Form 8.3 - ALLERGAN AMENDMENT

LONDON--()-- 

FORM 8.3 Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

09 DEC 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,062,572

1.24%

2,214,744

0.67%

 

(2)

Derivatives (other than options):

1,977,200

0.60%

2,310,203

0.70%

 

(3)

Options and agreements to
purchase/sell:

687,000

0.21%

506,100

0.15%

 
TOTAL:

6,726,772

2.05%

5,031,047

1.53%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

8

186.2187 USD
Purchase

45

186.3000 USD
Purchase

74

185.9186 USD
Purchase

100

185.6300 USD
Purchase

100

186.2900 USD
Purchase

145

186.2931 USD
Purchase

200

185.8775 USD
Purchase

200

185.9850 USD
Purchase

200

185.5350 USD
Purchase

200

185.7500 USD
Purchase

434

186.1200 USD
Purchase

500

186.2300 USD
Purchase

537

186.2200 USD
Purchase

569

186.0169 USD
Purchase

700

186.3313 USD
Purchase

1,000

185.9316 USD
Purchase

1,400

186.1180 USD
Purchase

1,500

186.1920 USD
Purchase

1,693

186.1959 USD
Purchase

3,015

186.2421 USD
Purchase

4,500

186.1611 USD
Purchase

5,446

186.2082 USD
Purchase

5,460

186.1639 USD
Purchase

6,565

186.1101 USD
Purchase

7,200

185.9653 USD
Purchase

10,910

186.2065 USD
Purchase

19,304

185.6463 USD
Purchase

20,600

186.1381 USD
Purchase

38,988

185.5548 USD
Purchase

88,081

185.2700 USD
Purchase

100,000

186.1060 USD
Sale

74

185.9186 USD
Sale

96

186.3441 USD
Sale

99

186.3100 USD
Sale

100

185.5000 USD
Sale

100

185.6900 USD
Sale

100

185.8100 USD
Sale

100

186.1600 USD
Sale

100

186.4400 USD
Sale

118

185.2500 USD
Sale

132

186.3227 USD
Sale

145

185.9640 USD
Sale

148

186.1052 USD
Sale

151

185.9335 USD
Sale

153

186.0243 USD
Sale

252

186.2041 USD
Sale

273

186.1095 USD
Sale

289

186.1008 USD
Sale

290

186.2931 USD
Sale

300

186.0833 USD
Sale

320

185.4762 USD
Sale

425

185.7611 USD
Sale

454

186.2824 USD
Sale

458

186.1200 USD
Sale

493

186.1945 USD
Sale

500

186.1800 USD
Sale

523

185.7442 USD
Sale

600

186.2533 USD
Sale

616

185.8348 USD
Sale

700

186.3313 USD
Sale

800

185.8953 USD
Sale

899

185.5345 USD
Sale

1,100

186.0011 USD
Sale

1,176

186.1313 USD
Sale

1,269

185.9946 USD
Sale

1,272

186.0675 USD
Sale

1,382

185.7152 USD
Sale

1,645

186.0224 USD
Sale

1,900

186.1457 USD
Sale

2,008

186.1572 USD
Sale

2,573

186.2131 USD
Sale

2,731

185.4846 USD
Sale

2,870

185.7244 USD
Sale

3,483

185.7124 USD
Sale

3,500

186.1658 USD
Sale

3,920

185.4896 USD
Sale

4,673

186.1699 USD
Sale

5,432

186.1139 USD
Sale

6,299

186.0706 USD
Sale

6,300

185.9563 USD
Sale

8,077

186.0902 USD
Sale

8,245

186.0433 USD
Sale

10,325

185.2751 USD
Sale

10,845

186.0405 USD
Sale

16,739

186.1605 USD
Sale

17,600

186.2195 USD
Sale

17,800

186.1469 USD
Sale

23,407

186.0168 USD
Sale

66,071

185.8107 USD
Sale

78,103

185.2700 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Selling

2,800

150 USD American 15 Jan 2021 40.0000 USD
Put Option Purchasing

100

200 USD American 7 Sep 2018 10.1000 USD
Put Option Selling

200

110 USD American 21 Feb 2020 0.2700 USD
Put Option Selling

200

195 USD American 7 Sep 2018 5.2800 USD
Put Option Selling

300

198 USD American 7 Sep 2018 0.0400 USD
Put Option Selling

1,000

225 USD American 7 Sep 2018 0.0100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES/NO

Date of disclosure

YES

Contact name

11 DEC 2019

Telephone number

Large Holdings Regulatory Operations

If a connected EFM, name of offeree/offeror with which connected

020 3134 7213

If a connected EFM, state nature of connection (Note 10)

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased

1,800

190.0000

American Feb 21, 2020
Put Options Written

2,200

180.0000

American Dec 20, 2019
Put Options Written

900

90.0000

American Feb 21, 2020
Put Options Written

700

100.0000

American Jan 15, 2021
Call Options Purchased

200

190.0000

American Jan 21, 2022
Call Options Purchased

9,100

185.0000

American Jan 15, 2021
Put Options Written

4,800

155.0000

American Dec 20, 2019
Put Options Written

1,100

100.0000

American Feb 21, 2020
Put Options Written

200

180.0000

American Jan 15, 2021
Call Options Purchased

1,300

100.0000

American Jan 15, 2021
Put Options Written

700

95.0000

American Jan 15, 2021
Call Options Purchased

4,300

250.0000

American Jan 17, 2020
Call Options Purchased

1,600

175.0000

American Dec 20, 2019
Put Options Written

500

185.0000

American Jun 19, 2020
Put Options Written

100

135.0000

American Feb 21, 2020
Call Options Purchased

2,500

175.0000

American Jan 15, 2021
Put Options Written

100

120.0000

American Jan 17, 2020
Call Options Written

-5,500

160.0000

American Mar 20, 2020
Call Options Written

-2,100

125.0000

American Jan 15, 2021
Put Options Purchased

-3,000

165.0000

American Dec 20, 2019
Put Options Purchased

-50,000

160.0000

American Feb 21, 2020
Put Options Purchased

-500

170.0000

American Dec 20, 2019
Put Options Purchased

-700

155.0000

American Jan 17, 2020
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Put Options Purchased

-300

165.0000

American Jan 15, 2021
Call Options Written

-2,100

185.0000

American Dec 20, 2019
Put Options Purchased

-1,500

155.0000

American Feb 21, 2020
Put Options Written

500

80.0000

American Feb 21, 2020
Put Options Written

18,500

150.0000

American May 15, 2020
Put Options Written

36,400

105.0000

American Jan 15, 2021
Put Options Written

11,700

160.0000

American Jun 19, 2020
Call Options Purchased

1,200

190.0000

American Dec 20, 2019
Put Options Written

66,500

140.0000

American Mar 20, 2020
Call Options Purchased

3,400

170.0000

American Jan 15, 2021
Call Options Purchased

26,600

170.0000

American Dec 20, 2019
Put Options Purchased

-2,200

70.0000

American Jan 17, 2020
Put Options Purchased

-10,500

125.0000

American Jan 17, 2020
Put Options Purchased

-100

155.0000

American Jan 15, 2021
Put Options Purchased

-200

110.0000

American Dec 20, 2019
Call Options Written

-1,100

290.0000

American Jan 17, 2020
Put Options Purchased

-1,700

110.0000

American Jan 15, 2021
Put Options Purchased

-2,900

90.0000

American Dec 20, 2019
Put Options Purchased

-16,800

115.0000

American Jan 15, 2021
Call Options Written

-300

150.0000

American Feb 21, 2020
Call Options Written

-1,000

185.0000

American Feb 21, 2020
Call Options Written

-1,900

180.0000

American Feb 21, 2020
Call Options Written

-2,000

205.0000

American Dec 20, 2019
Call Options Written

-2,200

210.0000

American Dec 20, 2019
Call Options Written

-2,700

150.0000

American Jan 15, 2021
Put Options Purchased

-100

185.0000

American Jan 21, 2022
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Put Options Purchased

-5,300

110.0000

American Jan 17, 2020
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Call Options Purchased

5,800

160.0000

American Jan 17, 2020
Put Options Written

1,000

85.0000

American Dec 20, 2019
Put Options Written

13,500

165.0000

American Jan 17, 2020
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Call Options Purchased

3,000

180.0000

American Jan 17, 2020
Put Options Written

200

110.0000

American Feb 21, 2020
Call Options Purchased

3,300

165.0000

American Jan 15, 2021
Put Options Written

300

100.0000

American Dec 20, 2019
Put Options Written

600

185.0000

American May 15, 2020
Put Options Written

400

65.0000

American Jan 17, 2020
Put Options Written

200

185.0000

American Jan 17, 2020
Put Options Written

100

145.0000

American Jan 15, 2021
Put Options Written

400

140.0000

American Dec 20, 2019
Put Options Written

400

125.0000

American Jan 15, 2021
Call Options Purchased

5,100

170.0000

American Feb 21, 2020
Put Options Written

2,100

185.0000

American Mar 20, 2020
Call Options Written

-2,800

175.0000

American Jan 17, 2020
Put Options Purchased

-66,500

160.0000

American Mar 20, 2020
Call Options Written

-200

140.0000

American Feb 21, 2020
Call Options Written

-4,500

220.0000

American Jan 17, 2020
Call Options Purchased

800

160.0000

American Jan 21, 2022
Put Options Written

48,000

140.0000

American Jun 19, 2020
Put Options Written

100

145.0000

American Dec 20, 2019
Call Options Purchased

500

220.0000

American Jan 21, 2022
Call Options Purchased

100

165.0000

American Feb 21, 2020
Call Options Purchased

100

190.0000

American Jan 24, 2020
Put Options Written

6,400

95.0000

American Jun 19, 2020
Call Options Purchased

1,900

180.0000

American Jan 15, 2021
Put Options Written

800

135.0000

American Dec 20, 2019
Put Options Written

400

170.0000

American Jan 15, 2021
Call Options Purchased

300

145.0000

American Jan 15, 2021
Put Options Written

3,800

165.0000

American Jun 19, 2020
Call Options Purchased

4,100

170.0000

American Jan 17, 2020
Put Options Purchased

-3,300

100.0000

American Jan 17, 2020
Call Options Written

-100

135.0000

American Jan 15, 2021
Call Options Written

-7,000

300.0000

American Jan 17, 2020
Call Options Written

-29,800

150.0000

American Jan 17, 2020
Call Options Written

-100

190.0000

American May 15, 2020
Put Options Purchased

-1,500

150.0000

American Jan 17, 2020
Call Options Written

-2,000

130.0000

American Feb 21, 2020
Put Options Purchased

-2,300

170.0000

American Jun 19, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Call Options Written

-500

220.0000

American Jan 15, 2021
Put Options Purchased

-22,500

105.0000

American Jan 17, 2020
Put Options Written

14,800

160.0000

American Feb 21, 2020
Put Options Written

14,300

160.0000

American Mar 20, 2020
Put Options Written

6,700

140.0000

American Jan 15, 2021
Put Options Written

2,500

120.0000

American Feb 21, 2020
Put Options Written

4,700

80.0000

American Jan 17, 2020
Call Options Purchased

6,700

190.0000

American Jan 15, 2021
Call Options Purchased

1,400

180.0000

American Jan 21, 2022
Put Options Written

7,000

160.0000

American Jan 17, 2020
Call Options Purchased

400

200.0000

American Jan 15, 2021
Put Options Written

30,100

140.0000

American Jan 17, 2020
Put Options Written

3,100

115.0000

American Dec 20, 2019
Put Options Written

50,000

140.0000

American Feb 21, 2020
Put Options Written

1,800

145.0000

American Jun 19, 2020
Put Options Written

7,000

120.0000

American Jun 19, 2020
Put Options Written

2,000

115.0000

American Feb 21, 2020
Call Options Purchased

4,900

190.0000

American Jan 17, 2020
Call Options Purchased

200

180.0000

American Jun 19, 2020
Call Options Written

-600

205.0000

American Jan 17, 2020
Call Options Written

-200

165.0000

American Jun 19, 2020
Call Options Written

-200

140.0000

American Jun 19, 2020
Call Options Written

-1,500

270.0000

American Jan 17, 2020
Call Options Written

-4,100

155.0000

American Jan 17, 2020
Call Options Written

-1,200

195.0000

American Dec 20, 2019
Call Options Written

-100

120.0000

American Jan 15, 2021
Put Options Purchased

-12,400

150.0000

American Jan 15, 2021
Call Options Written

-100

240.0000

American Jan 17, 2020
Call Options Written

-1,700

225.0000

American Jan 17, 2020
Put Options Written

100

165.0000

American May 15, 2020
Put Options Written

1,800

180.0000

American Jan 17, 2020
Call Options Purchased

4,300

165.0000

American Jan 17, 2020
Put Options Written

13,700

75.0000

American Jan 17, 2020
Call Options Purchased

4,000

160.0000

American Jan 15, 2021
Put Options Written

500

185.0000

American Feb 21, 2020
Put Options Written

500

180.0000

American May 15, 2020
Put Options Written

33,600

150.0000

American Dec 20, 2019
Put Options Written

3,300

165.0000

American Mar 20, 2020
Put Options Purchased

-400

115.0000

American Jan 17, 2020
Call Options Written

-900

175.0000

American Jun 19, 2020
Call Options Written

-2,400

165.0000

American Mar 20, 2020
Put Options Purchased

-100

150.0000

American Jun 19, 2020
Call Options Written

-200

185.0000

American Jun 19, 2020
Put Options Purchased

-1,900

175.0000

American Jan 17, 2020
Put Options Purchased

-300

120.0000

American Jan 15, 2021
Put Options Purchased

-300

160.0000

American Jan 15, 2021
Call Options Written

-6,600

200.0000

American Jan 17, 2020
Call Options Written

-22,800

210.0000

American Jan 17, 2020
Call Options Written

-19,000

185.0000

American Jan 17, 2020
Put Options Purchased

-200

172.5000

American Dec 13, 2019
Call Options Written

-200

110.0000

American Jan 15, 2021
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Put Options Purchased

-100

85.0000

American Jan 17, 2020
Put Options Purchased

-300

105.0000

American Dec 20, 2019
Put Options Purchased

-1,700

185.0000

American Jan 15, 2021
Call Options Written

-2,800

230.0000

American Jan 17, 2020
Put Options Written

600

135.0000

American Jan 17, 2020
Call Options Purchased

300

180.0000

American Dec 20, 2019
Put Options Written

1,300

90.0000

American Jan 17, 2020
Call Options Purchased

3,800

175.0000

American Feb 21, 2020
Put Options Written

8,400

170.0000

American Feb 21, 2020
Put Options Written

7,100

145.0000

American Jan 17, 2020
Put Options Written

200

185.0000

American Jan 10, 2020
Put Options Purchased

-106,300

130.0000

American Jan 17, 2020
Put Options Purchased

-19,300

95.0000

American Jan 17, 2020
Call Options Written

-1,000

200.0000

American Feb 21, 2020
Call Options Written

-100

215.0000

American Jan 17, 2020
Call Options Written

-100

185.0000

American Mar 20, 2020
Call Options Written

-300

180.0000

American Mar 20, 2020
Put Options Purchased

-200

130.0000

American Jan 15, 2021
Put Options Purchased

-3,600

80.0000

American Dec 20, 2019
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Put Options Written

43,400

170.0000

American Jan 17, 2020
Put Options Written

31,900

150.0000

American Feb 21, 2020
Put Options Written

25,000

150.0000

American Jan 17, 2020
Put Options Written

3,500

200.0000

American Dec 20, 2019
Call Options Purchased

11,200

195.0000

American Jan 15, 2021
Put Options Written

9,300

160.0000

American Dec 20, 2019
Put Options Written

100

150.0000

American Mar 20, 2020
Put Options Written

5,600

145.0000

American Feb 21, 2020
Put Options Written

1,200

95.0000

American Dec 20, 2019
Call Options Purchased

4,600

145.0000

American Jan 17, 2020
Call Options Written

-100

110.0000

American Jan 17, 2020
Put Options Purchased

-4,500

130.0000

American Feb 21, 2020
Put Options Purchased

-9,600

140.0000

American Mar 20, 2020
Call Options Written

-4,500

260.0000

American Jan 17, 2020
Call Options Written

-600

250.0000

American Jan 15, 2021
Call Options Written

-1,300

130.0000

American Jan 17, 2020
Call Options Written

-1,500

140.0000

American Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 685646
Time of Receipt (offset from UTC): 20191211T145056+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC