FORM 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

12 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,637,117

0.18%

5,117,304

0.35%

 

(2)

Derivatives (other than options):

5,012,109

0.34%

949,400

0.06%

 

(3)

Options and agreements to
purchase/sell:

2,590,100

0.18%

1,053,000

0.07%

 
TOTAL:

10,239,326

0.69%

7,119,704

0.48%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

87.0300 USD

Purchase

1

87.1100 USD

Purchase

1

87.1400 USD

Purchase

4

87.1600 USD

Purchase

7

87.5100 USD

Purchase

42

87.6745 USD

Purchase

46

87.9350 USD

Purchase

48

87.0900 USD

Purchase

81

87.1500 USD

Purchase

100

88.5600 USD

Purchase

100

88.0800 USD

Purchase

100

87.7500 USD

Purchase

100

87.9900 USD

Purchase

100

88.7000 USD

Purchase

114

87.7824 USD

Purchase

135

88.0774 USD

Purchase

169

88.3380 USD

Purchase

185

88.0862 USD

Purchase

200

88.1300 USD

Purchase

277

88.0864 USD

Purchase

300

87.8833 USD

Purchase

384

88.0042 USD

Purchase

705

88.5956 USD

Purchase

765

88.1750 USD

Purchase

980

87.8821 USD

Purchase

1,000

87.9940 USD

Purchase

1,173

88.1934 USD

Purchase

1,778

88.0958 USD

Purchase

2,446

88.5398 USD

Purchase

4,112

87.8956 USD

Purchase

4,200

88.7067 USD

Purchase

6,000

88.3419 USD

Purchase

6,500

88.2010 USD

Purchase

8,709

87.4981 USD

Purchase

9,860

88.1221 USD

Purchase

10,000

87.9985 USD

Purchase

11,374

87.6902 USD

Purchase

16,408

88.0139 USD

Purchase

17,961

87.6377 USD

Purchase

19,400

87.9821 USD

Purchase

24,179

87.9968 USD

Purchase

35,964

87.9310 USD

Purchase

40,000

88.0816 USD

Purchase

46,013

88.7231 USD

Purchase

152,706

88.4868 USD

Purchase

255,169

88.7300 USD

Sale

2

88.1200 USD

Sale

10

87.9200 USD

Sale

14

88.1000 USD

Sale

57

88.6500 USD

Sale

85

87.7800 USD

Sale

90

88.5560 USD

Sale

100

87.7650 USD

Sale

100

87.9900 USD

Sale

100

88.0800 USD

Sale

100

88.0900 USD

Sale

100

88.7000 USD

Sale

100

88.7500 USD

Sale

100

88.8900 USD

Sale

134

88.1146 USD

Sale

185

88.0862 USD

Sale

199

88.0100 USD

Sale

200

87.9850 USD

Sale

200

88.8625 USD

Sale

200

88.8650 USD

Sale

200

88.5400 USD

Sale

200

88.0825 USD

Sale

200

88.5700 USD

Sale

200

88.5800 USD

Sale

200

88.1300 USD

Sale

200

88.1350 USD

Sale

200

88.8500 USD

Sale

200

88.8300 USD

Sale

200

88.7650 USD

Sale

200

88.5950 USD

Sale

202

87.9800 USD

Sale

224

88.1565 USD

Sale

242

88.1234 USD

Sale

246

87.9859 USD

Sale

269

87.7737 USD

Sale

277

88.0864 USD

Sale

290

88.5131 USD

Sale

386

88.0689 USD

Sale

400

87.9875 USD

Sale

413

88.8546 USD

Sale

500

88.5440 USD

Sale

600

87.9100 USD

Sale

671

88.1395 USD

Sale

671

88.0794 USD

Sale

682

88.2151 USD

Sale

700

88.1628 USD

Sale

700

88.1021 USD

Sale

753

87.9842 USD

Sale

886

88.3019 USD

Sale

1,000

88.6860 USD

Sale

1,000

87.9969 USD

Sale

1,057

88.1382 USD

Sale

1,124

88.0372 USD

Sale

1,131

88.8201 USD

Sale

1,299

88.0543 USD

Sale

1,330

88.6962 USD

Sale

1,861

88.8479 USD

Sale

2,188

88.0792 USD

Sale

2,200

88.2654 USD

Sale

2,300

88.7460 USD

Sale

3,146

88.0955 USD

Sale

3,316

88.7814 USD

Sale

3,700

88.0237 USD

Sale

3,875

88.3175 USD

Sale

4,455

88.8151 USD

Sale

7,100

88.0016 USD

Sale

7,706

88.7731 USD

Sale

10,200

88.2088 USD

Sale

12,800

87.9776 USD

Sale

16,408

88.0139 USD

Sale

19,100

88.1726 USD

Sale

24,800

88.0387 USD

Sale

28,054

88.6878 USD

Sale

37,493

88.0774 USD

Sale

48,216

87.9481 USD

Sale

48,577

88.7169 USD

Sale

48,998

88.7029 USD

Sale

68,620

87.7883 USD

Sale

73,387

88.7271 USD

Sale

135,624

88.7300 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

100

55 USD

American

21 Jan 2022

32.8700 USD

Call Option Purchasing

600

85 USD

American

13 Dec 2019

3.1000 USD

Call Option Purchasing

1,000

86 USD

American

13 Dec 2019

1.7700 USD

Call Option Purchasing

300

88 USD

American

20 Dec 2019

1.2366 USD

Call Option Purchasing

100

88 USD

American

20 Dec 2019

1.5200 USD

Call Option Purchasing

100

88 USD

American

15 May 2020

5.5000 USD

Call Option Purchasing

2,000

88 USD

American

18 Sep 2020

7.0500 USD

Call Option Purchasing

2,000

89 USD

American

13 Dec 2019

0.3340 USD

Call Option Purchasing

1,200

90 USD

American

13 Dec 2019

0.0400 USD

Call Option Purchasing

500

90 USD

American

20 Dec 2019

0.3200 USD

Call Option Purchasing

600

90 USD

American

27 Dec 2019

0.3833 USD

Call Option Purchasing

200

90 USD

American

17 Jan 2020

1.4950 USD

Call Option Purchasing

100

90 USD

American

31 Jan 2020

1.4900 USD

Call Option Purchasing

100

92 USD

American

27 Dec 2019

0.2600 USD

Call Option Purchasing

100

100 USD

American

15 May 2020

1.3100 USD

Call Option Selling

100

45 USD

American

21 Jan 2022

42.9200 USD

Call Option Selling

1,000

73 USD

American

17 Jan 2020

14.7500 USD

Call Option Selling

800

80 USD

American

19 Jun 2020

10.4500 USD

Call Option Selling

400

86 USD

American

24 Jan 2020

3.8000 USD

Call Option Selling

200

93 USD

American

21 Feb 2020

1.6500 USD

Put Option Purchasing

1,100

85 USD

American

20 Dec 2019

0.2400 USD

Put Option Purchasing

900

88 USD

American

20 Dec 2019

0.8300 USD

Put Option Purchasing

300

88 USD

American

17 Jan 2020

2.6500 USD

Put Option Purchasing

300

91 USD

American

13 Dec 2019

3.9500 USD

Put Option Purchasing

1,100

92 USD

American

13 Dec 2019

4.4500 USD

Put Option Purchasing

100

94 USD

American

20 Dec 2019

5.4500 USD

Put Option Selling

100

65 USD

American

21 Feb 2020

0.1700 USD

Put Option Selling

100

75 USD

American

15 May 2020

1.8400 USD

Put Option Selling

300

83 USD

American

17 Jan 2020

0.9700 USD

Put Option Selling

100

85 USD

American

17 Jan 2020

1.6300 USD

Put Option Selling

7,600

85 USD

American

24 Jan 2020

1.6900 USD

Put Option Selling

900

87 USD

American

20 Dec 2019

0.6600 USD

Put Option Selling

1,100

89 USD

American

13 Dec 2019

1.0790 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

13 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Call Options Purchased

300

87.5000

American

May 15, 2020

Put Options Written

362,700

65.0000

American

Jan 17, 2020

Put Options Written

101,800

60.0000

American

Jun 19, 2020

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Call Options Purchased

200

50.0000

American

Jan 21, 2022

Call Options Purchased

100

90.0000

American

Jan 31, 2020

Call Options Purchased

7,800

80.0000

American

Dec 20, 2019

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Call Options Purchased

600

75.0000

American

May 15, 2020

Put Options Written

200

70.0000

American

May 15, 2020

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Put Options Written

7,900

75.0000

American

Feb 21, 2020

Call Options Purchased

100

82.5000

American

Dec 13, 2019

Call Options Purchased

1,000

72.5000

American

Jan 15, 2021

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Put Options Written

8,300

87.5000

American

Feb 21, 2020

Call Options Purchased

3,000

87.0000

American

Dec 13, 2019

Put Options Written

400

85.0000

American

Dec 27, 2019

Call Options Purchased

6,100

91.0000

American

Dec 20, 2019

Put Options Written

2,900

75.0000

American

Jun 19, 2020

Put Options Written

2,900

37.5000

American

Jan 21, 2022

Call Options Purchased

200

91.0000

American

Dec 27, 2019

Call Options Purchased

400

70.0000

American

Dec 20, 2019

Put Options Written

6,100

77.5000

American

Jan 17, 2020

Call Options Purchased

4,000

72.5000

American

Feb 21, 2020

Put Options Purchased

-2,100

85.5000

American

Dec 13, 2019

Put Options Purchased

-100

95.0000

American

May 15, 2020

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Call Options Written

-1,700

130.0000

American

Jan 15, 2021

Put Options Purchased

-100

85.0000

American

May 15, 2020

Call Options Written

-200

105.0000

American

Feb 21, 2020

Call Options Written

-4,500

115.0000

American

Jan 21, 2022

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options Written

-200

100.0000

American

Jan 3, 2020

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Call Options Written

-900

135.0000

American

Jan 15, 2021

Call Options Written

-500

75.0000

American

Dec 20, 2019

Call Options Written

-17,700

90.0000

American

Jun 19, 2020

Call Options Written

-2,300

120.0000

American

Jan 15, 2021

Put Options Purchased

-2,400

83.0000

American

Jan 3, 2020

Put Options Purchased

-100

50.0000

American

Jan 21, 2022

Put Options Purchased

-2,000

87.5000

American

Dec 20, 2019

Put Options Purchased

-3,900

57.5000

American

Jan 17, 2020

Put Options Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options Written

-8,300

70.0000

American

Feb 21, 2020

Call Options Written

-8,800

97.5000

American

Jan 17, 2020

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Call Options Purchased

1,200

72.5000

American

Jun 19, 2020

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Call Options Purchased

1,500

92.5000

American

May 15, 2020

Call Options Purchased

600

87.0000

American

Dec 20, 2019

Put Options Written

302,100

60.0000

American

Jan 15, 2021

Put Options Written

3,900

50.0000

American

Jan 17, 2020

Call Options Purchased

287,500

80.0000

American

Jan 17, 2020

Call Options Purchased

3,700

85.0000

American

Feb 21, 2020

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Put Options Written

1,400

82.5000

American

Sep 18, 2020

Call Options Purchased

5,700

95.0000

American

May 15, 2020

Put Options Written

600

62.5000

American

Sep 18, 2020

Put Options Written

49,000

95.0000

American

Jan 17, 2020

Put Options Written

4,100

83.5000

American

Dec 13, 2019

Call Options Purchased

1,100

88.0000

American

Dec 20, 2019

Put Options Written

15,400

42.5000

American

Feb 21, 2020

Call Options Purchased

800

67.5000

American

Feb 21, 2020

Put Options Written

4,200

45.0000

American

Jan 17, 2020

Put Options Written

3,500

47.5000

American

Jan 17, 2020

Call Options Purchased

2,600

88.0000

American

Dec 13, 2019

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options Purchased

1,000

72.5000

American

May 15, 2020

Call Options Purchased

100

82.0000

American

Dec 13, 2019

Call Options Purchased

3,500

95.0000

American

Sep 18, 2020

Call Options Written

-1,000

60.0000

American

Dec 20, 2019

Put Options Purchased

-12,200

55.0000

American

Jan 17, 2020

Call Options Written

-300

97.5000

American

Feb 21, 2020

Put Options Purchased

-400

95.0000

American

Sep 18, 2020

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Put Options Purchased

-100

93.5000

American

Dec 20, 2019

Put Options Purchased

-800

72.5000

American

Dec 20, 2019

Call Options Written

-5,200

90.0000

American

Jan 10, 2020

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options Written

-11,600

130.0000

American

Jan 17, 2020

Put Options Purchased

-2,400

55.0000

American

Jan 15, 2021

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Put Options Purchased

-5,100

77.5000

American

Dec 13, 2019

Put Options Purchased

-2,000

77.5000

American

Dec 20, 2019

Put Options Purchased

-300

91.0000

American

Dec 13, 2019

Put Options Purchased

-4,400

78.0000

American

Dec 13, 2019

Call Options Written

-600

89.0000

American

Dec 27, 2019

Put Options Purchased

-1,100

91.5000

American

Dec 13, 2019

Call Options Written

-10,000

110.0000

American

Jan 17, 2020

Call Options Purchased

500

62.5000

American

May 15, 2020

Call Options Purchased

16,800

72.5000

American

Jan 17, 2020

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Put Options Written

400

81.5000

American

Dec 20, 2019

Call Options Purchased

100

78.0000

American

Dec 13, 2019

Call Options Purchased

5,700

85.0000

American

Dec 20, 2019

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options Purchased

600

85.0000

American

Dec 13, 2019

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Call Options Purchased

2,500

92.5000

American

Dec 20, 2019

Put Options Written

1,800

57.5000

American

Feb 21, 2020

Put Options Written

16,500

62.5000

American

Jan 17, 2020

Put Options Written

1,500

60.0000

American

Dec 20, 2019

Call Options Purchased

200

97.5000

American

May 15, 2020

Call Options Purchased

100

77.5000

American

Jun 19, 2020

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options Purchased

1,000

95.0000

American

Dec 20, 2019

Call Options Purchased

500

70.0000

American

Jun 19, 2020

Put Options Written

900

87.0000

American

Dec 20, 2019

Call Options Written

-100

100.0000

American

Jan 21, 2022

Put Options Purchased

-1,600

72.5000

American

Feb 21, 2020

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Put Options Purchased

-7,000

85.0000

American

Jan 17, 2020

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options Purchased

-23,400

60.0000

American

Jan 17, 2020

Call Options Written

-3,000

75.0000

American

Jan 15, 2021

Put Options Purchased

-4,400

40.0000

American

Jan 21, 2022

Call Options Written

-500

110.0000

American

Feb 21, 2020

Put Options Purchased

-700

81.0000

American

Dec 20, 2019

Call Options Written

-100

87.5000

American

Jan 3, 2020

Put Options Purchased

-120,000

85.0000

American

Feb 21, 2020

Call Options Written

-100

67.5000

American

Sep 18, 2020

Call Options Written

-800

125.0000

American

Jan 17, 2020

Put Options Purchased

-1,100

82.5000

American

Dec 20, 2019

Call Options Written

-12,800

95.0000

American

Jan 17, 2020

Put Options Purchased

-400

75.0000

American

May 15, 2020

Put Options Purchased

-500

84.0000

American

Dec 20, 2019

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Put Options Purchased

-1,900

97.5000

American

Feb 21, 2020

Call Options Written

-400

110.0000

American

Jun 19, 2020

Call Options Written

-3,900

85.0000

American

Jun 19, 2020

Call Options Written

-400

92.0000

American

Dec 20, 2019

Call Options Written

-1,200

85.0000

American

Sep 18, 2020

Put Options Purchased

-1,800

90.0000

American

Dec 20, 2019

Put Options Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options Written

-200

40.0000

American

Jan 21, 2022

Put Options Purchased

-100

89.0000

American

Dec 27, 2019

Call Options Written

-900

95.0000

American

Feb 21, 2020

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options Written

-4,200

85.0000

American

May 15, 2020

Put Options Purchased

-100

86.5000

American

Dec 13, 2019

Put Options Purchased

-100

77.0000

American

Dec 13, 2019

Put Options Purchased

-700

80.0000

American

May 15, 2020

Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Put Options Written

400

90.0000

American

Jun 19, 2020

Put Options Written

200

37.5000

American

Jan 15, 2021

Call Options Purchased

200

88.5000

American

Jan 3, 2020

Put Options Written

175,000

80.0000

American

Jan 15, 2021

Call Options Purchased

7,700

80.0000

American

May 15, 2020

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Call Options Purchased

1,300

92.5000

American

Sep 18, 2020

Put Options Written

1,000

42.5000

American

Jan 21, 2022

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Put Options Written

400

32.5000

American

Sep 18, 2020

Call Options Purchased

200

88.0000

American

Dec 27, 2019

Put Options Written

4,000

62.5000

American

Feb 21, 2020

Call Options Purchased

1,200

65.0000

American

Sep 18, 2020

Call Options Purchased

4,700

90.0000

American

Sep 18, 2020

Put Options Written

155,900

65.0000

American

Jun 19, 2020

Put Options Written

37,300

57.5000

American

Jun 19, 2020

Call Options Purchased

1,900

82.5000

American

Feb 21, 2020

Put Options Written

5,100

77.5000

American

Jan 15, 2021

Call Options Purchased

200

87.5000

American

Jun 19, 2020

Put Options Written

600

80.0000

American

Jun 19, 2020

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

1,300

67.5000

American

Jan 15, 2021

Call Options Purchased

700

87.5000

American

Feb 21, 2020

Put Options Purchased

-200

85.5000

American

Dec 20, 2019

Call Options Written

-400

67.5000

American

Jun 19, 2020

Call Options Written

-300

110.0000

American

Sep 18, 2020

Call Options Written

-12,500

92.5000

American

Feb 21, 2020

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options Written

-50,800

92.5000

American

Jan 15, 2021

Put Options Purchased

-2,100

70.0000

American

Jan 15, 2021

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options Written

-6,800

105.0000

American

Jan 17, 2020

Put Options Purchased

-100

100.0000

American

Jan 21, 2022

Put Options Purchased

-500

90.0000

American

Feb 21, 2020

Call Options Written

-5,200

85.0000

American

Jan 15, 2021

Call Options Written

-200

70.0000

American

Jan 21, 2022

Call Options Written

-100

45.0000

American

Jan 21, 2022

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Call Options Written

-79,900

70.0000

American

Jan 15, 2021

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Call Options Written

-8,200

100.0000

American

Jan 15, 2021

Put Options Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options Written

-1,200

77.5000

American

Feb 21, 2020

Call Options Written

-4,600

115.0000

American

Jan 17, 2020

Put Options Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options Written

1,900

55.0000

American

Feb 21, 2020

Call Options Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options Purchased

5,300

86.0000

American

Dec 20, 2019

Call Options Purchased

600

77.5000

American

Sep 18, 2020

Call Options Purchased

200

86.5000

American

Dec 13, 2019

Put Options Written

100

65.0000

American

May 15, 2020

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Put Options Written

3,400

67.5000

American

Jan 17, 2020

Put Options Written

7,800

85.0000

American

Jan 24, 2020

Put Options Written

100

77.5000

American

Sep 18, 2020

Put Options Written

100

67.5000

American

May 15, 2020

Call Options Purchased

200

65.0000

American

May 15, 2020

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options Purchased

500

82.5000

American

Sep 18, 2020

Call Options Purchased

200

110.0000

American

Jan 21, 2022

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Call Options Purchased

18,100

70.0000

American

Jan 17, 2020

Call Options Purchased

1,000

91.0000

American

Dec 13, 2019

Call Options Purchased

200

86.5000

American

Dec 20, 2019

Call Options Purchased

23,600

90.0000

American

Feb 21, 2020

Call Options Purchased

7,100

87.5000

American

Sep 18, 2020

Call Options Purchased

200

95.0000

American

Dec 27, 2019

Put Options Written

200

82.5000

American

Feb 21, 2020

Call Options Purchased

11,500

75.0000

American

Sep 18, 2020

Call Options Purchased

11,000

90.0000

American

May 15, 2020

Put Options Written

1,000

67.5000

American

Dec 20, 2019

Put Options Written

900

70.0000

American

Feb 21, 2020

Call Options Written

-100

37.5000

American

Jan 21, 2022

Put Options Purchased

-500

86.5000

American

Dec 20, 2019

Put Options Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options Purchased

-70,500

67.5000

American

Jan 15, 2021

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Put Options Purchased

-1,500

92.5000

American

Dec 20, 2019

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Put Options Purchased

-1,500

82.5000

American

May 15, 2020

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Put Options Purchased

-4,500

75.0000

American

Jan 17, 2020

Put Options Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options Purchased

-700

95.0000

American

Jan 15, 2021

Put Options Purchased

-400

100.0000

American

Jan 15, 2021

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Put Options Purchased

-300

60.0000

American

Feb 21, 2020

Put Options Purchased

-300

97.5000

American

Jan 17, 2020

Call Options Written

-3,300

145.0000

American

Jan 17, 2020

Put Options Purchased

-4,100

84.0000

American

Dec 13, 2019

Put Options Purchased

-700

80.0000

American

Jan 15, 2021

Call Options Written

-2,200

130.0000

American

Jun 19, 2020

Put Options Purchased

-4,800

55.0000

American

May 15, 2020

Call Options Written

-2,500

115.0000

American

Feb 21, 2020

Put Options Purchased

-400

130.0000

American

Jan 17, 2020

Call Options Written

-100,300

120.0000

American

Jan 17, 2020

Put Options Written

1,400

55.0000

American

Jun 19, 2020

Put Options Written

1,100

75.0000

American

Jan 15, 2021

Call Options Purchased

100

70.0000

American

May 15, 2020

Put Options Written

29,500

70.0000

American

Jun 19, 2020

Call Options Purchased

100

90.0000

American

Jan 15, 2021

Call Options Purchased

22,800

80.0000

American

Feb 21, 2020

Call Options Purchased

1,400

90.0000

American

Jan 3, 2020

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Call Options Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options Written

300

35.0000

American

Sep 18, 2020

Put Options Written

100

65.0000

American

Dec 20, 2019

Call Options Purchased

2,900

90.0000

American

Dec 13, 2019

Put Options Written

600

87.5000

American

May 15, 2020

Put Options Written

500

62.5000

American

May 15, 2020

Call Options Purchased

100

125.0000

American

Jan 21, 2022

Call Options Purchased

4,900

75.0000

American

Feb 21, 2020

Call Options Purchased

400

86.5000

American

Dec 27, 2019

Put Options Written

100

57.5000

American

Sep 18, 2020

Put Options Written

400

50.0000

American

Feb 21, 2020

Put Options Written

15,600

75.0000

American

Dec 20, 2019

Put Options Written

8,600

80.0000

American

Jan 17, 2020

Call Options Purchased

100

84.0000

American

Dec 27, 2019

Put Options Purchased

-9,400

72.5000

American

Jan 15, 2021

Call Options Written

-200

62.5000

American

Jun 19, 2020

Put Options Purchased

-2,300

87.5000

American

Jan 17, 2020

Put Options Purchased

-300

60.0000

American

Jan 21, 2022

Put Options Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Put Options Purchased

-600

83.0000

American

Dec 20, 2019

Call Options Written

-4,700

120.0000

American

Jan 21, 2022

Put Options Purchased

-1,200

86.0000

American

Dec 13, 2019

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Call Options Written

-53,000

82.5000

American

Jan 17, 2020

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Put Options Purchased

-3,500

83.0000

American

Dec 27, 2019

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Put Options Purchased

-100

75.0000

American

Dec 13, 2019

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Put Options Purchased

-6,900

70.0000

American

Jan 17, 2020

Call Options Written

-100

180.0000

American

Jan 17, 2020

Put Options Written

21,300

85.0000

American

Feb 21, 2020

Call Options Purchased

200

55.0000

American

Jan 21, 2022

Call Options Purchased

1,700

86.0000

American

Dec 13, 2019

Put Options Written

500

45.0000

American

Jan 21, 2022

Put Options Written

1,000

77.5000

American

Jun 19, 2020

Put Options Written

300

65.0000

American

Jan 15, 2021

Call Options Purchased

400

89.0000

American

Dec 20, 2019

Call Options Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options Written

500

45.0000

American

Jan 15, 2021

Call Options Purchased

3,500

100.0000

American

Feb 21, 2020

Call Options Purchased

3,500

89.0000

American

Dec 13, 2019

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options Written

14,500

67.5000

American

Jun 19, 2020

Call Options Purchased

6,800

87.5000

American

Dec 20, 2019

Call Options Purchased

2,900

82.5000

American

Dec 20, 2019

Put Options Written

1,100

89.0000

American

Dec 13, 2019

Call Options Purchased

200

72.5000

American

Dec 20, 2019

Put Options Written

5,000

67.5000

American

Feb 21, 2020

Call Options Purchased

1,000

105.0000

American

Sep 18, 2020

Put Options Written

100

65.0000

American

Sep 18, 2020

Put Options Written

275,000

70.0000

American

Jan 15, 2021

Put Options Written

3,500

87.5000

American

Jun 19, 2020

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Call Options Purchased

2,100

105.0000

American

May 15, 2020

Put Options Written

400

82.0000

American

Dec 20, 2019

Call Options Purchased

22,200

90.0000

American

Dec 20, 2019

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Call Options Written

-400

82.5000

American

May 15, 2020

Call Options Written

-10,900

87.5000

American

Jan 17, 2020

Put Options Purchased

-900

87.0000

American

Dec 13, 2019

Call Options Written

-1,100

62.5000

American

Jan 17, 2020

Put Options Purchased

-3,600

85.0000

American

Dec 20, 2019

Call Options Written

-6,500

100.0000

American

Jun 19, 2020

Put Options Purchased

-1,000

91.0000

American

Jan 3, 2020

Put Options Purchased

-200

84.5000

American

Dec 20, 2019

Call Options Written

-700

65.0000

American

Jan 17, 2020

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Put Options Purchased

-100

75.0000

American

Jan 21, 2022

Call Options Written

-1,800

77.5000

American

Dec 20, 2019

Call Options Written

-9,500

85.0000

American

Jan 17, 2020

Put Options Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options Written

-67,400

100.0000

American

Jan 17, 2020

Put Options Purchased

-3,100

81.5000

American

Jan 3, 2020

Call Options Written

-6,700

105.0000

American

Jan 15, 2021

Put Options Written

16,600

80.0000

American

Feb 21, 2020

Put Options Written

17,000

65.0000

American

Feb 21, 2020

Put Options Written

2,400

80.0000

American

Dec 20, 2019

Call Options Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Call Options Purchased

1,600

100.0000

American

May 15, 2020

Put Options Written

600

72.5000

American

May 15, 2020

Call Options Purchased

400

82.5000

American

Jun 19, 2020

Call Options Purchased

9,600

77.5000

American

Jan 17, 2020

Put Options Written

400

85.0000

American

Jan 15, 2021

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options Purchased

500

90.0000

American

Jan 21, 2022

Call Options Purchased

100

85.0000

American

Jan 21, 2022

Call Options Purchased

6,000

75.0000

American

Jan 17, 2020

Call Options Purchased

1,700

90.0000

American

Dec 27, 2019

Call Options Purchased

7,300

77.5000

American

Jan 15, 2021

Put Options Written

3,900

72.5000

American

Jan 17, 2020

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options Written

1,300

70.0000

American

Dec 20, 2019

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Call Options Written

-6,000

90.0000

American

Jan 17, 2020

Call Options Written

-400

86.0000

American

Jan 24, 2020

Call Options Written

-1,000

87.5000

American

Jan 15, 2021

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Put Options Purchased

-100

88.0000

American

Dec 20, 2019

Put Options Purchased

-400

86.5000

American

Dec 27, 2019

Call Options Written

-500

87.5000

American

Jan 21, 2022

Call Options Written

-500

100.0000

American

Dec 20, 2019

Call Options Written

-4,800

100.0000

American

Sep 18, 2020

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Call Options Written

-1,200

140.0000

American

Jan 15, 2021

Call Options Written

-6,200

92.5000

American

Jan 17, 2020

Call Options Written

-5,900

95.0000

American

Jan 15, 2021

Put Options Purchased

-12,900

86.5000

American

Jan 10, 2020

Put Options Purchased

-9,700

100.0000

American

Jan 17, 2020

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Put Options Purchased

-4,300

82.5000

American

Jan 17, 2020

Call Options Written

-1,700

80.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 687872
Time of Receipt (offset from UTC): 20191213T122652+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC