Form 8.3 - ALLERGAN PLC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 25 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,099,641

1.25%

2,219,329

0.68%

 

(2)

Derivatives (other than options):

1,977,200

0.60%

2,268,103

0.69%

 

(3)

Options and agreements to
purchase/sell:

671,600

0.20%

501,400

0.15%

 
TOTAL:

6,748,441

2.06%

4,988,832

1.52%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

54

184.7900 USD

Purchase

72

184.9300 USD

Purchase

85

184.5900 USD

Purchase

100

184.6350 USD

Purchase

100

184.6400 USD

Purchase

100

185.1900 USD

Purchase

100

184.5250 USD

Purchase

100

185.2400 USD

Purchase

100

185.0950 USD

Purchase

100

185.0100 USD

Purchase

100

185.2900 USD

Purchase

100

185.1350 USD

Purchase

100

185.1500 USD

Purchase

100

185.1800 USD

Purchase

100

184.7300 USD

Purchase

103

185.0800 USD

Purchase

190

185.1352 USD

Purchase

200

184.4950 USD

Purchase

200

185.0975 USD

Purchase

200

184.7100 USD

Purchase

204

184.5043 USD

Purchase

251

185.0031 USD

Purchase

254

184.9357 USD

Purchase

284

184.9161 USD

Purchase

300

185.1033 USD

Purchase

300

184.4600 USD

Purchase

301

185.2833 USD

Purchase

329

185.0157 USD

Purchase

368

184.9395 USD

Purchase

387

185.1345 USD

Purchase

400

185.1425 USD

Purchase

497

185.1299 USD

Purchase

507

185.1096 USD

Purchase

600

184.9683 USD

Purchase

800

184.6138 USD

Purchase

824

184.8708 USD

Purchase

910

185.1452 USD

Purchase

1,100

184.8140 USD

Purchase

1,162

184.8509 USD

Purchase

1,800

185.2666 USD

Purchase

1,859

184.4728 USD

Purchase

2,067

185.1667 USD

Purchase

2,210

184.6638 USD

Purchase

2,400

185.0745 USD

Purchase

2,745

184.9821 USD

Purchase

3,135

185.1219 USD

Purchase

4,296

184.7705 USD

Purchase

4,398

185.1155 USD

Purchase

5,533

184.8665 USD

Purchase

6,209

184.7415 USD

Purchase

6,318

184.8227 USD

Purchase

7,448

184.7049 USD

Purchase

7,740

185.0000 USD

Purchase

12,563

184.8275 USD

Purchase

21,629

184.7493 USD

Purchase

222,848

184.9974 USD

Sale

3

184.5666 USD

Sale

3

184.7566 USD

Sale

4

184.5325 USD

Sale

5

184.9880 USD

Sale

10

184.8200 USD

Sale

41

184.5600 USD

Sale

54

184.7900 USD

Sale

86

185.2700 USD

Sale

100

184.5000 USD

Sale

100

184.5700 USD

Sale

100

185.1700 USD

Sale

100

185.0900 USD

Sale

100

185.0800 USD

Sale

100

185.0400 USD

Sale

100

184.6400 USD

Sale

106

184.8756 USD

Sale

200

184.8000 USD

Sale

200

184.8900 USD

Sale

270

184.8259 USD

Sale

298

184.3000 USD

Sale

300

185.1600 USD

Sale

300

184.8800 USD

Sale

625

184.5348 USD

Sale

651

184.5560 USD

Sale

700

184.9014 USD

Sale

800

184.8218 USD

Sale

1,211

184.9850 USD

Sale

1,859

184.4728 USD

Sale

2,100

185.1200 USD

Sale

2,249

184.8626 USD

Sale

2,600

185.1437 USD

Sale

2,896

184.5599 USD

Sale

7,161

185.0000 USD

Sale

8,934

184.7840 USD

Sale

12,636

184.8227 USD

Sale

13,200

185.1455 USD

Sale

43,488

184.7765 USD

Sale

224,301

184.9970 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

180 USD

American

20 Dec 2019

5.3800 USD

Call Option

Purchasing

100

185 USD

American

17 Jan 2020

4.0500 USD

Call Option

Selling

100

185 USD

American

20 Dec 2019

2.0300 USD

Call Option

Selling

200

210 USD

American

20 Dec 2019

0.0300 USD

Put Option

Purchasing

200

130 USD

American

15 Jan 2021

1.3200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

28 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

200

180.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

4,800

155.0000

American

Dec 20, 2019

Put Options

Written

2,200

180.0000

American

Dec 20, 2019

Call Options

Purchased

1,800

190.0000

American

Feb 21, 2020

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

500

185.0000

American

Jun 19, 2020

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

100

135.0000

American

Feb 21, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-2,000

185.0000

American

Dec 20, 2019

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

9,200

160.0000

American

Jun 19, 2020

Call Options

Purchased

26,600

170.0000

American

Dec 20, 2019

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-10,800

125.0000

American

Jan 17, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Call Options

Written

-1,900

180.0000

American

Feb 21, 2020

Call Options

Written

-2,200

210.0000

American

Dec 20, 2019

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-1,000

185.0000

American

Feb 21, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Call Options

Purchased

5,800

160.0000

American

Jan 17, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

200

185.0000

American

Jan 17, 2020

Put Options

Written

200

140.0000

American

Dec 20, 2019

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

185.0000

American

Nov 29, 2019

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Written

100

145.0000

American

Dec 20, 2019

Put Options

Written

400

170.0000

American

Jan 15, 2021

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

46,100

140.0000

American

Jun 19, 2020

Put Options

Written

800

135.0000

American

Dec 20, 2019

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-100

190.0000

American

May 15, 2020

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

30,100

140.0000

American

Jan 17, 2020

Call Options

Purchased

5,000

190.0000

American

Jan 17, 2020

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

14,800

160.0000

American

Feb 21, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

200

180.0000

American

Jun 19, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Purchased

100

180.0000

American

Mar 20, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Put Options

Written

1,800

180.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Purchased

-200

172.5000

American

Dec 13, 2019

Put Options

Purchased

-1,900

175.0000

American

Jan 17, 2020

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-6,600

200.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-18,700

185.0000

American

Jan 17, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

400

180.0000

American

Dec 20, 2019

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Put Options

Written

600

135.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-200

130.0000

American

Jan 15, 2021

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-200

185.0000

American

Nov 29, 2019

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options

Written

3,500

200.0000

American

Dec 20, 2019

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Call Options

Written

-1,300

130.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Put Options

Purchased

-9,600

140.0000

American

Mar 20, 2020

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-100

172.5000

American

Dec 6, 2019

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 681278
Time of Receipt (offset from UTC): 20191128T135627+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC