Form 8.3 - Allergan PLC - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchases & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 26 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,025,406

1.23%

2,217,770

0.68%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,211,200

0.67%

2,287,203

0.70%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

672,700

0.20%

501,300

0.15%

 

 

 

 

TOTAL:

 

 

 

 

6,909,306

2.11%

5,006,273

1.53%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

4

184.5850 USD

Purchase

62

184.5600 USD

Purchase

105

185.2700 USD

Purchase

200

184.4200 USD

Purchase

200

185.7000 USD

Purchase

200

185.0300 USD

Purchase

218

184.6225 USD

Purchase

336

184.5940 USD

Purchase

400

184.8350 USD

Purchase

400

185.3250 USD

Purchase

400

185.0600 USD

Purchase

400

184.9400 USD

Purchase

600

184.7533 USD

Purchase

1,000

184.6920 USD

Purchase

1,108

184.6120 USD

Purchase

1,200

185.0550 USD

Purchase

1,314

184.6685 USD

Purchase

1,400

184.8330 USD

Purchase

1,600

184.5875 USD

Purchase

2,046

184.6825 USD

Purchase

2,200

185.1236 USD

Purchase

2,462

184.9279 USD

Purchase

2,746

184.8554 USD

Purchase

3,274

184.9303 USD

Purchase

3,338

184.6326 USD

Purchase

3,400

184.6388 USD

Purchase

4,216

184.6336 USD

Purchase

4,350

184.9049 USD

Purchase

4,600

184.7792 USD

Purchase

4,800

184.8289 USD

Purchase

6,256

185.0462 USD

Purchase

6,800

184.7472 USD

Purchase

7,306

184.6669 USD

Purchase

8,200

184.8653 USD

Purchase

8,206

184.6192 USD

Purchase

14,000

184.9217 USD

Purchase

18,702

184.8198 USD

Purchase

18,770

184.6334 USD

Purchase

20,882

184.8201 USD

Purchase

27,950

184.9350 USD

Purchase

65,166

184.9719 USD

Purchase

71,788

184.9373 USD

Purchase

128,127

184.9200 USD

Sale

18

184.5400 USD

Sale

92

184.4400 USD

Sale

105

185.2700 USD

Sale

136

184.6000 USD

Sale

146

184.8700 USD

Sale

200

184.5000 USD

Sale

200

184.7600 USD

Sale

200

184.8600 USD

Sale

200

185.0450 USD

Sale

200

185.3100 USD

Sale

200

185.5500 USD

Sale

308

184.4700 USD

Sale

400

184.5100 USD

Sale

400

184.7500 USD

Sale

400

184.7200 USD

Sale

400

184.8450 USD

Sale

400

185.0600 USD

Sale

400

184.5900 USD

Sale

400

184.5600 USD

Sale

434

185.0833 USD

Sale

590

184.7838 USD

Sale

600

184.7000 USD

Sale

600

184.6700 USD

Sale

600

184.9700 USD

Sale

650

184.7338 USD

Sale

664

184.7681 USD

Sale

670

184.7292 USD

Sale

800

184.7987 USD

Sale

802

184.5970 USD

Sale

1,000

184.8510 USD

Sale

1,132

184.7232 USD

Sale

1,600

184.5875 USD

Sale

1,800

184.9911 USD

Sale

2,200

185.0372 USD

Sale

2,400

184.7558 USD

Sale

2,474

185.1688 USD

Sale

2,800

184.7107 USD

Sale

2,880

184.7563 USD

Sale

2,914

184.7893 USD

Sale

4,012

185.1718 USD

Sale

4,388

184.8067 USD

Sale

4,644

184.8518 USD

Sale

4,800

184.7813 USD

Sale

7,200

184.8802 USD

Sale

11,708

185.0326 USD

Sale

12,112

184.8553 USD

Sale

13,000

184.9123 USD

Sale

23,158

184.9215 USD

Sale

29,334

184.9015 USD

Sale

31,882

184.9200 USD

Sale

35,308

184.9968 USD

Sale

50,000

184.6405 USD

Sale

112,684

184.9218 USD

Sale

136,738

184.9195 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

100

195 USD

American

17 Jan 2020

0.2600 USD

Call Option Selling

100

190 USD

American

17 Jan 2020

1.8000 USD

Put Option Selling

200

140 USD

American

19 Jun 2020

2.1400 USD

Put Option Selling

500

180 USD

American

15 May 2020

7.1000 USD

Put Option Selling

500

185 USD

American

20 Mar 2020

6.8000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

2 Dec 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Call Options Purchased

1,600

175.0000

American

Dec 20, 2019

Put Options Written

1,100

100.0000

American

Feb 21, 2020

Put Options Written

700

95.0000

American

Jan 15, 2021

Call Options Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options Written

900

90.0000

American

Feb 21, 2020

Put Options Written

2,200

180.0000

American

Dec 20, 2019

Call Options Purchased

1,800

190.0000

American

Feb 21, 2020

Put Options Written

500

185.0000

American

Jun 19, 2020

Put Options Written

700

100.0000

American

Jan 15, 2021

Put Options Written

200

180.0000

American

Jan 15, 2021

Put Options Written

4,800

155.0000

American

Dec 20, 2019

Call Options Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options Written

100

135.0000

American

Feb 21, 2020

Call Options Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019

Call Options Written

-2,000

185.0000

American

Dec 20, 2019

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Put Options Purchased

-300

165.0000

American

Jan 15, 2021

Put Options Purchased

-500

170.0000

American

Dec 20, 2019

Call Options Written

-5,500

160.0000

American

Mar 20, 2020

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options Purchased

-700

155.0000

American

Jan 17, 2020

Put Options Written

36,400

105.0000

American

Jan 15, 2021

Put Options Written

9,200

160.0000

American

Jun 19, 2020

Put Options Written

66,500

140.0000

American

Mar 20, 2020

Call Options Purchased

26,600

170.0000

American

Dec 20, 2019

Call Options Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options Written

18,500

150.0000

American

May 15, 2020

Put Options Written

500

80.0000

American

Feb 21, 2020

Call Options Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Put Options Purchased

-10,800

125.0000

American

Jan 17, 2020

Put Options Purchased

-200

110.0000

American

Dec 20, 2019

Call Options Written

-1,100

290.0000

American

Jan 17, 2020

Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options Written

-1,900

180.0000

American

Feb 21, 2020

Call Options Written

-300

150.0000

American

Feb 21, 2020

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options Written

-1,000

185.0000

American

Feb 21, 2020

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options Written

-2,200

210.0000

American

Dec 20, 2019

Call Options Purchased

5,800

160.0000

American

Jan 17, 2020

Put Options Written

1,000

85.0000

American

Dec 20, 2019

Put Options Written

400

65.0000

American

Jan 17, 2020

Put Options Written

500

185.0000

American

Mar 20, 2020

Put Options Written

400

125.0000

American

Jan 15, 2021

Put Options Written

300

100.0000

American

Dec 20, 2019

Call Options Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options Purchased

3,000

180.0000

American

Jan 17, 2020

Call Options Purchased

100

185.0000

American

Nov 29, 2019

Put Options Written

100

145.0000

American

Jan 15, 2021

Put Options Written

13,500

165.0000

American

Jan 17, 2020

Call Options Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options Written

200

185.0000

American

Jan 17, 2020

Put Options Written

200

140.0000

American

Dec 20, 2019

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options Written

-200

140.0000

American

Feb 21, 2020

Call Options Written

-4,500

220.0000

American

Jan 17, 2020

Call Options Written

-2,800

175.0000

American

Jan 17, 2020

Put Options Written

100

145.0000

American

Dec 20, 2019

Call Options Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Put Options Written

400

170.0000

American

Jan 15, 2021

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Call Options Purchased

500

220.0000

American

Jan 21, 2022

Call Options Purchased

100

165.0000

American

Feb 21, 2020

Put Options Written

46,300

140.0000

American

Jun 19, 2020

Put Options Written

800

135.0000

American

Dec 20, 2019

Call Options Purchased

800

160.0000

American

Jan 21, 2022

Call Options Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options Written

3,800

165.0000

American

Jun 19, 2020

Put Options Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options Written

-29,800

150.0000

American

Jan 17, 2020

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options Written

-500

220.0000

American

Jan 15, 2021

Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options Purchased

-3,300

100.0000

American

Jan 17, 2020

Call Options Written

-100

135.0000

American

Jan 15, 2021

Call Options Written

-7,000

300.0000

American

Jan 17, 2020

Call Options Written

-100

190.0000

American

May 15, 2020

Call Options Written

-2,000

130.0000

American

Feb 21, 2020

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Put Options Written

50,000

140.0000

American

Feb 21, 2020

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Put Options Written

14,300

160.0000

American

Mar 20, 2020

Call Options Purchased

6,700

190.0000

American

Jan 15, 2021

Call Options Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options Written

100

140.0000

American

Jan 15, 2021

Put Options Written

30,100

140.0000

American

Jan 17, 2020

Call Options Purchased

4,900

190.0000

American

Jan 17, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Call Options Purchased

200

180.0000

American

Jun 19, 2020

Put Options Written

3,100

115.0000

American

Dec 20, 2019

Put Options Written

7,000

160.0000

American

Jan 17, 2020

Put Options Written

4,700

80.0000

American

Jan 17, 2020

Put Options Written

14,800

160.0000

American

Feb 21, 2020

Put Options Written

2,500

120.0000

American

Feb 21, 2020

Call Options Purchased

400

200.0000

American

Jan 15, 2021

Call Options Written

-100

120.0000

American

Jan 15, 2021

Call Options Written

-600

205.0000

American

Jan 17, 2020

Call Options Written

-1,200

195.0000

American

Dec 20, 2019

Call Options Written

-200

165.0000

American

Jun 19, 2020

Call Options Written

-1,500

270.0000

American

Jan 17, 2020

Call Options Written

-1,700

225.0000

American

Jan 17, 2020

Call Options Written

-4,100

155.0000

American

Jan 17, 2020

Put Options Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options Written

-100

240.0000

American

Jan 17, 2020

Call Options Written

-200

140.0000

American

Jun 19, 2020

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options Purchased

100

180.0000

American

Mar 20, 2020

Put Options Written

100

165.0000

American

May 15, 2020

Put Options Written

3,300

165.0000

American

Mar 20, 2020

Put Options Written

13,700

75.0000

American

Jan 17, 2020

Put Options Written

33,600

150.0000

American

Dec 20, 2019

Put Options Written

1,800

180.0000

American

Jan 17, 2020

Put Options Written

500

180.0000

American

May 15, 2020

Call Options Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options Written

-200

185.0000

American

Jun 19, 2020

Call Options Written

-900

175.0000

American

Jun 19, 2020

Call Options Written

-200

110.0000

American

Jan 15, 2021

Call Options Written

-2,800

230.0000

American

Jan 17, 2020

Put Options Purchased

-300

160.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options Written

-2,400

165.0000

American

Mar 20, 2020

Call Options Written

-22,800

210.0000

American

Jan 17, 2020

Put Options Purchased

-100

85.0000

American

Jan 17, 2020

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Call Options Written

-18,700

185.0000

American

Jan 17, 2020

Put Options Purchased

-600

120.0000

American

Jan 15, 2021

Put Options Purchased

-200

172.5000

American

Dec 13, 2019

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options Purchased

-1,900

175.0000

American

Jan 17, 2020

Put Options Purchased

-400

115.0000

American

Jan 17, 2020

Call Options Written

-6,600

200.0000

American

Jan 17, 2020

Put Options Written

7,100

145.0000

American

Jan 17, 2020

Call Options Purchased

400

180.0000

American

Dec 20, 2019

Put Options Written

8,400

170.0000

American

Feb 21, 2020

Put Options Written

600

135.0000

American

Jan 17, 2020

Call Options Purchased

100

150.0000

American

Jan 15, 2021

Put Options Written

1,300

90.0000

American

Jan 17, 2020

Call Options Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options Written

-1,000

200.0000

American

Feb 21, 2020

Call Options Written

-100

185.0000

American

Mar 20, 2020

Put Options Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options Written

-100

215.0000

American

Jan 17, 2020

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Put Options Purchased

-200

130.0000

American

Jan 15, 2021

Put Options Purchased

-19,300

95.0000

American

Jan 17, 2020

Put Options Purchased

-200

185.0000

American

Nov 29, 2019

Put Options Written

43,400

170.0000

American

Jan 17, 2020

Put Options Written

1,200

95.0000

American

Dec 20, 2019

Put Options Written

5,600

145.0000

American

Feb 21, 2020

Call Options Purchased

4,600

145.0000

American

Jan 17, 2020

Call Options Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options Written

3,500

200.0000

American

Dec 20, 2019

Put Options Written

9,300

160.0000

American

Dec 20, 2019

Put Options Written

25,000

150.0000

American

Jan 17, 2020

Put Options Written

100

150.0000

American

Mar 20, 2020

Put Options Written

31,900

150.0000

American

Feb 21, 2020

Call Options Written

-100

110.0000

American

Jan 17, 2020

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Call Options Written

-1,300

130.0000

American

Jan 17, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Put Options Purchased

-9,600

140.0000

American

Mar 20, 2020

Call Options Written

-100

172.5000

American

Dec 6, 2019

Call Options Written

-4,500

260.0000

American

Jan 17, 2020

Put Options Purchased

-4,500

130.0000

American

Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 681507
Time of Receipt (offset from UTC): 20191202T133822+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC