FORM 8.3 - ALLERGAN PLC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 10 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,063,879

1.24%

2,210,479

0.67%

 

(2)

Derivatives (other than options):

1,977,200

0.60%

2,310,203

0.70%

 

(3)

Options and agreements to
purchase/sell:

687,200

0.21%

506,200

0.15%

 
TOTAL:

6,728,279

2.05%

5,026,882

1.53%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

186.1000 USD

Purchase

5

185.6900 USD

Purchase

16

185.9800 USD

Purchase

97

185.7200 USD

Purchase

100

185.9500 USD

Purchase

100

186.0800 USD

Purchase

100

186.0200 USD

Purchase

102

186.0743 USD

Purchase

150

185.8800 USD

Purchase

215

185.7997 USD

Purchase

245

185.9744 USD

Purchase

300

185.7900 USD

Purchase

595

185.8901 USD

Purchase

600

185.9566 USD

Purchase

613

185.7207 USD

Purchase

700

185.8400 USD

Purchase

700

185.9721 USD

Purchase

859

185.8217 USD

Purchase

900

185.9600 USD

Purchase

1,000

185.8500 USD

Purchase

1,261

185.8909 USD

Purchase

1,398

185.8878 USD

Purchase

1,531

185.9680 USD

Purchase

1,800

185.6867 USD

Purchase

1,800

185.6868 USD

Purchase

2,624

185.7410 USD

Purchase

3,945

185.8805 USD

Purchase

4,000

185.7548 USD

Purchase

4,358

185.8804 USD

Purchase

4,950

185.9121 USD

Purchase

5,700

185.8700 USD

Purchase

6,550

185.8966 USD

Purchase

7,387

185.7029 USD

Purchase

8,800

185.4396 USD

Purchase

10,700

185.9559 USD

Purchase

13,800

185.9049 USD

Purchase

19,503

185.6100 USD

Purchase

25,256

185.8044 USD

Purchase

32,634

185.6655 USD

Purchase

73,400

186.1500 USD

Sale

7

185.6400 USD

Sale

50

185.7400 USD

Sale

93

185.6500 USD

Sale

100

185.9300 USD

Sale

100

185.9200 USD

Sale

100

185.8700 USD

Sale

100

185.7900 USD

Sale

100

185.5200 USD

Sale

100

185.9400 USD

Sale

100

185.6950 USD

Sale

200

185.2800 USD

Sale

200

185.3950 USD

Sale

200

185.7550 USD

Sale

200

185.8750 USD

Sale

213

185.6014 USD

Sale

300

185.7300 USD

Sale

300

185.9883 USD

Sale

300

185.8566 USD

Sale

387

185.7600 USD

Sale

400

185.4612 USD

Sale

434

185.5820 USD

Sale

478

185.7633 USD

Sale

600

185.8499 USD

Sale

600

185.6833 USD

Sale

700

185.5078 USD

Sale

821

185.6534 USD

Sale

900

185.8705 USD

Sale

920

185.6706 USD

Sale

1,000

185.3670 USD

Sale

1,600

185.3918 USD

Sale

1,609

185.7416 USD

Sale

1,800

185.4561 USD

Sale

1,800

185.6867 USD

Sale

2,000

185.6365 USD

Sale

2,000

185.4015 USD

Sale

2,328

185.7793 USD

Sale

2,900

185.7437 USD

Sale

3,100

185.7265 USD

Sale

4,363

185.6664 USD

Sale

4,400

185.9597 USD

Sale

6,300

185.9533 USD

Sale

9,901

185.8230 USD

Sale

12,230

185.9084 USD

Sale

24,771

185.6100 USD

Sale

37,730

185.6960 USD

Sale

110,100

186.1500 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

100

165 USD

American

19 Jun 2020

24.2000 USD

Call Option Selling

100

160 USD

American

19 Jun 2020

29.2000 USD

Call Option Selling

100

165 USD

American

20 Dec 2019

21.1500 USD

Put Option Selling

200

110 USD

American

21 Feb 2020

0.2200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

12 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Put Options Written

200

180.0000

American

Jan 15, 2021

Call Options Purchased

1,600

175.0000

American

Dec 20, 2019

Call Options Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options Written

900

90.0000

American

Feb 21, 2020

Put Options Written

500

185.0000

American

Jun 19, 2020

Call Options Purchased

1,800

190.0000

American

Feb 21, 2020

Put Options Written

1,100

100.0000

American

Feb 21, 2020

Put Options Written

700

95.0000

American

Jan 15, 2021

Call Options Purchased

200

190.0000

American

Jan 21, 2022

Put Options Written

2,200

180.0000

American

Dec 20, 2019

Put Options Written

100

135.0000

American

Feb 21, 2020

Call Options Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options Written

700

100.0000

American

Jan 15, 2021

Put Options Written

4,800

155.0000

American

Dec 20, 2019

Call Options Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options Written

100

120.0000

American

Jan 17, 2020

Put Options Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options Purchased

-700

155.0000

American

Jan 17, 2020

Put Options Purchased

-500

170.0000

American

Dec 20, 2019

Put Options Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options Written

-5,500

160.0000

American

Mar 20, 2020

Put Options Purchased

-300

165.0000

American

Jan 15, 2021

Call Options Written

-2,100

185.0000

American

Dec 20, 2019

Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Call Options Purchased

1,200

190.0000

American

Dec 20, 2019

Put Options Written

18,500

150.0000

American

May 15, 2020

Put Options Written

36,400

105.0000

American

Jan 15, 2021

Put Options Written

66,500

140.0000

American

Mar 20, 2020

Call Options Purchased

26,600

170.0000

American

Dec 20, 2019

Call Options Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options Written

11,700

160.0000

American

Jun 19, 2020

Put Options Written

500

80.0000

American

Feb 21, 2020

Put Options Purchased

-100

185.0000

American

Jan 21, 2022

Call Options Written

-2,700

150.0000

American

Jan 15, 2021

Call Options Written

-100

165.0000

American

Dec 20, 2019

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Call Options Written

-300

150.0000

American

Feb 21, 2020

Put Options Purchased

-200

110.0000

American

Dec 20, 2019

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options Written

-1,000

185.0000

American

Feb 21, 2020

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options Written

-2,000

205.0000

American

Dec 20, 2019

Call Options Written

-1,900

180.0000

American

Feb 21, 2020

Put Options Purchased

-16,800

115.0000

American

Jan 15, 2021

Call Options Written

-2,200

210.0000

American

Dec 20, 2019

Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019

Call Options Written

-1,100

290.0000

American

Jan 17, 2020

Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options Purchased

-10,500

125.0000

American

Jan 17, 2020

Put Options Written

100

145.0000

American

Jan 15, 2021

Put Options Written

2,100

185.0000

American

Mar 20, 2020

Call Options Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options Written

400

65.0000

American

Jan 17, 2020

Put Options Written

200

185.0000

American

Jan 17, 2020

Call Options Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options Written

600

185.0000

American

May 15, 2020

Call Options Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options Written

400

110.0000

American

Feb 21, 2020

Put Options Written

400

140.0000

American

Dec 20, 2019

Put Options Written

13,500

165.0000

American

Jan 17, 2020

Put Options Written

400

125.0000

American

Jan 15, 2021

Call Options Purchased

5,800

160.0000

American

Jan 17, 2020

Put Options Written

1,000

85.0000

American

Dec 20, 2019

Put Options Written

300

100.0000

American

Dec 20, 2019

Call Options Written

-4,500

220.0000

American

Jan 17, 2020

Put Options Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options Written

-200

140.0000

American

Feb 21, 2020

Call Options Written

-2,800

175.0000

American

Jan 17, 2020

Put Options Written

48,000

140.0000

American

Jun 19, 2020

Call Options Purchased

500

220.0000

American

Jan 21, 2022

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Put Options Written

100

145.0000

American

Dec 20, 2019

Call Options Purchased

100

190.0000

American

Jan 24, 2020

Call Options Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options Written

800

135.0000

American

Dec 20, 2019

Call Options Purchased

800

160.0000

American

Jan 21, 2022

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Call Options Purchased

100

165.0000

American

Feb 21, 2020

Put Options Written

3,800

165.0000

American

Jun 19, 2020

Put Options Written

400

170.0000

American

Jan 15, 2021

Put Options Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options Written

-29,800

150.0000

American

Jan 17, 2020

Call Options Written

-7,000

300.0000

American

Jan 17, 2020

Put Options Purchased

-3,300

100.0000

American

Jan 17, 2020

Put Options Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options Written

-100

190.0000

American

May 15, 2020

Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options Written

-100

135.0000

American

Jan 15, 2021

Call Options Written

-500

220.0000

American

Jan 15, 2021

Call Options Written

-2,000

130.0000

American

Feb 21, 2020

Call Options Purchased

6,700

190.0000

American

Jan 15, 2021

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Call Options Purchased

200

180.0000

American

Jun 19, 2020

Put Options Written

30,100

140.0000

American

Jan 17, 2020

Call Options Purchased

400

200.0000

American

Jan 15, 2021

Call Options Purchased

4,900

190.0000

American

Jan 17, 2020

Call Options Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options Written

3,100

115.0000

American

Dec 20, 2019

Put Options Written

7,000

160.0000

American

Jan 17, 2020

Put Options Written

14,800

160.0000

American

Feb 21, 2020

Put Options Written

50,000

140.0000

American

Feb 21, 2020

Put Options Written

6,700

140.0000

American

Jan 15, 2021

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Put Options Written

4,700

80.0000

American

Jan 17, 2020

Put Options Written

2,500

120.0000

American

Feb 21, 2020

Put Options Written

14,300

160.0000

American

Mar 20, 2020

Call Options Written

-1,200

195.0000

American

Dec 20, 2019

Put Options Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options Written

-200

140.0000

American

Jun 19, 2020

Call Options Written

-600

205.0000

American

Jan 17, 2020

Call Options Written

-4,100

155.0000

American

Jan 17, 2020

Call Options Written

-100

240.0000

American

Jan 17, 2020

Call Options Written

-1,500

270.0000

American

Jan 17, 2020

Call Options Written

-100

120.0000

American

Jan 15, 2021

Call Options Written

-1,700

225.0000

American

Jan 17, 2020

Call Options Written

-100

165.0000

American

Jun 19, 2020

Put Options Written

100

165.0000

American

May 15, 2020

Put Options Written

500

180.0000

American

May 15, 2020

Call Options Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options Written

1,800

180.0000

American

Jan 17, 2020

Put Options Written

3,300

165.0000

American

Mar 20, 2020

Put Options Written

500

185.0000

American

Feb 21, 2020

Put Options Written

13,700

75.0000

American

Jan 17, 2020

Put Options Written

33,600

150.0000

American

Dec 20, 2019

Put Options Purchased

-300

105.0000

American

Dec 20, 2019

Call Options Written

-22,800

210.0000

American

Jan 17, 2020

Call Options Written

-19,000

185.0000

American

Jan 17, 2020

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Put Options Purchased

-300

120.0000

American

Jan 15, 2021

Put Options Purchased

-1,900

175.0000

American

Jan 17, 2020

Put Options Purchased

-100

85.0000

American

Jan 17, 2020

Call Options Written

-200

185.0000

American

Jun 19, 2020

Put Options Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options Written

-100

160.0000

American

Jun 19, 2020

Put Options Purchased

-200

172.5000

American

Dec 13, 2019

Call Options Written

-2,800

230.0000

American

Jan 17, 2020

Call Options Written

-6,600

200.0000

American

Jan 17, 2020

Put Options Purchased

-400

115.0000

American

Jan 17, 2020

Call Options Written

-2,400

165.0000

American

Mar 20, 2020

Put Options Purchased

-300

160.0000

American

Jan 15, 2021

Call Options Written

-900

175.0000

American

Jun 19, 2020

Call Options Written

-200

110.0000

American

Jan 15, 2021

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options Written

7,100

145.0000

American

Jan 17, 2020

Put Options Written

200

185.0000

American

Jan 10, 2020

Call Options Purchased

300

180.0000

American

Dec 20, 2019

Put Options Written

600

135.0000

American

Jan 17, 2020

Call Options Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options Written

8,400

170.0000

American

Feb 21, 2020

Put Options Written

1,300

90.0000

American

Jan 17, 2020

Call Options Written

-300

180.0000

American

Mar 20, 2020

Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options Purchased

-19,300

95.0000

American

Jan 17, 2020

Put Options Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options Written

-1,000

200.0000

American

Feb 21, 2020

Put Options Purchased

-200

130.0000

American

Jan 15, 2021

Call Options Written

-100

185.0000

American

Mar 20, 2020

Call Options Written

-100

215.0000

American

Jan 17, 2020

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Put Options Written

5,600

145.0000

American

Feb 21, 2020

Put Options Written

25,000

150.0000

American

Jan 17, 2020

Put Options Written

1,200

95.0000

American

Dec 20, 2019

Put Options Written

43,400

170.0000

American

Jan 17, 2020

Put Options Written

100

150.0000

American

Mar 20, 2020

Call Options Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options Written

3,500

200.0000

American

Dec 20, 2019

Call Options Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options Written

31,900

150.0000

American

Feb 21, 2020

Put Options Written

9,300

160.0000

American

Dec 20, 2019

Call Options Written

-1,300

130.0000

American

Jan 17, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Call Options Written

-100

110.0000

American

Jan 17, 2020

Put Options Purchased

-9,600

140.0000

American

Mar 20, 2020

Call Options Written

-4,500

260.0000

American

Jan 17, 2020

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Put Options Purchased

-4,500

130.0000

American

Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 687047
Time of Receipt (offset from UTC): 20191212T145438+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC