FORM 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

05 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,432,709

0.16%

5,037,059

0.34%

 

(2)

Derivatives (other than options):

5,000,929

0.34%

474,700

0.03%

 

(3)

Options and agreements to
purchase/sell:

2,526,500

0.17%

909,600

0.06%

 
TOTAL:

9,960,138

0.67%

6,421,359

0.43%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

4

86.7700 USD

Purchase

12

86.7300 USD

Purchase

15

86.8600 USD

Purchase

45

86.7150 USD

Purchase

61

86.8350 USD

Purchase

100

86.6000 USD

Purchase

100

86.7400 USD

Purchase

100

86.8900 USD

Purchase

100

86.9900 USD

Purchase

110

86.9745 USD

Purchase

114

86.7600 USD

Purchase

162

86.8033 USD

Purchase

188

86.8388 USD

Purchase

200

86.9150 USD

Purchase

200

86.7500 USD

Purchase

200

86.6350 USD

Purchase

200

86.9700 USD

Purchase

256

86.6103 USD

Purchase

295

86.6894 USD

Purchase

300

86.8700 USD

Purchase

300

86.7466 USD

Purchase

322

87.1500 USD

Purchase

326

86.6307 USD

Purchase

400

86.6450 USD

Purchase

400

86.9562 USD

Purchase

448

86.8027 USD

Purchase

500

86.6380 USD

Purchase

520

86.6530 USD

Purchase

556

86.7932 USD

Purchase

700

86.6771 USD

Purchase

700

87.0100 USD

Purchase

712

86.8866 USD

Purchase

741

86.7458 USD

Purchase

800

86.8837 USD

Purchase

900

86.8566 USD

Purchase

1,000

86.7850 USD

Purchase

1,400

86.7207 USD

Purchase

1,607

86.6801 USD

Purchase

1,732

86.7115 USD

Purchase

1,800

86.7350 USD

Purchase

1,827

86.7131 USD

Purchase

2,263

86.6548 USD

Purchase

2,380

86.7313 USD

Purchase

2,410

86.9455 USD

Purchase

2,499

86.8827 USD

Purchase

3,412

86.6789 USD

Purchase

4,129

86.7398 USD

Purchase

4,200

86.7058 USD

Purchase

4,236

86.6563 USD

Purchase

4,377

86.9227 USD

Purchase

5,922

86.6823 USD

Purchase

7,983

86.7280 USD

Purchase

8,123

86.6909 USD

Purchase

9,537

86.6883 USD

Purchase

11,010

86.7200 USD

Purchase

18,200

86.7753 USD

Purchase

21,650

86.7667 USD

Purchase

22,966

86.7166 USD

Purchase

23,350

86.7628 USD

Purchase

25,390

86.6636 USD

Purchase

25,600

86.7630 USD

Purchase

27,997

86.6634 USD

Purchase

33,699

86.7067 USD

Purchase

90,260

86.7492 USD

Purchase

98,581

86.7314 USD

Sale

4

86.7700 USD

Sale

6

86.6000 USD

Sale

9

86.4600 USD

Sale

15

87.1300 USD

Sale

100

86.7450 USD

Sale

100

86.6800 USD

Sale

100

86.6100 USD

Sale

150

87.1500 USD

Sale

182

86.6059 USD

Sale

194

86.6154 USD

Sale

200

86.8200 USD

Sale

200

87.1100 USD

Sale

200

86.7250 USD

Sale

200

86.7350 USD

Sale

200

86.6850 USD

Sale

200

86.6575 USD

Sale

220

86.6350 USD

Sale

278

86.8198 USD

Sale

300

86.7666 USD

Sale

300

86.6666 USD

Sale

300

86.6633 USD

Sale

315

86.7155 USD

Sale

364

86.7341 USD

Sale

400

86.5550 USD

Sale

400

86.7500 USD

Sale

400

86.7400 USD

Sale

420

86.6502 USD

Sale

425

86.6217 USD

Sale

451

86.6005 USD

Sale

500

86.7140 USD

Sale

500

86.7020 USD

Sale

512

86.7300 USD

Sale

514

86.7600 USD

Sale

688

86.7481 USD

Sale

700

86.8314 USD

Sale

849

86.5962 USD

Sale

900

86.7322 USD

Sale

900

86.7444 USD

Sale

1,000

86.7380 USD

Sale

1,122

86.6282 USD

Sale

1,131

86.7701 USD

Sale

1,300

86.7315 USD

Sale

2,439

86.8343 USD

Sale

2,500

86.7156 USD

Sale

3,891

86.7584 USD

Sale

4,300

86.7572 USD

Sale

4,820

86.9455 USD

Sale

10,032

86.8892 USD

Sale

11,172

86.7200 USD

Sale

12,600

86.7646 USD

Sale

13,900

86.7580 USD

Sale

13,995

86.8584 USD

Sale

15,757

86.6869 USD

Sale

18,100

86.7695 USD

Sale

21,650

86.7667 USD

Sale

46,787

86.7063 USD

Sale

48,583

86.7340 USD

Sale

51,798

86.7284 USD

Sale

78,291

86.7411 USD

Sale

102,768

86.6809 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction

Number of relevant securities

Price per

 

unit

SWAP Long

2,384

86.6553 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

300

87 USD

American

13 Dec 2019

0.9100 USD

Call Option Purchasing

200

88 USD

American

6 Dec 2019

0.1300 USD

Call Option Purchasing

100

88 USD

American

20 Dec 2019

1.0300 USD

Call Option Purchasing

600

88 USD

American

21 Feb 2020

3.1600 USD

Call Option Purchasing

700

100 USD

American

19 Jun 2020

1.5000 USD

Call Option Selling

1,000

83 USD

American

6 Dec 2019

3.9000 USD

Call Option Selling

300

86 USD

American

13 Dec 2019

1.4900 USD

Call Option Selling

300

89 USD

American

6 Dec 2019

0.0300 USD

Call Option Selling

100

90 USD

American

20 Dec 2019

0.3100 USD

Call Option Selling

600

93 USD

American

21 Feb 2020

1.3566 USD

Put Option Purchasing

600

80 USD

American

17 Jan 2020

0.9100 USD

Put Option Purchasing

3,500

83 USD

American

27 Dec 2019

0.6100 USD

Put Option Purchasing

300

85 USD

American

6 Dec 2019

0.0600 USD

Put Option Purchasing

100

85 USD

American

13 Dec 2019

0.4600 USD

Put Option Purchasing

1,300

87 USD

American

6 Dec 2019

0.5400 USD

Put Option Purchasing

100

87 USD

American

13 Dec 2019

1.1800 USD

Put Option Selling

100

38 USD

American

15 Jan 2021

0.4300 USD

Put Option Selling

1,000

58 USD

American

21 Feb 2020

0.1000 USD

Put Option Selling

500

75 USD

American

21 Feb 2020

1.0100 USD

Put Option Selling

400

78 USD

American

17 Jan 2020

0.6000 USD

Put Option Selling

200

85 USD

American

24 Jan 2020

2.7300 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

6 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Put Options Written

101,800

60.0000

American

Jun 19, 2020

Call Options Purchased

3,000

87.0000

American

Dec 13, 2019

Call Options Purchased

400

70.0000

American

Dec 20, 2019

Put Options Written

200

70.0000

American

May 15, 2020

Call Options Purchased

4,000

72.5000

American

Feb 21, 2020

Call Options Purchased

1,000

72.5000

American

Jan 15, 2021

Put Options Written

362,700

65.0000

American

Jan 17, 2020

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Call Options Purchased

7,800

80.0000

American

Dec 20, 2019

Put Options Written

2,900

75.0000

American

Jun 19, 2020

Call Options Purchased

100

82.5000

American

Dec 13, 2019

Put Options Written

5,600

77.5000

American

Jan 17, 2020

Call Options Purchased

700

87.5000

American

May 15, 2020

Put Options Written

100

71.0000

American

Dec 6, 2019

Put Options Written

2,800

37.5000

American

Jan 21, 2022

Call Options Purchased

6,100

91.0000

American

Dec 20, 2019

Put Options Written

4,100

75.0000

American

Feb 21, 2020

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Call Options Purchased

100

50.0000

American

Jan 21, 2022

Put Options Written

8,300

87.5000

American

Feb 21, 2020

Call Options Purchased

600

75.0000

American

May 15, 2020

Call Options Purchased

200

91.0000

American

Dec 27, 2019

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Put Options Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options Purchased

-100

85.0000

American

May 15, 2020

Put Options Purchased

-300

86.0000

American

Dec 6, 2019

Call Options Written

-900

135.0000

American

Jan 15, 2021

Call Options Written

-1,700

130.0000

American

Jan 15, 2021

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options Purchased

-100

50.0000

American

Jan 21, 2022

Put Options Purchased

-1,900

87.0000

American

Dec 6, 2019

Call Options Written

-4,500

115.0000

American

Jan 21, 2022

Put Options Purchased

-1,400

85.5000

American

Dec 13, 2019

Put Options Purchased

-2,000

82.5000

American

Feb 21, 2020

Call Options Written

-2,300

120.0000

American

Jan 15, 2021

Call Options Written

-200

105.0000

American

Feb 21, 2020

Put Options Purchased

-900

87.5000

American

Dec 20, 2019

Put Options Purchased

-3,900

57.5000

American

Jan 17, 2020

Call Options Written

-8,300

70.0000

American

Feb 21, 2020

Put Options Purchased

-100

95.0000

American

May 15, 2020

Call Options Written

-17,700

90.0000

American

Jun 19, 2020

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Call Options Written

-8,800

97.5000

American

Jan 17, 2020

Put Options Purchased

-1,200

86.5000

American

Dec 6, 2019

Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options Written

1,400

82.5000

American

Sep 18, 2020

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Call Options Purchased

5,700

95.0000

American

May 15, 2020

Call Options Purchased

200

91.0000

American

Dec 6, 2019

Call Options Purchased

287,500

80.0000

American

Jan 17, 2020

Put Options Written

49,000

95.0000

American

Jan 17, 2020

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options Purchased

200

86.5000

American

Dec 6, 2019

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Call Options Purchased

600

87.0000

American

Dec 20, 2019

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Call Options Purchased

100

82.0000

American

Dec 6, 2019

Call Options Purchased

2,300

88.0000

American

Dec 13, 2019

Put Options Written

302,100

60.0000

American

Jan 15, 2021

Put Options Written

15,400

42.5000

American

Feb 21, 2020

Put Options Written

3,500

47.5000

American

Jan 17, 2020

Call Options Purchased

1,300

92.5000

American

May 15, 2020

Call Options Purchased

1,200

72.5000

American

Jun 19, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options Purchased

1,000

72.5000

American

May 15, 2020

Call Options Purchased

800

88.0000

American

Dec 20, 2019

Put Options Written

600

62.5000

American

Sep 18, 2020

Call Options Purchased

3,700

85.0000

American

Feb 21, 2020

Put Options Written

4,200

45.0000

American

Jan 17, 2020

Put Options Written

4,100

83.5000

American

Dec 13, 2019

Call Options Purchased

1,100

92.5000

American

Feb 21, 2020

Call Options Purchased

800

67.5000

American

Feb 21, 2020

Put Options Written

3,900

50.0000

American

Jan 17, 2020

Call Options Purchased

100

82.0000

American

Dec 13, 2019

Put Options Purchased

-5,100

77.5000

American

Dec 13, 2019

Put Options Purchased

-400

95.0000

American

Sep 18, 2020

Call Options Written

-10,000

110.0000

American

Jan 17, 2020

Put Options Purchased

-2,400

55.0000

American

Jan 15, 2021

Put Options Purchased

-200

81.0000

American

Dec 6, 2019

Call Options Written

-600

89.0000

American

Dec 27, 2019

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Put Options Purchased

-12,200

55.0000

American

Jan 17, 2020

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Put Options Purchased

-800

72.5000

American

Dec 20, 2019

Call Options Written

-11,600

130.0000

American

Jan 17, 2020

Put Options Purchased

-1,500

75.0000

American

Sep 18, 2020

Put Options Purchased

-4,400

78.0000

American

Dec 13, 2019

Put Options Purchased

-2,900

79.0000

American

Dec 6, 2019

Call Options Written

-1,000

60.0000

American

Dec 20, 2019

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options Purchased

-2,000

77.5000

American

Dec 20, 2019

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-1,000

80.5000

American

Dec 6, 2019

Put Options Written

1,500

60.0000

American

Dec 20, 2019

Call Options Purchased

17,800

72.5000

American

Jan 17, 2020

Call Options Purchased

5,200

85.0000

American

Dec 20, 2019

Call Options Purchased

100

78.0000

American

Dec 13, 2019

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options Purchased

1,000

95.0000

American

Dec 20, 2019

Call Options Purchased

500

70.0000

American

Jun 19, 2020

Call Options Purchased

100

77.5000

American

Jun 19, 2020

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Put Options Written

1,800

57.5000

American

Feb 21, 2020

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options Purchased

100

97.5000

American

May 15, 2020

Put Options Written

400

81.5000

American

Dec 20, 2019

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Call Options Purchased

500

88.0000

American

Dec 6, 2019

Call Options Purchased

500

62.5000

American

May 15, 2020

Put Options Written

16,500

62.5000

American

Jan 17, 2020

Call Options Purchased

2,500

92.5000

American

Dec 20, 2019

Call Options Written

-400

110.0000

American

Jun 19, 2020

Put Options Purchased

-4,600

40.0000

American

Jan 21, 2022

Call Options Written

-100

67.5000

American

Sep 18, 2020

Put Options Purchased

-1,800

90.0000

American

Dec 20, 2019

Call Options Written

-3,000

75.0000

American

Jan 15, 2021

Call Options Written

-900

95.0000

American

Feb 21, 2020

Call Options Written

-100

100.0000

American

Jan 21, 2022

Call Options Written

-500

110.0000

American

Feb 21, 2020

Put Options Purchased

-700

80.0000

American

May 15, 2020

Put Options Purchased

-23,400

60.0000

American

Jan 17, 2020

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Put Options Purchased

-600

81.0000

American

Dec 20, 2019

Put Options Purchased

-1,000

82.5000

American

Dec 20, 2019

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options Written

-3,900

85.0000

American

Jun 19, 2020

Put Options Purchased

-3,400

72.5000

American

Feb 21, 2020

Put Options Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options Written

-12,800

95.0000

American

Jan 17, 2020

Call Options Written

-300

87.0000

American

Dec 6, 2019

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Put Options Purchased

-7,100

85.0000

American

Jan 17, 2020

Put Options Purchased

-100

89.0000

American

Dec 27, 2019

Call Options Written

-800

125.0000

American

Jan 17, 2020

Put Options Purchased

-500

75.0000

American

May 15, 2020

Call Options Written

-1,000

83.0000

American

Dec 6, 2019

Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options Written

-400

92.0000

American

Dec 20, 2019

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Call Options Written

-100

87.5000

American

Jan 3, 2020

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options Written

-1,200

85.0000

American

Sep 18, 2020

Put Options Purchased

-100

86.5000

American

Dec 13, 2019

Call Options Written

-500

95.0000

American

Sep 18, 2020

Put Options Purchased

-500

84.0000

American

Dec 20, 2019

Put Options Purchased

-100

77.0000

American

Dec 13, 2019

Call Options Written

-4,200

85.0000

American

May 15, 2020

Call Options Purchased

1,200

65.0000

American

Sep 18, 2020

Put Options Written

600

80.0000

American

Jun 19, 2020

Put Options Written

175,000

80.0000

American

Jan 15, 2021

Call Options Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options Purchased

600

88.0000

American

Dec 27, 2019

Call Options Purchased

700

87.5000

American

Feb 21, 2020

Call Options Purchased

600

65.0000

American

Jan 17, 2020

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

300

92.0000

American

Dec 6, 2019

Put Options Written

100

77.5000

American

Jan 15, 2021

Put Options Written

37,300

57.5000

American

Jun 19, 2020

Put Options Written

200

37.5000

American

Jan 15, 2021

Call Options Purchased

200

88.5000

American

Jan 3, 2020

Put Options Written

155,900

65.0000

American

Jun 19, 2020

Call Options Purchased

4,000

90.0000

American

Sep 18, 2020

Put Options Written

400

32.5000

American

Sep 18, 2020

Call Options Purchased

7,700

80.0000

American

May 15, 2020

Put Options Written

1,000

42.5000

American

Jan 21, 2022

Put Options Written

4,000

62.5000

American

Feb 21, 2020

Call Options Purchased

1,300

67.5000

American

Jan 15, 2021

Put Options Written

400

90.0000

American

Jun 19, 2020

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Call Options Purchased

1,900

82.5000

American

Feb 21, 2020

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Call Options Purchased

200

87.5000

American

Jun 19, 2020

Call Options Written

-4,600

115.0000

American

Jan 17, 2020

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Written

-200

70.0000

American

Jan 21, 2022

Put Options Purchased

-500

90.0000

American

Feb 21, 2020

Put Options Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Call Options Written

-50,800

92.5000

American

Jan 15, 2021

Call Options Written

-1,200

77.5000

American

Feb 21, 2020

Call Options Written

-79,900

70.0000

American

Jan 15, 2021

Put Options Purchased

-1,200

72.5000

American

Sep 18, 2020

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options Written

-5,200

85.0000

American

Jan 15, 2021

Put Options Purchased

-100

80.0000

American

Dec 6, 2019

Call Options Written

-400

67.5000

American

Jun 19, 2020

Put Options Purchased

-100

100.0000

American

Jan 21, 2022

Put Options Purchased

-2,100

70.0000

American

Jan 15, 2021

Call Options Written

-8,200

100.0000

American

Jan 15, 2021

Call Options Written

-300

110.0000

American

Sep 18, 2020

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options Written

-6,800

105.0000

American

Jan 17, 2020

Put Options Written

1,000

67.5000

American

Dec 20, 2019

Call Options Purchased

11,000

90.0000

American

May 15, 2020

Put Options Written

2,900

67.5000

American

Jan 17, 2020

Put Options Written

300

77.5000

American

Sep 18, 2020

Call Options Purchased

1,000

91.0000

American

Dec 13, 2019

Call Options Purchased

200

65.0000

American

May 15, 2020

Put Options Written

100

86.0000

American

Dec 27, 2019

Put Options Written

900

70.0000

American

Feb 21, 2020

Call Options Purchased

500

82.5000

American

Sep 18, 2020

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Call Options Purchased

200

95.0000

American

Dec 27, 2019

Call Options Purchased

5,300

86.0000

American

Dec 20, 2019

Put Options Written

1,900

55.0000

American

Feb 21, 2020

Call Options Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options Purchased

200

110.0000

American

Jan 21, 2022

Put Options Written

100

65.0000

American

May 15, 2020

Call Options Purchased

5,100

87.5000

American

Sep 18, 2020

Call Options Purchased

600

77.5000

American

Sep 18, 2020

Call Options Purchased

200

86.5000

American

Dec 13, 2019

Put Options Written

200

85.0000

American

Jan 24, 2020

Call Options Purchased

23,600

90.0000

American

Feb 21, 2020

Call Options Purchased

18,100

70.0000

American

Jan 17, 2020

Call Options Purchased

11,500

75.0000

American

Sep 18, 2020

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options Purchased

1,200

85.0000

American

Dec 6, 2019

Put Options Purchased

-2,400

89.0000

American

Dec 6, 2019

Put Options Purchased

-2,600

72.5000

American

Jun 19, 2020

Call Options Written

-100

37.5000

American

Jan 21, 2022

Put Options Purchased

-500

86.5000

American

Dec 20, 2019

Put Options Purchased

-4,100

84.0000

American

Dec 13, 2019

Put Options Purchased

-700

80.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

92.5000

American

Dec 20, 2019

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Put Options Purchased

-70,500

67.5000

American

Jan 15, 2021

Call Options Written

-2,500

115.0000

American

Feb 21, 2020

Put Options Purchased

-4,800

55.0000

American

May 15, 2020

Put Options Purchased

-300

60.0000

American

Feb 21, 2020

Put Options Purchased

-400

100.0000

American

Jan 15, 2021

Put Options Purchased

-700

95.0000

American

Jan 15, 2021

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Put Options Purchased

-1,500

82.5000

American

May 15, 2020

Call Options Written

-3,300

145.0000

American

Jan 17, 2020

Put Options Purchased

-4,800

75.0000

American

Jan 17, 2020

Put Options Purchased

-300

97.5000

American

Jan 17, 2020

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Call Options Written

-200

86.0000

American

Dec 6, 2019

Call Options Written

-2,200

130.0000

American

Jun 19, 2020

Put Options Purchased

-200

81.5000

American

Dec 6, 2019

Put Options Purchased

-400

130.0000

American

Jan 17, 2020

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Call Options Written

-100,300

120.0000

American

Jan 17, 2020

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Put Options Purchased

-4,900

35.0000

American

Jan 15, 2021

Put Options Written

500

62.5000

American

May 15, 2020

Put Options Written

8,600

80.0000

American

Jan 17, 2020

Put Options Written

600

87.5000

American

May 15, 2020

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Put Options Written

1,700

83.5000

American

Dec 6, 2019

Put Options Written

100

65.0000

American

Dec 20, 2019

Put Options Written

29,500

70.0000

American

Jun 19, 2020

Call Options Purchased

100

82.5000

American

May 15, 2020

Put Options Written

100

57.5000

American

Sep 18, 2020

Put Options Written

400

85.0000

American

Dec 6, 2019

Call Options Purchased

3,400

89.0000

American

Dec 6, 2019

Put Options Written

300

35.0000

American

Sep 18, 2020

Put Options Written

15,600

75.0000

American

Dec 20, 2019

Call Options Purchased

22,800

80.0000

American

Feb 21, 2020

Put Options Written

1,400

55.0000

American

Jun 19, 2020

Call Options Purchased

100

70.0000

American

May 15, 2020

Call Options Purchased

24,700

67.5000

American

Jan 17, 2020

Call Options Purchased

1,300

90.0000

American

Jan 3, 2020

Call Options Purchased

4,900

75.0000

American

Feb 21, 2020

Call Options Purchased

100

125.0000

American

Jan 21, 2022

Put Options Written

1,100

75.0000

American

Jan 15, 2021

Call Options Purchased

300

97.5000

American

Feb 21, 2020

Call Options Purchased

100

90.0000

American

Jan 15, 2021

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Call Options Written

-4,700

120.0000

American

Jan 21, 2022

Put Options Purchased

-100

75.0000

American

Dec 13, 2019

Put Options Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options Purchased

-300

60.0000

American

Jan 21, 2022

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Put Options Purchased

-6,900

70.0000

American

Jan 17, 2020

Call Options Written

-53,000

82.5000

American

Jan 17, 2020

Put Options Purchased

-1,100

86.0000

American

Dec 13, 2019

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Call Options Written

-100

180.0000

American

Jan 17, 2020

Put Options Purchased

-200

83.0000

American

Dec 20, 2019

Put Options Purchased

-2,000

87.5000

American

Jan 17, 2020

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Put Options Purchased

-3,500

83.0000

American

Dec 27, 2019

Call Options Written

-200

62.5000

American

Jun 19, 2020

Put Options Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options Written

900

84.0000

American

Dec 6, 2019

Put Options Written

275,000

70.0000

American

Jan 15, 2021

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Call Options Purchased

2,900

82.5000

American

Dec 20, 2019

Call Options Purchased

2,100

105.0000

American

May 15, 2020

Put Options Written

500

45.0000

American

Jan 15, 2021

Call Options Purchased

5,000

80.0000

American

Jun 19, 2020

Put Options Written

5,000

67.5000

American

Feb 21, 2020

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options Written

500

45.0000

American

Jan 21, 2022

Call Options Purchased

1,800

87.5000

American

Dec 20, 2019

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options Purchased

200

72.5000

American

Dec 20, 2019

Put Options Written

1,300

85.0000

American

Feb 21, 2020

Call Options Purchased

700

86.0000

American

Dec 13, 2019

Put Options Written

100

65.0000

American

Sep 18, 2020

Call Options Purchased

3,500

100.0000

American

Feb 21, 2020

Call Options Purchased

600

90.0000

American

Dec 6, 2019

Put Options Written

300

65.0000

American

Jan 15, 2021

Put Options Written

14,500

67.5000

American

Jun 19, 2020

Call Options Purchased

21,600

90.0000

American

Dec 20, 2019

Put Options Written

3,500

87.5000

American

Jun 19, 2020

Put Options Written

1,000

77.5000

American

Jun 19, 2020

Call Options Written

-9,500

85.0000

American

Jan 17, 2020

Call Options Written

-11,100

87.5000

American

Jan 17, 2020

Call Options Written

-100

91.5000

American

Dec 27, 2019

Call Options Written

-200

105.0000

American

Sep 18, 2020

Call Options Written

-6,500

100.0000

American

Jun 19, 2020

Put Options Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options Written

-200

80.0000

American

Dec 6, 2019

Call Options Written

-1,100

62.5000

American

Jan 17, 2020

Call Options Written

-1,800

77.5000

American

Dec 20, 2019

Put Options Purchased

-100

75.0000

American

Jan 21, 2022

Put Options Purchased

-2,000

85.0000

American

Dec 20, 2019

Call Options Written

-67,300

100.0000

American

Jan 17, 2020

Put Options Purchased

-3,100

81.5000

American

Jan 3, 2020

Call Options Written

-6,700

105.0000

American

Jan 15, 2021

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Put Options Purchased

-900

87.0000

American

Dec 13, 2019

Put Options Purchased

-200

84.5000

American

Dec 20, 2019

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options Purchased

9,600

77.5000

American

Jan 17, 2020

Put Options Written

9,400

65.0000

American

Feb 21, 2020

Put Options Written

1,300

70.0000

American

Dec 20, 2019

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options Purchased

100

85.0000

American

Jan 21, 2022

Put Options Written

100

83.0000

American

Dec 6, 2019

Call Options Purchased

1,500

100.0000

American

May 15, 2020

Put Options Written

11,600

80.0000

American

Feb 21, 2020

Call Options Purchased

6,000

75.0000

American

Jan 17, 2020

Put Options Written

400

85.0000

American

Jan 15, 2021

Call Options Purchased

7,300

77.5000

American

Jan 15, 2021

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Put Options Written

100

82.0000

American

Dec 6, 2019

Put Options Written

2,300

80.0000

American

Dec 20, 2019

Put Options Written

600

72.5000

American

May 15, 2020

Call Options Purchased

500

90.0000

American

Jan 21, 2022

Call Options Purchased

900

90.0000

American

Dec 27, 2019

Call Options Purchased

1,300

80.0000

American

Sep 18, 2020

Call Options Purchased

400

82.5000

American

Jun 19, 2020

Put Options Written

3,900

72.5000

American

Jan 17, 2020

Call Options Written

-500

100.0000

American

Dec 20, 2019

Put Options Purchased

-4,900

82.5000

American

Jan 17, 2020

Call Options Written

-5,900

95.0000

American

Jan 15, 2021

Call Options Written

-200

140.0000

American

Jan 15, 2021

Call Options Written

-500

87.5000

American

Jan 21, 2022

Call Options Written

-1,000

87.5000

American

Jan 15, 2021

Call Options Written

-6,200

92.5000

American

Jan 17, 2020

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Call Options Written

-1,700

80.0000

American

Jan 15, 2021

Put Options Purchased

-200

85.0000

American

Dec 13, 2019

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Call Options Written

-3,200

95.0000

American

Dec 6, 2019

Put Options Purchased

-9,700

100.0000

American

Jan 17, 2020

Call Options Written

-6,600

90.0000

American

Jan 17, 2020

Call Options Written

-4,800

100.0000

American

Sep 18, 2020

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 683183
Time of Receipt (offset from UTC): 20191206T114942+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC