Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 13 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,023,955

1.23%

2,190,020

0.67%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,312,200

0.70%

2,307,447

0.70%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

689,100

0.21%

509,500

0.16%

 

 

 

 

TOTAL:

 

 

 

 

7,025,255

2.14%

5,006,967

1.53%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

189.4250 USD

Purchase

1

188.9050 USD

Purchase

50

188.5100 USD

Purchase

93

188.1400 USD

Purchase

100

189.2400 USD

Purchase

100

188.2200 USD

Purchase

100

188.2100 USD

Purchase

100

188.2900 USD

Purchase

100

188.5500 USD

Purchase

100

188.3200 USD

Purchase

100

188.5900 USD

Purchase

119

188.3227 USD

Purchase

143

188.2520 USD

Purchase

151

188.5375 USD

Purchase

173

188.2273 USD

Purchase

176

188.1277 USD

Purchase

200

188.3050 USD

Purchase

254

188.5035 USD

Purchase

300

188.2583 USD

Purchase

300

188.3500 USD

Purchase

302

188.2995 USD

Purchase

305

188.7001 USD

Purchase

334

188.3100 USD

Purchase

400

190.0512 USD

Purchase

429

188.5028 USD

Purchase

566

188.4968 USD

Purchase

566

188.4969 USD

Purchase

580

188.2758 USD

Purchase

660

188.4994 USD

Purchase

675

188.6240 USD

Purchase

700

189.4414 USD

Purchase

1,000

188.4550 USD

Purchase

1,300

188.2376 USD

Purchase

1,332

188.5713 USD

Purchase

1,510

190.0574 USD

Purchase

1,520

188.3425 USD

Purchase

1,557

188.6917 USD

Purchase

1,639

188.7534 USD

Purchase

2,088

188.7071 USD

Purchase

2,198

188.2393 USD

Purchase

2,230

188.4180 USD

Purchase

2,344

188.3400 USD

Purchase

2,463

188.4927 USD

Purchase

2,882

189.5736 USD

Purchase

4,456

188.3319 USD

Purchase

5,900

188.2575 USD

Purchase

6,500

188.6094 USD

Purchase

7,486

188.6957 USD

Purchase

8,557

188.3191 USD

Purchase

10,356

188.3397 USD

Purchase

13,000

188.6831 USD

Purchase

13,700

188.7415 USD

Purchase

14,777

188.6430 USD

Purchase

22,800

188.3773 USD

Purchase

58,240

188.5493 USD

Purchase

78,962

188.7759 USD

Sale

1

189.4250 USD

Sale

2

188.5200 USD

Sale

10

190.0700 USD

Sale

12

188.1750 USD

Sale

25

188.4944 USD

Sale

34

188.3100 USD

Sale

38

189.5600 USD

Sale

39

188.4700 USD

Sale

42

188.2445 USD

Sale

51

188.2627 USD

Sale

53

188.1392 USD

Sale

65

189.7046 USD

Sale

78

188.2014 USD

Sale

80

190.0612 USD

Sale

93

188.1400 USD

Sale

100

188.2800 USD

Sale

100

190.0000 USD

Sale

120

189.9508 USD

Sale

150

188.5367 USD

Sale

197

188.3000 USD

Sale

200

190.0200 USD

Sale

200

188.3650 USD

Sale

200

188.4750 USD

Sale

200

189.6950 USD

Sale

211

188.1018 USD

Sale

260

189.6053 USD

Sale

281

189.7061 USD

Sale

300

188.6100 USD

Sale

300

188.5150 USD

Sale

300

188.9983 USD

Sale

314

189.3525 USD

Sale

344

188.3230 USD

Sale

389

188.2900 USD

Sale

400

190.0512 USD

Sale

410

189.2356 USD

Sale

510

188.8992 USD

Sale

527

189.5776 USD

Sale

566

188.4968 USD

Sale

600

190.1041 USD

Sale

750

188.5588 USD

Sale

811

188.6580 USD

Sale

1,100

188.3854 USD

Sale

1,101

189.6271 USD

Sale

1,128

188.4278 USD

Sale

1,161

188.3556 USD

Sale

1,300

188.3476 USD

Sale

1,309

188.3400 USD

Sale

1,400

188.3300 USD

Sale

1,500

188.3700 USD

Sale

1,510

190.0574 USD

Sale

1,659

188.7368 USD

Sale

2,438

188.4450 USD

Sale

2,700

188.7051 USD

Sale

2,932

188.5637 USD

Sale

3,800

188.9499 USD

Sale

4,566

188.3265 USD

Sale

5,300

188.4356 USD

Sale

7,339

189.3176 USD

Sale

9,900

188.6344 USD

Sale

10,356

188.3397 USD

Sale

11,000

188.2575 USD

Sale

13,800

188.7739 USD

Sale

14,777

188.6430 USD

Sale

14,777

188.6431 USD

Sale

15,062

188.8205 USD

Sale

19,669

188.5444 USD

Sale

20,246

188.7771 USD

Sale

27,049

188.7684 USD

Sale

29,120

188.5493 USD

Sale

38,522

188.3740 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

400

190 USD

American

13 Dec 2019

0.4375 USD

Call Option

Purchasing

100

190 USD

American

27 Dec 2019

1.0300 USD

Call Option

Purchasing

1,000

193 USD

American

27 Dec 2019

0.7000 USD

Call Option

Selling

300

190 USD

American

13 Dec 2019

2.3300 USD

Call Option

Selling

1,100

193 USD

American

13 Dec 2019

0.5000 USD

Call Option

Selling

400

205 USD

American

20 Dec 2019

0.0850 USD

Put Option

Purchasing

200

175 USD

American

17 Jan 2020

0.9300 USD

Put Option

Selling

200

180 USD

American

17 Jan 2020

1.3800 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

16 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

1,600

175.0000  

American

Dec 20, 2019

Call Options

  Purchased

200

190.0000  

American

Jan 21, 2022

Put Options

  Written

100

135.0000  

American

Feb 21, 2020

Put Options

  Written

1,100

100.0000  

American

Feb 21, 2020

Put Options

  Written

4,800

155.0000  

American

Dec 20, 2019

Put Options

  Written

100

120.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,300

100.0000  

American

Jan 15, 2021

Put Options

  Written

900

90.0000  

American

Feb 21, 2020

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Call Options

  Purchased

4,200

250.0000  

American

Jan 17, 2020

Put Options

  Written

200

180.0000  

American

Jan 15, 2021

Call Options

  Purchased

2,500

175.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,800

190.0000  

American

Feb 21, 2020

Put Options

  Written

500

185.0000  

American

Jun 19, 2020

Call Options

  Purchased

9,100

185.0000  

American

Jan 15, 2021

Put Options

  Written

2,200

180.0000  

American

Dec 20, 2019

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Call Options

  Written

-2,300

185.0000  

American

Dec 20, 2019

Put Options

  Purchased

-3,000

165.0000  

American

Dec 20, 2019

Call Options

  Written

-2,100

125.0000  

American

Jan 15, 2021

Call Options

  Written

-5,500

160.0000  

American

Mar 20, 2020

Put Options

  Purchased

-300

165.0000  

American

Jan 15, 2021

Call Options

  Written

-600

220.0000  

American

May 15, 2020

Put Options

  Purchased

-1,500

155.0000  

American

Feb 21, 2020

Put Options

  Purchased

-50,000

160.0000  

American

Feb 21, 2020

Put Options

  Purchased

-500

170.0000  

American

Dec 20, 2019

Put Options

  Purchased

-700

155.0000  

American

Jan 17, 2020

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Call Options

  Purchased

26,600

170.0000  

American

Dec 20, 2019

Put Options

  Written

66,500

140.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

190.0000  

American

Dec 13, 2019

Put Options

  Written

11,700

160.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,200

190.0000  

American

Dec 20, 2019

Put Options

  Written

500

80.0000  

American

Feb 21, 2020

Put Options

  Written

18,500

150.0000  

American

May 15, 2020

Call Options

  Purchased

3,400

170.0000  

American

Jan 15, 2021

Put Options

  Written

36,400

105.0000  

American

Jan 15, 2021

Call Options

  Written

-2,700

150.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

110.0000  

American

Dec 20, 2019

Put Options

  Purchased

-2,200

70.0000  

American

Jan 17, 2020

Put Options

  Purchased

-10,500

125.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Call Options

  Written

-2,200

210.0000  

American

Dec 20, 2019

Put Options

  Purchased

-2,900

90.0000  

American

Dec 20, 2019

Put Options

  Purchased

-16,800

115.0000  

American

Jan 15, 2021

Call Options

  Written

-100

165.0000  

American

Dec 20, 2019

Put Options

  Purchased

-100

185.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

155.0000  

American

Jan 15, 2021

Call Options

  Written

-1,000

185.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,700

110.0000  

American

Jan 15, 2021

Call Options

  Written

-2,400

205.0000  

American

Dec 20, 2019

Call Options

  Written

-1,100

290.0000  

American

Jan 17, 2020

Put Options

  Purchased

-5,300

110.0000  

American

Jan 17, 2020

Call Options

  Written

-300

150.0000  

American

Feb 21, 2020

Call Options

  Written

-1,900

180.0000  

American

Feb 21, 2020

Put Options

  Written

13,500

165.0000  

American

Jan 17, 2020

Put Options

  Written

2,100

185.0000  

American

Mar 20, 2020

Put Options

  Written

1,000

85.0000  

American

Dec 20, 2019

Call Options

  Purchased

100

190.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,000

180.0000  

American

Jan 17, 2020

Put Options

  Written

100

145.0000  

American

Jan 15, 2021

Put Options

  Written

400

125.0000  

American

Jan 15, 2021

Put Options

  Written

300

100.0000  

American

Dec 20, 2019

Call Options

  Purchased

5,900

160.0000  

American

Jan 17, 2020

Put Options

  Written

600

185.0000  

American

May 15, 2020

Put Options

  Written

400

110.0000  

American

Feb 21, 2020

Call Options

  Purchased

3,300

165.0000  

American

Jan 15, 2021

Put Options

  Written

200

185.0000  

American

Jan 17, 2020

Call Options

  Purchased

5,100

170.0000  

American

Feb 21, 2020

Put Options

  Written

400

65.0000  

American

Jan 17, 2020

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Put Options

  Written

400

140.0000  

American

Dec 20, 2019

Put Options

  Purchased

-66,500

160.0000  

American

Mar 20, 2020

Call Options

  Written

-2,800

175.0000  

American

Jan 17, 2020

Call Options

  Written

-200

140.0000  

American

Feb 21, 2020

Call Options

  Written

-4,500

220.0000  

American

Jan 17, 2020

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Call Options

  Purchased

500

220.0000  

American

Jan 21, 2022

Put Options

  Written

100

145.0000  

American

Dec 20, 2019

Put Options

  Written

400

170.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,900

180.0000  

American

Jan 15, 2021

Put Options

  Written

48,000

140.0000  

American

Jun 19, 2020

Call Options

  Purchased

800

160.0000  

American

Jan 21, 2022

Put Options

  Written

3,800

165.0000  

American

Jun 19, 2020

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

165.0000  

American

Feb 21, 2020

Put Options

  Written

800

135.0000  

American

Dec 20, 2019

Call Options

  Purchased

4,100

170.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

190.0000  

American

Jan 24, 2020

Call Options

  Written

-29,800

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-22,500

105.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,300

100.0000  

American

Jan 17, 2020

Call Options

  Written

-100

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,300

170.0000  

American

Jun 19, 2020

Call Options

  Written

-2,000

130.0000  

American

Feb 21, 2020

Call Options

  Written

-7,000

300.0000  

American

Jan 17, 2020

Call Options

  Written

-100

190.0000  

American

May 15, 2020

Call Options

  Written

-500

220.0000  

American

Jan 15, 2021

Put Options

  Written

7,000

160.0000  

American

Jan 17, 2020

Put Options

  Written

3,100

115.0000  

American

Dec 20, 2019

Put Options

  Written

2,500

120.0000  

American

Feb 21, 2020

Put Options

  Written

30,100

140.0000  

American

Jan 17, 2020

Put Options

  Written

6,700

140.0000  

American

Jan 15, 2021

Put Options

  Written

4,700

80.0000  

American

Jan 17, 2020

Put Options

  Written

50,000

140.0000  

American

Feb 21, 2020

Put Options

  Written

2,000

115.0000  

American

Feb 21, 2020

Call Options

  Purchased

5,300

190.0000  

American

Jan 17, 2020

Put Options

  Written

14,800

160.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,400

180.0000  

American

Jan 21, 2022

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Put Options

  Written

14,300

160.0000  

American

Mar 20, 2020

Put Options

  Written

7,000

120.0000  

American

Jun 19, 2020

Call Options

  Purchased

6,700

190.0000  

American

Jan 15, 2021

Call Options

  Purchased

400

200.0000  

American

Jan 15, 2021

Put Options

  Purchased

-12,400

150.0000  

American

Jan 15, 2021

Call Options

  Written

-100

240.0000  

American

Jan 17, 2020

Call Options

  Written

-100

165.0000  

American

Jun 19, 2020

Call Options

  Written

-1,200

195.0000  

American

Dec 20, 2019

Call Options

  Written

-100

120.0000  

American

Jan 15, 2021

Call Options

  Written

-200

140.0000  

American

Jun 19, 2020

Call Options

  Written

-600

205.0000  

American

Jan 17, 2020

Call Options

  Written

-1,500

270.0000  

American

Jan 17, 2020

Call Options

  Written

-4,100

155.0000  

American

Jan 17, 2020

Call Options

  Written

-1,700

225.0000  

American

Jan 17, 2020

Put Options

  Written

3,300

165.0000  

American

Mar 20, 2020

Put Options

  Written

13,700

75.0000  

American

Jan 17, 2020

Put Options

  Written

2,000

180.0000  

American

Jan 17, 2020

Put Options

  Written

500

180.0000  

American

May 15, 2020

Put Options

  Written

500

185.0000  

American

Feb 21, 2020

Call Options

  Purchased

4,300

165.0000  

American

Jan 17, 2020

Put Options

  Written

100

165.0000  

American

May 15, 2020

Put Options

  Written

33,600

150.0000  

American

Dec 20, 2019

Call Options

  Purchased

100

190.0000  

American

Dec 27, 2019

Call Options

  Purchased

4,000

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,700

185.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

105.0000  

American

Dec 20, 2019

Put Options

  Purchased

-2,100

175.0000  

American

Jan 17, 2020

Call Options

  Written

-6,900

200.0000  

American

Jan 17, 2020

Call Options

  Written

-200

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

120.0000  

American

Jan 15, 2021

Call Options

  Written

-100

160.0000  

American

Jun 19, 2020

Put Options

  Purchased

-200

172.5000  

American

Dec 13, 2019

Put Options

  Purchased

-100

150.0000  

American

Jun 19, 2020

Call Options

  Written

-2,400

165.0000  

American

Mar 20, 2020

Put Options

  Purchased

-100

85.0000  

American

Jan 17, 2020

Call Options

  Written

-22,800

210.0000  

American

Jan 17, 2020

Call Options

  Written

-2,800

230.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

115.0000  

American

Jan 17, 2020

Call Options

  Written

-200

185.0000  

American

Jun 19, 2020

Put Options

  Purchased

-300

160.0000  

American

Jan 15, 2021

Call Options

  Written

-900

175.0000  

American

Jun 19, 2020

Call Options

  Written

-19,200

185.0000  

American

Jan 17, 2020

Put Options

  Written

8,400

170.0000  

American

Feb 21, 2020

Call Options

  Purchased

500

180.0000  

American

Dec 20, 2019

Call Options

  Purchased

3,800

175.0000  

American

Feb 21, 2020

Put Options

  Written

600

135.0000  

American

Jan 17, 2020

Put Options

  Written

200

185.0000  

American

Jan 10, 2020

Put Options

  Written

7,100

145.0000  

American

Jan 17, 2020

Put Options

  Written

1,300

90.0000  

American

Jan 17, 2020

Put Options

  Purchased

-19,300

95.0000  

American

Jan 17, 2020

Put Options

  Purchased

-106,300

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Call Options

  Written

-300

180.0000  

American

Mar 20, 2020

Call Options

  Written

-200

185.0000  

American

Mar 20, 2020

Call Options

  Written

-1,000

200.0000  

American

Feb 21, 2020

Put Options

  Purchased

-3,600

80.0000  

American

Dec 20, 2019

Call Options

  Written

-200

180.0000  

American

Jun 19, 2020

Call Options

  Written

-100

215.0000  

American

Jan 17, 2020

Put Options

  Purchased

-200

130.0000  

American

Jan 15, 2021

Put Options

  Written

43,400

170.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

192.5000  

American

Dec 27, 2019

Put Options

  Written

100

150.0000  

American

Mar 20, 2020

Put Options

  Written

9,300

160.0000  

American

Dec 20, 2019

Put Options

  Written

25,000

150.0000  

American

Jan 17, 2020

Put Options

  Written

5,600

145.0000  

American

Feb 21, 2020

Put Options

  Written

1,200

95.0000  

American

Dec 20, 2019

Put Options

  Written

3,500

200.0000  

American

Dec 20, 2019

Call Options

  Purchased

4,600

145.0000  

American

Jan 17, 2020

Put Options

  Written

31,900

150.0000  

American

Feb 21, 2020

Call Options

  Purchased

11,200

195.0000  

American

Jan 15, 2021

Call Options

  Written

-1,500

140.0000  

American

Jan 15, 2021

Call Options

  Written

-100

110.0000  

American

Jan 17, 2020

Call Options

  Written

-4,500

260.0000  

American

Jan 17, 2020

Call Options

  Written

-1,300

130.0000  

American

Jan 17, 2020

Call Options

  Written

-1,100

192.5000  

American

Dec 13, 2019

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,500

130.0000  

American

Feb 21, 2020

Put Options

  Purchased

-9,600

140.0000  

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 688576
Time of Receipt (offset from UTC): 20191216T125544+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC