Form 8.3 - Allergan plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 29 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,091,623

1.25%

2,215,737

0.67%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,211,200

0.67%

2,571,403

0.78%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

676,700

0.21%

501,400

0.15%

 

 

 

 

TOTAL:

 

 

 

 

6,979,523

2.13%

5,288,540

1.61%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

12

184.8500 USD

Purchase

13

184.8376 USD

Purchase

43

184.8786 USD

Purchase

100

185.1400 USD

Purchase

100

185.0800 USD

Purchase

100

184.9900 USD

Purchase

118

184.9728 USD

Purchase

229

184.8387 USD

Purchase

383

184.7701 USD

Purchase

400

184.9212 USD

Purchase

400

185.0775 USD

Purchase

400

185.0475 USD

Purchase

500

184.9250 USD

Purchase

511

185.0943 USD

Purchase

514

184.8526 USD

Purchase

1,000

185.0310 USD

Purchase

1,200

185.0041 USD

Purchase

1,566

185.0591 USD

Purchase

1,710

184.9487 USD

Purchase

3,632

184.9152 USD

Purchase

5,995

185.0130 USD

Purchase

7,867

184.9400 USD

Purchase

8,042

185.0539 USD

Purchase

9,903

184.9215 USD

Sale

4

185.0800 USD

Sale

14

184.9000 USD

Sale

25

184.9900 USD

Sale

98

184.6700 USD

Sale

100

184.9500 USD

Sale

100

185.0400 USD

Sale

100

184.6900 USD

Sale

114

184.7843 USD

Sale

200

184.8796 USD

Sale

200

184.7600 USD

Sale

200

185.0350 USD

Sale

200

185.0000 USD

Sale

200

184.9450 USD

Sale

300

185.0700 USD

Sale

500

184.8720 USD

Sale

600

184.9116 USD

Sale

893

185.4100 USD

Sale

1,200

185.0041 USD

Sale

1,632

184.8800 USD

Sale

2,193

184.9194 USD

Sale

3,134

184.9588 USD

Sale

5,533

184.9400 USD

Sale

13,640

184.9698 USD

Sale

13,858

184.9980 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

200

190 USD

American

21 Jan 2022

8.6000 USD

Put Option

Purchasing

100

185 USD

American

21 Jan 2022

15.5000 USD

Put Option

Selling

2,500

160 USD

American

19 Jun 2020

4.3000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

3 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

190.0000  

American

Jan 21, 2022

Call Options

  Purchased

2,500

175.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,800

190.0000  

American

Feb 21, 2020

Call Options

  Purchased

4,300

250.0000  

American

Jan 17, 2020

Put Options

  Written

900

90.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,600

175.0000  

American

Dec 20, 2019

Put Options

  Written

1,100

100.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,300

100.0000  

American

Jan 15, 2021

Put Options

  Written

200

180.0000  

American

Jan 15, 2021

Call Options

  Purchased

9,100

185.0000  

American

Jan 15, 2021

Put Options

  Written

4,800

155.0000  

American

Dec 20, 2019

Put Options

  Written

500

185.0000  

American

Jun 19, 2020

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Put Options

  Written

2,200

180.0000  

American

Dec 20, 2019

Put Options

  Written

100

135.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,500

155.0000  

American

Feb 21, 2020

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Call Options

  Written

-5,500

160.0000  

American

Mar 20, 2020

Put Options

  Purchased

-300

165.0000  

American

Jan 15, 2021

Put Options

  Purchased

-500

170.0000  

American

Dec 20, 2019

Call Options

  Written

-2,000

185.0000  

American

Dec 20, 2019

Put Options

  Purchased

-700

155.0000  

American

Jan 17, 2020

Put Options

  Purchased

-50,000

160.0000  

American

Feb 21, 2020

Put Options

  Purchased

-3,000

165.0000  

American

Dec 20, 2019

Call Options

  Written

-2,100

125.0000  

American

Jan 15, 2021

Put Options

  Written

36,400

105.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,000

190.0000  

American

Dec 20, 2019

Call Options

  Purchased

26,600

170.0000  

American

Dec 20, 2019

Put Options

  Written

66,500

140.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,400

170.0000  

American

Jan 15, 2021

Put Options

  Written

500

80.0000  

American

Feb 21, 2020

Put Options

  Written

11,700

160.0000  

American

Jun 19, 2020

Put Options

  Written

18,500

150.0000  

American

May 15, 2020

Put Options

  Purchased

-1,700

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,200

70.0000  

American

Jan 17, 2020

Put Options

  Purchased

-16,800

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,900

90.0000  

American

Dec 20, 2019

Put Options

  Purchased

-10,800

125.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

155.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,300

110.0000  

American

Jan 17, 2020

Call Options

  Written

-1,000

185.0000  

American

Feb 21, 2020

Call Options

  Written

-2,200

210.0000  

American

Dec 20, 2019

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

110.0000  

American

Dec 20, 2019

Call Options

  Written

-1,900

180.0000  

American

Feb 21, 2020

Call Options

  Written

-300

150.0000  

American

Feb 21, 2020

Call Options

  Written

-1,100

290.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

185.0000  

American

Jan 21, 2022

Put Options

  Written

500

185.0000  

American

Mar 20, 2020

Put Options

  Written

400

125.0000  

American

Jan 15, 2021

Call Options

  Purchased

5,100

170.0000  

American

Feb 21, 2020

Call Options

  Purchased

3,300

165.0000  

American

Jan 15, 2021

Put Options

  Written

600

185.0000  

American

May 15, 2020

Put Options

  Written

1,000

85.0000  

American

Dec 20, 2019

Put Options

  Written

100

145.0000  

American

Jan 15, 2021

Put Options

  Written

300

100.0000  

American

Dec 20, 2019

Call Options

  Purchased

100

185.0000  

American

Nov 29, 2019

Call Options

  Purchased

3,000

180.0000  

American

Jan 17, 2020

Put Options

  Written

200

185.0000  

American

Jan 17, 2020

Put Options

  Written

13,500

165.0000  

American

Jan 17, 2020

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Put Options

  Written

400

65.0000  

American

Jan 17, 2020

Put Options

  Written

400

140.0000  

American

Dec 20, 2019

Call Options

  Purchased

5,800

160.0000  

American

Jan 17, 2020

Put Options

  Purchased

-66,500

160.0000  

American

Mar 20, 2020

Call Options

  Written

-2,800

175.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Call Options

  Written

-200

140.0000  

American

Feb 21, 2020

Call Options

  Written

-4,500

220.0000  

American

Jan 17, 2020

Put Options

  Written

46,800

140.0000  

American

Jun 19, 2020

Call Options

  Purchased

500

220.0000  

American

Jan 21, 2022

Put Options

  Written

800

135.0000  

American

Dec 20, 2019

Call Options

  Purchased

100

165.0000  

American

Feb 21, 2020

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Call Options

  Purchased

4,100

170.0000  

American

Jan 17, 2020

Put Options

  Written

3,800

165.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,900

180.0000  

American

Jan 15, 2021

Put Options

  Written

100

145.0000  

American

Dec 20, 2019

Call Options

  Purchased

800

160.0000  

American

Jan 21, 2022

Put Options

  Written

400

170.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

170.0000  

American

Jun 19, 2020

Call Options

  Written

-100

190.0000  

American

May 15, 2020

Put Options

  Purchased

-1,500

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-22,500

105.0000  

American

Jan 17, 2020

Call Options

  Written

-7,000

300.0000  

American

Jan 17, 2020

Call Options

  Written

-2,000

130.0000  

American

Feb 21, 2020

Put Options

  Purchased

-3,300

100.0000  

American

Jan 17, 2020

Call Options

  Written

-100

135.0000  

American

Jan 15, 2021

Call Options

  Written

-29,800

150.0000  

American

Jan 17, 2020

Call Options

  Written

-500

220.0000  

American

Jan 15, 2021

Put Options

  Written

14,800

160.0000  

American

Feb 21, 2020

Put Options

  Written

4,700

80.0000  

American

Jan 17, 2020

Call Options

  Purchased

6,700

190.0000  

American

Jan 15, 2021

Put Options

  Written

14,300

160.0000  

American

Mar 20, 2020

Put Options

  Written

30,100

140.0000  

American

Jan 17, 2020

Call Options

  Purchased

400

200.0000  

American

Jan 15, 2021

Put Options

  Written

50,000

140.0000  

American

Feb 21, 2020

Put Options

  Written

7,000

120.0000  

American

Jun 19, 2020

Call Options

  Purchased

4,900

190.0000  

American

Jan 17, 2020

Put Options

  Written

2,000

115.0000  

American

Feb 21, 2020

Put Options

  Written

100

140.0000  

American

Jan 15, 2021

Put Options

  Written

3,100

115.0000  

American

Dec 20, 2019

Call Options

  Purchased

200

180.0000  

American

Jun 19, 2020

Put Options

  Written

7,000

160.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,400

180.0000  

American

Jan 21, 2022

Put Options

  Written

2,500

120.0000  

American

Feb 21, 2020

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Call Options

  Written

-600

205.0000  

American

Jan 17, 2020

Call Options

  Written

-1,500

270.0000  

American

Jan 17, 2020

Put Options

  Purchased

-12,400

150.0000  

American

Jan 15, 2021

Call Options

  Written

-100

120.0000  

American

Jan 15, 2021

Call Options

  Written

-200

140.0000  

American

Jun 19, 2020

Call Options

  Written

-200

165.0000  

American

Jun 19, 2020

Call Options

  Written

-1,200

195.0000  

American

Dec 20, 2019

Call Options

  Written

-1,700

225.0000  

American

Jan 17, 2020

Call Options

  Written

-100

240.0000  

American

Jan 17, 2020

Call Options

  Written

-4,100

155.0000  

American

Jan 17, 2020

Put Options

  Written

33,600

150.0000  

American

Dec 20, 2019

Put Options

  Written

13,700

75.0000  

American

Jan 17, 2020

Put Options

  Written

3,300

165.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

180.0000  

American

Mar 20, 2020

Put Options

  Written

1,800

180.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,000

160.0000  

American

Jan 15, 2021

Put Options

  Written

100

165.0000  

American

May 15, 2020

Put Options

  Written

500

180.0000  

American

May 15, 2020

Call Options

  Purchased

4,300

165.0000  

American

Jan 17, 2020

Call Options

  Written

-2,400

165.0000  

American

Mar 20, 2020

Put Options

  Purchased

-100

85.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Call Options

  Written

-200

110.0000  

American

Jan 15, 2021

Call Options

  Written

-6,600

200.0000  

American

Jan 17, 2020

Put Options

  Purchased

-400

115.0000  

American

Jan 17, 2020

Call Options

  Written

-18,700

185.0000  

American

Jan 17, 2020

Call Options

  Written

-22,800

210.0000  

American

Jan 17, 2020

Call Options

  Written

-900

175.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,900

175.0000  

American

Jan 17, 2020

Call Options

  Written

-2,800

230.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

150.0000  

American

Jun 19, 2020

Put Options

  Purchased

-200

172.5000  

American

Dec 13, 2019

Put Options

  Purchased

-600

120.0000  

American

Jan 15, 2021

Call Options

  Written

-200

185.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,700

185.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,800

175.0000  

American

Feb 21, 2020

Put Options

  Written

600

135.0000  

American

Jan 17, 2020

Call Options

  Purchased

400

180.0000  

American

Dec 20, 2019

Put Options

  Written

1,300

90.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

150.0000  

American

Jan 15, 2021

Put Options

  Written

8,400

170.0000  

American

Feb 21, 2020

Put Options

  Written

7,100

145.0000  

American

Jan 17, 2020

Put Options

  Purchased

-200

185.0000  

American

Nov 29, 2019

Call Options

  Written

-100

215.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Call Options

  Written

-1,000

200.0000  

American

Feb 21, 2020

Put Options

  Purchased

-106,300

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-19,300

95.0000  

American

Jan 17, 2020

Put Options

  Purchased

-3,600

80.0000  

American

Dec 20, 2019

Call Options

  Written

-100

185.0000  

American

Mar 20, 2020

Put Options

  Purchased

-200

130.0000  

American

Jan 15, 2021

Put Options

  Written

43,400

170.0000  

American

Jan 17, 2020

Call Options

  Purchased

11,200

195.0000  

American

Jan 15, 2021

Put Options

  Written

100

150.0000  

American

Mar 20, 2020

Put Options

  Written

25,000

150.0000  

American

Jan 17, 2020

Put Options

  Written

5,600

145.0000  

American

Feb 21, 2020

Put Options

  Written

1,200

95.0000  

American

Dec 20, 2019

Put Options

  Written

31,900

150.0000  

American

Feb 21, 2020

Put Options

  Written

3,500

200.0000  

American

Dec 20, 2019

Call Options

  Purchased

4,600

145.0000  

American

Jan 17, 2020

Put Options

  Written

9,300

160.0000  

American

Dec 20, 2019

Call Options

  Written

-100

172.5000  

American

Dec 6, 2019

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,500

130.0000  

American

Feb 21, 2020

Call Options

  Written

-1,300

130.0000  

American

Jan 17, 2020

Call Options

  Written

-100

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-9,600

140.0000  

American

Mar 20, 2020

Call Options

  Written

-1,500

140.0000  

American

Jan 15, 2021

Call Options

  Written

-4,500

260.0000  

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 681887
Time of Receipt (offset from UTC): 20191203T150038+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC