FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 27 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,092,301

1.25%

2,216,879

0.68%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,211,200

0.67%

2,571,403

0.78%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

674,000

0.21%

501,300

0.15%

 

 

 

 

(4)

TOTAL:

 

 

 

 

6,977,501

2.13%

5,289,582

1.61%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

28

184.8400 USD
Purchase

100

185.4650 USD
Purchase

100

185.5100 USD
Purchase

100

185.4550 USD
Purchase

132

185.5145 USD
Purchase

153

185.4175 USD
Purchase

165

185.5233 USD
Purchase

200

185.5450 USD
Purchase

200

185.4925 USD
Purchase

200

185.4700 USD
Purchase

200

185.4250 USD
Purchase

200

185.5250 USD
Purchase

300

185.4200 USD
Purchase

300

185.1266 USD
Purchase

300

185.6016 USD
Purchase

400

185.3850 USD
Purchase

400

185.0593 USD
Purchase

500

185.5900 USD
Purchase

517

185.5905 USD
Purchase

700

185.2400 USD
Purchase

751

185.4146 USD
Purchase

1,000

185.2073 USD
Purchase

1,231

185.1452 USD
Purchase

1,258

185.5316 USD
Purchase

1,414

185.3330 USD
Purchase

1,700

185.4973 USD
Purchase

2,000

185.3028 USD
Purchase

2,400

185.3371 USD
Purchase

4,901

185.4553 USD
Purchase

5,075

185.5529 USD
Purchase

6,305

185.3750 USD
Purchase

6,978

185.3800 USD
Purchase

9,719

185.3782 USD
Purchase

15,885

185.3665 USD
Purchase

20,362

185.4238 USD
Purchase

25,625

185.3708 USD
Sale

4

184.8100 USD
Sale

17

185.3129 USD
Sale

28

184.8400 USD
Sale

32

185.0600 USD
Sale

34

184.9800 USD
Sale

100

184.8500 USD
Sale

100

185.5350 USD
Sale

100

185.5400 USD
Sale

100

185.5800 USD
Sale

165

185.5233 USD
Sale

173

185.4912 USD
Sale

400

185.2325 USD
Sale

400

185.0594 USD
Sale

400

185.5887 USD
Sale

500

185.5900 USD
Sale

507

185.4791 USD
Sale

600

185.3983 USD
Sale

621

185.0366 USD
Sale

711

185.4503 USD
Sale

900

185.4066 USD
Sale

1,000

185.4990 USD
Sale

1,000

185.5390 USD
Sale

1,100

185.4300 USD
Sale

1,228

185.3278 USD
Sale

1,316

185.5445 USD
Sale

1,405

185.5086 USD
Sale

1,700

185.2904 USD
Sale

1,809

185.5831 USD
Sale

1,891

185.5344 USD
Sale

2,119

185.4030 USD
Sale

2,300

185.2417 USD
Sale

2,616

185.5313 USD
Sale

2,856

185.5418 USD
Sale

3,779

185.5480 USD
Sale

4,200

185.5590 USD
Sale

4,819

185.5220 USD
Sale

7,111

185.3800 USD
Sale

18,743

185.3814 USD
Sale

26,278

185.3736 USD
Sale

44,237

185.4194 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per

 

 

unit
SWAP

Long

308,600

185.3800 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received

 

option

 

 

 

 

 

relates

 

 

 

 

Put Option

Selling

200

140 USD

American

20 Dec 2019

0.1900 USD

Put Option

Selling

500

140 USD

American

19 Jun 2020

2.0000 USD

Put Option

Selling

600

185 USD

American

15 May 2020

8.6000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

NONE

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

28 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option

 

or derivative

 

 

relates

 

Put Options

Written

1,100

100.0000

American Feb 21, 2020
Put Options

Written

100

135.0000

American Feb 21, 2020
Put Options

Written

200

180.0000

American Jan 15, 2021
Put Options

Written

900

90.0000

American Feb 21, 2020
Put Options

Written

700

100.0000

American Jan 15, 2021
Put Options

Written

500

185.0000

American Jun 19, 2020
Put Options

Written

700

95.0000

American Jan 15, 2021
Call Options

Purchased

4,300

250.0000

American Jan 17, 2020
Put Options

Written

2,200

180.0000

American Dec 20, 2019
Call Options

Purchased

1,800

190.0000

American Feb 21, 2020
Put Options

Written

4,800

155.0000

American Dec 20, 2019
Call Options

Purchased

1,600

175.0000

American Dec 20, 2019
Call Options

Purchased

2,500

175.0000

American Jan 15, 2021
Call Options

Purchased

9,100

185.0000

American Jan 15, 2021
Call Options

Purchased

1,300

100.0000

American Jan 15, 2021
Call Options

Written

-2,100

125.0000

American Jan 15, 2021
Put Options

Purchased

-3,000

165.0000

American Dec 20, 2019
Put Options

Purchased

-300

165.0000

American Jan 15, 2021
Put Options

Purchased

-4,500

70.0000

American Jan 15, 2021
Call Options

Written

-5,500

160.0000

American Mar 20, 2020
Call Options

Written

-2,000

185.0000

American Dec 20, 2019
Put Options

Purchased

-1,500

155.0000

American Feb 21, 2020
Put Options

Purchased

-700

155.0000

American Jan 17, 2020
Put Options

Purchased

-50,000

160.0000

American Feb 21, 2020
Put Options

Purchased

-500

170.0000

American Dec 20, 2019
Call Options

Purchased

26,600

170.0000

American Dec 20, 2019
Put Options

Written

66,500

140.0000

American Mar 20, 2020
Put Options

Written

9,200

160.0000

American Jun 19, 2020
Call Options

Purchased

1,000

190.0000

American Dec 20, 2019
Call Options

Purchased

3,400

170.0000

American Jan 15, 2021
Put Options

Written

18,500

150.0000

American May 15, 2020
Put Options

Written

36,400

105.0000

American Jan 15, 2021
Put Options

Written

500

80.0000

American Feb 21, 2020
Put Options

Purchased

-300

80.0000

American Jan 15, 2021
Call Options

Written

-300

150.0000

American Feb 21, 2020
Put Options

Purchased

-2,200

70.0000

American Jan 17, 2020
Put Options

Purchased

-200

110.0000

American Dec 20, 2019
Call Options

Written

-2,200

210.0000

American Dec 20, 2019
Call Options

Written

-1,100

290.0000

American Jan 17, 2020
Put Options

Purchased

-1,200

65.0000

American Jan 15, 2021
Put Options

Purchased

-5,300

110.0000

American Jan 17, 2020
Put Options

Purchased

-16,800

115.0000

American Jan 15, 2021
Call Options

Written

-1,000

185.0000

American Feb 21, 2020
Put Options

Purchased

-10,800

125.0000

American Jan 17, 2020
Put Options

Purchased

-100

155.0000

American Jan 15, 2021
Put Options

Purchased

-2,900

90.0000

American Dec 20, 2019
Call Options

Written

-1,900

180.0000

American Feb 21, 2020
Put Options

Purchased

-1,700

110.0000

American Jan 15, 2021
Put Options

Written

200

185.0000

American Jan 17, 2020
Put Options

Written

13,500

165.0000

American Jan 17, 2020
Put Options

Written

400

140.0000

American Dec 20, 2019
Call Options

Purchased

3,300

165.0000

American Jan 15, 2021
Put Options

Written

400

65.0000

American Jan 17, 2020
Put Options

Written

300

100.0000

American Dec 20, 2019
Put Options

Written

100

145.0000

American Jan 15, 2021
Put Options

Written

1,000

85.0000

American Dec 20, 2019
Call Options

Purchased

5,100

170.0000

American Feb 21, 2020
Call Options

Purchased

3,000

180.0000

American Jan 17, 2020
Put Options

Written

500

185.0000

American Mar 20, 2020
Call Options

Purchased

5,800

160.0000

American Jan 17, 2020
Put Options

Written

600

185.0000

American May 15, 2020
Put Options

Written

400

125.0000

American Jan 15, 2021
Call Options

Purchased

100

185.0000

American Nov 29, 2019
Call Options

Purchased

9,500

170.0000

American Jun 19, 2020
Call Options

Written

-2,800

175.0000

American Jan 17, 2020
Call Options

Written

-4,500

220.0000

American Jan 17, 2020
Call Options

Written

-200

140.0000

American Feb 21, 2020
Put Options

Purchased

-100

120.0000

American Jan 17, 2020
Put Options

Purchased

-66,500

160.0000

American Mar 20, 2020
Call Options

Purchased

4,100

170.0000

American Jan 17, 2020
Call Options

Purchased

500

220.0000

American Jan 21, 2022
Put Options

Written

800

135.0000

American Dec 20, 2019
Put Options

Written

46,800

140.0000

American Jun 19, 2020
Call Options

Purchased

1,900

180.0000

American Jan 15, 2021
Call Options

Purchased

300

145.0000

American Jan 15, 2021
Call Options

Purchased

100

165.0000

American Feb 21, 2020
Put Options

Written

100

145.0000

American Dec 20, 2019
Put Options

Written

6,400

95.0000

American Jun 19, 2020
Put Options

Written

400

170.0000

American Jan 15, 2021
Call Options

Purchased

800

160.0000

American Jan 21, 2022
Put Options

Written

3,800

165.0000

American Jun 19, 2020
Call Options

Written

-2,000

130.0000

American Feb 21, 2020
Put Options

Purchased

-3,300

100.0000

American Jan 17, 2020
Call Options

Written

-29,800

150.0000

American Jan 17, 2020
Put Options

Purchased

-1,500

150.0000

American Jan 17, 2020
Call Options

Written

-500

220.0000

American Jan 15, 2021
Put Options

Purchased

-2,300

170.0000

American Jun 19, 2020
Call Options

Written

-100

190.0000

American May 15, 2020
Put Options

Purchased

-22,500

105.0000

American Jan 17, 2020
Call Options

Written

-100

135.0000

American Jan 15, 2021
Put Options

Purchased

-2,600

75.0000

American Jan 15, 2021
Call Options

Written

-7,000

300.0000

American Jan 17, 2020
Put Options

Written

50,000

140.0000

American Feb 21, 2020
Put Options

Written

4,700

80.0000

American Jan 17, 2020
Put Options

Written

7,000

120.0000

American Jun 19, 2020
Put Options

Written

3,100

115.0000

American Dec 20, 2019
Put Options

Written

2,500

120.0000

American Feb 21, 2020
Call Options

Purchased

1,400

180.0000

American Jan 21, 2022
Put Options

Written

14,300

160.0000

American Mar 20, 2020
Put Options

Written

1,800

145.0000

American Jun 19, 2020
Put Options

Written

14,800

160.0000

American Feb 21, 2020
Put Options

Written

30,100

140.0000

American Jan 17, 2020
Put Options

Written

2,000

115.0000

American Feb 21, 2020
Call Options

Purchased

6,700

190.0000

American Jan 15, 2021
Call Options

Purchased

4,900

190.0000

American Jan 17, 2020
Call Options

Purchased

400

200.0000

American Jan 15, 2021
Call Options

Purchased

200

180.0000

American Jun 19, 2020
Put Options

Written

100

140.0000

American Jan 15, 2021
Put Options

Written

7,000

160.0000

American Jan 17, 2020
Call Options

Written

-600

205.0000

American Jan 17, 2020
Call Options

Written

-1,200

195.0000

American Dec 20, 2019
Put Options

Purchased

-12,400

150.0000

American Jan 15, 2021
Call Options

Written

-1,500

270.0000

American Jan 17, 2020
Call Options

Written

-200

140.0000

American Jun 19, 2020
Call Options

Written

-100

120.0000

American Jan 15, 2021
Call Options

Written

-4,100

155.0000

American Jan 17, 2020
Call Options

Written

-100

240.0000

American Jan 17, 2020
Call Options

Written

-200

165.0000

American Jun 19, 2020
Call Options

Written

-1,700

225.0000

American Jan 17, 2020
Put Options

Written

3,300

165.0000

American Mar 20, 2020
Put Options

Written

13,700

75.0000

American Jan 17, 2020
Put Options

Written

1,800

180.0000

American Jan 17, 2020
Call Options

Purchased

100

180.0000

American Mar 20, 2020
Put Options

Written

500

180.0000

American May 15, 2020
Call Options

Purchased

4,300

165.0000

American Jan 17, 2020
Put Options

Written

33,600

150.0000

American Dec 20, 2019
Call Options

Purchased

4,000

160.0000

American Jan 15, 2021
Put Options

Written

100

165.0000

American May 15, 2020
Call Options

Written

-2,800

230.0000

American Jan 17, 2020
Put Options

Purchased

-2,300

90.0000

American Jan 15, 2021
Call Options

Written

-22,800

210.0000

American Jan 17, 2020
Put Options

Purchased

-400

115.0000

American Jan 17, 2020
Put Options

Purchased

-600

120.0000

American Jan 15, 2021
Call Options

Written

-200

110.0000

American Jan 15, 2021
Put Options

Purchased

-200

172.5000

American Dec 13, 2019
Put Options

Purchased

-100

150.0000

American Jun 19, 2020
Call Options

Written

-900

175.0000

American Jun 19, 2020
Call Options

Written

-6,600

200.0000

American Jan 17, 2020
Put Options

Purchased

-1,900

175.0000

American Jan 17, 2020
Put Options

Purchased

-100

85.0000

American Jan 17, 2020
Put Options

Purchased

-1,700

185.0000

American Jan 15, 2021
Call Options

Written

-200

185.0000

American Jun 19, 2020
Put Options

Purchased

-300

160.0000

American Jan 15, 2021
Call Options

Written

-2,400

165.0000

American Mar 20, 2020
Call Options

Written

-18,700

185.0000

American Jan 17, 2020
Put Options

Written

1,300

90.0000

American Jan 17, 2020
Call Options

Purchased

400

180.0000

American Dec 20, 2019
Call Options

Purchased

100

150.0000

American Jan 15, 2021
Put Options

Written

600

135.0000

American Jan 17, 2020
Put Options

Written

8,400

170.0000

American Feb 21, 2020
Call Options

Purchased

3,800

175.0000

American Feb 21, 2020
Put Options

Written

7,100

145.0000

American Jan 17, 2020
Put Options

Purchased

-19,300

95.0000

American Jan 17, 2020
Call Options

Written

-100

215.0000

American Jan 17, 2020
Put Options

Purchased

-106,300

130.0000

American Jan 17, 2020
Put Options

Purchased

-100

175.0000

American Jan 15, 2021
Put Options

Purchased

-3,600

80.0000

American Dec 20, 2019
Call Options

Written

-1,000

200.0000

American Feb 21, 2020
Put Options

Purchased

-200

185.0000

American Nov 29, 2019
Call Options

Written

-100

185.0000

American Mar 20, 2020
Put Options

Purchased

-200

130.0000

American Jan 15, 2021
Put Options

Written

43,400

170.0000

American Jan 17, 2020
Call Options

Purchased

11,200

195.0000

American Jan 15, 2021
Put Options

Written

5,600

145.0000

American Feb 21, 2020
Put Options

Written

31,900

150.0000

American Feb 21, 2020
Call Options

Purchased

4,600

145.0000

American Jan 17, 2020
Put Options

Written

3,500

200.0000

American Dec 20, 2019
Put Options

Written

100

150.0000

American Mar 20, 2020
Put Options

Written

9,300

160.0000

American Dec 20, 2019
Put Options

Written

25,000

150.0000

American Jan 17, 2020
Put Options

Written

1,200

95.0000

American Dec 20, 2019
Put Options

Purchased

-4,500

130.0000

American Feb 21, 2020
Call Options

Written

-4,500

260.0000

American Jan 17, 2020
Put Options

Purchased

-9,600

140.0000

American Mar 20, 2020
Call Options

Written

-100

172.5000

American Dec 6, 2019
Call Options

Written

-600

250.0000

American Jan 15, 2021
Call Options

Written

-1,500

140.0000

American Jan 15, 2021
Call Options

Written

-100

110.0000

American Jan 17, 2020
Call Options

Written

-1,300

130.0000

American Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 681269
Time of Receipt (offset from UTC): 20191128T110724+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC