Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 03 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,065,806

1.24%

2,218,353

0.68%

 

(2)

Derivatives (other than options):

 

1,977,200

0.60%

2,310,203

0.70%

 

(3)

Options and agreements to
purchase/sell:

680,300

0.21%

500,900

0.15%

 
TOTAL:

6,723,306

2.05%

5,029,456

1.53%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

184.9000 USD

Purchase

32

185.1365 USD

Purchase

100

185.0600 USD

Purchase

112

185.2842 USD

Purchase

200

185.3500 USD

Purchase

200

185.0800 USD

Purchase

600

185.0917 USD

Purchase

786

185.1949 USD

Purchase

927

185.2682 USD

Purchase

1,451

184.8212 USD

Purchase

1,900

185.2134 USD

Purchase

3,553

185.2333 USD

Purchase

3,759

185.2433 USD

Purchase

4,800

185.1665 USD

Purchase

7,747

185.2128 USD

Purchase

8,200

185.3055 USD

Purchase

10,241

185.0203 USD

Purchase

12,295

185.1663 USD

Purchase

12,567

185.2058 USD

Purchase

24,558

185.0900 USD

Purchase

31,342

185.3149 USD

Purchase

50,000

185.1500 USD

Purchase

51,767

185.1300 USD

Sale

100

184.9000 USD

Sale

100

185.5300 USD

Sale

199

185.3751 USD

Sale

200

184.8200 USD

Sale

247

185.1486 USD

Sale

295

185.1232 USD

Sale

362

185.0967 USD

Sale

400

185.2550 USD

Sale

429

185.0626 USD

Sale

469

185.3755 USD

Sale

500

185.1857 USD

Sale

500

185.1320 USD

Sale

504

185.0528 USD

Sale

653

185.3192 USD

Sale

758

185.2852 USD

Sale

773

185.1300 USD

Sale

911

185.2972 USD

Sale

956

185.2442 USD

Sale

1,094

185.2947 USD

Sale

1,132

184.8246 USD

Sale

1,516

185.1063 USD

Sale

1,600

185.2559 USD

Sale

1,608

185.3324 USD

Sale

2,043

185.1122 USD

Sale

2,051

184.9003 USD

Sale

2,104

185.2975 USD

Sale

2,158

185.1475 USD

Sale

2,417

185.0415 USD

Sale

2,684

185.1001 USD

Sale

2,700

185.1200 USD

Sale

2,800

185.2528 USD

Sale

2,909

185.1229 USD

Sale

2,986

184.8929 USD

Sale

3,750

185.2898 USD

Sale

4,365

185.3312 USD

Sale

4,452

185.1330 USD

Sale

5,402

185.1336 USD

Sale

7,214

185.2362 USD

Sale

8,200

185.3055 USD

Sale

9,700

185.2517 USD

Sale

10,803

185.1970 USD

Sale

13,856

185.1655 USD

Sale

14,204

185.1054 USD

Sale

25,887

185.0900 USD

Sale

26,348

185.1469 USD

Sale

50,000

185.1500 USD

Sale

53,378

185.2746 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction

Number of relevant securities

Price per

 

unit

SWAP Short

25,000

185.1800 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Selling

200

180 USD

American

20 Dec 2019

6.8000 USD

Call Option

Selling

200

185 USD

American

17 Jan 2020

4.5000 USD

Put Option

Selling

200

120 USD

American

17 Jan 2020

0.1300 USD

Put Option

Selling

300

120 USD

American

15 Jan 2021

1.8200 USD

Put Option

Selling

300

125 USD

American

17 Jan 2020

0.1700 USD

Put Option

Selling

500

185 USD

American

21 Feb 2020

6.0500 USD

Put Option

Selling

600

185 USD

American

20 Mar 2020

7.0500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

4 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Call Options Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options Written

200

180.0000

American

Jan 15, 2021

Call Options Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options Written

900

90.0000

American

Feb 21, 2020

Put Options Written

500

185.0000

American

Jun 19, 2020

Call Options Purchased

200

190.0000

American

Jan 21, 2022

Put Options Written

100

120.0000

American

Jan 17, 2020

Put Options Written

4,800

155.0000

American

Dec 20, 2019

Put Options Written

700

95.0000

American

Jan 15, 2021

Call Options Purchased

2,500

175.0000

American

Jan 15, 2021

Call Options Purchased

1,600

175.0000

American

Dec 20, 2019

Put Options Written

1,100

100.0000

American

Feb 21, 2020

Put Options Written

700

100.0000

American

Jan 15, 2021

Put Options Written

100

135.0000

American

Feb 21, 2020

Call Options Purchased

1,800

190.0000

American

Feb 21, 2020

Put Options Written

2,200

180.0000

American

Dec 20, 2019

Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options Purchased

-300

165.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Call Options Written

-5,500

160.0000

American

Mar 20, 2020

Put Options Purchased

-500

170.0000

American

Dec 20, 2019

Put Options Purchased

-700

155.0000

American

Jan 17, 2020

Call Options Written

-2,100

185.0000

American

Dec 20, 2019

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options Purchased

26,600

170.0000

American

Dec 20, 2019

Put Options Written

500

80.0000

American

Feb 21, 2020

Put Options Written

66,500

140.0000

American

Mar 20, 2020

Call Options Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options Written

18,500

150.0000

American

May 15, 2020

Put Options Written

11,700

160.0000

American

Jun 19, 2020

Call Options Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options Written

36,400

105.0000

American

Jan 15, 2021

Put Options Purchased

-100

185.0000

American

Jan 21, 2022

Put Options Purchased

-200

110.0000

American

Dec 20, 2019

Put Options Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Call Options Written

-1,100

290.0000

American

Jan 17, 2020

Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options Purchased

-10,500

125.0000

American

Jan 17, 2020

Call Options Written

-300

150.0000

American

Feb 21, 2020

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options Written

-1,900

180.0000

American

Feb 21, 2020

Call Options Written

-2,200

210.0000

American

Dec 20, 2019

Call Options Written

-1,000

185.0000

American

Feb 21, 2020

Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options Written

1,000

85.0000

American

Dec 20, 2019

Put Options Written

13,500

165.0000

American

Jan 17, 2020

Put Options Written

300

100.0000

American

Dec 20, 2019

Call Options Purchased

5,800

160.0000

American

Jan 17, 2020

Call Options Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options Written

400

125.0000

American

Jan 15, 2021

Put Options Written

400

65.0000

American

Jan 17, 2020

Call Options Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options Written

200

185.0000

American

Jan 17, 2020

Call Options Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options Written

400

140.0000

American

Dec 20, 2019

Put Options Written

2,100

185.0000

American

Mar 20, 2020

Put Options Written

600

185.0000

American

May 15, 2020

Put Options Written

100

145.0000

American

Jan 15, 2021

Call Options Written

-200

140.0000

American

Feb 21, 2020

Call Options Written

-2,800

175.0000

American

Jan 17, 2020

Call Options Written

-4,500

220.0000

American

Jan 17, 2020

Put Options Purchased

-66,500

160.0000

American

Mar 20, 2020

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Put Options Written

800

135.0000

American

Dec 20, 2019

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Call Options Purchased

500

220.0000

American

Jan 21, 2022

Call Options Purchased

100

165.0000

American

Feb 21, 2020

Put Options Written

48,000

140.0000

American

Jun 19, 2020

Put Options Written

100

145.0000

American

Dec 20, 2019

Put Options Written

3,800

165.0000

American

Jun 19, 2020

Call Options Purchased

800

160.0000

American

Jan 21, 2022

Call Options Purchased

1,900

180.0000

American

Jan 15, 2021

Put Options Written

400

170.0000

American

Jan 15, 2021

Call Options Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options Written

-2,000

130.0000

American

Feb 21, 2020

Call Options Written

-500

220.0000

American

Jan 15, 2021

Put Options Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options Written

-7,000

300.0000

American

Jan 17, 2020

Put Options Purchased

-3,300

100.0000

American

Jan 17, 2020

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options Written

-29,800

150.0000

American

Jan 17, 2020

Call Options Written

-100

190.0000

American

May 15, 2020

Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options Written

-100

135.0000

American

Jan 15, 2021

Put Options Written

14,800

160.0000

American

Feb 21, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Put Options Written

2,500

120.0000

American

Feb 21, 2020

Call Options Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options Written

30,100

140.0000

American

Jan 17, 2020

Put Options Written

14,300

160.0000

American

Mar 20, 2020

Call Options Purchased

200

180.0000

American

Jun 19, 2020

Put Options Written

50,000

140.0000

American

Feb 21, 2020

Call Options Purchased

400

200.0000

American

Jan 15, 2021

Put Options Written

300

140.0000

American

Jan 15, 2021

Call Options Purchased

4,900

190.0000

American

Jan 17, 2020

Put Options Written

7,000

160.0000

American

Jan 17, 2020

Put Options Written

3,100

115.0000

American

Dec 20, 2019

Call Options Purchased

6,700

190.0000

American

Jan 15, 2021

Put Options Written

4,700

80.0000

American

Jan 17, 2020

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Call Options Written

-600

205.0000

American

Jan 17, 2020

Call Options Written

-4,100

155.0000

American

Jan 17, 2020

Call Options Written

-1,500

270.0000

American

Jan 17, 2020

Call Options Written

-200

165.0000

American

Jun 19, 2020

Call Options Written

-100

120.0000

American

Jan 15, 2021

Call Options Written

-1,200

195.0000

American

Dec 20, 2019

Call Options Written

-100

240.0000

American

Jan 17, 2020

Call Options Written

-200

140.0000

American

Jun 19, 2020

Call Options Written

-1,700

225.0000

American

Jan 17, 2020

Put Options Purchased

-12,400

150.0000

American

Jan 15, 2021

Put Options Purchased

-100

185.0000

American

Dec 6, 2019

Call Options Purchased

100

180.0000

American

Mar 20, 2020

Call Options Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options Written

13,700

75.0000

American

Jan 17, 2020

Put Options Written

100

165.0000

American

May 15, 2020

Put Options Written

1,800

180.0000

American

Jan 17, 2020

Put Options Written

500

180.0000

American

May 15, 2020

Put Options Written

500

185.0000

American

Feb 21, 2020

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options Written

33,600

150.0000

American

Dec 20, 2019

Put Options Written

3,300

165.0000

American

Mar 20, 2020

Call Options Written

-2,400

165.0000

American

Mar 20, 2020

Call Options Written

-22,800

210.0000

American

Jan 17, 2020

Call Options Written

-200

110.0000

American

Jan 15, 2021

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options Purchased

-300

160.0000

American

Jan 15, 2021

Put Options Purchased

-400

115.0000

American

Jan 17, 2020

Put Options Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options Written

-900

175.0000

American

Jun 19, 2020

Put Options Purchased

-100

85.0000

American

Jan 17, 2020

Put Options Purchased

-300

120.0000

American

Jan 15, 2021

Put Options Purchased

-1,900

175.0000

American

Jan 17, 2020

Call Options Written

-6,600

200.0000

American

Jan 17, 2020

Call Options Written

-200

185.0000

American

Jun 19, 2020

Put Options Purchased

-200

172.5000

American

Dec 13, 2019

Call Options Written

-2,800

230.0000

American

Jan 17, 2020

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Call Options Written

-18,900

185.0000

American

Jan 17, 2020

Put Options Written

1,300

90.0000

American

Jan 17, 2020

Put Options Written

7,100

145.0000

American

Jan 17, 2020

Call Options Purchased

100

150.0000

American

Jan 15, 2021

Put Options Written

200

185.0000

American

Jan 10, 2020

Put Options Written

600

135.0000

American

Jan 17, 2020

Call Options Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options Written

8,400

170.0000

American

Feb 21, 2020

Call Options Purchased

300

180.0000

American

Dec 20, 2019

Put Options Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Call Options Written

-100

215.0000

American

Jan 17, 2020

Put Options Purchased

-200

130.0000

American

Jan 15, 2021

Call Options Written

-1,000

200.0000

American

Feb 21, 2020

Call Options Written

-100

185.0000

American

Mar 20, 2020

Put Options Purchased

-19,300

95.0000

American

Jan 17, 2020

Call Options Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options Written

43,400

170.0000

American

Jan 17, 2020

Put Options Written

31,900

150.0000

American

Feb 21, 2020

Put Options Written

3,500

200.0000

American

Dec 20, 2019

Put Options Written

1,200

95.0000

American

Dec 20, 2019

Put Options Written

9,300

160.0000

American

Dec 20, 2019

Call Options Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options Written

25,000

150.0000

American

Jan 17, 2020

Put Options Written

100

150.0000

American

Mar 20, 2020

Put Options Written

5,600

145.0000

American

Feb 21, 2020

Call Options Written

-100

172.5000

American

Dec 6, 2019

Call Options Written

-4,500

260.0000

American

Jan 17, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Put Options Purchased

-9,600

140.0000

American

Mar 20, 2020

Put Options Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options Written

-1,300

130.0000

American

Jan 17, 2020

Call Options Written

-100

110.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 682275
Time of Receipt (offset from UTC): 20191204T112032+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC