FORM 8.3 - ABBVIE INC - Amendment

LONDON--()-- 

Ap19

FORM 8.3 Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

09 DEC 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,460,370

0.17%

5,111,073

0.35%

 

(2)

Derivatives (other than options):

5,000,929

0.34%

474,700

0.03%

 

(3)

Options and agreements to
purchase/sell:

2,534,900

0.17%

911,000

0.06%

 
TOTAL:

9,996,199

0.68%

6,496,773

0.44%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

3

87.3500 USD
Purchase

6

87.3600 USD
Purchase

8

86.8912 USD
Purchase

38

87.1178 USD
Purchase

84

87.0347 USD
Purchase

100

86.7200 USD
Purchase

100

86.5300 USD
Purchase

100

86.4450 USD
Purchase

100

87.2500 USD
Purchase

100

87.2700 USD
Purchase

100

86.9800 USD
Purchase

112

87.0469 USD
Purchase

159

86.5702 USD
Purchase

200

86.8025 USD
Purchase

200

86.8200 USD
Purchase

200

86.5800 USD
Purchase

200

86.9950 USD
Purchase

224

86.8425 USD
Purchase

285

86.9736 USD
Purchase

327

87.0308 USD
Purchase

341

86.9008 USD
Purchase

366

87.0344 USD
Purchase

400

87.1650 USD
Purchase

400

86.9425 USD
Purchase

480

86.8942 USD
Purchase

480

86.8943 USD
Purchase

484

87.0867 USD
Purchase

500

87.0520 USD
Purchase

501

86.9591 USD
Purchase

679

87.1591 USD
Purchase

700

86.8657 USD
Purchase

758

87.1030 USD
Purchase

800

87.0000 USD
Purchase

875

86.8412 USD
Purchase

1,077

86.6959 USD
Purchase

1,151

86.8675 USD
Purchase

1,325

86.9532 USD
Purchase

1,354

86.9701 USD
Purchase

1,400

86.6209 USD
Purchase

1,844

86.9971 USD
Purchase

1,844

87.1792 USD
Purchase

2,239

86.7644 USD
Purchase

2,369

87.0461 USD
Purchase

2,390

87.3400 USD
Purchase

2,400

86.9788 USD
Purchase

3,168

86.7229 USD
Purchase

3,652

87.1398 USD
Purchase

4,000

86.8075 USD
Purchase

4,300

87.0898 USD
Purchase

4,500

87.0734 USD
Purchase

4,901

86.7378 USD
Purchase

5,420

87.1905 USD
Purchase

8,466

87.0721 USD
Purchase

9,021

86.7581 USD
Purchase

10,046

87.1471 USD
Purchase

11,252

86.4854 USD
Purchase

15,509

86.8753 USD
Purchase

18,900

86.9543 USD
Purchase

21,400

86.9896 USD
Purchase

22,032

86.7690 USD
Purchase

25,693

86.7345 USD
Purchase

32,558

86.5790 USD
Purchase

32,716

86.9507 USD
Purchase

33,600

87.0400 USD
Purchase

47,062

86.8277 USD
Purchase

159,111

86.4400 USD
Sale

6

86.5200 USD
Sale

8

86.4600 USD
Sale

19

87.0000 USD
Sale

51

86.5576 USD
Sale

61

86.8200 USD
Sale

67

86.9300 USD
Sale

100

86.5650 USD
Sale

100

87.3000 USD
Sale

100

87.0200 USD
Sale

100

86.9700 USD
Sale

100

86.9500 USD
Sale

105

86.8904 USD
Sale

129

86.6600 USD
Sale

150

86.5333 USD
Sale

160

86.8483 USD
Sale

165

87.2430 USD
Sale

165

86.8677 USD
Sale

175

86.8900 USD
Sale

186

86.9784 USD
Sale

200

86.5950 USD
Sale

200

86.8025 USD
Sale

200

86.5400 USD
Sale

200

86.5800 USD
Sale

200

86.9000 USD
Sale

200

86.5500 USD
Sale

202

86.6682 USD
Sale

229

87.1181 USD
Sale

236

86.5468 USD
Sale

241

86.5204 USD
Sale

293

86.9706 USD
Sale

298

86.5453 USD
Sale

299

86.5462 USD
Sale

300

86.9800 USD
Sale

300

86.6250 USD
Sale

301

86.6699 USD
Sale

400

86.9175 USD
Sale

423

86.9106 USD
Sale

480

86.8942 USD
Sale

499

87.1703 USD
Sale

500

86.9960 USD
Sale

501

87.0120 USD
Sale

581

86.7607 USD
Sale

600

86.5783 USD
Sale

600

86.6383 USD
Sale

700

86.7396 USD
Sale

700

86.6028 USD
Sale

772

86.8490 USD
Sale

800

86.9965 USD
Sale

1,000

86.8395 USD
Sale

1,000

86.9980 USD
Sale

1,336

86.9009 USD
Sale

1,511

86.8173 USD
Sale

2,000

86.8075 USD
Sale

2,209

86.5833 USD
Sale

2,337

86.5415 USD
Sale

2,390

87.2235 USD
Sale

2,390

87.3400 USD
Sale

2,524

87.0838 USD
Sale

2,575

86.9206 USD
Sale

2,922

86.6042 USD
Sale

3,676

86.5570 USD
Sale

4,200

86.8950 USD
Sale

8,202

86.4459 USD
Sale

10,845

86.9735 USD
Sale

12,556

86.9648 USD
Sale

13,385

86.7143 USD
Sale

15,700

86.9553 USD
Sale

18,700

87.0025 USD
Sale

40,584

86.9073 USD
Sale

43,300

87.1157 USD
Sale

46,973

86.6626 USD
Sale

60,210

86.7502 USD
Sale

156,375

86.4400 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

200

89 USD American 13 Dec 2019 0.1300 USD
Call Option Purchasing

100

89 USD American 20 Dec 2019 0.4200 USD
Call Option Purchasing

100

90 USD American 3 Jan 2020 0.4300 USD
Call Option Purchasing

300

90 USD American 10 Jan 2020 0.9100 USD
Call Option Purchasing

400

90 USD American 17 Jan 2020 1.0300 USD
Call Option Purchasing

200

90 USD American 18 Sep 2020 5.4600 USD
Call Option Purchasing

100

98 USD American 15 May 2020 1.6000 USD
Call Option Purchasing

200

128 USD American 7 Sep 2018 7.0500 USD
Call Option Selling

400

88 USD American 20 Dec 2019 0.9900 USD
Put Option Purchasing

200

78 USD American 18 Sep 2020 4.6000 USD
Put Option Purchasing

100

83 USD American 20 Dec 2019 0.2000 USD
Put Option Purchasing

400

83 USD American 20 Dec 2019 0.2600 USD
Put Option Purchasing

2,400

83 USD American 3 Jan 2020 0.4900 USD
Put Option Purchasing

400

85 USD American 13 Dec 2019 0.1550 USD
Put Option Purchasing

500

85 USD American 20 Dec 2019 0.4200 USD
Put Option Purchasing

700

86 USD American 13 Dec 2019 0.3500 USD
Put Option Purchasing

100

86 USD American 13 Dec 2019 0.4100 USD
Put Option Purchasing

100

86 USD American 27 Dec 2019 1.0000 USD
Put Option Purchasing

12,900

87 USD American 10 Jan 2020 1.7709 USD
Put Option Purchasing

100

88 USD American 20 Dec 2019 1.8400 USD
Put Option Purchasing

1,900

98 USD American 21 Feb 2020 11.9342 USD
Put Option Selling

1,200

50 USD American 21 Feb 2020 0.0300 USD
Put Option Selling

7,500

65 USD American 21 Feb 2020 0.2300 USD
Put Option Selling

500

68 USD American 17 Jan 2020 0.1000 USD
Put Option Selling

100

68 USD American 15 May 2020 0.9600 USD
Put Option Selling

2,600

75 USD American 21 Feb 2020 0.9000 USD
Put Option Selling

100

80 USD American 20 Dec 2019 0.0800 USD
Put Option Selling

400

82 USD American 20 Dec 2019 0.1800 USD
Put Option Selling

1,700

83 USD American 21 Feb 2020 2.4000 USD
Put Option Selling

700

85 USD American 13 Dec 2019 0.2700 USD
Put Option Selling

100

132 USD American 7 Sep 2018 4.9000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES/NO

Date of disclosure

11 DEC 2019

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

101,800

60.0000

American Jun 19, 2020
Call Options Purchased

1,000

72.5000

American Jan 15, 2021
Call Options Purchased

200

55.0000

American Sep 18, 2020
Put Options Written

6,700

75.0000

American Feb 21, 2020
Call Options Purchased

3,000

87.0000

American Dec 13, 2019
Put Options Written

1,000

82.5000

American Jan 15, 2021
Call Options Purchased

7,800

80.0000

American Dec 20, 2019
Call Options Purchased

200

91.0000

American Dec 27, 2019
Put Options Written

2,900

75.0000

American Jun 19, 2020
Call Options Purchased

600

75.0000

American May 15, 2020
Call Options Purchased

200

87.5000

American May 15, 2020
Put Options Written

362,700

65.0000

American Jan 17, 2020
Call Options Purchased

100

50.0000

American Jan 21, 2022
Call Options Purchased

100

72.5000

American Sep 18, 2020
Put Options Written

2,800

37.5000

American Jan 21, 2022
Put Options Written

5,600

77.5000

American Jan 17, 2020
Call Options Purchased

4,000

72.5000

American Feb 21, 2020
Call Options Purchased

700

50.0000

American Jan 15, 2021
Call Options Purchased

400

70.0000

American Dec 20, 2019
Put Options Written

8,300

87.5000

American Feb 21, 2020
Put Options Written

1,100

85.0000

American Jun 19, 2020
Put Options Written

200

70.0000

American May 15, 2020
Call Options Purchased

100

82.5000

American Dec 13, 2019
Call Options Purchased

6,100

91.0000

American Dec 20, 2019
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Call Options Written

-200

105.0000

American Feb 21, 2020
Put Options Purchased

-1,000

130.0000

American Jan 15, 2021
Call Options Written

-500

75.0000

American Dec 20, 2019
Put Options Purchased

-600

105.0000

American Jan 15, 2021
Put Options Purchased

-600

55.0000

American Sep 18, 2020
Call Options Written

-2,300

120.0000

American Jan 15, 2021
Put Options Purchased

-100

85.0000

American May 15, 2020
Put Options Purchased

-2,800

50.0000

American Jan 15, 2021
Put Options Purchased

-100

95.0000

American May 15, 2020
Put Options Purchased

-1,000

87.5000

American Dec 20, 2019
Put Options Purchased

-2,100

85.5000

American Dec 13, 2019
Put Options Purchased

-2,400

83.0000

American Jan 3, 2020
Put Options Purchased

-3,900

57.5000

American Jan 17, 2020
Put Options Purchased

-5,000

47.5000

American Jun 19, 2020
Put Options Purchased

-100

50.0000

American Jan 21, 2022
Call Options Written

-1,700

130.0000

American Jan 15, 2021
Call Options Written

-17,700

90.0000

American Jun 19, 2020
Call Options Written

-8,800

97.5000

American Jan 17, 2020
Call Options Written

-8,300

70.0000

American Feb 21, 2020
Call Options Written

-900

135.0000

American Jan 15, 2021
Call Options Written

-4,500

115.0000

American Jan 21, 2022
Put Options Written

302,100

60.0000

American Jan 15, 2021
Put Options Written

1,400

82.5000

American Sep 18, 2020
Put Options Written

49,000

95.0000

American Jan 17, 2020
Put Options Written

4,100

83.5000

American Dec 13, 2019
Call Options Purchased

1,100

92.5000

American Feb 21, 2020
Call Options Purchased

287,500

80.0000

American Jan 17, 2020
Put Options Written

3,500

47.5000

American Jan 17, 2020
Call Options Purchased

2,400

88.0000

American Dec 13, 2019
Call Options Purchased

1,300

55.0000

American Jun 19, 2020
Call Options Purchased

1,000

72.5000

American May 15, 2020
Call Options Purchased

800

67.5000

American Feb 21, 2020
Put Options Written

73,000

70.0000

American Jan 17, 2020
Put Options Written

50,000

57.5000

American Jan 17, 2020
Put Options Written

3,900

50.0000

American Jan 17, 2020
Put Options Written

2,000

57.5000

American Jan 15, 2021
Call Options Purchased

1,200

72.5000

American Jun 19, 2020
Call Options Purchased

1,000

145.0000

American Jun 19, 2020
Call Options Purchased

3,500

95.0000

American Sep 18, 2020
Call Options Purchased

5,700

95.0000

American May 15, 2020
Call Options Purchased

800

88.0000

American Dec 20, 2019
Call Options Purchased

600

87.0000

American Dec 20, 2019
Call Options Purchased

1,300

92.5000

American May 15, 2020
Put Options Written

4,200

45.0000

American Jan 17, 2020
Call Options Purchased

3,700

85.0000

American Feb 21, 2020
Put Options Written

600

62.5000

American Sep 18, 2020
Put Options Written

15,400

42.5000

American Feb 21, 2020
Call Options Purchased

100

82.0000

American Dec 13, 2019
Put Options Purchased

-100

95.0000

American Jun 19, 2020
Put Options Purchased

-400

95.0000

American Sep 18, 2020
Put Options Purchased

-4,400

78.0000

American Dec 13, 2019
Call Options Written

-1,000

60.0000

American Dec 20, 2019
Put Options Purchased

-12,200

55.0000

American Jan 17, 2020
Put Options Purchased

-5,100

77.5000

American Dec 13, 2019
Call Options Written

-10,000

110.0000

American Jan 17, 2020
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Call Options Written

-600

89.0000

American Dec 27, 2019
Put Options Purchased

-800

72.5000

American Dec 20, 2019
Call Options Written

-18,200

110.0000

American Jan 15, 2021
Call Options Written

-11,600

130.0000

American Jan 17, 2020
Put Options Purchased

-2,000

77.5000

American Dec 20, 2019
Put Options Purchased

-1,000

47.5000

American Jan 15, 2021
Put Options Purchased

-2,400

55.0000

American Jan 15, 2021
Put Options Purchased

-1,500

75.0000

American Sep 18, 2020
Call Options Purchased

500

70.0000

American Jun 19, 2020
Put Options Written

1,500

60.0000

American Dec 20, 2019
Call Options Purchased

2,500

60.0000

American Feb 21, 2020
Call Options Purchased

2,300

60.0000

American Jun 19, 2020
Call Options Purchased

100

78.0000

American Dec 13, 2019
Call Options Purchased

500

62.5000

American May 15, 2020
Call Options Purchased

5,700

85.0000

American Dec 20, 2019
Call Options Purchased

2,500

92.5000

American Dec 20, 2019
Put Options Written

1,800

57.5000

American Feb 21, 2020
Call Options Purchased

1,000

95.0000

American Dec 20, 2019
Call Options Purchased

200

97.5000

American May 15, 2020
Call Options Purchased

100

105.0000

American Jun 19, 2020
Call Options Purchased

100

77.5000

American Jun 19, 2020
Put Options Written

16,500

62.5000

American Jan 17, 2020
Call Options Purchased

1,000

60.0000

American Sep 18, 2020
Put Options Written

400

81.5000

American Dec 20, 2019
Call Options Purchased

17,800

72.5000

American Jan 17, 2020
Call Options Written

-1,200

85.0000

American Sep 18, 2020
Call Options Written

-3,000

75.0000

American Jan 15, 2021
Put Options Purchased

-100

89.0000

American Dec 27, 2019
Call Options Written

-400

110.0000

American Jun 19, 2020
Put Options Purchased

-600

42.5000

American Sep 18, 2020
Call Options Written

-1,900

97.5000

American Jan 15, 2021
Put Options Purchased

-500

75.0000

American May 15, 2020
Put Options Purchased

-1,300

50.0000

American Sep 18, 2020
Call Options Written

-1,900

115.0000

American Sep 18, 2020
Call Options Written

-100

100.0000

American Jan 21, 2022
Put Options Purchased

-100

77.0000

American Dec 13, 2019
Put Options Purchased

-700

80.0000

American May 15, 2020
Put Options Purchased

-2,000

45.0000

American Sep 18, 2020
Call Options Written

-3,900

85.0000

American Jun 19, 2020
Put Options Purchased

-23,400

60.0000

American Jan 17, 2020
Put Options Purchased

-100

86.5000

American Dec 13, 2019
Put Options Purchased

-500

84.0000

American Dec 20, 2019
Put Options Purchased

-1,800

90.0000

American Dec 20, 2019
Put Options Purchased

-3,500

50.0000

American Jun 19, 2020
Put Options Purchased

-7,100

85.0000

American Jan 17, 2020
Put Options Purchased

-1,900

97.5000

American Feb 21, 2020
Call Options Written

-100

67.5000

American Sep 18, 2020
Call Options Written

-900

95.0000

American Feb 21, 2020
Put Options Purchased

-3,400

72.5000

American Feb 21, 2020
Call Options Written

-500

110.0000

American Feb 21, 2020
Put Options Purchased

-4,600

40.0000

American Jan 21, 2022
Call Options Written

-400

92.0000

American Dec 20, 2019
Put Options Purchased

-600

81.0000

American Dec 20, 2019
Call Options Written

-800

125.0000

American Jan 17, 2020
Call Options Written

-12,800

95.0000

American Jan 17, 2020
Call Options Written

-100

87.5000

American Jan 3, 2020
Put Options Purchased

-1,100

82.5000

American Dec 20, 2019
Put Options Purchased

-1,600

110.0000

American Jan 15, 2021
Call Options Written

-4,200

85.0000

American May 15, 2020
Put Options Written

175,000

80.0000

American Jan 15, 2021
Call Options Purchased

800

155.0000

American Jan 17, 2020
Call Options Purchased

700

87.5000

American Feb 21, 2020
Put Options Written

400

90.0000

American Jun 19, 2020
Put Options Written

155,900

65.0000

American Jun 19, 2020
Call Options Purchased

1,900

82.5000

American Feb 21, 2020
Call Options Purchased

600

65.0000

American Jan 17, 2020
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Put Options Written

100

77.5000

American Jan 15, 2021
Call Options Purchased

1,300

92.5000

American Sep 18, 2020
Put Options Written

200

37.5000

American Jan 15, 2021
Call Options Purchased

1,200

65.0000

American Sep 18, 2020
Put Options Written

400

32.5000

American Sep 18, 2020
Call Options Purchased

7,700

80.0000

American May 15, 2020
Call Options Purchased

600

88.0000

American Dec 27, 2019
Call Options Purchased

200

88.5000

American Jan 3, 2020
Put Options Written

1,000

42.5000

American Jan 21, 2022
Put Options Written

600

80.0000

American Jun 19, 2020
Put Options Written

37,300

57.5000

American Jun 19, 2020
Put Options Written

4,000

62.5000

American Feb 21, 2020
Call Options Purchased

1,300

67.5000

American Jan 15, 2021
Call Options Purchased

200

87.5000

American Jun 19, 2020
Call Options Purchased

4,700

90.0000

American Sep 18, 2020
Put Options Written

2,500

47.5000

American Jan 21, 2022
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Put Options Purchased

-500

90.0000

American Feb 21, 2020
Put Options Purchased

-100

100.0000

American Jan 21, 2022
Put Options Purchased

-1,500

105.0000

American Jun 19, 2020
Put Options Purchased

-2,100

70.0000

American Jan 15, 2021
Call Options Written

-8,200

100.0000

American Jan 15, 2021
Call Options Written

-50,800

92.5000

American Jan 15, 2021
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Call Options Written

-200

70.0000

American Jan 21, 2022
Call Options Written

-1,200

77.5000

American Feb 21, 2020
Put Options Purchased

-100

67.5000

American Sep 18, 2020
Call Options Written

-2,100

97.5000

American Jun 19, 2020
Put Options Purchased

-200

85.5000

American Dec 20, 2019
Call Options Written

-300

110.0000

American Sep 18, 2020
Call Options Written

-79,900

70.0000

American Jan 15, 2021
Call Options Written

-6,800

105.0000

American Jan 17, 2020
Put Options Purchased

-1,200

72.5000

American Sep 18, 2020
Put Options Purchased

-2,800

42.5000

American Jan 17, 2020
Call Options Written

-4,600

115.0000

American Jan 17, 2020
Call Options Written

-5,200

85.0000

American Jan 15, 2021
Call Options Written

-400

67.5000

American Jun 19, 2020
Call Options Purchased

1,400

65.0000

American Feb 21, 2020
Call Options Purchased

600

77.5000

American Sep 18, 2020
Put Options Written

200

82.5000

American Feb 21, 2020
Put Options Written

200

85.0000

American Jan 24, 2020
Put Options Written

100

77.5000

American Sep 18, 2020
Put Options Written

1,900

55.0000

American Feb 21, 2020
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Call Options Purchased

11,500

75.0000

American Sep 18, 2020
Call Options Purchased

200

95.0000

American Dec 27, 2019
Put Options Written

3,400

67.5000

American Jan 17, 2020
Call Options Purchased

200

86.5000

American Dec 13, 2019
Put Options Written

100

65.0000

American May 15, 2020
Call Options Purchased

100

62.5000

American Sep 18, 2020
Call Options Purchased

5,300

86.0000

American Dec 20, 2019
Put Options Written

1,000

67.5000

American Dec 20, 2019
Put Options Written

900

70.0000

American Feb 21, 2020
Call Options Purchased

23,600

90.0000

American Feb 21, 2020
Call Options Purchased

1,000

91.0000

American Dec 13, 2019
Call Options Purchased

18,100

70.0000

American Jan 17, 2020
Call Options Purchased

11,000

90.0000

American May 15, 2020
Put Options Written

28,300

62.5000

American Jun 19, 2020
Call Options Purchased

500

82.5000

American Sep 18, 2020
Call Options Purchased

5,100

87.5000

American Sep 18, 2020
Call Options Purchased

200

110.0000

American Jan 21, 2022
Call Options Purchased

200

65.0000

American May 15, 2020
Put Options Written

100

67.5000

American May 15, 2020
Put Options Purchased

-700

80.0000

American Jan 15, 2021
Put Options Purchased

-1,500

92.5000

American Dec 20, 2019
Put Options Purchased

-4,800

55.0000

American May 15, 2020
Put Options Purchased

-70,500

67.5000

American Jan 15, 2021
Put Options Purchased

-300

60.0000

American Feb 21, 2020
Call Options Written

-2,300

115.0000

American Jun 19, 2020
Put Options Purchased

-2,600

72.5000

American Jun 19, 2020
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Put Options Purchased

-400

130.0000

American Jan 17, 2020
Put Options Purchased

-900

60.0000

American Sep 18, 2020
Put Options Purchased

-4,500

75.0000

American Jan 17, 2020
Put Options Purchased

-400

100.0000

American Jan 15, 2021
Call Options Written

-2,200

130.0000

American Jun 19, 2020
Call Options Written

-1,300

92.5000

American Jun 19, 2020
Call Options Written

-100

37.5000

American Jan 21, 2022
Call Options Written

-2,500

115.0000

American Feb 21, 2020
Call Options Written

-3,300

145.0000

American Jan 17, 2020
Put Options Purchased

-4,700

35.0000

American Jan 15, 2021
Put Options Purchased

-500

86.5000

American Dec 20, 2019
Put Options Purchased

-700

95.0000

American Jan 15, 2021
Call Options Written

-100,300

120.0000

American Jan 17, 2020
Put Options Purchased

-300

97.5000

American Jan 17, 2020
Put Options Purchased

-700

42.5000

American Jan 15, 2021
Call Options Written

-2,500

185.0000

American Jan 17, 2020
Put Options Purchased

-4,100

84.0000

American Dec 13, 2019
Put Options Purchased

-1,500

82.5000

American May 15, 2020
Call Options Purchased

1,400

90.0000

American Jan 3, 2020
Put Options Written

400

50.0000

American Feb 21, 2020
Put Options Written

100

65.0000

American Dec 20, 2019
Put Options Written

29,500

70.0000

American Jun 19, 2020
Call Options Purchased

24,700

67.5000

American Jan 17, 2020
Put Options Written

1,100

75.0000

American Jan 15, 2021
Put Options Written

8,600

80.0000

American Jan 17, 2020
Put Options Written

300

35.0000

American Sep 18, 2020
Put Options Written

100

57.5000

American Sep 18, 2020
Call Options Purchased

4,900

75.0000

American Feb 21, 2020
Put Options Written

90,000

50.0000

American Jun 19, 2020
Call Options Purchased

22,800

80.0000

American Feb 21, 2020
Call Options Purchased

100

70.0000

American May 15, 2020
Call Options Purchased

100

84.0000

American Dec 27, 2019
Call Options Purchased

300

97.5000

American Feb 21, 2020
Call Options Purchased

100

90.0000

American Jan 15, 2021
Call Options Purchased

100

125.0000

American Jan 21, 2022
Call Options Purchased

1,200

90.0000

American Dec 13, 2019
Put Options Written

15,600

75.0000

American Dec 20, 2019
Put Options Written

1,400

55.0000

American Jun 19, 2020
Put Options Written

500

62.5000

American May 15, 2020
Put Options Written

600

87.5000

American May 15, 2020
Call Options Purchased

100

82.5000

American May 15, 2020
Put Options Purchased

-600

83.0000

American Dec 20, 2019
Put Options Purchased

-800

92.5000

American Jun 19, 2020
Call Options Written

-2,100

115.0000

American Jan 15, 2021
Call Options Written

-4,700

120.0000

American Jan 21, 2022
Call Options Written

-100

180.0000

American Jan 17, 2020
Put Options Purchased

-6,900

70.0000

American Jan 17, 2020
Call Options Written

-2,000

150.0000

American Jan 17, 2020
Put Options Purchased

-100

75.0000

American Dec 13, 2019
Put Options Purchased

-9,400

72.5000

American Jan 15, 2021
Call Options Written

-18,100

95.0000

American Jun 19, 2020
Put Options Purchased

-1,900

40.0000

American Jan 15, 2021
Put Options Purchased

-300

60.0000

American Jan 21, 2022
Put Options Purchased

-1,200

86.0000

American Dec 13, 2019
Put Options Purchased

-3,500

83.0000

American Dec 27, 2019
Call Options Written

-200

62.5000

American Jun 19, 2020
Call Options Written

-2,200

62.5000

American Feb 21, 2020
Call Options Written

-53,000

82.5000

American Jan 17, 2020
Put Options Purchased

-2,000

87.5000

American Jan 17, 2020
Call Options Purchased

1,700

87.5000

American Dec 20, 2019
Call Options Purchased

2,100

105.0000

American May 15, 2020
Put Options Written

275,000

70.0000

American Jan 15, 2021
Put Options Written

400

82.0000

American Dec 20, 2019
Call Options Purchased

21,700

90.0000

American Dec 20, 2019
Put Options Written

500

45.0000

American Jan 21, 2022
Put Options Written

1,300

85.0000

American Feb 21, 2020
Put Options Written

500

45.0000

American Jan 15, 2021
Call Options Purchased

400

89.0000

American Dec 20, 2019
Call Options Purchased

3,500

100.0000

American Feb 21, 2020
Put Options Written

14,500

67.5000

American Jun 19, 2020
Put Options Written

5,000

67.5000

American Feb 21, 2020
Put Options Written

3,500

87.5000

American Jun 19, 2020
Call Options Purchased

700

86.0000

American Dec 13, 2019
Call Options Purchased

1,200

57.5000

American Jun 19, 2020
Call Options Purchased

400

57.5000

American Sep 18, 2020
Put Options Written

6,000

105.0000

American Jan 17, 2020
Call Options Purchased

5,000

80.0000

American Jun 19, 2020
Put Options Written

300

65.0000

American Jan 15, 2021
Call Options Purchased

200

72.5000

American Dec 20, 2019
Call Options Purchased

2,900

82.5000

American Dec 20, 2019
Call Options Purchased

2,300

47.5000

American Sep 18, 2020
Put Options Written

1,000

77.5000

American Jun 19, 2020
Put Options Written

100

65.0000

American Sep 18, 2020
Call Options Purchased

200

89.0000

American Dec 13, 2019
Put Options Purchased

-200

84.5000

American Dec 20, 2019
Call Options Written

-1,800

77.5000

American Dec 20, 2019
Call Options Written

-9,500

85.0000

American Jan 17, 2020
Put Options Purchased

-100

75.0000

American Jan 21, 2022
Call Options Written

-6,500

100.0000

American Jun 19, 2020
Put Options Purchased

-2,500

85.0000

American Dec 20, 2019
Put Options Purchased

-900

87.0000

American Dec 13, 2019
Put Options Purchased

-1,000

115.0000

American Jan 21, 2022
Call Options Written

-1,100

62.5000

American Jan 17, 2020
Call Options Written

-11,100

87.5000

American Jan 17, 2020
Put Options Purchased

-3,100

81.5000

American Jan 3, 2020
Put Options Purchased

-900

40.0000

American Jun 19, 2020
Call Options Written

-67,300

100.0000

American Jan 17, 2020
Call Options Written

-200

105.0000

American Sep 18, 2020
Call Options Written

-100

91.5000

American Dec 27, 2019
Call Options Written

-6,700

105.0000

American Jan 15, 2021
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Put Options Written

1,100

45.0000

American Jun 19, 2020
Put Options Written

11,600

80.0000

American Feb 21, 2020
Call Options Purchased

400

82.5000

American Jun 19, 2020
Call Options Purchased

6,000

75.0000

American Jan 17, 2020
Call Options Purchased

100

85.0000

American Jan 21, 2022
Put Options Written

3,900

72.5000

American Jan 17, 2020
Call Options Purchased

300

90.0000

American Jan 10, 2020
Call Options Purchased

1,500

100.0000

American May 15, 2020
Call Options Purchased

7,300

77.5000

American Jan 15, 2021
Put Options Written

16,900

65.0000

American Feb 21, 2020
Put Options Written

2,400

80.0000

American Dec 20, 2019
Put Options Written

1,300

70.0000

American Dec 20, 2019
Call Options Purchased

900

90.0000

American Dec 27, 2019
Call Options Purchased

500

90.0000

American Jan 21, 2022
Call Options Purchased

1,300

65.0000

American Jun 19, 2020
Put Options Written

600

72.5000

American May 15, 2020
Put Options Written

400

85.0000

American Jan 15, 2021
Call Options Purchased

1,300

80.0000

American Sep 18, 2020
Call Options Purchased

9,600

77.5000

American Jan 17, 2020
Put Options Purchased

-300

77.5000

American Feb 21, 2020
Call Options Written

-3,100

135.0000

American Jan 17, 2020
Put Options Purchased

-9,700

100.0000

American Jan 17, 2020
Call Options Written

-1,200

140.0000

American Jan 15, 2021
Call Options Written

-5,900

95.0000

American Jan 15, 2021
Call Options Written

-4,800

100.0000

American Sep 18, 2020
Put Options Purchased

-12,900

86.5000

American Jan 10, 2020
Put Options Purchased

-500

47.5000

American Sep 18, 2020
Put Options Purchased

-100

88.0000

American Dec 20, 2019
Call Options Written

-6,200

92.5000

American Jan 17, 2020
Call Options Written

-500

87.5000

American Jan 21, 2022
Put Options Purchased

-4,900

82.5000

American Jan 17, 2020
Put Options Purchased

-9,400

90.0000

American Jan 17, 2020
Call Options Written

-1,700

80.0000

American Jan 15, 2021
Call Options Written

-2,200

82.5000

American Jan 15, 2021
Call Options Written

-500

100.0000

American Dec 20, 2019
Call Options Written

-6,200

90.0000

American Jan 17, 2020
Call Options Written

-1,000

87.5000

American Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 685743
Time of Receipt (offset from UTC): 20191211T150618+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC