Form 8.3 - ABBVIE AMENDMENT

LONDON--()-- 

FORM 8.3 - Amendment to Sales

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

02 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,364,564

0.16%

4,977,177

0.34%

 

(2)

Derivatives (other than options):

4,976,895

0.34%

474,700

0.03%

 

(3)

Options and agreements to
purchase/sell:

2,491,300

0.17%

889,000

0.06%

 
TOTAL:

9,832,759

0.66%

6,340,877

0.43%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

5

87.3150 USD
Purchase

20

87.2400 USD
Purchase

38

87.1900 USD
Purchase

100

87.8550 USD
Purchase

100

87.0800 USD
Purchase

100

87.8400 USD
Purchase

100

87.4800 USD
Purchase

100

87.3900 USD
Purchase

120

87.4050 USD
Purchase

137

87.4100 USD
Purchase

137

87.6900 USD
Purchase

200

87.4250 USD
Purchase

200

87.3625 USD
Purchase

200

87.5325 USD
Purchase

206

87.0921 USD
Purchase

276

87.8865 USD
Purchase

295

87.8782 USD
Purchase

295

87.2725 USD
Purchase

298

87.4854 USD
Purchase

300

87.0766 USD
Purchase

320

87.2493 USD
Purchase

346

87.2749 USD
Purchase

400

87.2900 USD
Purchase

400

87.4400 USD
Purchase

400

87.5862 USD
Purchase

499

87.2819 USD
Purchase

500

87.1740 USD
Purchase

500

87.2470 USD
Purchase

500

87.5110 USD
Purchase

540

87.8481 USD
Purchase

543

87.3806 USD
Purchase

592

87.4864 USD
Purchase

702

87.3950 USD
Purchase

715

87.5049 USD
Purchase

800

87.4025 USD
Purchase

800

87.2962 USD
Purchase

892

87.2192 USD
Purchase

900

87.8700 USD
Purchase

900

87.3300 USD
Purchase

940

87.6975 USD
Purchase

990

87.4738 USD
Purchase

1,017

87.4688 USD
Purchase

1,103

87.1862 USD
Purchase

1,300

87.2846 USD
Purchase

1,301

87.4632 USD
Purchase

1,367

87.3297 USD
Purchase

1,460

87.8800 USD
Purchase

1,463

87.2070 USD
Purchase

1,647

87.4845 USD
Purchase

1,658

87.5204 USD
Purchase

1,660

87.4133 USD
Purchase

1,691

87.7638 USD
Purchase

1,820

87.4657 USD
Purchase

1,900

87.3047 USD
Purchase

1,988

87.2433 USD
Purchase

2,130

87.5415 USD
Purchase

2,213

87.3885 USD
Purchase

2,663

87.4106 USD
Purchase

3,190

87.3434 USD
Purchase

3,216

87.4637 USD
Purchase

4,069

87.3124 USD
Purchase

4,184

87.6612 USD
Purchase

4,643

87.4391 USD
Purchase

8,103

87.3948 USD
Purchase

9,455

87.2694 USD
Purchase

10,327

87.6259 USD
Purchase

11,719

87.6472 USD
Purchase

12,459

87.4263 USD
Purchase

12,700

87.4445 USD
Purchase

21,351

87.3461 USD
Purchase

30,910

87.0300 USD
Purchase

38,127

87.0471 USD
Purchase

38,544

87.4324 USD
Purchase

46,900

87.4866 USD
Purchase

47,000

87.4847 USD
Purchase

56,898

87.0341 USD
Purchase

68,991

87.3304 USD
Purchase

90,938

87.3963 USD
Purchase

130,552

87.1134 USD
Sale

38

87.1900 USD
Sale

100

87.2050 USD
Sale

100

87.5000 USD
Sale

100

87.7100 USD
Sale

100

87.3800 USD
Sale

100

87.5500 USD
Sale

100

87.2000 USD
Sale

103

87.5289 USD
Sale

106

87.3658 USD
Sale

137

87.6900 USD
Sale

142

87.2900 USD
Sale

200

87.2750 USD
Sale

200

87.2700 USD
Sale

200

87.5325 USD
Sale

200

87.4550 USD
Sale

200

87.4500 USD
Sale

200

87.3375 USD
Sale

206

87.3514 USD
Sale

274

87.4100 USD
Sale

298

87.4034 USD
Sale

300

87.3716 USD
Sale

300

87.2866 USD
Sale

300

87.3533 USD
Sale

300

87.1933 USD
Sale

300

87.4066 USD
Sale

300

87.4033 USD
Sale

400

87.2575 USD
Sale

500

87.5020 USD
Sale

500

87.2980 USD
Sale

510

87.2804 USD
Sale

512

87.3194 USD
Sale

582

87.3500 USD
Sale

601

87.3933 USD
Sale

634

87.2756 USD
Sale

793

87.3545 USD
Sale

900

87.5847 USD
Sale

900

87.3300 USD
Sale

965

87.5759 USD
Sale

1,008

87.3647 USD
Sale

1,034

87.3220 USD
Sale

1,060

87.3091 USD
Sale

1,096

87.1340 USD
Sale

1,100

87.5363 USD
Sale

1,115

87.1824 USD
Sale

1,200

87.4491 USD
Sale

1,460

87.8800 USD
Sale

1,691

87.7638 USD
Sale

1,800

87.3794 USD
Sale

1,803

87.2982 USD
Sale

2,186

87.4990 USD
Sale

2,205

87.4712 USD
Sale

2,220

87.2758 USD
Sale

2,500

87.5686 USD
Sale

3,000

87.3930 USD
Sale

3,697

87.2337 USD
Sale

6,152

87.2499 USD
Sale

7,200

87.2394 USD
Sale

9,773

87.2233 USD
Sale

15,616

87.2792 USD
Sale

21,724

87.3626 USD
Sale

28,350

87.4359 USD
Sale

40,900

87.4900 USD
Sale

43,889

87.4324 USD
Sale

45,469

87.3964 USD
Sale

45,600

87.4887 USD
Sale

48,441

87.1426 USD
Sale

85,003

87.0300 USD
Sale

90,938

87.3963 USD
Sale

165,438

87.2110 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

800

88 USD American 13 Dec 2019 0.9100 USD
Call Option Purchasing

100

88 USD American 3 Jan 2020 2.1000 USD
Call Option Purchasing

1,300

90 USD American 3 Jan 2020 1.1223 USD
Call Option Purchasing

300

90 USD American 17 Jan 2020 1.5400 USD
Call Option Purchasing

100

106 USD American 7 Sep 2018 0.0300 USD
Call Option Selling

200

80 USD American 6 Dec 2019 7.1000 USD
Call Option Selling

700

95 USD American 21 Feb 2020 1.0000 USD
Put Option Purchasing

100

85 USD American 20 Dec 2019 0.7600 USD
Put Option Purchasing

100

86 USD American 6 Dec 2019 0.0100 USD
Put Option Purchasing

800

87 USD American 13 Dec 2019 1.0700 USD
Put Option Purchasing

700

95 USD American 15 Jan 2021 16.2928 USD
Put Option Selling

100

68 USD American 17 Jan 2020 0.1100 USD
Put Option Selling

200

84 USD American 6 Dec 2019 0.1300 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

4 Dec 2019

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

362,700

65.0000

American Jan 17, 2020
Put Options Written

900

82.5000

American Jan 17, 2020
Call Options Purchased

400

70.0000

American Dec 20, 2019
Put Options Written

8,300

87.5000

American Feb 21, 2020
Put Options Written

5,200

77.5000

American Jan 17, 2020
Put Options Written

101,800

60.0000

American Jun 19, 2020
Call Options Purchased

200

91.0000

American Dec 27, 2019
Put Options Written

3,600

75.0000

American Feb 21, 2020
Call Options Purchased

4,000

72.5000

American Feb 21, 2020
Call Options Purchased

1,100

87.0000

American Dec 13, 2019
Call Options Purchased

200

55.0000

American Sep 18, 2020
Put Options Written

100

71.0000

American Dec 6, 2019
Put Options Written

1,000

82.5000

American Jan 15, 2021
Call Options Purchased

100

72.5000

American Sep 18, 2020
Put Options Written

1,100

85.0000

American Jun 19, 2020
Call Options Purchased

800

87.5000

American May 15, 2020
Call Options Purchased

600

75.0000

American May 15, 2020
Call Options Purchased

7,800

80.0000

American Dec 20, 2019
Put Options Written

2,900

75.0000

American Jun 19, 2020
Call Options Purchased

100

50.0000

American Jan 21, 2022
Put Options Written

2,700

37.5000

American Jan 21, 2022
Call Options Purchased

1,000

72.5000

American Jan 15, 2021
Call Options Purchased

700

50.0000

American Jan 15, 2021
Put Options Written

200

70.0000

American May 15, 2020
Call Options Purchased

6,100

91.0000

American Dec 20, 2019
Call Options Written

-1,700

130.0000

American Jan 15, 2021
Put Options Purchased

-3,900

57.5000

American Jan 17, 2020
Put Options Purchased

-100

85.0000

American May 15, 2020
Put Options Purchased

-600

105.0000

American Jan 15, 2021
Put Options Purchased

-2,000

82.5000

American Feb 21, 2020
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Put Options Purchased

-600

87.0000

American Dec 6, 2019
Put Options Purchased

-1,000

130.0000

American Jan 15, 2021
Call Options Written

-17,700

90.0000

American Jun 19, 2020
Put Options Purchased

-100

50.0000

American Jan 21, 2022
Put Options Purchased

-100

86.5000

American Dec 6, 2019
Put Options Purchased

-100

95.0000

American May 15, 2020
Put Options Purchased

-800

87.5000

American Dec 20, 2019
Put Options Purchased

-100

86.0000

American Dec 6, 2019
Call Options Written

-200

105.0000

American Feb 21, 2020
Call Options Written

-200

88.0000

American Dec 20, 2019
Put Options Purchased

-600

55.0000

American Sep 18, 2020
Call Options Written

-8,300

70.0000

American Feb 21, 2020
Call Options Written

-8,800

97.5000

American Jan 17, 2020
Call Options Written

-2,300

120.0000

American Jan 15, 2021
Call Options Written

-900

135.0000

American Jan 15, 2021
Put Options Purchased

-2,800

50.0000

American Jan 15, 2021
Put Options Purchased

-5,000

47.5000

American Jun 19, 2020
Call Options Written

-4,500

115.0000

American Jan 21, 2022
Put Options Written

302,100

60.0000

American Jan 15, 2021
Put Options Written

15,400

42.5000

American Feb 21, 2020
Call Options Purchased

287,500

80.0000

American Jan 17, 2020
Put Options Written

50,000

57.5000

American Jan 17, 2020
Call Options Purchased

1,300

55.0000

American Jun 19, 2020
Call Options Purchased

1,300

88.0000

American Dec 13, 2019
Put Options Written

73,000

70.0000

American Jan 17, 2020
Put Options Written

3,900

50.0000

American Jan 17, 2020
Put Options Written

3,500

47.5000

American Jan 17, 2020
Call Options Purchased

3,400

85.0000

American Feb 21, 2020
Put Options Written

2,000

57.5000

American Jan 15, 2021
Call Options Purchased

1,200

72.5000

American Jun 19, 2020
Call Options Purchased

1,700

92.5000

American Feb 21, 2020
Put Options Written

200

75.0000

American Sep 18, 2020
Call Options Purchased

100

82.0000

American Dec 13, 2019
Call Options Purchased

500

87.0000

American Dec 20, 2019
Call Options Purchased

5,700

95.0000

American May 15, 2020
Put Options Written

4,200

45.0000

American Jan 17, 2020
Call Options Purchased

800

67.5000

American Feb 21, 2020
Call Options Purchased

200

95.0000

American Feb 21, 2020
Call Options Purchased

200

91.0000

American Dec 6, 2019
Put Options Written

600

62.5000

American Sep 18, 2020
Call Options Purchased

1,000

145.0000

American Jun 19, 2020
Put Options Written

49,100

95.0000

American Jan 17, 2020
Call Options Purchased

100

82.0000

American Dec 6, 2019
Put Options Written

1,400

82.5000

American Sep 18, 2020
Call Options Purchased

1,200

92.5000

American May 15, 2020
Call Options Purchased

1,000

72.5000

American May 15, 2020
Put Options Purchased

-2,400

55.0000

American Jan 15, 2021
Put Options Purchased

-5,100

77.5000

American Dec 13, 2019
Put Options Purchased

-2,000

77.5000

American Dec 20, 2019
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Put Options Purchased

-4,400

78.0000

American Dec 13, 2019
Call Options Written

-11,600

130.0000

American Jan 17, 2020
Put Options Purchased

-12,200

55.0000

American Jan 17, 2020
Call Options Written

-18,200

110.0000

American Jan 15, 2021
Call Options Written

-600

89.0000

American Dec 27, 2019
Put Options Purchased

-800

72.5000

American Dec 20, 2019
Put Options Purchased

-100

95.0000

American Jun 19, 2020
Put Options Purchased

-2,900

79.0000

American Dec 6, 2019
Call Options Written

-10,000

110.0000

American Jan 17, 2020
Put Options Purchased

-1,000

80.5000

American Dec 6, 2019
Put Options Purchased

-400

95.0000

American Sep 18, 2020
Put Options Purchased

-200

81.0000

American Dec 6, 2019
Call Options Written

-1,000

60.0000

American Dec 20, 2019
Put Options Purchased

-1,000

47.5000

American Jan 15, 2021
Call Options Purchased

4,200

85.0000

American Dec 20, 2019
Call Options Purchased

500

70.0000

American Jun 19, 2020
Call Options Purchased

100

78.0000

American Dec 13, 2019
Call Options Purchased

1,000

60.0000

American Sep 18, 2020
Call Options Purchased

2,300

60.0000

American Jun 19, 2020
Call Options Purchased

18,700

72.5000

American Jan 17, 2020
Call Options Purchased

1,100

95.0000

American Dec 20, 2019
Put Options Written

16,300

62.5000

American Jan 17, 2020
Call Options Purchased

4,400

92.5000

American Dec 20, 2019
Call Options Purchased

100

77.5000

American Jun 19, 2020
Call Options Purchased

2,500

60.0000

American Feb 21, 2020
Put Options Written

800

57.5000

American Feb 21, 2020
Put Options Written

400

81.5000

American Dec 20, 2019
Call Options Purchased

100

105.0000

American Jun 19, 2020
Call Options Purchased

100

97.5000

American May 15, 2020
Put Options Written

1,500

60.0000

American Dec 20, 2019
Call Options Purchased

500

62.5000

American May 15, 2020
Call Options Written

-11,800

95.0000

American Jan 17, 2020
Call Options Written

-400

92.0000

American Dec 20, 2019
Call Options Written

-500

110.0000

American Feb 21, 2020
Put Options Purchased

-700

80.0000

American May 15, 2020
Put Options Purchased

-3,500

50.0000

American Jun 19, 2020
Call Options Written

-200

87.0000

American Dec 6, 2019
Put Options Purchased

-2,000

45.0000

American Sep 18, 2020
Call Options Written

-100

100.0000

American Jan 21, 2022
Call Options Written

-800

125.0000

American Jan 17, 2020
Put Options Purchased

-1,000

82.5000

American Dec 20, 2019
Put Options Purchased

-600

42.5000

American Sep 18, 2020
Put Options Purchased

-4,700

40.0000

American Jan 21, 2022
Put Options Purchased

-100

83.0000

American Dec 6, 2019
Call Options Written

-3,900

85.0000

American Jun 19, 2020
Call Options Written

-4,200

85.0000

American May 15, 2020
Call Options Written

-100

87.5000

American Jan 3, 2020
Put Options Purchased

-100

89.0000

American Dec 27, 2019
Call Options Written

-400

110.0000

American Jun 19, 2020
Put Options Purchased

-500

75.0000

American May 15, 2020
Call Options Written

-1,900

115.0000

American Sep 18, 2020
Put Options Purchased

-1,300

50.0000

American Sep 18, 2020
Put Options Purchased

-3,400

72.5000

American Feb 21, 2020
Put Options Purchased

-500

84.0000

American Dec 20, 2019
Put Options Purchased

-600

81.0000

American Dec 20, 2019
Put Options Purchased

-1,600

110.0000

American Jan 15, 2021
Call Options Written

-100

67.5000

American Sep 18, 2020
Call Options Written

-1,200

85.0000

American Sep 18, 2020
Put Options Purchased

-23,400

60.0000

American Jan 17, 2020
Put Options Purchased

-100

77.0000

American Dec 13, 2019
Put Options Purchased

-1,800

90.0000

American Dec 20, 2019
Call Options Written

-1,900

97.5000

American Jan 15, 2021
Call Options Written

-3,000

75.0000

American Jan 15, 2021
Call Options Written

-500

95.0000

American Sep 18, 2020
Put Options Purchased

-6,900

85.0000

American Jan 17, 2020
Put Options Written

175,000

80.0000

American Jan 15, 2021
Call Options Purchased

800

155.0000

American Jan 17, 2020
Put Options Written

4,000

62.5000

American Feb 21, 2020
Call Options Purchased

600

65.0000

American Jan 17, 2020
Put Options Written

100

37.5000

American Jan 15, 2021
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Call Options Purchased

1,900

82.5000

American Feb 21, 2020
Call Options Purchased

600

88.0000

American Dec 27, 2019
Call Options Purchased

200

87.5000

American Jun 19, 2020
Put Options Written

155,700

65.0000

American Jun 19, 2020
Put Options Written

2,500

47.5000

American Jan 21, 2022
Call Options Purchased

4,000

90.0000

American Sep 18, 2020
Put Options Written

37,300

57.5000

American Jun 19, 2020
Call Options Purchased

1,300

92.5000

American Sep 18, 2020
Put Options Written

1,000

42.5000

American Jan 21, 2022
Call Options Purchased

7,700

80.0000

American May 15, 2020
Put Options Written

400

90.0000

American Jun 19, 2020
Put Options Written

400

32.5000

American Sep 18, 2020
Call Options Purchased

300

92.0000

American Dec 6, 2019
Call Options Purchased

1,200

65.0000

American Sep 18, 2020
Call Options Purchased

1,300

67.5000

American Jan 15, 2021
Put Options Written

600

80.0000

American Jun 19, 2020
Call Options Purchased

200

88.5000

American Jan 3, 2020
Put Options Written

100

77.5000

American Jan 15, 2021
Put Options Purchased

-1,500

105.0000

American Jun 19, 2020
Call Options Written

-2,100

97.5000

American Jun 19, 2020
Put Options Purchased

-2,800

42.5000

American Jan 17, 2020
Call Options Written

-79,900

70.0000

American Jan 15, 2021
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Put Options Purchased

-100

100.0000

American Jan 21, 2022
Put Options Purchased

-2,100

70.0000

American Jan 15, 2021
Call Options Written

-50,800

92.5000

American Jan 15, 2021
Call Options Written

-1,200

77.5000

American Feb 21, 2020
Call Options Written

-8,200

100.0000

American Jan 15, 2021
Call Options Written

-400

67.5000

American Jun 19, 2020
Call Options Written

-4,600

115.0000

American Jan 17, 2020
Call Options Written

-5,200

85.0000

American Jan 15, 2021
Put Options Purchased

-500

90.0000

American Feb 21, 2020
Call Options Written

-300

110.0000

American Sep 18, 2020
Put Options Purchased

-100

72.5000

American Sep 18, 2020
Put Options Purchased

-100

67.5000

American Sep 18, 2020
Put Options Purchased

-100

80.0000

American Dec 6, 2019
Call Options Written

-200

70.0000

American Jan 21, 2022
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Call Options Written

-6,800

105.0000

American Jan 17, 2020
Call Options Purchased

7,100

90.0000

American May 15, 2020
Call Options Purchased

5,100

87.5000

American Sep 18, 2020
Put Options Written

2,900

67.5000

American Jan 17, 2020
Call Options Purchased

500

82.5000

American Sep 18, 2020
Put Options Written

28,300

62.5000

American Jun 19, 2020
Call Options Purchased

200

95.0000

American Dec 27, 2019
Call Options Purchased

200

85.0000

American Dec 6, 2019
Call Options Purchased

100

86.0000

American Dec 20, 2019
Call Options Purchased

11,500

75.0000

American Sep 18, 2020
Call Options Purchased

200

110.0000

American Jan 21, 2022
Call Options Purchased

600

77.5000

American Sep 18, 2020
Call Options Purchased

200

65.0000

American May 15, 2020
Call Options Purchased

200

86.5000

American Dec 13, 2019
Put Options Written

1,900

55.0000

American Feb 21, 2020
Put Options Written

900

70.0000

American Feb 21, 2020
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Call Options Purchased

21,900

90.0000

American Feb 21, 2020
Call Options Purchased

18,100

70.0000

American Jan 17, 2020
Call Options Purchased

1,000

91.0000

American Dec 13, 2019
Put Options Written

100

65.0000

American May 15, 2020
Put Options Written

100

86.0000

American Dec 27, 2019
Call Options Purchased

100

62.5000

American Sep 18, 2020
Call Options Purchased

1,400

65.0000

American Feb 21, 2020
Put Options Written

1,000

67.5000

American Dec 20, 2019
Put Options Written

300

77.5000

American Sep 18, 2020
Put Options Purchased

-700

80.0000

American Jan 15, 2021
Call Options Written

-1,300

92.5000

American Jun 19, 2020
Put Options Purchased

-4,800

55.0000

American May 15, 2020
Put Options Purchased

-4,900

35.0000

American Jan 15, 2021
Put Options Purchased

-200

81.5000

American Dec 6, 2019
Put Options Purchased

-1,500

82.5000

American May 15, 2020
Put Options Purchased

-1,500

92.5000

American Dec 20, 2019
Put Options Purchased

-700

42.5000

American Jan 15, 2021
Call Options Written

-2,200

130.0000

American Jun 19, 2020
Call Options Written

-2,500

185.0000

American Jan 17, 2020
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Put Options Purchased

-800

50.0000

American Feb 21, 2020
Put Options Purchased

-900

60.0000

American Sep 18, 2020
Call Options Written

-2,500

115.0000

American Feb 21, 2020
Put Options Purchased

-400

130.0000

American Jan 17, 2020
Call Options Written

-100

37.5000

American Jan 21, 2022
Put Options Purchased

-2,400

89.0000

American Dec 6, 2019
Call Options Written

-500

86.0000

American Dec 6, 2019
Put Options Purchased

-700

95.0000

American Jan 15, 2021
Call Options Written

-2,300

115.0000

American Jun 19, 2020
Put Options Purchased

-2,600

72.5000

American Jun 19, 2020
Put Options Purchased

-70,500

67.5000

American Jan 15, 2021
Call Options Written

-100,300

120.0000

American Jan 17, 2020
Put Options Purchased

-300

60.0000

American Feb 21, 2020
Put Options Purchased

-300

97.5000

American Jan 17, 2020
Put Options Purchased

-400

100.0000

American Jan 15, 2021
Call Options Written

-3,300

145.0000

American Jan 17, 2020
Put Options Purchased

-4,800

75.0000

American Jan 17, 2020
Put Options Written

15,600

75.0000

American Dec 20, 2019
Call Options Purchased

3,400

89.0000

American Dec 6, 2019
Put Options Written

300

35.0000

American Sep 18, 2020
Put Options Written

100

65.0000

American Dec 20, 2019
Put Options Written

90,000

50.0000

American Jun 19, 2020
Call Options Purchased

17,800

80.0000

American Feb 21, 2020
Put Options Written

1,400

55.0000

American Jun 19, 2020
Put Options Written

1,100

75.0000

American Jan 15, 2021
Call Options Purchased

100

90.0000

American Jan 15, 2021
Put Options Written

600

87.5000

American May 15, 2020
Call Options Purchased

100

70.0000

American May 15, 2020
Call Options Purchased

300

97.5000

American Feb 21, 2020
Put Options Written

9,200

80.0000

American Jan 17, 2020
Call Options Purchased

1,300

90.0000

American Jan 3, 2020
Put Options Written

100

57.5000

American Sep 18, 2020
Put Options Written

29,400

70.0000

American Jun 19, 2020
Call Options Purchased

100

125.0000

American Jan 21, 2022
Call Options Purchased

4,900

75.0000

American Feb 21, 2020
Put Options Written

500

62.5000

American May 15, 2020
Call Options Purchased

100

82.5000

American May 15, 2020
Call Options Purchased

24,700

67.5000

American Jan 17, 2020
Put Options Purchased

-800

92.5000

American Jun 19, 2020
Call Options Written

-18,100

95.0000

American Jun 19, 2020
Put Options Purchased

-300

60.0000

American Jan 21, 2022
Call Options Written

-53,000

82.5000

American Jan 17, 2020
Put Options Purchased

-6,900

70.0000

American Jan 17, 2020
Put Options Purchased

-1,900

40.0000

American Jan 15, 2021
Put Options Purchased

-1,700

87.5000

American Jan 17, 2020
Call Options Written

-2,000

150.0000

American Jan 17, 2020
Call Options Written

-2,200

62.5000

American Feb 21, 2020
Put Options Purchased

-200

83.0000

American Dec 20, 2019
Call Options Written

-2,100

115.0000

American Jan 15, 2021
Call Options Written

-200

62.5000

American Jun 19, 2020
Put Options Purchased

-100

75.0000

American Dec 13, 2019
Put Options Purchased

-1,100

86.0000

American Dec 13, 2019
Call Options Written

-100

180.0000

American Jan 17, 2020
Put Options Purchased

-9,400

72.5000

American Jan 15, 2021
Call Options Written

-4,700

120.0000

American Jan 21, 2022
Put Options Written

275,000

70.0000

American Jan 15, 2021
Call Options Purchased

5,000

80.0000

American Jun 19, 2020
Call Options Purchased

3,500

100.0000

American Feb 21, 2020
Call Options Purchased

1,600

87.5000

American Dec 20, 2019
Put Options Written

1,300

85.0000

American Feb 21, 2020
Put Options Written

1,000

77.5000

American Jun 19, 2020
Put Options Written

500

45.0000

American Jan 15, 2021
Put Options Written

14,600

67.5000

American Jun 19, 2020
Put Options Written

6,000

105.0000

American Jan 17, 2020
Put Options Written

5,000

67.5000

American Feb 21, 2020
Put Options Written

300

65.0000

American Jan 15, 2021
Call Options Purchased

2,900

82.5000

American Dec 20, 2019
Call Options Purchased

2,300

47.5000

American Sep 18, 2020
Put Options Written

3,500

87.5000

American Jun 19, 2020
Call Options Purchased

1,200

57.5000

American Jun 19, 2020
Call Options Purchased

400

57.5000

American Sep 18, 2020
Call Options Purchased

600

90.0000

American Dec 6, 2019
Put Options Written

500

45.0000

American Jan 21, 2022
Call Options Purchased

200

72.5000

American Dec 20, 2019
Put Options Written

100

65.0000

American Sep 18, 2020
Call Options Purchased

2,100

105.0000

American May 15, 2020
Call Options Purchased

19,700

90.0000

American Dec 20, 2019
Call Options Written

-200

80.0000

American Dec 6, 2019
Call Options Written

-1,800

77.5000

American Dec 20, 2019
Call Options Written

-9,500

85.0000

American Jan 17, 2020
Call Options Written

-100

91.5000

American Dec 27, 2019
Put Options Purchased

-100

75.0000

American Jan 21, 2022
Call Options Written

-1,100

62.5000

American Jan 17, 2020
Call Options Written

-67,100

100.0000

American Jan 17, 2020
Call Options Written

-200

105.0000

American Sep 18, 2020
Put Options Purchased

-1,000

115.0000

American Jan 21, 2022
Put Options Purchased

-1,500

85.0000

American Dec 20, 2019
Call Options Written

-7,400

100.0000

American Jun 19, 2020
Put Options Purchased

-200

84.5000

American Dec 20, 2019
Put Options Purchased

-900

40.0000

American Jun 19, 2020
Put Options Purchased

-800

87.0000

American Dec 13, 2019
Put Options Purchased

-3,100

81.5000

American Jan 3, 2020
Call Options Written

-6,700

105.0000

American Jan 15, 2021
Call Options Written

-12,100

87.5000

American Jan 17, 2020
Call Options Purchased

1,300

80.0000

American Sep 18, 2020
Put Options Written

600

72.5000

American May 15, 2020
Call Options Purchased

1,300

65.0000

American Jun 19, 2020
Put Options Written

11,600

80.0000

American Feb 21, 2020
Put Options Written

9,400

65.0000

American Feb 21, 2020
Put Options Written

1,100

45.0000

American Jun 19, 2020
Call Options Purchased

500

90.0000

American Jan 21, 2022
Call Options Purchased

9,600

77.5000

American Jan 17, 2020
Call Options Purchased

1,500

100.0000

American May 15, 2020
Put Options Written

400

85.0000

American Jan 15, 2021
Call Options Purchased

7,300

77.5000

American Jan 15, 2021
Put Options Written

2,200

80.0000

American Dec 20, 2019
Put Options Written

100

82.0000

American Dec 6, 2019
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Call Options Purchased

300

90.0000

American Dec 27, 2019
Call Options Purchased

400

82.5000

American Jun 19, 2020
Call Options Purchased

100

85.0000

American Jan 21, 2022
Call Options Purchased

6,000

75.0000

American Jan 17, 2020
Put Options Written

1,300

70.0000

American Dec 20, 2019
Call Options Written

-5,900

95.0000

American Jan 15, 2021
Put Options Purchased

-1,100

72.5000

American Jan 17, 2020
Call Options Written

-4,800

100.0000

American Sep 18, 2020
Put Options Purchased

-500

47.5000

American Sep 18, 2020
Call Options Written

-3,100

135.0000

American Jan 17, 2020
Put Options Purchased

-9,400

90.0000

American Jan 17, 2020
Call Options Written

-1,000

87.5000

American Jan 15, 2021
Put Options Purchased

-300

77.5000

American Feb 21, 2020
Call Options Written

-6,600

90.0000

American Jan 17, 2020
Call Options Written

-200

140.0000

American Jan 15, 2021
Call Options Written

-3,200

95.0000

American Dec 6, 2019
Call Options Written

-6,200

92.5000

American Jan 17, 2020
Call Options Written

-500

87.5000

American Jan 21, 2022
Call Options Written

-500

100.0000

American Dec 20, 2019
Put Options Purchased

-9,700

100.0000

American Jan 17, 2020
Call Options Written

-1,700

80.0000

American Jan 15, 2021
Call Options Written

-2,200

82.5000

American Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 682280
Time of Receipt (offset from UTC): 20191204T120355+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC