.0200 USD

Purchase

158

87.7800 USD

Purchase

173

88.2072 USD

Purchase

183

88.2772 USD

Purchase

200

88.7000 USD

Purchase

200

88.9800 USD

Purchase

200

88.1250 USD

Purchase

200

88.1600 USD

Purchase

214

87.8000 USD

Purchase

300

87.9300 USD

Purchase

300

87.8816 USD

Purchase

300

88.4433 USD

Purchase

389

88.6710 USD

Purchase

400

87.7925 USD

Purchase

400

88.3962 USD

Purchase

500

88.5300 USD

Purchase

500

88.3060 USD

Purchase

600

87.7900 USD

Purchase

611

88.3904 USD

Purchase

700

87.9964 USD

Purchase

712

88.3161 USD

Purchase

782

87.9887 USD

Purchase

800

88.4243 USD

Purchase

800

88.5250 USD

Purchase

938

87.9555 USD

Purchase

1,000

87.8300 USD

Purchase

1,100

87.8154 USD

Purchase

1,300

88.5269 USD

Purchase

1,327

87.9519 USD

Purchase

1,431

87.8326 USD

Purchase

1,800

88.0252 USD

Purchase

1,816

87.9576 USD

Purchase

1,960

88.0725 USD

Purchase

2,565

87.8491 USD

Purchase

3,688

87.8400 USD

Purchase

5,856

87.9800 USD

Purchase

6,925

87.9244 USD

Purchase

7,300

87.9600 USD

Purchase

8,700

88.0170 USD

Purchase

9,526

87.8703 USD

Purchase

10,000

88.6007 USD

Purchase

11,484

88.7673 USD

Purchase

15,647

88.0884 USD

Purchase

18,459

87.8333 USD

Purchase

18,884

88.1511 USD

Purchase

19,600

88.1349 USD

Purchase

19,667

87.7742 USD

Purchase

22,848

87.7518 USD

Purchase

28,218

88.0070 USD

Purchase

31,194

87.9554 USD

Purchase

32,188

87.8395 USD

Purchase

32,900

88.0313 USD

Purchase

33,294

88.0019 USD

Purchase

44,061

88.1206 USD

Sale

10

88.6000 USD

Sale

14

87.5800 USD

Sale

62

87.6661 USD

Sale

80

88.5700 USD

Sale

100

87.8000 USD

Sale

100

87.9000 USD

Sale

100

87.9250 USD

Sale

100

87.9400 USD

Sale

100

88.6400 USD

Sale

100

88.7750 USD

Sale

100

93.5000 USD

Sale

120

88.0200 USD

Sale

133

87.5906 USD

Sale

200

88.5250 USD

Sale

200

88.1600 USD

Sale

200

87.8004 USD

Sale

200

87.8900 USD

Sale

200

87.8675 USD

Sale

200

87.8550 USD

Sale

200

87.8075 USD

Sale

200

88.9800 USD

Sale

200

88.8050 USD

Sale

200

88.7900 USD

Sale

300

87.7266 USD

Sale

300

88.5300 USD

Sale

300

88.7333 USD

Sale

300

88.7766 USD

Sale

300

87.6666 USD

Sale

300

87.8650 USD

Sale

326

87.7691 USD

Sale

364

87.7884 USD

Sale

400

88.0375 USD

Sale

400

87.8800 USD

Sale

400

87.7800 USD

Sale

403

88.4100 USD

Sale

425

87.7882 USD

Sale

454

87.7838 USD

Sale

463

87.7721 USD

Sale

500

87.8890 USD

Sale

500

87.8880 USD

Sale

500

87.9440 USD

Sale

500

87.8240 USD

Sale

500

87.8100 USD

Sale

500

87.8060 USD

Sale

500

87.8680 USD

Sale

591

87.8400 USD

Sale

600

87.9333 USD

Sale

600

87.9383 USD

Sale

600

88.0150 USD

Sale

638

88.4366 USD

Sale

640

87.9156 USD

Sale

665

87.7694 USD

Sale

700

88.1071 USD

Sale

700

88.7085 USD

Sale

800

88.4362 USD

Sale

800

87.7962 USD

Sale

820

88.7820 USD

Sale

882

87.7152 USD

Sale

893

88.5800 USD

Sale

909

88.0276 USD

Sale

995

87.9789 USD

Sale

1,000

87.7920 USD

Sale

1,000

87.8700 USD

Sale

1,045

87.8816 USD

Sale

1,072

87.9133 USD

Sale

1,081

87.8938 USD

Sale

1,128

88.7863 USD

Sale

1,200

88.6383 USD

Sale

1,295

87.9555 USD

Sale

1,300

88.5269 USD

Sale

1,425

88.5418 USD

Sale

1,562

87.6843 USD

Sale

1,600

87.8678 USD

Sale

1,609

88.0209 USD

Sale

1,700

87.7870 USD

Sale

1,800

88.5980 USD

Sale

1,845

87.8164 USD

Sale

1,868

87.9055 USD

Sale

1,900

87.9614 USD

Sale

2,050

88.6177 USD

Sale

2,317

87.7316 USD

Sale

2,365

87.8272 USD

Sale

2,600

87.7494 USD

Sale

2,613

88.5164 USD

Sale

2,987

87.7035 USD

Sale

3,020

88.7179 USD

Sale

3,322

88.6843 USD

Sale

3,459

87.7605 USD

Sale

3,600

87.7954 USD

Sale

3,670

87.7732 USD

Sale

3,846

87.7358 USD

Sale

4,245

87.7687 USD

Sale

4,763

87.8703 USD

Sale

5,186

87.7517 USD

Sale

5,421

87.8253 USD

Sale

6,310

87.9206 USD

Sale

6,396

88.0313 USD

Sale

6,939

88.5491 USD

Sale

7,300

87.9600 USD

Sale

7,656

88.7673 USD

Sale

8,863

88.0492 USD

Sale

11,100

88.0251 USD

Sale

13,700

88.1737 USD

Sale

14,109

88.0070 USD

Sale

14,305

87.9907 USD

Sale

15,400

87.9634 USD

Sale

18,600

88.1137 USD

Sale

40,708

87.9843 USD

Sale

43,282

87.8392 USD

Sale

82,706

88.0232 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

unit

SWAP

Long

12,796

87.6890 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

87 USD

American

13 Dec 2019

1.6500 USD

Call Option

Purchasing

500

88 USD

American

20 Dec 2019

0.8200 USD

Call Option

Purchasing

6,600

89 USD

American

13 Dec 2019

0.3796 USD

Call Option

Purchasing

1,000

90 USD

American

13 Dec 2019

0.0100 USD

Call Option

Purchasing

100

90 USD

American

20 Dec 2019

0.5500 USD

Call Option

Purchasing

700

90 USD

American

3 Jan 2020

0.5800 USD

Call Option

Purchasing

5,500

90 USD

American

17 Jan 2020

1.2081 USD

Call Option

Purchasing

300

91 USD

American

20 Dec 2019

0.0800 USD

Call Option

Purchasing

1,000

100 USD

American

15 May 2020

1.5000 USD

Call Option

Selling

300

73 USD

American

17 Jan 2020

15.7600 USD

Call Option

Selling

100

75 USD

American

17 Jan 2020

13.0100 USD

Call Option

Selling

300

87 USD

American

20 Dec 2019

1.8700 USD

Call Option

Selling

2,000

88 USD

American

13 Dec 2019

0.1030 USD

Call Option

Selling

9,200

88 USD

American

13 Dec 2019

0.1183 USD

Call Option

Selling

700

88 USD

American

3 Jan 2020

1.6800 USD

Call Option

Selling

100

88 USD

American

10 Jan 2020

1.9300 USD

Call Option

Selling

200

89 USD

American

13 Dec 2019

0.0400 USD

Call Option

Selling

300

90 USD

American

20 Dec 2019

0.5400 USD

Call Option

Selling

700

90 USD

American

10 Jan 2020

1.0400 USD

Call Option

Selling

200

93 USD

American

31 Jan 2020

0.8600 USD

Put Option

Purchasing

100

68 USD

American

19 Jun 2020

1.0200 USD

Put Option

Purchasing

100

83 USD

American

27 Dec 2019

0.1100 USD

Put Option

Purchasing

1,300

84 USD

American

13 Dec 2019

0.0100 USD

Put Option

Purchasing

300

85 USD

American

13 Dec 2019

0.0200 USD

Put Option

Purchasing

400

86 USD

American

20 Dec 2019

0.2500 USD

Put Option

Purchasing

4,200

87 USD

American

13 Dec 2019

0.0676 USD

Put Option

Purchasing

100

88 USD

American

13 Dec 2019

0.2200 USD

Put Option

Purchasing

1,000

88 USD

American

20 Dec 2019

0.9100 USD

Put Option

Purchasing

1,600

88 USD

American

21 Feb 2020

4.0000 USD

Put Option

Purchasing

300

90 USD

American

20 Dec 2019

1.5066 USD

Put Option

Purchasing

1,500

92 USD

American

27 Dec 2019

3.5500 USD

Put Option

Selling

300

65 USD

American

17 Jan 2020

0.0400 USD

Put Option

Selling

1,000

70 USD

American

17 Jan 2020

0.0900 USD

Put Option

Selling

1,000

70 USD

American

17 Jan 2020

0.1100 USD

Put Option

Selling

100

70 USD

American

19 Jun 2020

1.5200 USD

Put Option

Selling

100

73 USD

American

17 Jan 2020

0.1200 USD

Put Option

Selling

100

75 USD

American

21 Feb 2020

0.7000 USD

Put Option

Selling

100

78 USD

American

17 Jan 2020

0.2900 USD

Put Option

Selling

200

78 USD

American

21 Feb 2020

1.0100 USD

Put Option

Selling

1,600

85 USD

American

21 Feb 2020

2.9200 USD

Put Option

Selling

1,000

87 USD

American

20 Dec 2019

0.5300 USD

Put Option

Selling

300

89 USD

American

20 Dec 2019

0.9566 USD

Put Option

Selling

100

94 USD

American

20 Dec 2019

4.9000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

16 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

7,800

80.0000  

American

Dec 20, 2019

Call Options

  Purchased

6,400

91.0000  

American

Dec 20, 2019

Put Options

  Written

400

85.0000  

American

Dec 27, 2019

Put Options

  Written

300

89.0000  

American

Dec 20, 2019

Call Options

  Purchased

200

55.0000  

American

Sep 18, 2020

Call Options

  Purchased

100

90.0000  

American

Jan 31, 2020

Put Options

  Written

8,000

75.0000  

American

Feb 21, 2020

Put Options

  Written

2,900

75.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

50.0000  

American

Jan 21, 2022

Put Options

  Written

363,000

65.0000  

American

Jan 17, 2020

Put Options

  Written

1,000

82.5000  

American

Jan 15, 2021

Call Options

  Purchased

700

50.0000  

American

Jan 15, 2021

Put Options

  Written

101,800

60.0000  

American

Jun 19, 2020

Put Options

  Written

200

70.0000  

American

May 15, 2020

Call Options

  Purchased

4,000

72.5000  

American

Feb 21, 2020

Put Options

  Written

2,900

37.5000  

American

Jan 21, 2022

Call Options

  Purchased

3,100

87.0000  

American

Dec 13, 2019

Call Options

  Purchased

300

87.5000  

American

May 15, 2020

Call Options

  Purchased

200

91.0000  

American

Dec 27, 2019

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Put Options

  Written

6,700

87.5000  

American

Feb 21, 2020

Put Options

  Written

6,200

77.5000  

American

Jan 17, 2020

Put Options

  Written

1,100

85.0000  

American

Jun 19, 2020

Call Options

  Purchased

600

75.0000  

American

May 15, 2020

Call Options

  Purchased

100

82.5000  

American

Dec 13, 2019

Call Options

  Purchased

1,000

72.5000  

American

Jan 15, 2021

Call Options

  Purchased

400

70.0000  

American

Dec 20, 2019

Call Options

  Written

-200

100.0000  

American

Jan 3, 2020

Call Options

  Written

-900

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Put Options

  Purchased

-2,000

87.5000  

American

Dec 20, 2019

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

95.0000  

American

May 15, 2020

Put Options

  Purchased

-3,900

57.5000  

American

Jan 17, 2020

Put Options

  Purchased

-100

85.0000  

American

May 15, 2020

Call Options

  Written

-17,700

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Call Options

  Written

-8,800

97.5000  

American

Jan 17, 2020

Put Options

  Purchased

-2,100

85.5000  

American

Dec 13, 2019

Put Options

  Purchased

-2,800

50.0000  

American

Jan 15, 2021

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Call Options

  Written

-1,700

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,400

83.0000  

American

Jan 3, 2020

Call Options

  Written

-500

75.0000  

American

Dec 20, 2019

Put Options

  Purchased

-100

50.0000  

American

Jan 21, 2022

Call Options

  Written

-200

105.0000  

American

Feb 21, 2020

Call Options

  Written

-2,300

120.0000  

American

Jan 15, 2021

Call Options

  Written

-8,300

70.0000  

American

Feb 21, 2020

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Call Options

  Written

-4,500

115.0000  

American

Jan 21, 2022

Put Options

  Written

302,100

60.0000  

American

Jan 15, 2021

Put Options

  Written

73,000

70.0000  

American

Jan 17, 2020

Put Options

  Written

3,500

47.5000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

72.5000  

American

May 15, 2020

Put Options

  Written

50,000

57.5000  

American

Jan 17, 2020

Call Options

  Purchased

3,500

95.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,600

88.0000  

American

Dec 20, 2019

Put Options

  Written

4,200

45.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Put Options

  Written

4,100

83.5000  

American

Dec 13, 2019

Call Options

  Purchased

287,500

80.0000  

American

Jan 17, 2020

Call Options

  Purchased

800

67.5000  

American

Feb 21, 2020

Put Options

  Written

3,900

50.0000  

American

Jan 17, 2020

Call Options

  Purchased

600

87.0000  

American

Dec 20, 2019

Call Options

  Purchased

5,700

95.0000  

American

May 15, 2020

Call Options

  Purchased

1,500

92.5000  

American

May 15, 2020

Put Options

  Written

1,400

82.5000  

American

Sep 18, 2020

Put Options

  Written

15,400

42.5000  

American

Feb 21, 2020

Put Options

  Written

2,000

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

55.0000  

American

Jun 19, 2020

Put Options

  Written

49,000

95.0000  

American

Jan 17, 2020

Put Options

  Written

600

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

100

82.0000  

American

Dec 13, 2019

Call Options

  Purchased

1,200

72.5000  

American

Jun 19, 2020

Call Options

  Purchased

3,700

85.0000  

American

Feb 21, 2020

Call Options

  Written

-600

89.0000  

American

Dec 27, 2019

Put Options

  Purchased

-1,100

91.5000  

American

Dec 13, 2019

Put Options

  Purchased

-4,400

78.0000  

American

Dec 13, 2019

Put Options

  Purchased

-12,200

55.0000  

American

Jan 17, 2020

Put Options

  Purchased

-800

72.5000  

American

Dec 20, 2019

Call Options

  Written

-300

97.5000  

American

Feb 21, 2020

Put Options

  Purchased

-400

95.0000  

American

Sep 18, 2020

Put Options

  Purchased

-2,000

77.5000  

American

Dec 20, 2019

Put Options

  Purchased

-300

84.5000  

American

Dec 13, 2019

Put Options

  Purchased

-1,500

75.0000  

American

Sep 18, 2020

Call Options

  Written

-5,900

90.0000  

American

Jan 10, 2020

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Call Options

  Written

-10,000

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Put Options

  Purchased

-300

91.0000  

American

Dec 13, 2019

Call Options

  Written

-1,000

60.0000  

American

Dec 20, 2019

Put Options

  Purchased

-5,100

77.5000  

American

Dec 13, 2019

Call Options

  Written

-18,200

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,400

55.0000  

American

Jan 15, 2021

Call Options

  Written

-11,600

130.0000  

American

Jan 17, 2020

Call Options

  Purchased

500

62.5000  

American

May 15, 2020

Call Options

  Purchased

5,700

85.0000  

American

Dec 20, 2019

Call Options

  Purchased

1,000

60.0000  

American

Sep 18, 2020

Call Options

  Purchased

600

85.0000  

American

Dec 13, 2019

Put Options

  Written

16,500

62.5000  

American

Jan 17, 2020

Call Options

  Purchased

2,500

92.5000  

American

Dec 20, 2019

Call Options

  Purchased

1,000

95.0000  

American

Dec 20, 2019

Put Options

  Written

400

81.5000  

American

Dec 20, 2019

Put Options

  Written

1,800

57.5000  

American

Feb 21, 2020

Call Options

  Purchased

16,500

72.5000  

American

Jan 17, 2020

Put Options

  Written

1,500

60.0000  

American

Dec 20, 2019

Call Options

  Purchased

200

97.5000  

American

May 15, 2020

Call Options

  Purchased

100

105.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,500

60.0000  

American

Feb 21, 2020

Put Options

  Written

1,900

87.0000  

American

Dec 20, 2019

Call Options

  Purchased

2,300

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

78.0000  

American

Dec 13, 2019

Call Options

  Purchased

100

77.5000  

American

Jun 19, 2020

Call Options

  Purchased

500

70.0000  

American

Jun 19, 2020

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Put Options

  Purchased

-1,300

50.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,400

40.0000  

American

Jan 21, 2022

Put Options

  Purchased

-500

84.0000  

American

Dec 20, 2019

Call Options

  Written

-100

86.5000  

American

Dec 20, 2019

Call Options

  Written

-800

125.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,100

82.5000  

American

Dec 20, 2019

Call Options

  Written

-100

100.0000  

American

Jan 21, 2022

Call Options

  Written

-900

95.0000  

American

Feb 21, 2020

Call Options

  Written

-1,200

85.0000  

American

Sep 18, 2020

Call Options

  Written

-400

92.0000  

American

Dec 20, 2019

Call Options

  Written

-200

40.0000  

American

Jan 21, 2022

Put Options

  Purchased

-700

81.0000  

American

Dec 20, 2019

Call Options

  Written

-1,900

115.0000  

American

Sep 18, 2020

Put Options

  Purchased

-2,100

90.0000  

American

Dec 20, 2019

Put Options

  Purchased

-400

75.0000  

American

May 15, 2020

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Call Options

  Written

-400

110.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,600

72.5000  

American

Feb 21, 2020

Put Options

  Purchased

-100

77.0000  

American

Dec 13, 2019

Call Options

  Written

-3,000

75.0000  

American

Jan 15, 2021

Call Options

  Written

-3,900

85.0000  

American

Jun 19, 2020

Call Options

  Written

-100

67.5000  

American

Sep 18, 2020

Call Options

  Written

-500

110.0000  

American

Feb 21, 2020

Put Options

  Purchased

-700

80.0000  

American

May 15, 2020

Call Options

  Written

-800

87.5000  

American

Jan 3, 2020

Call Options

  Written

-1,900

97.5000  

American

Jan 15, 2021

Call Options

  Written

-4,200

85.0000  

American

May 15, 2020

Put Options

  Purchased

-23,400

60.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,900

97.5000  

American

Feb 21, 2020

Put Options

  Purchased

-3,500

50.0000  

American

Jun 19, 2020

Put Options

  Purchased

-4,300

86.5000  

American

Dec 13, 2019

Put Options

  Purchased

-7,000

85.0000  

American

Jan 17, 2020

Call Options

  Written

-12,800

95.0000  

American

Jan 17, 2020

Put Options

  Purchased

-120,000

85.0000  

American

Feb 21, 2020

Put Options

  Purchased

-100

89.0000  

American

Dec 27, 2019

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Put Options

  Written

2,500

47.5000  

American

Jan 21, 2022

Put Options

  Written

1,000

42.5000  

American

Jan 21, 2022

Call Options

  Purchased

200

88.5000  

American

Jan 3, 2020

Put Options

  Written

37,300

57.5000  

American

Jun 19, 2020

Call Options

  Purchased

700

87.5000  

American

Feb 21, 2020

Put Options

  Written

155,900

65.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,300

92.5000  

American

Sep 18, 2020

Call Options

  Purchased

800

155.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,900

82.5000  

American

Feb 21, 2020

Put Options

  Written

600

80.0000  

American

Jun 19, 2020

Put Options

  Written

175,000

80.0000  

American

Jan 15, 2021

Call Options

  Purchased

4,700

90.0000  

American

Sep 18, 2020

Put Options

  Written

4,000

62.5000  

American

Feb 21, 2020

Put Options

  Written

400

90.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

88.0000  

American

Dec 27, 2019

Put Options

  Written

5,100

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,200

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

200

87.5000  

American

Jun 19, 2020

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Put Options

  Written

200

37.5000  

American

Jan 15, 2021

Call Options

  Purchased

7,700

80.0000  

American

May 15, 2020

Call Options

  Purchased

1,300

67.5000  

American

Jan 15, 2021

Put Options

  Purchased

-2,100

70.0000  

American

Jan 15, 2021

Call Options

  Written

-12,500

92.5000  

American

Feb 21, 2020

Call Options

  Written

-50,800

92.5000  

American

Jan 15, 2021

Call Options

  Written

-8,200

100.0000  

American

Jan 15, 2021

Call Options

  Written

-1,200

77.5000  

American

Feb 21, 2020

Put Options

  Purchased

-1,500

105.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,500

92.0000  

American

Dec 27, 2019

Call Options

  Written

-79,900

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Put Options

  Purchased

-600

85.5000  

American

Dec 20, 2019

Put Options

  Purchased

-1,200

72.5000  

American

Sep 18, 2020

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Call Options

  Written

-6,800

105.0000  

American

Jan 17, 2020

Call Options

  Written

-400

67.5000  

American

Jun 19, 2020

Call Options

  Written

-200

92.5000  

American

Jan 31, 2020

Call Options

  Written

-300

110.0000  

American

Sep 18, 2020

Call Options

  Written

-4,600

115.0000  

American

Jan 17, 2020

Call Options

  Written

-5,200

85.0000  

American

Jan 15, 2021

Put Options

  Purchased

-500

90.0000  

American

Feb 21, 2020

Put Options

  Purchased

-2,800

42.5000  

American

Jan 17, 2020

Put Options

  Purchased

-100

67.5000  

American

Sep 18, 2020

Call Options

  Written

-200

70.0000  

American

Jan 21, 2022

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Put Options

  Purchased

-100

100.0000  

American

Jan 21, 2022

Call Options

  Written

-100

45.0000  

American

Jan 21, 2022

Put Options

  Written

200

82.5000  

American

Feb 21, 2020

Call Options

  Purchased

11,000

90.0000  

American

May 15, 2020

Put Options

  Written

1,900

55.0000  

American

Feb 21, 2020

Put Options

  Written

900

70.0000  

American

Feb 21, 2020

Call Options

  Purchased

18,100

70.0000  

American

Jan 17, 2020

Call Options

  Purchased

600

77.5000  

American

Sep 18, 2020

Put Options

  Written

1,000

67.5000  

American

Dec 20, 2019

Put Options

  Written

100

67.5000  

American

May 15, 2020

Put Options

  Written

100

65.0000  

American

May 15, 2020

Call Options

  Purchased

200

110.0000  

American

Jan 21, 2022

Put Options

  Written

7,800

85.0000  

American

Jan 24, 2020

Call Options

  Purchased

200

95.0000  

American

Dec 27, 2019

Call Options

  Purchased

23,600

90.0000  

American

Feb 21, 2020

Put Options

  Written

100

77.5000  

American

Sep 18, 2020

Call Options

  Purchased

7,100

87.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Call Options

  Purchased

1,400

65.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,000

91.0000  

American

Dec 13, 2019

Call Options

  Purchased

200

65.0000  

American

May 15, 2020

Call Options

  Purchased

100

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

5,300

86.0000  

American

Dec 20, 2019

Put Options

  Written

3,400

67.5000  

American

Jan 17, 2020

Call Options

  Purchased

500

82.5000  

American

Sep 18, 2020

Call Options

  Purchased

11,500

75.0000  

American

Sep 18, 2020

Call Options

  Purchased

200

86.5000  

American

Dec 13, 2019

Put Options

  Purchased

-70,500

67.5000  

American

Jan 15, 2021

Put Options

  Purchased

-100

88.0000  

American

Dec 13, 2019

Call Options

  Written

-1,300

92.5000  

American

Jun 19, 2020

Call Options

  Written

-3,300

145.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

60.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,500

92.5000  

American

Dec 20, 2019

Call Options

  Written

-2,500

185.0000  

American

Jan 17, 2020

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Call Options

  Written

-100,300

120.0000  

American

Jan 17, 2020

Put Options

  Purchased

-400

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-4,500

75.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

97.5000  

American

Jan 17, 2020

Put Options

  Purchased

-700

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-700

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Put Options

  Purchased

-5,400

84.0000  

American

Dec 13, 2019

Call Options

  Written

-100

37.5000  

American

Jan 21, 2022

Call Options

  Written

-2,500

115.0000  

American

Feb 21, 2020

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,500

82.5000  

American

May 15, 2020

Put Options

  Purchased

-4,700

35.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,600

72.5000  

American

Jun 19, 2020

Call Options

  Written

-2,200

130.0000  

American

Jun 19, 2020

Call Options

  Written

-2,300

115.0000  

American

Jun 19, 2020

Put Options

  Purchased

-500

86.5000  

American

Dec 20, 2019

Put Options

  Purchased

-4,800

55.0000  

American

May 15, 2020

Call Options

  Purchased

400

86.5000  

American

Dec 27, 2019

Put Options

  Written

15,600

75.0000  

American

Dec 20, 2019

Call Options

  Purchased

22,800

80.0000  

American

Feb 21, 2020

Put Options

  Written

500

62.5000  

American

May 15, 2020

Put Options

  Written

8,600

80.0000  

American

Jan 17, 2020

Put Options

  Written

600

87.5000  

American

May 15, 2020

Call Options

  Purchased

100

84.0000  

American

Dec 27, 2019

Call Options

  Purchased

2,100

90.0000  

American

Jan 3, 2020

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Put Options

  Written

1,100

75.0000  

American

Jan 15, 2021

Put Options

  Written

29,600

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

3,900

90.0000  

American

Dec 13, 2019

Put Options

  Written

90,000

50.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

125.0000  

American

Jan 21, 2022

Call Options

  Purchased

4,900

75.0000  

American

Feb 21, 2020

Put Options

  Written

100

57.5000  

American

Sep 18, 2020

Put Options

  Written

100

65.0000  

American

Dec 20, 2019

Put Options

  Written

1,400

55.0000  

American

Jun 19, 2020

Put Options

  Written

400

50.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

70.0000  

American

May 15, 2020

Call Options

  Purchased

24,700

67.5000  

American

Jan 17, 2020

Call Options

  Purchased

100

90.0000  

American

Jan 15, 2021

Call Options

  Written

-2,200

62.5000  

American

Feb 21, 2020

Call Options

  Written

-53,000

82.5000  

American

Jan 17, 2020

Call Options

  Written

-2,000

150.0000  

American

Jan 17, 2020

Call Options

  Written

-100

180.0000  

American

Jan 17, 2020

Call Options

  Written

-200

62.5000  

American

Jun 19, 2020

Put Options

  Purchased

-9,400

72.5000  

American

Jan 15, 2021

Call Options

  Written

-18,100

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,500

83.0000  

American

Dec 27, 2019

Put Options

  Purchased

-300

60.0000  

American

Jan 21, 2022

Put Options

  Purchased

-100

75.0000  

American

Dec 13, 2019

Call Options

  Written

-4,700

120.0000  

American

Jan 21, 2022

Put Options

  Purchased

-800

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-100

82.5000  

American

Dec 27, 2019

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

87.5000  

American

Jan 17, 2020

Put Options

  Purchased

-4,900

70.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

Put Options

  Purchased

-600

83.0000  

American

Dec 20, 2019

Put Options

  Purchased

-1,200

86.0000  

American

Dec 13, 2019

Put Options

  Written

100

65.0000  

American

Sep 18, 2020

Put Options

  Written

6,000

105.0000  

American

Jan 17, 2020

Put Options

  Written

5,000

67.5000  

American

Feb 21, 2020

Put Options

  Written

1,100

89.0000  

American

Dec 13, 2019

Put Options

  Written

300

65.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

55.0000  

American

Jan 21, 2022

Put Options

  Written

22,900

85.0000  

American

Feb 21, 2020

Call Options

  Purchased

6,800

87.5000  

American

Dec 20, 2019

Put Options

  Written

14,400

67.5000  

American

Jun 19, 2020

Call Options

  Purchased

400

57.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,200

57.5000  

American

Jun 19, 2020

Put Options

  Written

275,000

70.0000  

American

Jan 15, 2021

Put Options

  Written

3,500

87.5000  

American

Jun 19, 2020

Call Options

  Purchased

400

89.0000  

American

Dec 20, 2019

Call Options

  Purchased

3,500

100.0000  

American

Feb 21, 2020

Put Options

  Written

500

45.0000  

American

Jan 21, 2022

Call Options

  Purchased

2,300

47.5000  

American

Sep 18, 2020

Call Options

  Purchased

2,100

105.0000  

American

May 15, 2020

Call Options

  Purchased

9,900

89.0000  

American

Dec 13, 2019

Call Options

  Purchased

1,700

86.0000  

American

Dec 13, 2019

Call Options

  Purchased

200

72.5000  

American

Dec 20, 2019

Put Options

  Written

500

45.0000  

American

Jan 15, 2021

Call Options

  Purchased

22,000

90.0000  

American

Dec 20, 2019

Call Options

  Purchased

1,000

105.0000  

American

Sep 18, 2020

Put Options

  Written

1,000

77.5000  

American

Jun 19, 2020

Put Options

  Written

400

82.0000  

American

Dec 20, 2019

Call Options

  Purchased

4,200

80.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,900

82.5000  

American

Dec 20, 2019

Put Options

  Purchased

-900

87.0000  

American

Dec 13, 2019

Call Options

  Written

-6,700

105.0000  

American

Jan 15, 2021

Call Options

  Written

-1,800

77.5000  

American

Dec 20, 2019

Call Options

  Written

-6,500

100.0000  

American

Jun 19, 2020

Call Options

  Written

-67,400

100.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

75.0000  

American

Jan 21, 2022

Put Options

  Purchased

-3,600

85.0000  

American

Dec 20, 2019

Call Options

  Written

-100

88.0000  

American

Jan 10, 2020

Put Options

  Purchased

-1,000

91.0000  

American

Jan 3, 2020

Put Options

  Purchased

-900

40.0000  

American

Jun 19, 2020

Put Options

  Purchased

-200

84.5000  

American

Dec 20, 2019

Put Options

  Purchased

-3,100

81.5000  

American

Jan 3, 2020

Call Options

  Written

-9,500

85.0000  

American

Jan 17, 2020

Call Options

  Written

-10,900

87.5000  

American

Jan 17, 2020

Put Options

  Purchased

-1,000

115.0000  

American

Jan 21, 2022

Call Options

  Written

-1,100

62.5000  

American

Jan 17, 2020

Call Options

  Written

-700

65.0000  

American

Jan 17, 2020

Call Options

  Written

-400

82.5000  

American

May 15, 2020

Put Options

  Written

17,000

65.0000  

American

Feb 21, 2020

Call Options

  Purchased

9,600

77.5000  

American

Jan 17, 2020

Call Options

  Purchased

1,700

90.0000  

American

Dec 27, 2019

Put Options

  Written

4,000

72.5000  

American

Jan 17, 2020

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Put Options

  Written

600

72.5000  

American

May 15, 2020

Call Options

  Purchased

100

85.0000  

American

Jan 21, 2022

Call Options

  Purchased

5,900

75.0000  

American

Jan 17, 2020

Put Options

  Written

2,400

80.0000  

American

Dec 20, 2019

Put Options

  Written

1,300

70.0000  

American

Dec 20, 2019

Call Options

  Purchased

2,600

100.0000  

American

May 15, 2020

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

500

90.0000  

American

Jan 21, 2022

Put Options

  Written

400

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

7,300

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

80.0000  

American

Sep 18, 2020

Call Options

  Purchased

400

82.5000  

American

Jun 19, 2020

Put Options

  Written

16,600

80.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,300

65.0000  

American

Jun 19, 2020

Call Options

  Written

-8,600

88.0000  

American

Dec 13, 2019

Call Options

  Written

-1,700

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,300

82.5000  

American

Jan 17, 2020

Put Options

  Purchased

-9,400

90.0000  

American

Jan 17, 2020

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Call Options

  Written

-1,000

87.5000  

American

Jan 15, 2021

Call Options

  Written

-4,800

100.0000  

American

Sep 18, 2020

Call Options

  Written

-5,900

95.0000  

American

Jan 15, 2021

Call Options

  Written

-6,200

92.5000  

American

Jan 17, 2020

Call Options

  Written

-400

86.0000  

American

Jan 24, 2020

Call Options

  Written

-500

87.5000  

American

Jan 21, 2022

Put Options

  Purchased

-12,900

86.5000  

American

Jan 10, 2020

Put Options

  Purchased

-400

86.5000  

American

Dec 27, 2019

Call Options

  Written

-3,100

135.0000  

American

Jan 17, 2020

Put Options

  Purchased

-9,700

100.0000  

American

Jan 17, 2020

Call Options

  Written

-500

100.0000  

American

Dec 20, 2019

Put Options

  Purchased

-100

77.5000  

American

Feb 21, 2020

Put Options

  Purchased

-1,100

88.0000  

American

Dec 20, 2019

Call Options

  Written

-1,200

140.0000  

American

Jan 15, 2021

Call Options

  Written

-500

90.0000  

American

Jan 17, 2020

Call Options

  Written

-2,200

82.5000  

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 688578
Time of Receipt (offset from UTC): 20191216T131303+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC