FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

04 DEC 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,069,754

1.24%

2,185,646

0.67%

 

(2)

Derivatives (other than options):

1,977,200

0.60%

2,310,203

0.70%

 

(3)

Options and agreements to
purchase/sell:

680,400

0.21%

501,300

0.15%

 
TOTAL:

6,727,354

2.05%

4,997,149

1.52%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

9

186.0900 USD
Purchase

86

186.3700 USD
Purchase

100

186.6400 USD
Purchase

100

186.1200 USD
Purchase

100

186.7200 USD
Purchase

100

186.2800 USD
Purchase

200

186.2850 USD
Purchase

300

186.3933 USD
Purchase

300

186.5133 USD
Purchase

317

186.6111 USD
Purchase

400

186.4250 USD
Purchase

503

186.2918 USD
Purchase

518

186.4051 USD
Purchase

732

186.1339 USD
Purchase

800

186.1975 USD
Purchase

984

186.2591 USD
Purchase

995

186.2213 USD
Purchase

1,000

186.3162 USD
Purchase

1,600

186.3562 USD
Purchase

1,700

186.3264 USD
Purchase

4,446

186.2589 USD
Purchase

5,582

186.0983 USD
Purchase

7,454

186.1212 USD
Purchase

7,988

186.1266 USD
Purchase

12,679

186.4867 USD
Purchase

12,819

186.4698 USD
Purchase

15,304

186.6600 USD
Purchase

53,582

186.3397 USD
Sale

4

185.0600 USD
Sale

9

186.0900 USD
Sale

74

185.8000 USD
Sale

100

185.7300 USD
Sale

100

186.0200 USD
Sale

103

186.6097 USD
Sale

155

185.7812 USD
Sale

161

186.4151 USD
Sale

188

185.7100 USD
Sale

200

186.1950 USD
Sale

300

185.6366 USD
Sale

300

186.2733 USD
Sale

400

186.4550 USD
Sale

400

186.0187 USD
Sale

452

186.7834 USD
Sale

498

186.7536 USD
Sale

500

186.6000 USD
Sale

503

186.2918 USD
Sale

523

185.6619 USD
Sale

607

186.7790 USD
Sale

609

186.1194 USD
Sale

684

186.7715 USD
Sale

766

185.5917 USD
Sale

790

186.6986 USD
Sale

1,100

186.5359 USD
Sale

1,300

186.2515 USD
Sale

1,380

186.1936 USD
Sale

1,906

186.7623 USD
Sale

2,290

186.4424 USD
Sale

4,900

186.1558 USD
Sale

10,456

186.1940 USD
Sale

13,479

186.6600 USD
Sale

15,940

186.4433 USD
Sale

68,661

186.3137 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

200

190 USD American 20 Dec 2019 0.4500 USD
Call Option Selling

400

180 USD American 20 Mar 2020 11.5000 USD
Call Option Selling

100

185 USD American 17 Jan 2020 5.0500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

5 DEC 2019

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

4,800

155.0000

American Dec 20, 2019
Call Options Purchased

4,300

250.0000

American Jan 17, 2020
Call Options Purchased

2,500

175.0000

American Jan 15, 2021
Put Options Written

500

185.0000

American Jun 19, 2020
Call Options Purchased

200

190.0000

American Jan 21, 2022
Call Options Purchased

1,800

190.0000

American Feb 21, 2020
Put Options Written

100

120.0000

American Jan 17, 2020
Call Options Purchased

1,300

100.0000

American Jan 15, 2021
Put Options Written

900

90.0000

American Feb 21, 2020
Put Options Written

700

100.0000

American Jan 15, 2021
Put Options Written

2,200

180.0000

American Dec 20, 2019
Put Options Written

1,100

100.0000

American Feb 21, 2020
Call Options Purchased

9,100

185.0000

American Jan 15, 2021
Put Options Written

700

95.0000

American Jan 15, 2021
Put Options Written

100

135.0000

American Feb 21, 2020
Call Options Purchased

1,600

175.0000

American Dec 20, 2019
Put Options Written

200

180.0000

American Jan 15, 2021
Call Options Written

-5,500

160.0000

American Mar 20, 2020
Put Options Purchased

-50,000

160.0000

American Feb 21, 2020
Put Options Purchased

-3,000

165.0000

American Dec 20, 2019
Put Options Purchased

-500

170.0000

American Dec 20, 2019
Put Options Purchased

-700

155.0000

American Jan 17, 2020
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Put Options Purchased

-300

165.0000

American Jan 15, 2021
Call Options Written

-2,100

185.0000

American Dec 20, 2019
Put Options Purchased

-1,500

155.0000

American Feb 21, 2020
Call Options Written

-2,100

125.0000

American Jan 15, 2021
Put Options Written

11,700

160.0000

American Jun 19, 2020
Put Options Written

36,400

105.0000

American Jan 15, 2021
Call Options Purchased

1,200

190.0000

American Dec 20, 2019
Put Options Written

18,500

150.0000

American May 15, 2020
Call Options Purchased

26,600

170.0000

American Dec 20, 2019
Put Options Written

66,500

140.0000

American Mar 20, 2020
Put Options Written

500

80.0000

American Feb 21, 2020
Call Options Purchased

3,400

170.0000

American Jan 15, 2021
Call Options Written

-1,000

185.0000

American Feb 21, 2020
Call Options Written

-1,100

290.0000

American Jan 17, 2020
Put Options Purchased

-2,200

70.0000

American Jan 17, 2020
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Call Options Written

-1,900

180.0000

American Feb 21, 2020
Call Options Written

-300

150.0000

American Feb 21, 2020
Put Options Purchased

-5,300

110.0000

American Jan 17, 2020
Put Options Purchased

-10,500

125.0000

American Jan 17, 2020
Put Options Purchased

-16,800

115.0000

American Jan 15, 2021
Put Options Purchased

-200

110.0000

American Dec 20, 2019
Put Options Purchased

-100

185.0000

American Jan 21, 2022
Put Options Purchased

-100

155.0000

American Jan 15, 2021
Put Options Purchased

-2,900

90.0000

American Dec 20, 2019
Put Options Purchased

-1,700

110.0000

American Jan 15, 2021
Call Options Written

-2,200

210.0000

American Dec 20, 2019
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Put Options Written

13,500

165.0000

American Jan 17, 2020
Call Options Purchased

3,300

165.0000

American Jan 15, 2021
Put Options Written

400

125.0000

American Jan 15, 2021
Put Options Written

400

140.0000

American Dec 20, 2019
Put Options Written

1,000

85.0000

American Dec 20, 2019
Put Options Written

100

145.0000

American Jan 15, 2021
Call Options Purchased

3,000

180.0000

American Jan 17, 2020
Put Options Written

200

185.0000

American Jan 17, 2020
Put Options Written

400

65.0000

American Jan 17, 2020
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Put Options Written

2,100

185.0000

American Mar 20, 2020
Call Options Purchased

5,800

160.0000

American Jan 17, 2020
Call Options Purchased

5,100

170.0000

American Feb 21, 2020
Put Options Written

300

100.0000

American Dec 20, 2019
Put Options Written

600

185.0000

American May 15, 2020
Put Options Purchased

-66,500

160.0000

American Mar 20, 2020
Call Options Written

-200

140.0000

American Feb 21, 2020
Call Options Written

-2,800

175.0000

American Jan 17, 2020
Call Options Written

-4,500

220.0000

American Jan 17, 2020
Call Options Purchased

1,900

180.0000

American Jan 15, 2021
Put Options Written

800

135.0000

American Dec 20, 2019
Put Options Written

48,000

140.0000

American Jun 19, 2020
Call Options Purchased

4,100

170.0000

American Jan 17, 2020
Put Options Written

100

145.0000

American Dec 20, 2019
Put Options Written

6,400

95.0000

American Jun 19, 2020
Call Options Purchased

500

220.0000

American Jan 21, 2022
Call Options Purchased

100

165.0000

American Feb 21, 2020
Call Options Purchased

800

160.0000

American Jan 21, 2022
Put Options Written

400

170.0000

American Jan 15, 2021
Put Options Written

3,800

165.0000

American Jun 19, 2020
Call Options Purchased

300

145.0000

American Jan 15, 2021
Put Options Purchased

-2,300

170.0000

American Jun 19, 2020
Call Options Written

-29,800

150.0000

American Jan 17, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Call Options Written

-100

190.0000

American May 15, 2020
Put Options Purchased

-1,500

150.0000

American Jan 17, 2020
Put Options Purchased

-22,500

105.0000

American Jan 17, 2020
Call Options Written

-100

135.0000

American Jan 15, 2021
Call Options Written

-500

220.0000

American Jan 15, 2021
Call Options Written

-2,000

130.0000

American Feb 21, 2020
Call Options Written

-7,000

300.0000

American Jan 17, 2020
Put Options Purchased

-3,300

100.0000

American Jan 17, 2020
Put Options Written

50,000

140.0000

American Feb 21, 2020
Put Options Written

4,700

80.0000

American Jan 17, 2020
Put Options Written

1,800

145.0000

American Jun 19, 2020
Put Options Written

7,000

160.0000

American Jan 17, 2020
Put Options Written

2,000

115.0000

American Feb 21, 2020
Put Options Written

7,000

120.0000

American Jun 19, 2020
Put Options Written

14,800

160.0000

American Feb 21, 2020
Put Options Written

14,300

160.0000

American Mar 20, 2020
Put Options Written

30,100

140.0000

American Jan 17, 2020
Put Options Written

2,500

120.0000

American Feb 21, 2020
Call Options Purchased

1,400

180.0000

American Jan 21, 2022
Call Options Purchased

6,700

190.0000

American Jan 15, 2021
Put Options Written

3,100

115.0000

American Dec 20, 2019
Call Options Purchased

200

180.0000

American Jun 19, 2020
Call Options Purchased

400

200.0000

American Jan 15, 2021
Call Options Purchased

4,900

190.0000

American Jan 17, 2020
Put Options Written

300

140.0000

American Jan 15, 2021
Put Options Purchased

-100

185.0000

American Dec 6, 2019
Call Options Written

-100

120.0000

American Jan 15, 2021
Put Options Purchased

-12,400

150.0000

American Jan 15, 2021
Call Options Written

-200

140.0000

American Jun 19, 2020
Call Options Written

-100

240.0000

American Jan 17, 2020
Call Options Written

-1,700

225.0000

American Jan 17, 2020
Call Options Written

-4,100

155.0000

American Jan 17, 2020
Call Options Written

-1,500

270.0000

American Jan 17, 2020
Call Options Written

-200

165.0000

American Jun 19, 2020
Call Options Written

-1,200

195.0000

American Dec 20, 2019
Call Options Written

-600

205.0000

American Jan 17, 2020
Put Options Written

500

185.0000

American Feb 21, 2020
Call Options Purchased

4,300

165.0000

American Jan 17, 2020
Put Options Written

3,300

165.0000

American Mar 20, 2020
Put Options Written

33,600

150.0000

American Dec 20, 2019
Put Options Written

13,700

75.0000

American Jan 17, 2020
Put Options Written

100

165.0000

American May 15, 2020
Put Options Written

1,800

180.0000

American Jan 17, 2020
Put Options Written

500

180.0000

American May 15, 2020
Call Options Purchased

4,000

160.0000

American Jan 15, 2021
Put Options Purchased

-100

85.0000

American Jan 17, 2020
Call Options Written

-200

110.0000

American Jan 15, 2021
Put Options Purchased

-200

172.5000

American Dec 13, 2019
Put Options Purchased

-100

150.0000

American Jun 19, 2020
Put Options Purchased

-400

115.0000

American Jan 17, 2020
Call Options Written

-2,800

230.0000

American Jan 17, 2020
Call Options Written

-900

175.0000

American Jun 19, 2020
Call Options Written

-22,800

210.0000

American Jan 17, 2020
Call Options Written

-19,000

185.0000

American Jan 17, 2020
Put Options Purchased

-1,900

175.0000

American Jan 17, 2020
Call Options Written

-6,600

200.0000

American Jan 17, 2020
Put Options Purchased

-300

120.0000

American Jan 15, 2021
Call Options Written

-2,400

165.0000

American Mar 20, 2020
Put Options Purchased

-1,700

185.0000

American Jan 15, 2021
Call Options Written

-200

185.0000

American Jun 19, 2020
Put Options Purchased

-300

160.0000

American Jan 15, 2021
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Call Options Purchased

3,800

175.0000

American Feb 21, 2020
Call Options Purchased

100

150.0000

American Jan 15, 2021
Put Options Written

1,300

90.0000

American Jan 17, 2020
Put Options Written

8,400

170.0000

American Feb 21, 2020
Put Options Written

600

135.0000

American Jan 17, 2020
Put Options Written

7,100

145.0000

American Jan 17, 2020
Call Options Purchased

300

180.0000

American Dec 20, 2019
Put Options Written

200

185.0000

American Jan 10, 2020
Call Options Written

-300

180.0000

American Mar 20, 2020
Call Options Written

-100

185.0000

American Mar 20, 2020
Put Options Purchased

-106,300

130.0000

American Jan 17, 2020
Put Options Purchased

-3,600

80.0000

American Dec 20, 2019
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Put Options Purchased

-200

130.0000

American Jan 15, 2021
Call Options Written

-1,000

200.0000

American Feb 21, 2020
Call Options Written

-100

215.0000

American Jan 17, 2020
Put Options Purchased

-19,300

95.0000

American Jan 17, 2020
Put Options Written

1,200

95.0000

American Dec 20, 2019
Put Options Written

31,900

150.0000

American Feb 21, 2020
Put Options Written

43,400

170.0000

American Jan 17, 2020
Put Options Written

9,300

160.0000

American Dec 20, 2019
Call Options Purchased

4,600

145.0000

American Jan 17, 2020
Put Options Written

3,500

200.0000

American Dec 20, 2019
Call Options Purchased

11,200

195.0000

American Jan 15, 2021
Put Options Written

100

150.0000

American Mar 20, 2020
Put Options Written

25,000

150.0000

American Jan 17, 2020
Put Options Written

5,600

145.0000

American Feb 21, 2020
Put Options Purchased

-9,600

140.0000

American Mar 20, 2020
Call Options Written

-600

250.0000

American Jan 15, 2021
Put Options Purchased

-4,500

130.0000

American Feb 21, 2020
Call Options Written

-1,300

130.0000

American Jan 17, 2020
Call Options Written

-100

172.5000

American Dec 6, 2019
Call Options Written

-1,500

140.0000

American Jan 15, 2021
Call Options Written

-4,500

260.0000

American Jan 17, 2020
Call Options Written

-100

110.0000

American Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 682572
Time of Receipt (offset from UTC): 20191205T105852+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC