FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 10 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,533,069

0.17%

5,153,484

0.35%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

5,000,929

0.34%

474,700

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,559,800

0.17%

1,040,600

0.07%

 

 

 

 

(4)

TOTAL:

 

 

 

 

10,093,798

0.68%

6,668,784

0.45%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

10

86.6350 USD

Purchase

41

86.5400 USD

Purchase

64

86.6400 USD

Purchase

72

86.8050 USD

Purchase

72

86.7710 USD

Purchase

100

86.6600 USD

Purchase

100

86.7500 USD

Purchase

100

86.5100 USD

Purchase

100

86.8200 USD

Purchase

100

86.8300 USD

Purchase

100

86.7800 USD

Purchase

105

86.8380 USD

Purchase

130

86.6700 USD

Purchase

190

86.7494 USD

Purchase

200

86.7150 USD

Purchase

200

86.4350 USD

Purchase

300

86.6100 USD

Purchase

300

86.5350 USD

Purchase

441

86.7990 USD

Purchase

494

86.6236 USD

Purchase

500

86.6080 USD

Purchase

500

86.4700 USD

Purchase

500

86.6560 USD

Purchase

595

86.8040 USD

Purchase

600

86.6425 USD

Purchase

600

86.6491 USD

Purchase

673

86.6873 USD

Purchase

709

86.5494 USD

Purchase

1,000

86.5640 USD

Purchase

1,300

86.6604 USD

Purchase

1,600

86.5981 USD

Purchase

1,738

86.6718 USD

Purchase

1,800

86.5927 USD

Purchase

1,900

86.6628 USD

Purchase

1,900

86.6177 USD

Purchase

2,000

86.8127 USD

Purchase

3,400

86.6138 USD

Purchase

3,513

86.8099 USD

Purchase

4,313

86.5822 USD

Purchase

4,569

86.5719 USD

Purchase

4,782

86.6143 USD

Purchase

5,836

86.6247 USD

Purchase

6,000

86.5426 USD

Purchase

7,200

86.5818 USD

Purchase

8,279

86.6220 USD

Purchase

8,622

86.6268 USD

Purchase

9,338

86.6451 USD

Purchase

10,909

86.6018 USD

Purchase

21,404

86.6548 USD

Purchase

30,176

86.6656 USD

Purchase

37,800

86.6015 USD

Purchase

38,200

86.6038 USD

Purchase

54,000

86.8800 USD

Purchase

57,188

86.5600 USD

Purchase

63,564

86.7436 USD

Purchase

69,646

86.5873 USD

Purchase

92,808

86.6025 USD

Sale

7

86.5500 USD

Sale

100

86.8300 USD

Sale

100

86.5200 USD

Sale

100

86.5350 USD

Sale

100

86.6000 USD

Sale

100

86.6400 USD

Sale

100

86.4300 USD

Sale

105

86.5133 USD

Sale

126

86.5804 USD

Sale

130

86.6700 USD

Sale

145

86.6113 USD

Sale

150

86.6117 USD

Sale

200

86.5800 USD

Sale

200

86.4800 USD

Sale

200

86.6475 USD

Sale

209

86.5503 USD

Sale

299

86.6697 USD

Sale

300

86.7000 USD

Sale

301

86.6303 USD

Sale

304

86.5700 USD

Sale

315

86.5000 USD

Sale

347

86.5325 USD

Sale

391

86.5648 USD

Sale

400

86.6300 USD

Sale

400

86.4700 USD

Sale

416

86.6858 USD

Sale

458

86.5599 USD

Sale

497

86.5341 USD

Sale

500

86.6160 USD

Sale

513

86.5173 USD

Sale

626

86.5436 USD

Sale

666

86.5075 USD

Sale

700

86.6242 USD

Sale

700

86.7214 USD

Sale

703

86.5441 USD

Sale

706

86.4813 USD

Sale

774

86.6062 USD

Sale

791

86.4713 USD

Sale

1,000

86.6915 USD

Sale

1,200

86.7016 USD

Sale

1,403

86.4670 USD

Sale

1,448

86.5069 USD

Sale

1,464

86.5063 USD

Sale

1,487

86.4990 USD

Sale

1,510

86.6528 USD

Sale

1,594

86.5933 USD

Sale

1,786

86.4822 USD

Sale

1,913

86.6162 USD

Sale

1,929

86.5894 USD

Sale

1,977

86.4751 USD

Sale

1,993

86.5889 USD

Sale

2,128

86.5769 USD

Sale

2,516

86.5651 USD

Sale

2,660

86.6206 USD

Sale

2,742

86.5879 USD

Sale

3,091

86.5690 USD

Sale

3,110

86.6126 USD

Sale

3,296

86.5397 USD

Sale

3,828

86.6574 USD

Sale

4,085

86.5301 USD

Sale

6,100

86.6144 USD

Sale

7,026

86.8099 USD

Sale

7,200

86.5818 USD

Sale

8,600

86.6166 USD

Sale

9,000

86.8800 USD

Sale

9,200

86.6538 USD

Sale

9,323

86.5991 USD

Sale

10,800

86.5475 USD

Sale

18,066

86.6287 USD

Sale

18,927

86.6422 USD

Sale

19,050

86.6642 USD

Sale

24,800

86.6081 USD

Sale

25,498

86.5927 USD

Sale

30,500

86.5891 USD

Sale

39,251

86.6530 USD

Sale

56,808

86.5600 USD

Sale

63,564

86.7436 USD

Sale

120,950

86.6042 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option

 

purchasing,

of

price

 

date

money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

50 USD

American

21 Jan 2022

36.8700 USD

Call Option

Purchasing

100

55 USD

American

21 Jan 2022

31.7400 USD

Call Option

Purchasing

200

88 USD

American

13 Dec 2019

0.1400 USD

Call Option

Purchasing

1,300

89 USD

American

13 Dec 2019

0.0300 USD

Call Option

Purchasing

100

90 USD

American

13 Dec 2019

0.0100 USD

Call Option

Purchasing

200

93 USD

American

21 Feb 2020

1.1450 USD

Call Option

Selling

200

40 USD

American

21 Jan 2022

46.8500 USD

Call Option

Selling

1,300

65 USD

American

17 Jan 2020

21.7815 USD

Call Option

Selling

5,500

90 USD

American

10 Jan 2020

0.7300 USD

Call Option

Selling

4,700

93 USD

American

21 Feb 2020

1.2642 USD

Call Option

Selling

200

100 USD

American

3 Jan 2020

0.0500 USD

Call Option

Selling

100

100 USD

American

17 Jan 2020

0.0500 USD

Put Option

Purchasing

100

81 USD

American

20 Dec 2019

0.0900 USD

Put Option

Purchasing

120,000

85 USD

American

21 Feb 2020

3.3700 USD

Put Option

Selling

100

38 USD

American

21 Jan 2022

1.3500 USD

Put Option

Selling

5,000

80 USD

American

21 Feb 2020

1.7400 USD

Put Option

Selling

300

83 USD

American

17 Jan 2020

1.3600 USD

Put Option

Selling

20,000

85 USD

American

21 Feb 2020

3.3700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 11 Dec 2019
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

 

 

relates

 

 

 

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Call Options

Purchased

6,100

91.0000

American

Dec 20, 2019

Call Options

Purchased

400

70.0000

American

Dec 20, 2019

Put Options

Written

362,700

65.0000

American

Jan 17, 2020

Put Options

Written

2,900

75.0000

American

Jun 19, 2020

Call Options

Purchased

200

87.5000

American

May 15, 2020

Put Options

Written

2,900

37.5000

American

Jan 21, 2022

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Put Options

Written

5,600

77.5000

American

Jan 17, 2020

Call Options

Purchased

7,800

80.0000

American

Dec 20, 2019

Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020

Call Options

Purchased

3,000

87.0000

American

Dec 13, 2019

Put Options

Written

8,300

87.5000

American

Feb 21, 2020

Put Options

Written

6,700

75.0000

American

Feb 21, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Put Options

Written

200

70.0000

American

May 15, 2020

Call Options

Purchased

100

82.5000

American

Dec 13, 2019

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

600

75.0000

American

May 15, 2020

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Call Options

Purchased

200

91.0000

American

Dec 27, 2019

Call Options

Written

-500

75.0000

American

Dec 20, 2019

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-200

100.0000

American

Jan 3, 2020

Put Options

Purchased

-2,100

85.5000

American

Dec 13, 2019

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

87.5000

American

Dec 20, 2019

Put Options

Purchased

-2,400

83.0000

American

Jan 3, 2020

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options

Written

-8,800

97.5000

American

Jan 17, 2020

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

May 15, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options

Written

4,100

83.5000

American

Dec 13, 2019

Call Options

Purchased

1,000

72.5000

American

May 15, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

3,700

85.0000

American

Feb 21, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Put Options

Written

1,400

82.5000

American

Sep 18, 2020

Call Options

Purchased

1,300

92.5000

American

May 15, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

2,600

88.0000

American

Dec 13, 2019

Call Options

Purchased

800

88.0000

American

Dec 20, 2019

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

100

82.0000

American

Dec 13, 2019

Call Options

Purchased

287,500

80.0000

American

Jan 17, 2020

Put Options

Written

49,000

95.0000

American

Jan 17, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Call Options

Purchased

1,200

72.5000

American

Jun 19, 2020

Call Options

Purchased

600

87.0000

American

Dec 20, 2019

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

3,500

95.0000

American

Sep 18, 2020

Call Options

Purchased

5,700

95.0000

American

May 15, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Put Options

Purchased

-4,400

78.0000

American

Dec 13, 2019

Call Options

Written

-600

89.0000

American

Dec 27, 2019

Call Options

Written

-5,200

90.0000

American

Jan 10, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Put Options

Purchased

-800

72.5000

American

Dec 20, 2019

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Put Options

Purchased

-5,100

77.5000

American

Dec 13, 2019

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-12,200

55.0000

American

Jan 17, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Call Options

Written

-1,000

60.0000

American

Dec 20, 2019

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-2,000

77.5000

American

Dec 20, 2019

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Put Options

Written

16,500

62.5000

American

Jan 17, 2020

Call Options

Purchased

1,000

95.0000

American

Dec 20, 2019

Call Options

Purchased

17,800

72.5000

American

Jan 17, 2020

Put Options

Written

1,500

60.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

200

97.5000

American

May 15, 2020

Call Options

Purchased

500

62.5000

American

May 15, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

100

78.0000

American

Dec 13, 2019

Call Options

Purchased

5,700

85.0000

American

Dec 20, 2019

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

2,500

92.5000

American

Dec 20, 2019

Put Options

Written

400

81.5000

American

Dec 20, 2019

Put Options

Purchased

-100

77.0000

American

Dec 13, 2019

Call Options

Written

-400

92.0000

American

Dec 20, 2019

Call Options

Written

-3,900

85.0000

American

Jun 19, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-500

110.0000

American

Feb 21, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options

Purchased

-500

75.0000

American

May 15, 2020

Call Options

Written

-100

87.5000

American

Jan 3, 2020

Put Options

Purchased

-1,100

82.5000

American

Dec 20, 2019

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-23,400

60.0000

American

Jan 17, 2020

Put Options

Purchased

-1,800

90.0000

American

Dec 20, 2019

Put Options

Purchased

-100

86.5000

American

Dec 13, 2019

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-4,200

85.0000

American

May 15, 2020

Put Options

Purchased

-7,100

85.0000

American

Jan 17, 2020

Call Options

Written

-12,800

95.0000

American

Jan 17, 2020

Put Options

Purchased

-4,600

40.0000

American

Jan 21, 2022

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-3,400

72.5000

American

Feb 21, 2020

Put Options

Purchased

-100

89.0000

American

Dec 27, 2019

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-500

84.0000

American

Dec 20, 2019

Call Options

Written

-200

40.0000

American

Jan 21, 2022

Call Options

Written

-900

95.0000

American

Feb 21, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-700

81.0000

American

Dec 20, 2019

Put Options

Purchased

-1,900

97.5000

American

Feb 21, 2020

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Call Options

Purchased

700

87.5000

American

Feb 21, 2020

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Put Options

Written

100

77.5000

American

Jan 15, 2021

Call Options

Purchased

7,700

80.0000

American

May 15, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Call Options

Purchased

600

88.0000

American

Dec 27, 2019

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

200

88.5000

American

Jan 3, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

600

80.0000

American

Jun 19, 2020

Put Options

Written

175,000

80.0000

American

Jan 15, 2021

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Put Options

Written

155,900

65.0000

American

Jun 19, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

200

87.5000

American

Jun 19, 2020

Call Options

Purchased

4,700

90.0000

American

Sep 18, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Purchased

1,200

65.0000

American

Sep 18, 2020

Call Options

Written

-50,800

92.5000

American

Jan 15, 2021

Put Options

Purchased

-200

85.5000

American

Dec 20, 2019

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-500

90.0000

American

Feb 21, 2020

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-79,900

70.0000

American

Jan 15, 2021

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-8,200

100.0000

American

Jan 15, 2021

Call Options

Written

-3,400

92.5000

American

Feb 21, 2020

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Call Options

Purchased

18,100

70.0000

American

Jan 17, 2020

Call Options

Purchased

5,100

87.5000

American

Sep 18, 2020

Call Options

Purchased

200

65.0000

American

May 15, 2020

Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020

Put Options

Written

3,400

67.5000

American

Jan 17, 2020

Put Options

Written

200

85.0000

American

Jan 24, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Put Options

Written

100

67.5000

American

May 15, 2020

Put Options

Written

900

70.0000

American

Feb 21, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

100

65.0000

American

May 15, 2020

Call Options

Purchased

11,000

90.0000

American

May 15, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options

Written

1,000

67.5000

American

Dec 20, 2019

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

200

82.5000

American

Feb 21, 2020

Call Options

Purchased

23,600

90.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

91.0000

American

Dec 13, 2019

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Purchased

200

95.0000

American

Dec 27, 2019

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Call Options

Purchased

5,300

86.0000

American

Dec 20, 2019

Call Options

Purchased

200

86.5000

American

Dec 13, 2019

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Feb 21, 2020

Put Options

Purchased

-4,100

84.0000

American

Dec 13, 2019

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

92.5000

American

Dec 20, 2019

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-500

86.5000

American

Dec 20, 2019

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-70,500

67.5000

American

Jan 15, 2021

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-400

130.0000

American

Jan 17, 2020

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Call Options

Written

-100

37.5000

American

Jan 21, 2022

Put Options

Purchased

-1,500

82.5000

American

May 15, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-4,500

75.0000

American

Jan 17, 2020

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Call Options

Purchased

100

70.0000

American

May 15, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

100

82.5000

American

May 15, 2020

Put Options

Written

8,600

80.0000

American

Jan 17, 2020

Put Options

Written

500

62.5000

American

May 15, 2020

Put Options

Written

400

50.0000

American

Feb 21, 2020

Put Options

Written

100

57.5000

American

Sep 18, 2020

Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Call Options

Purchased

22,800

80.0000

American

Feb 21, 2020

Put Options

Written

100

65.0000

American

Dec 20, 2019

Call Options

Purchased

1,400

90.0000

American

Jan 3, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Call Options

Purchased

300

97.5000

American

Feb 21, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

100

84.0000

American

Dec 27, 2019

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Call Options

Purchased

1,300

90.0000

American

Dec 13, 2019

Put Options

Written

29,500

70.0000

American

Jun 19, 2020

Put Options

Written

15,600

75.0000

American

Dec 20, 2019

Put Options

Written

600

87.5000

American

May 15, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-2,000

87.5000

American

Jan 17, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-100

75.0000

American

Dec 13, 2019

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-600

83.0000

American

Dec 20, 2019

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-3,500

83.0000

American

Dec 27, 2019

Call Options

Written

-53,000

82.5000

American

Jan 17, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-6,900

70.0000

American

Jan 17, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-1,200

86.0000

American

Dec 13, 2019

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Call Options

Purchased

1,500

89.0000

American

Dec 13, 2019

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Put Options

Written

400

82.0000

American

Dec 20, 2019

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

3,500

100.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

100

55.0000

American

Jan 21, 2022

Put Options

Written

100

65.0000

American

Sep 18, 2020

Call Options

Purchased

21,700

90.0000

American

Dec 20, 2019

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

700

86.0000

American

Dec 13, 2019

Put Options

Written

21,300

85.0000

American

Feb 21, 2020

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Call Options

Purchased

5,000

80.0000

American

Jun 19, 2020

Call Options

Purchased

400

89.0000

American

Dec 20, 2019

Call Options

Purchased

1,700

87.5000

American

Dec 20, 2019

Put Options

Written

300

65.0000

American

Jan 15, 2021

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

2,900

82.5000

American

Dec 20, 2019

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

200

72.5000

American

Dec 20, 2019

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Call Options

Purchased

2,100

105.0000

American

May 15, 2020

Call Options

Written

-11,100

87.5000

American

Jan 17, 2020

Call Options

Written

-1,800

77.5000

American

Dec 20, 2019

Call Options

Written

-100

91.5000

American

Dec 27, 2019

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-200

84.5000

American

Dec 20, 2019

Put Options

Purchased

-900

87.0000

American

Dec 13, 2019

Call Options

Written

-9,500

85.0000

American

Jan 17, 2020

Put Options

Purchased

-2,500

85.0000

American

Dec 20, 2019

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Call Options

Written

-700

65.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Put Options

Purchased

-3,100

81.5000

American

Jan 3, 2020

Call Options

Written

-6,500

100.0000

American

Jun 19, 2020

Call Options

Written

-67,400

100.0000

American

Jan 17, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Written

16,600

80.0000

American

Feb 21, 2020

Call Options

Purchased

6,000

75.0000

American

Jan 17, 2020

Put Options

Written

3,900

72.5000

American

Jan 17, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Put Options

Written

2,400

80.0000

American

Dec 20, 2019

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

600

72.5000

American

May 15, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Call Options

Purchased

900

90.0000

American

Dec 27, 2019

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Call Options

Purchased

9,600

77.5000

American

Jan 17, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

1,500

100.0000

American

May 15, 2020

Put Options

Written

1,300

70.0000

American

Dec 20, 2019

Put Options

Written

16,900

65.0000

American

Feb 21, 2020

Call Options

Written

-500

100.0000

American

Dec 20, 2019

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Put Options

Purchased

-9,700

100.0000

American

Jan 17, 2020

Put Options

Purchased

-100

88.0000

American

Dec 20, 2019

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Call Options

Written

-1,700

80.0000

American

Jan 15, 2021

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-4,600

82.5000

American

Jan 17, 2020

Put Options

Purchased

-12,900

86.5000

American

Jan 10, 2020

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-5,900

95.0000

American

Jan 15, 2021

Call Options

Written

-6,200

90.0000

American

Jan 17, 2020

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-4,800

100.0000

American

Sep 18, 2020

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Call Options

Written

-1,200

140.0000

American

Jan 15, 2021

Call Options

Written

-6,200

92.5000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 685445
Time of Receipt (offset from UTC): 20191211T125331+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC