Form 8.3 - ALLERGAN PLC - AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 Amendment to Purchases & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 26 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,092,858

1.25%

2,217,770

0.68%

 

(2)

Derivatives (other than options):

2,211,200

0.67%

2,287,203

0.70%

 

(3)

Options and agreements to
purchase/sell:

672,700

0.20%

501,300

0.15%

 

(4)

TOTAL:

6,976,758

2.12%

5,006,273

1.53%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

2

184.5850 USD
Purchase

31

184.5600 USD
Purchase

70

185.2700 USD
Purchase

100

184.4200 USD
Purchase

100

185.7000 USD
Purchase

100

185.0300 USD
Purchase

109

184.6225 USD
Purchase

168

184.5940 USD
Purchase

200

184.8350 USD
Purchase

200

185.3250 USD
Purchase

200

185.0600 USD
Purchase

200

184.9400 USD
Purchase

300

184.7533 USD
Purchase

500

184.6920 USD
Purchase

554

184.6120 USD
Purchase

600

185.0550 USD
Purchase

657

184.6685 USD
Purchase

700

184.8330 USD
Purchase

800

184.5875 USD
Purchase

1,023

184.6825 USD
Purchase

1,100

185.1236 USD
Purchase

1,231

184.9279 USD
Purchase

1,373

184.8554 USD
Purchase

1,637

184.9303 USD
Purchase

1,669

184.6326 USD
Purchase

1,700

184.6388 USD
Purchase

2,108

184.6336 USD
Purchase

2,175

184.9049 USD
Purchase

2,300

184.7792 USD
Purchase

2,400

184.8289 USD
Purchase

3,128

185.0462 USD
Purchase

3,400

184.7472 USD
Purchase

3,653

184.6669 USD
Purchase

4,100

184.8653 USD
Purchase

4,103

184.6192 USD
Purchase

7,000

184.9217 USD
Purchase

9,351

184.8198 USD
Purchase

9,385

184.6334 USD
Purchase

10,441

184.8201 USD
Purchase

13,975

184.9350 USD
Purchase

32,583

184.9719 USD
Purchase

35,894

184.9373 USD
Purchase

103,656

184.9200 USD
Sale

9

184.5400 USD
Sale

46

184.4400 USD
Sale

68

184.6000 USD
Sale

70

185.2700 USD
Sale

73

184.8700 USD
Sale

100

184.5000 USD
Sale

100

184.7600 USD
Sale

100

184.8600 USD
Sale

100

185.0450 USD
Sale

100

185.3100 USD
Sale

100

185.5500 USD
Sale

154

184.4700 USD
Sale

200

184.5100 USD
Sale

200

184.7500 USD
Sale

200

184.7200 USD
Sale

200

184.8450 USD
Sale

200

185.0600 USD
Sale

200

184.5900 USD
Sale

200

184.5600 USD
Sale

217

185.0833 USD
Sale

295

184.7838 USD
Sale

300

184.7000 USD
Sale

300

184.6700 USD
Sale

300

184.9700 USD
Sale

325

184.7338 USD
Sale

332

184.7681 USD
Sale

335

184.7292 USD
Sale

400

184.7987 USD
Sale

401

184.5970 USD
Sale

500

184.8510 USD
Sale

566

184.7232 USD
Sale

800

184.5875 USD
Sale

900

184.9911 USD
Sale

1,100

185.0372 USD
Sale

1,200

184.7558 USD
Sale

1,237

185.1688 USD
Sale

1,400

184.7107 USD
Sale

1,440

184.7563 USD
Sale

1,457

184.7893 USD
Sale

2,006

185.1718 USD
Sale

2,194

184.8067 USD
Sale

2,322

184.8518 USD
Sale

2,400

184.7813 USD
Sale

3,600

184.8802 USD
Sale

5,854

185.0326 USD
Sale

6,056

184.8553 USD
Sale

6,500

184.9123 USD
Sale

11,579

184.9215 USD
Sale

14,667

184.9015 USD
Sale

17,654

184.9968 USD
Sale

19,003

184.9200 USD
Sale

25,000

184.6405 USD
Sale

56,342

184.9218 USD
Sale

68,369

184.9195 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

100

195 USD American 17 Jan 2020 0.2600 USD
Call Option Selling

100

190 USD American 17 Jan 2020 1.8000 USD
Put Option Selling

200

140 USD American 19 Jun 2020 2.1400 USD
Put Option Selling

500

180 USD American 15 May 2020 7.1000 USD
Put Option Selling

500

185 USD American 20 Mar 2020 6.8000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 29 Nov 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL

ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased

1,600

175.0000

American Dec 20, 2019
Put Options Written

1,100

100.0000

American Feb 21, 2020
Put Options Written

700

95.0000

American Jan 15, 2021
Call Options Purchased

9,100

185.0000

American Jan 15, 2021
Call Options Purchased

1,300

100.0000

American Jan 15, 2021
Put Options Written

900

90.0000

American Feb 21, 2020
Put Options Written

2,200

180.0000

American Dec 20, 2019
Call Options Purchased

1,800

190.0000

American Feb 21, 2020
Put Options Written

500

185.0000

American Jun 19, 2020
Put Options Written

700

100.0000

American Jan 15, 2021
Put Options Written

200

180.0000

American Jan 15, 2021
Put Options Written

4,800

155.0000

American Dec 20, 2019
Call Options Purchased

4,300

250.0000

American Jan 17, 2020
Put Options Written

100

135.0000

American Feb 21, 2020
Call Options Purchased

2,500

175.0000

American Jan 15, 2021
Put Options Purchased

-3,000

165.0000

American Dec 20, 2019
Call Options Written

-2,000

185.0000

American Dec 20, 2019
Call Options Written

-2,100

125.0000

American Jan 15, 2021
Put Options Purchased

-300

165.0000

American Jan 15, 2021
Put Options Purchased

-500

170.0000

American Dec 20, 2019
Call Options Written

-5,500

160.0000

American Mar 20, 2020
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Put Options Purchased

-50,000

160.0000

American Feb 21, 2020
Put Options Purchased

-1,500

155.0000

American Feb 21, 2020
Put Options Purchased

-700

155.0000

American Jan 17, 2020
Put Options Written

36,400

105.0000

American Jan 15, 2021
Put Options Written

9,200

160.0000

American Jun 19, 2020
Put Options Written

66,500

140.0000

American Mar 20, 2020
Call Options Purchased

26,600

170.0000

American Dec 20, 2019
Call Options Purchased

1,000

190.0000

American Dec 20, 2019
Put Options Written

18,500

150.0000

American May 15, 2020
Put Options Written

500

80.0000

American Feb 21, 2020
Call Options Purchased

3,400

170.0000

American Jan 15, 2021
Put Options Purchased

-2,900

90.0000

American Dec 20, 2019
Put Options Purchased

-16,800

115.0000

American Jan 15, 2021
Put Options Purchased

-100

155.0000

American Jan 15, 2021
Put Options Purchased

-10,800

125.0000

American Jan 17, 2020
Put Options Purchased

-200

110.0000

American Dec 20, 2019
Call Options Written

-1,100

290.0000

American Jan 17, 2020
Put Options Purchased

-2,200

70.0000

American Jan 17, 2020
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Call Options Written

-1,900

180.0000

American Feb 21, 2020
Call Options Written

-300

150.0000

American Feb 21, 2020
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Put Options Purchased

-5,300

110.0000

American Jan 17, 2020
Call Options Written

-1,000

185.0000

American Feb 21, 2020
Put Options Purchased

-1,700

110.0000

American Jan 15, 2021
Call Options Written

-2,200

210.0000

American Dec 20, 2019
Call Options Purchased

5,800

160.0000

American Jan 17, 2020
Put Options Written

1,000

85.0000

American Dec 20, 2019
Put Options Written

400

65.0000

American Jan 17, 2020
Put Options Written

500

185.0000

American Mar 20, 2020
Put Options Written

400

125.0000

American Jan 15, 2021
Put Options Written

300

100.0000

American Dec 20, 2019
Call Options Purchased

5,100

170.0000

American Feb 21, 2020
Call Options Purchased

3,300

165.0000

American Jan 15, 2021
Call Options Purchased

3,000

180.0000

American Jan 17, 2020
Call Options Purchased

100

185.0000

American Nov 29, 2019
Put Options Written

100

145.0000

American Jan 15, 2021
Put Options Written

13,500

165.0000

American Jan 17, 2020
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Put Options Written

200

185.0000

American Jan 17, 2020
Put Options Written

200

140.0000

American Dec 20, 2019
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Put Options Purchased

-66,500

160.0000

American Mar 20, 2020
Call Options Written

-200

140.0000

American Feb 21, 2020
Call Options Written

-4,500

220.0000

American Jan 17, 2020
Call Options Written

-2,800

175.0000

American Jan 17, 2020
Put Options Written

100

145.0000

American Dec 20, 2019
Call Options Purchased

1,900

180.0000

American Jan 15, 2021
Call Options Purchased

300

145.0000

American Jan 15, 2021
Put Options Written

400

170.0000

American Jan 15, 2021
Put Options Written

6,400

95.0000

American Jun 19, 2020
Call Options Purchased

500

220.0000

American Jan 21, 2022
Call Options Purchased

100

165.0000

American Feb 21, 2020
Put Options Written

46,300

140.0000

American Jun 19, 2020
Put Options Written

800

135.0000

American Dec 20, 2019
Call Options Purchased

800

160.0000

American Jan 21, 2022
Call Options Purchased

4,100

170.0000

American Jan 17, 2020
Put Options Written

3,800

165.0000

American Jun 19, 2020
Put Options Purchased

-2,300

170.0000

American Jun 19, 2020
Call Options Written

-29,800

150.0000

American Jan 17, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Call Options Written

-500

220.0000

American Jan 15, 2021
Put Options Purchased

-22,500

105.0000

American Jan 17, 2020
Put Options Purchased

-1,500

150.0000

American Jan 17, 2020
Put Options Purchased

-3,300

100.0000

American Jan 17, 2020
Call Options Written

-100

135.0000

American Jan 15, 2021
Call Options Written

-7,000

300.0000

American Jan 17, 2020
Call Options Written

-100

190.0000

American May 15, 2020
Call Options Written

-2,000

130.0000

American Feb 21, 2020
Put Options Written

7,000

120.0000

American Jun 19, 2020
Put Options Written

50,000

140.0000

American Feb 21, 2020
Put Options Written

2,000

115.0000

American Feb 21, 2020
Put Options Written

14,300

160.0000

American Mar 20, 2020
Call Options Purchased

6,700

190.0000

American Jan 15, 2021
Call Options Purchased

1,400

180.0000

American Jan 21, 2022
Put Options Written

100

140.0000

American Jan 15, 2021
Put Options Written

30,100

140.0000

American Jan 17, 2020
Call Options Purchased

4,900

190.0000

American Jan 17, 2020
Put Options Written

1,800

145.0000

American Jun 19, 2020
Call Options Purchased

200

180.0000

American Jun 19, 2020
Put Options Written

3,100

115.0000

American Dec 20, 2019
Put Options Written

7,000

160.0000

American Jan 17, 2020
Put Options Written

4,700

80.0000

American Jan 17, 2020
Put Options Written

14,800

160.0000

American Feb 21, 2020
Put Options Written

2,500

120.0000

American Feb 21, 2020
Call Options Purchased

400

200.0000

American Jan 15, 2021
Call Options Written

-100

120.0000

American Jan 15, 2021
Call Options Written

-600

205.0000

American Jan 17, 2020
Call Options Written

-1,200

195.0000

American Dec 20, 2019
Call Options Written

-200

165.0000

American Jun 19, 2020
Call Options Written

-1,500

270.0000

American Jan 17, 2020
Call Options Written

-1,700

225.0000

American Jan 17, 2020
Call Options Written

-4,100

155.0000

American Jan 17, 2020
Put Options Purchased

-12,400

150.0000

American Jan 15, 2021
Call Options Written

-100

240.0000

American Jan 17, 2020
Call Options Written

-200

140.0000

American Jun 19, 2020
Call Options Purchased

4,000

160.0000

American Jan 15, 2021
Call Options Purchased

100

180.0000

American Mar 20, 2020
Put Options Written

100

165.0000

American May 15, 2020
Put Options Written

3,300

165.0000

American Mar 20, 2020
Put Options Written

13,700

75.0000

American Jan 17, 2020
Put Options Written

33,600

150.0000

American Dec 20, 2019
Put Options Written

1,800

180.0000

American Jan 17, 2020
Put Options Written

500

180.0000

American May 15, 2020
Call Options Purchased

4,300

165.0000

American Jan 17, 2020
Call Options Written

-200

185.0000

American Jun 19, 2020
Call Options Written

-900

175.0000

American Jun 19, 2020
Call Options Written

-200

110.0000

American Jan 15, 2021
Call Options Written

-2,800

230.0000

American Jan 17, 2020
Put Options Purchased

-300

160.0000

American Jan 15, 2021
Put Options Purchased

-1,700

185.0000

American Jan 15, 2021
Call Options Written

-2,400

165.0000

American Mar 20, 2020
Call Options Written

-22,800

210.0000

American Jan 17, 2020
Put Options Purchased

-100

85.0000

American Jan 17, 2020
Put Options Purchased

-100

150.0000

American Jun 19, 2020
Call Options Written

-18,700

185.0000

American Jan 17, 2020
Put Options Purchased

-600

120.0000

American Jan 15, 2021
Put Options Purchased

-200

172.5000

American Dec 13, 2019
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Put Options Purchased

-1,900

175.0000

American Jan 17, 2020
Put Options Purchased

-400

115.0000

American Jan 17, 2020
Call Options Written

-6,600

200.0000

American Jan 17, 2020
Put Options Written

7,100

145.0000

American Jan 17, 2020
Call Options Purchased

400

180.0000

American Dec 20, 2019
Put Options Written

8,400

170.0000

American Feb 21, 2020
Put Options Written

600

135.0000

American Jan 17, 2020
Call Options Purchased

100

150.0000

American Jan 15, 2021
Put Options Written

1,300

90.0000

American Jan 17, 2020
Call Options Purchased

3,800

175.0000

American Feb 21, 2020
Call Options Written

-1,000

200.0000

American Feb 21, 2020
Call Options Written

-100

185.0000

American Mar 20, 2020
Put Options Purchased

-106,300

130.0000

American Jan 17, 2020
Put Options Purchased

-3,600

80.0000

American Dec 20, 2019
Call Options Written

-100

215.0000

American Jan 17, 2020
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Put Options Purchased

-200

130.0000

American Jan 15, 2021
Put Options Purchased

-19,300

95.0000

American Jan 17, 2020
Put Options Purchased

-200

185.0000

American Nov 29, 2019
Put Options Written

43,400

170.0000

American Jan 17, 2020
Put Options Written

1,200

95.0000

American Dec 20, 2019
Put Options Written

5,600

145.0000

American Feb 21, 2020
Call Options Purchased

4,600

145.0000

American Jan 17, 2020
Call Options Purchased

11,200

195.0000

American Jan 15, 2021
Put Options Written

3,500

200.0000

American Dec 20, 2019
Put Options Written

9,300

160.0000

American Dec 20, 2019
Put Options Written

25,000

150.0000

American Jan 17, 2020
Put Options Written

100

150.0000

American Mar 20, 2020
Put Options Written

31,900

150.0000

American Feb 21, 2020
Call Options Written

-100

110.0000

American Jan 17, 2020
Call Options Written

-1,500

140.0000

American Jan 15, 2021
Call Options Written

-1,300

130.0000

American Jan 17, 2020
Call Options Written

-600

250.0000

American Jan 15, 2021
Put Options Purchased

-9,600

140.0000

American Mar 20, 2020
Call Options Written

-100

172.5000

American Dec 6, 2019
Call Options Written

-4,500

260.0000

American Jan 17, 2020
Put Options Purchased

-4,500

130.0000

American Feb 21, 2020

 

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 681349
Time of Receipt (offset from UTC): 20191129T141537+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC