Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 03 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,467,179

0.17%

4,991,477

0.34%

 

(2)

Derivatives (other than options):

4,998,545

0.34%

474,700

0.03%

 

(3)

Options and agreements to
purchase/sell:

2,506,900

0.17%

898,900

0.06%

 
TOTAL:

9,972,624

0.67%

6,365,077

0.43%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

2

85.9900 USD
Purchase

51

85.8400 USD
Purchase

100

85.7550 USD
Purchase

100

86.1700 USD
Purchase

100

86.0300 USD
Purchase

100

86.0700 USD
Purchase

110

85.9400 USD
Purchase

200

86.0600 USD
Purchase

200

85.8000 USD
Purchase

200

85.9850 USD
Purchase

200

85.7450 USD
Purchase

203

86.1010 USD
Purchase

209

85.8484 USD
Purchase

224

85.9967 USD
Purchase

293

85.8580 USD
Purchase

295

86.0293 USD
Purchase

300

85.9300 USD
Purchase

323

86.0041 USD
Purchase

333

85.9498 USD
Purchase

380

85.9388 USD
Purchase

400

86.0012 USD
Purchase

406

85.9437 USD
Purchase

440

86.1729 USD
Purchase

513

85.9263 USD
Purchase

600

86.1674 USD
Purchase

600

86.0100 USD
Purchase

600

85.9641 USD
Purchase

600

85.9529 USD
Purchase

700

85.7900 USD
Purchase

1,100

85.9200 USD
Purchase

1,129

85.8476 USD
Purchase

1,233

86.0451 USD
Purchase

1,338

85.9684 USD
Purchase

1,514

85.9837 USD
Purchase

1,960

85.8799 USD
Purchase

2,139

85.9675 USD
Purchase

2,204

85.9543 USD
Purchase

2,600

86.0645 USD
Purchase

3,833

85.9699 USD
Purchase

4,169

85.8926 USD
Purchase

4,630

85.8929 USD
Purchase

4,810

85.8728 USD
Purchase

6,513

85.8549 USD
Purchase

6,900

85.8888 USD
Purchase

7,700

85.8961 USD
Purchase

11,000

85.9140 USD
Purchase

11,823

85.9501 USD
Purchase

18,326

85.9231 USD
Purchase

23,912

85.9059 USD
Purchase

32,913

85.9500 USD
Purchase

42,400

85.8489 USD
Purchase

43,300

86.2587 USD
Purchase

43,500

85.8539 USD
Purchase

43,767

85.9420 USD
Purchase

49,992

86.1444 USD
Purchase

50,295

86.0811 USD
Purchase

76,315

85.9555 USD
Purchase

104,131

85.9492 USD
Sale

40

85.9025 USD
Sale

45

86.0400 USD
Sale

100

85.7100 USD
Sale

100

85.8700 USD
Sale

100

85.8800 USD
Sale

100

86.1900 USD
Sale

100

86.1400 USD
Sale

100

86.1700 USD
Sale

100

85.6500 USD
Sale

200

85.6800 USD
Sale

200

85.8000 USD
Sale

200

85.8050 USD
Sale

200

85.8150 USD
Sale

200

86.0100 USD
Sale

200

86.0600 USD
Sale

200

86.0650 USD
Sale

200

86.0750 USD
Sale

200

86.1170 USD
Sale

235

86.1814 USD
Sale

300

85.8950 USD
Sale

300

85.9866 USD
Sale

400

86.1087 USD
Sale

500

85.9380 USD
Sale

500

86.1860 USD
Sale

599

85.9108 USD
Sale

612

85.9000 USD
Sale

700

85.9185 USD
Sale

724

86.0224 USD
Sale

833

86.2230 USD
Sale

900

86.0700 USD
Sale

1,000

85.9060 USD
Sale

1,300

85.9653 USD
Sale

1,400

85.9200 USD
Sale

1,554

85.9090 USD
Sale

1,581

86.2473 USD
Sale

1,600

85.8825 USD
Sale

1,844

85.9400 USD
Sale

1,947

86.2732 USD
Sale

2,000

85.8991 USD
Sale

2,001

85.9239 USD
Sale

2,500

85.8834 USD
Sale

4,000

85.9107 USD
Sale

4,400

85.8919 USD
Sale

4,911

86.2418 USD
Sale

5,160

85.8983 USD
Sale

5,885

85.9453 USD
Sale

8,584

85.9467 USD
Sale

9,036

85.8183 USD
Sale

10,148

85.9504 USD
Sale

15,343

85.9505 USD
Sale

15,400

85.8763 USD
Sale

16,912

85.9272 USD
Sale

26,494

86.1265 USD
Sale

28,800

85.8454 USD
Sale

33,400

85.8604 USD
Sale

43,300

86.2587 USD
Sale

50,820

85.9500 USD
Sale

54,998

85.9772 USD
Sale

108,512

85.9394 USD
Sale

111,138

85.9460 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP

Long

21,650

86.2287 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

1,000

85 USD

American

20 Dec 2019

2.1600 USD

Call Option Purchasing

200

86 USD

American

6 Dec 2019

0.8700 USD

Call Option Purchasing

1,000

86 USD

American

13 Dec 2019

1.2100 USD

Call Option Purchasing

5,200

86 USD

American

20 Dec 2019

1.9803 USD

Call Option Purchasing

1,000

88 USD

American

20 Dec 2019

0.9600 USD

Call Option Purchasing

1,000

88 USD

American

17 Jan 2020

2.1600 USD

Call Option Purchasing

100

88 USD

American

21 Feb 2020

3.1400 USD

Call Option Purchasing

100

90 USD

American

20 Dec 2019

0.3300 USD

Call Option Purchasing

100

90 USD

American

27 Dec 2019

0.4500 USD

Call Option Purchasing

1,000

90 USD

American

21 Feb 2020

1.9110 USD

Call Option Purchasing

1,200

90 USD

American

15 May 2020

3.5000 USD

Call Option Purchasing

100

93 USD

American

15 May 2020

2.7400 USD

Call Option Selling

900

73 USD

American

17 Jan 2020

14.2600 USD

Call Option Selling

100

87 USD

American

6 Dec 2019

0.4500 USD

Call Option Selling

100

88 USD

American

15 May 2020

4.5700 USD

Call Option Selling

100

95 USD

American

20 Dec 2019

0.0300 USD

Call Option Selling

1,000

95 USD

American

17 Jan 2020

0.3100 USD

Call Option Selling

600

95 USD

American

21 Feb 2020

0.9000 USD

Put Option Purchasing

1,100

73 USD

American

18 Sep 2020

3.6000 USD

Put Option Purchasing

1,700

75 USD

American

18 Sep 2020

4.3000 USD

Put Option Purchasing

5,800

83 USD

American

17 Jan 2020

1.9360 USD

Put Option Purchasing

100

85 USD

American

13 Dec 2019

0.8700 USD

Put Option Purchasing

500

85 USD

American

20 Dec 2019

1.3020 USD

Put Option Purchasing

200

85 USD

American

17 Jan 2020

2.7100 USD

Put Option Purchasing

200

86 USD

American

6 Dec 2019

0.9400 USD

Put Option Purchasing

1,500

86 USD

American

13 Dec 2019

1.1500 USD

Put Option Purchasing

100

87 USD

American

6 Dec 2019

1.3300 USD

Put Option Purchasing

100

87 USD

American

13 Dec 2019

1.5000 USD

Put Option Purchasing

500

87 USD

American

20 Dec 2019

2.0000 USD

Put Option Purchasing

100

88 USD

American

20 Dec 2019

2.5000 USD

Put Option Purchasing

300

88 USD

American

17 Jan 2020

4.0300 USD

Put Option Purchasing

100

95 USD

American

17 Jan 2020

10.5000 USD

Put Option Selling

100

63 USD

American

17 Jan 2020

0.0900 USD

Put Option Selling

5,000

73 USD

American

17 Jan 2020

0.3500 USD

Put Option Selling

100

80 USD

American

20 Dec 2019

0.3000 USD

Put Option Selling

200

83 USD

American

6 Dec 2019

0.1600 USD

Put Option Selling

1,700

84 USD

American

6 Dec 2019

0.2800 USD

Put Option Selling

900

84 USD

American

6 Dec 2019

0.3200 USD

Put Option Selling

700

85 USD

American

6 Dec 2019

0.4571 USD

Put Option Selling

100

86 USD

American

13 Dec 2019

1.0600 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

4 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Call Options Purchased

1,000

72.5000

American

Jan 15, 2021

Put Options Written

200

70.0000

American

May 15, 2020

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Put Options Written

101,800

60.0000

American

Jun 19, 2020

Put Options Written

362,700

65.0000

American

Jan 17, 2020

Call Options Purchased

1,100

87.0000

American

Dec 13, 2019

Call Options Purchased

7,800

80.0000

American

Dec 20, 2019

Call Options Purchased

6,100

91.0000

American

Dec 20, 2019

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Call Options Purchased

200

91.0000

American

Dec 27, 2019

Call Options Purchased

4,000

72.5000

American

Feb 21, 2020

Put Options Written

2,900

75.0000

American

Jun 19, 2020

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Call Options Purchased

700

87.5000

American

May 15, 2020

Put Options Written

100

71.0000

American

Dec 6, 2019

Put Options Written

3,600

75.0000

American

Feb 21, 2020

Put Options Written

2,700

37.5000

American

Jan 21, 2022

Put Options Written

8,300

87.5000

American

Feb 21, 2020

Put Options Written

5,200

77.5000

American

Jan 17, 2020

Call Options Purchased

400

70.0000

American

Dec 20, 2019

Call Options Purchased

600

75.0000

American

May 15, 2020

Call Options Purchased

100

50.0000

American

Jan 21, 2022

Put Options Purchased

-200

86.5000

American

Dec 6, 2019

Put Options Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options Written

-2,300

120.0000

American

Jan 15, 2021

Call Options Written

-900

135.0000

American

Jan 15, 2021

Put Options Purchased

-1,400

85.5000

American

Dec 13, 2019

Call Options Written

-1,700

130.0000

American

Jan 15, 2021

Put Options Purchased

-100

85.0000

American

May 15, 2020

Call Options Written

-200

105.0000

American

Feb 21, 2020

Put Options Purchased

-2,000

82.5000

American

Feb 21, 2020

Put Options Purchased

-3,900

57.5000

American

Jan 17, 2020

Put Options Purchased

-100

95.0000

American

May 15, 2020

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options Purchased

-300

86.0000

American

Dec 6, 2019

Put Options Purchased

-900

87.5000

American

Dec 20, 2019

Call Options Written

-4,500

115.0000

American

Jan 21, 2022

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options Written

-8,800

97.5000

American

Jan 17, 2020

Put Options Purchased

-100

50.0000

American

Jan 21, 2022

Put Options Purchased

-600

87.0000

American

Dec 6, 2019

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Call Options Written

-8,300

70.0000

American

Feb 21, 2020

Call Options Written

-17,700

90.0000

American

Jun 19, 2020

Call Options Purchased

3,400

85.0000

American

Feb 21, 2020

Put Options Written

302,100

60.0000

American

Jan 15, 2021

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Call Options Purchased

1,300

88.0000

American

Dec 13, 2019

Call Options Purchased

800

67.5000

American

Feb 21, 2020

Call Options Purchased

500

87.0000

American

Dec 20, 2019

Call Options Purchased

100

82.0000

American

Dec 13, 2019

Call Options Purchased

287,500

80.0000

American

Jan 17, 2020

Call Options Purchased

800

88.0000

American

Dec 20, 2019

Put Options Written

49,000

95.0000

American

Jan 17, 2020

Put Options Written

4,200

45.0000

American

Jan 17, 2020

Call Options Purchased

1,700

92.5000

American

Feb 21, 2020

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options Written

600

62.5000

American

Sep 18, 2020

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Put Options Written

15,400

42.5000

American

Feb 21, 2020

Call Options Purchased

1,200

72.5000

American

Jun 19, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options Purchased

1,000

72.5000

American

May 15, 2020

Call Options Purchased

1,300

92.5000

American

May 15, 2020

Call Options Purchased

100

82.0000

American

Dec 6, 2019

Call Options Purchased

5,700

95.0000

American

May 15, 2020

Call Options Purchased

200

91.0000

American

Dec 6, 2019

Put Options Written

1,400

82.5000

American

Sep 18, 2020

Put Options Written

3,900

50.0000

American

Jan 17, 2020

Put Options Written

3,500

47.5000

American

Jan 17, 2020

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Call Options Written

-1,000

60.0000

American

Dec 20, 2019

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options Written

-11,600

130.0000

American

Jan 17, 2020

Call Options Written

-10,000

110.0000

American

Jan 17, 2020

Put Options Purchased

-2,900

79.0000

American

Dec 6, 2019

Put Options Purchased

-2,400

55.0000

American

Jan 15, 2021

Put Options Purchased

-400

95.0000

American

Sep 18, 2020

Put Options Purchased

-200

81.0000

American

Dec 6, 2019

Put Options Purchased

-1,000

80.5000

American

Dec 6, 2019

Put Options Purchased

-2,000

77.5000

American

Dec 20, 2019

Put Options Purchased

-4,400

78.0000

American

Dec 13, 2019

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-5,100

77.5000

American

Dec 13, 2019

Call Options Written

-600

89.0000

American

Dec 27, 2019

Put Options Purchased

-12,200

55.0000

American

Jan 17, 2020

Put Options Purchased

-800

72.5000

American

Dec 20, 2019

Put Options Purchased

-1,500

75.0000

American

Sep 18, 2020

Put Options Written

16,400

62.5000

American

Jan 17, 2020

Put Options Written

1,500

60.0000

American

Dec 20, 2019

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options Purchased

500

62.5000

American

May 15, 2020

Call Options Purchased

100

97.5000

American

May 15, 2020

Put Options Written

800

57.5000

American

Feb 21, 2020

Call Options Purchased

1,000

95.0000

American

Dec 20, 2019

Call Options Purchased

100

78.0000

American

Dec 13, 2019

Call Options Purchased

4,400

92.5000

American

Dec 20, 2019

Call Options Purchased

5,200

85.0000

American

Dec 20, 2019

Call Options Purchased

500

70.0000

American

Jun 19, 2020

Call Options Purchased

17,800

72.5000

American

Jan 17, 2020

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Call Options Purchased

100

77.5000

American

Jun 19, 2020

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Put Options Written

400

81.5000

American

Dec 20, 2019

Put Options Purchased

-7,100

85.0000

American

Jan 17, 2020

Call Options Written

-300

87.0000

American

Dec 6, 2019

Put Options Purchased

-4,700

40.0000

American

Jan 21, 2022

Call Options Written

-100

87.5000

American

Jan 3, 2020

Put Options Purchased

-500

75.0000

American

May 15, 2020

Put Options Purchased

-700

80.0000

American

May 15, 2020

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Call Options Written

-400

110.0000

American

Jun 19, 2020

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Call Options Written

-400

95.0000

American

Feb 21, 2020

Put Options Purchased

-500

84.0000

American

Dec 20, 2019

Call Options Written

-800

125.0000

American

Jan 17, 2020

Call Options Written

-3,000

75.0000

American

Jan 15, 2021

Call Options Written

-1,200

85.0000

American

Sep 18, 2020

Put Options Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options Purchased

-100

77.0000

American

Dec 13, 2019

Put Options Purchased

-3,400

72.5000

American

Feb 21, 2020

Call Options Written

-12,800

95.0000

American

Jan 17, 2020

Call Options Written

-100

100.0000

American

Jan 21, 2022

Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options Written

-100

67.5000

American

Sep 18, 2020

Call Options Written

-400

92.0000

American

Dec 20, 2019

Call Options Written

-500

95.0000

American

Sep 18, 2020

Put Options Purchased

-100

89.0000

American

Dec 27, 2019

Call Options Written

-500

110.0000

American

Feb 21, 2020

Put Options Purchased

-1,000

82.5000

American

Dec 20, 2019

Put Options Purchased

-1,800

90.0000

American

Dec 20, 2019

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options Written

-3,900

85.0000

American

Jun 19, 2020

Call Options Written

-4,200

85.0000

American

May 15, 2020

Put Options Purchased

-23,400

60.0000

American

Jan 17, 2020

Put Options Purchased

-100

86.5000

American

Dec 13, 2019

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Put Options Purchased

-600

81.0000

American

Dec 20, 2019

Call Options Purchased

200

88.5000

American

Jan 3, 2020

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Call Options Purchased

300

92.0000

American

Dec 6, 2019

Put Options Written

175,000

80.0000

American

Jan 15, 2021

Put Options Written

155,700

65.0000

American

Jun 19, 2020

Put Options Written

4,000

62.5000

American

Feb 21, 2020

Call Options Purchased

1,300

67.5000

American

Jan 15, 2021

Call Options Purchased

100

87.5000

American

Feb 21, 2020

Call Options Purchased

600

65.0000

American

Jan 17, 2020

Call Options Purchased

600

88.0000

American

Dec 27, 2019

Put Options Written

400

32.5000

American

Sep 18, 2020

Put Options Written

400

90.0000

American

Jun 19, 2020

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options Written

100

77.5000

American

Jan 15, 2021

Put Options Written

600

80.0000

American

Jun 19, 2020

Call Options Purchased

1,300

92.5000

American

Sep 18, 2020

Put Options Written

37,300

57.5000

American

Jun 19, 2020

Call Options Purchased

7,700

80.0000

American

May 15, 2020

Call Options Purchased

4,000

90.0000

American

Sep 18, 2020

Call Options Purchased

1,900

82.5000

American

Feb 21, 2020

Put Options Written

100

37.5000

American

Jan 15, 2021

Call Options Purchased

1,200

65.0000

American

Sep 18, 2020

Put Options Written

1,000

42.5000

American

Jan 21, 2022

Call Options Purchased

200

87.5000

American

Jun 19, 2020

Call Options Written

-200

70.0000

American

Jan 21, 2022

Call Options Written

-50,800

92.5000

American

Jan 15, 2021

Call Options Written

-5,200

85.0000

American

Jan 15, 2021

Call Options Written

-8,200

100.0000

American

Jan 15, 2021

Call Options Written

-300

110.0000

American

Sep 18, 2020

Call Options Written

-1,200

77.5000

American

Feb 21, 2020

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Call Options Written

-79,900

70.0000

American

Jan 15, 2021

Put Options Purchased

-100

100.0000

American

Jan 21, 2022

Call Options Written

-4,600

115.0000

American

Jan 17, 2020

Call Options Written

-6,800

105.0000

American

Jan 17, 2020

Put Options Purchased

-100

80.0000

American

Dec 6, 2019

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Put Options Purchased

-2,100

70.0000

American

Jan 15, 2021

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options Purchased

-500

90.0000

American

Feb 21, 2020

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options Written

-400

67.5000

American

Jun 19, 2020

Put Options Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options Written

300

77.5000

American

Sep 18, 2020

Put Options Written

100

86.0000

American

Dec 27, 2019

Put Options Written

2,900

67.5000

American

Jan 17, 2020

Call Options Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options Purchased

200

86.5000

American

Dec 13, 2019

Call Options Purchased

18,100

70.0000

American

Jan 17, 2020

Call Options Purchased

200

110.0000

American

Jan 21, 2022

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options Written

1,000

67.5000

American

Dec 20, 2019

Call Options Purchased

200

65.0000

American

May 15, 2020

Put Options Written

1,900

55.0000

American

Feb 21, 2020

Call Options Purchased

200

95.0000

American

Dec 27, 2019

Call Options Purchased

200

85.0000

American

Dec 6, 2019

Put Options Written

100

65.0000

American

May 15, 2020

Call Options Purchased

5,100

87.5000

American

Sep 18, 2020

Call Options Purchased

11,500

75.0000

American

Sep 18, 2020

Call Options Purchased

8,300

90.0000

American

May 15, 2020

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Call Options Purchased

5,300

86.0000

American

Dec 20, 2019

Call Options Purchased

22,900

90.0000

American

Feb 21, 2020

Put Options Written

900

70.0000

American

Feb 21, 2020

Call Options Purchased

500

82.5000

American

Sep 18, 2020

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Call Options Purchased

600

77.5000

American

Sep 18, 2020

Call Options Purchased

1,000

91.0000

American

Dec 13, 2019

Put Options Purchased

-70,500

67.5000

American

Jan 15, 2021

Put Options Purchased

-700

95.0000

American

Jan 15, 2021

Put Options Purchased

-700

80.0000

American

Jan 15, 2021

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Call Options Written

-300

86.0000

American

Dec 6, 2019

Call Options Written

-100,300

120.0000

American

Jan 17, 2020

Call Options Written

-2,500

115.0000

American

Feb 21, 2020

Call Options Written

-3,300

145.0000

American

Jan 17, 2020

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Call Options Written

-2,200

130.0000

American

Jun 19, 2020

Put Options Purchased

-2,400

89.0000

American

Dec 6, 2019

Put Options Purchased

-4,900

35.0000

American

Jan 15, 2021

Put Options Purchased

-300

60.0000

American

Feb 21, 2020

Put Options Purchased

-300

97.5000

American

Jan 17, 2020

Put Options Purchased

-1,500

82.5000

American

May 15, 2020

Put Options Purchased

-1,500

92.5000

American

Dec 20, 2019

Put Options Purchased

-4,800

55.0000

American

May 15, 2020

Put Options Purchased

-200

81.5000

American

Dec 6, 2019

Put Options Purchased

-400

130.0000

American

Jan 17, 2020

Put Options Purchased

-500

86.5000

American

Dec 20, 2019

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Put Options Purchased

-400

100.0000

American

Jan 15, 2021

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Put Options Purchased

-2,600

72.5000

American

Jun 19, 2020

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Put Options Purchased

-4,800

75.0000

American

Jan 17, 2020

Call Options Written

-100

37.5000

American

Jan 21, 2022

Put Options Written

9,200

80.0000

American

Jan 17, 2020

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Put Options Written

100

57.5000

American

Sep 18, 2020

Put Options Written

1,400

55.0000

American

Jun 19, 2020

Call Options Purchased

300

97.5000

American

Feb 21, 2020

Call Options Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options Written

600

87.5000

American

May 15, 2020

Put Options Written

500

62.5000

American

May 15, 2020

Put Options Written

15,600

75.0000

American

Dec 20, 2019

Call Options Purchased

1,300

90.0000

American

Jan 3, 2020

Call Options Purchased

100

90.0000

American

Jan 15, 2021

Put Options Written

100

65.0000

American

Dec 20, 2019

Put Options Written

29,400

70.0000

American

Jun 19, 2020

Call Options Purchased

17,800

80.0000

American

Feb 21, 2020

Call Options Purchased

4,900

75.0000

American

Feb 21, 2020

Put Options Written

700

85.0000

American

Dec 6, 2019

Call Options Purchased

3,400

89.0000

American

Dec 6, 2019

Put Options Written

1,700

83.5000

American

Dec 6, 2019

Put Options Written

1,100

75.0000

American

Jan 15, 2021

Call Options Purchased

100

82.5000

American

May 15, 2020

Call Options Purchased

100

125.0000

American

Jan 21, 2022

Put Options Written

300

35.0000

American

Sep 18, 2020

Call Options Purchased

100

70.0000

American

May 15, 2020

Put Options Purchased

-300

60.0000

American

Jan 21, 2022

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Call Options Written

-200

62.5000

American

Jun 19, 2020

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Call Options Written

-53,000

82.5000

American

Jan 17, 2020

Put Options Purchased

-200

83.0000

American

Dec 20, 2019

Put Options Purchased

-2,000

87.5000

American

Jan 17, 2020

Call Options Written

-4,700

120.0000

American

Jan 21, 2022

Put Options Purchased

-9,400

72.5000

American

Jan 15, 2021

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Put Options Purchased

-1,100

86.0000

American

Dec 13, 2019

Put Options Purchased

-6,900

70.0000

American

Jan 17, 2020

Call Options Written

-100

180.0000

American

Jan 17, 2020

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Put Options Purchased

-100

75.0000

American

Dec 13, 2019

Put Options Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options Written

275,000

70.0000

American

Jan 15, 2021

Call Options Purchased

2,100

105.0000

American

May 15, 2020

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options Purchased

19,800

90.0000

American

Dec 20, 2019

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options Purchased

200

72.5000

American

Dec 20, 2019

Put Options Written

14,600

67.5000

American

Jun 19, 2020

Put Options Written

3,500

87.5000

American

Jun 19, 2020

Call Options Purchased

1,600

87.5000

American

Dec 20, 2019

Put Options Written

500

45.0000

American

Jan 21, 2022

Put Options Written

100

65.0000

American

Sep 18, 2020

Call Options Purchased

3,500

100.0000

American

Feb 21, 2020

Put Options Written

500

45.0000

American

Jan 15, 2021

Put Options Written

300

65.0000

American

Jan 15, 2021

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Put Options Written

5,000

67.5000

American

Feb 21, 2020

Call Options Purchased

600

90.0000

American

Dec 6, 2019

Call Options Purchased

5,000

80.0000

American

Jun 19, 2020

Call Options Purchased

2,900

82.5000

American

Dec 20, 2019

Put Options Written

1,300

85.0000

American

Feb 21, 2020

Put Options Written

1,000

77.5000

American

Jun 19, 2020

Put Options Written

900

84.0000

American

Dec 6, 2019

Call Options Purchased

1,000

86.0000

American

Dec 13, 2019

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Put Options Purchased

-3,100

81.5000

American

Jan 3, 2020

Call Options Written

-6,700

105.0000

American

Jan 15, 2021

Call Options Written

-200

105.0000

American

Sep 18, 2020

Call Options Written

-11,100

87.5000

American

Jan 17, 2020

Call Options Written

-100

91.5000

American

Dec 27, 2019

Call Options Written

-200

80.0000

American

Dec 6, 2019

Put Options Purchased

-200

84.5000

American

Dec 20, 2019

Call Options Written

-1,100

62.5000

American

Jan 17, 2020

Call Options Written

-9,500

85.0000

American

Jan 17, 2020

Put Options Purchased

-800

87.0000

American

Dec 13, 2019

Put Options Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options Written

-7,400

100.0000

American

Jun 19, 2020

Call Options Written

-1,800

77.5000

American

Dec 20, 2019

Call Options Written

-67,100

100.0000

American

Jan 17, 2020

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Put Options Purchased

-2,000

85.0000

American

Dec 20, 2019

Put Options Purchased

-100

75.0000

American

Jan 21, 2022

Put Options Written

100

83.0000

American

Dec 6, 2019

Put Options Written

2,300

80.0000

American

Dec 20, 2019

Put Options Written

100

82.0000

American

Dec 6, 2019

Call Options Purchased

400

82.5000

American

Jun 19, 2020

Call Options Purchased

9,600

77.5000

American

Jan 17, 2020

Call Options Purchased

7,300

77.5000

American

Jan 15, 2021

Call Options Purchased

6,000

75.0000

American

Jan 17, 2020

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Put Options Written

11,600

80.0000

American

Feb 21, 2020

Put Options Written

9,400

65.0000

American

Feb 21, 2020

Put Options Written

3,900

72.5000

American

Jan 17, 2020

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options Written

1,300

70.0000

American

Dec 20, 2019

Call Options Purchased

500

90.0000

American

Jan 21, 2022

Call Options Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options Written

400

85.0000

American

Jan 15, 2021

Call Options Purchased

100

85.0000

American

Jan 21, 2022

Call Options Purchased

1,500

100.0000

American

May 15, 2020

Put Options Written

600

72.5000

American

May 15, 2020

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options Purchased

400

90.0000

American

Dec 27, 2019

Call Options Written

-6,600

90.0000

American

Jan 17, 2020

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Put Options Purchased

-100

85.0000

American

Dec 13, 2019

Put Options Purchased

-4,900

82.5000

American

Jan 17, 2020

Call Options Written

-500

87.5000

American

Jan 21, 2022

Call Options Written

-4,800

100.0000

American

Sep 18, 2020

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Call Options Written

-6,200

92.5000

American

Jan 17, 2020

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Call Options Written

-1,700

80.0000

American

Jan 15, 2021

Call Options Written

-500

100.0000

American

Dec 20, 2019

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Call Options Written

-200

140.0000

American

Jan 15, 2021

Call Options Written

-1,000

87.5000

American

Jan 15, 2021

Call Options Written

-5,900

95.0000

American

Jan 15, 2021

Put Options Purchased

-9,700

100.0000

American

Jan 17, 2020

Call Options Written

-3,200

95.0000

American

Dec 6, 2019

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 682278
Time of Receipt (offset from UTC): 20191204T114318+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC