FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 27 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,388,545

0.16%

5,018,840

0.34%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,881,405

0.26%

474,700

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,503,200

0.17%

894,300

0.06%

 

 

 

 

(4)

TOTAL:

 

 

 

 

8,773,150

0.59%

6,387,840

0.43%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

6

87.9800 USD
Purchase

25

88.4800 USD
Purchase

74

88.0100 USD
Purchase

77

88.6800 USD
Purchase

83

88.0200 USD
Purchase

100

87.9600 USD
Purchase

100

87.7800 USD
Purchase

100

87.9100 USD
Purchase

100

88.3900 USD
Purchase

198

88.0151 USD
Purchase

200

87.9300 USD
Purchase

200

87.9000 USD
Purchase

200

88.5700 USD
Purchase

200

88.5550 USD
Purchase

200

88.5000 USD
Purchase

200

88.4675 USD
Purchase

200

88.4600 USD
Purchase

200

88.4350 USD
Purchase

200

88.4300 USD
Purchase

200

88.3600 USD
Purchase

200

88.1850 USD
Purchase

200

88.1800 USD
Purchase

201

87.9141 USD
Purchase

250

88.0180 USD
Purchase

300

87.9850 USD
Purchase

300

88.4700 USD
Purchase

300

88.4516 USD
Purchase

500

88.4780 USD
Purchase

581

88.0002 USD
Purchase

613

88.1652 USD
Purchase

700

88.3000 USD
Purchase

700

88.2985 USD
Purchase

700

88.4985 USD
Purchase

800

88.4500 USD
Purchase

800

88.4687 USD
Purchase

900

88.1755 USD
Purchase

989

88.5597 USD
Purchase

1,022

88.2179 USD
Purchase

1,035

88.5605 USD
Purchase

1,100

88.4609 USD
Purchase

1,495

88.5772 USD
Purchase

1,600

88.4543 USD
Purchase

1,600

87.9050 USD
Purchase

1,739

88.3953 USD
Purchase

1,832

88.5891 USD
Purchase

1,905

87.9967 USD
Purchase

2,101

88.6262 USD
Purchase

3,171

88.3437 USD
Purchase

3,277

88.4541 USD
Purchase

3,656

88.6163 USD
Purchase

4,097

88.5591 USD
Purchase

4,493

88.2780 USD
Purchase

4,500

87.9745 USD
Purchase

5,395

88.6282 USD
Purchase

11,463

88.3357 USD
Purchase

11,500

88.4681 USD
Purchase

12,801

88.2345 USD
Purchase

15,642

88.4400 USD
Purchase

17,600

88.4172 USD
Purchase

21,124

88.3207 USD
Purchase

48,788

88.3820 USD
Purchase

177,773

88.4167 USD
Purchase

303,878

88.3300 USD
Sale

15

87.9400 USD
Sale

41

88.1100 USD
Sale

74

88.0100 USD
Sale

77

88.6800 USD
Sale

91

87.9632 USD
Sale

100

88.1250 USD
Sale

100

88.3600 USD
Sale

100

88.4450 USD
Sale

100

87.9700 USD
Sale

100

88.4700 USD
Sale

100

88.0200 USD
Sale

100

88.6900 USD
Sale

200

87.9600 USD
Sale

200

87.8700 USD
Sale

200

87.9000 USD
Sale

200

88.6700 USD
Sale

496

88.1390 USD
Sale

504

88.4881 USD
Sale

581

88.0002 USD
Sale

581

88.0003 USD
Sale

600

88.5600 USD
Sale

600

87.9783 USD
Sale

700

88.4500 USD
Sale

789

88.4801 USD
Sale

826

87.9927 USD
Sale

912

87.9794 USD
Sale

1,000

88.2330 USD
Sale

1,300

87.9596 USD
Sale

1,600

88.5029 USD
Sale

1,610

88.3057 USD
Sale

1,700

88.4805 USD
Sale

1,766

88.4654 USD
Sale

1,852

88.4738 USD
Sale

1,875

88.3188 USD
Sale

2,500

88.3924 USD
Sale

2,505

88.3971 USD
Sale

3,400

88.4614 USD
Sale

3,432

88.3903 USD
Sale

3,789

88.4350 USD
Sale

4,054

87.9314 USD
Sale

4,100

88.3836 USD
Sale

4,280

88.3253 USD
Sale

4,600

88.3174 USD
Sale

5,304

88.3519 USD
Sale

8,200

88.4622 USD
Sale

10,404

88.4287 USD
Sale

11,147

88.4949 USD
Sale

13,700

88.4193 USD
Sale

16,500

88.4783 USD
Sale

17,231

88.3644 USD
Sale

19,139

88.3294 USD
Sale

19,904

88.4264 USD
Sale

27,472

88.4198 USD
Sale

27,803

88.4034 USD
Sale

34,118

88.2836 USD
Sale

86,920

88.4033 USD
Sale

305,256

88.3300 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per

 

 

unit

SWAP

Long

346

87.8477 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

relates

 

 

 

Call Option

Purchasing

1,000

73 USD

American

15 Jan 2021

18.1500 USD
Call Option

Purchasing

100

85 USD

American

20 Dec 2019

4.0100 USD
Call Option

Purchasing

100

88 USD

American

29 Nov 2019

0.2400 USD
Call Option

Purchasing

1,100

89 USD

American

29 Nov 2019

0.1327 USD
Call Option

Purchasing

1,700

89 USD

American

6 Dec 2019

0.8523 USD
Call Option

Purchasing

400

90 USD

American

29 Nov 2019

0.0300 USD
Call Option

Purchasing

100

90 USD

American

17 Jan 2020

2.1700 USD
Call Option

Purchasing

500

95 USD

American

15 May 2020

2.6200 USD
Call Option

Selling

100

83 USD

American

29 Nov 2019

5.3700 USD
Call Option

Selling

100

91 USD

American

29 Nov 2019

0.0200 USD
Call Option

Selling

100

93 USD

American

17 Jan 2020

1.2200 USD
Call Option

Selling

500

100 USD

American

20 Dec 2019

0.0400 USD
Call Option

Selling

300

105 USD

American

21 Feb 2020

0.1966 USD
Call Option

Selling

100

110 USD

American

21 Feb 2020

0.0900 USD
Put Option

Purchasing

200

73 USD

American

15 May 2020

1.5800 USD
Put Option

Purchasing

200

87 USD

American

29 Nov 2019

0.0800 USD
Put Option

Purchasing

1,700

89 USD

American

6 Dec 2019

1.1111 USD
Put Option

Selling

400

38 USD

American

21 Jan 2022

1.0200 USD
Put Option

Selling

100

55 USD

American

15 Jan 2021

1.6400 USD
Put Option

Selling

100

63 USD

American

17 Jan 2020

0.0700 USD
Put Option

Selling

100

65 USD

American

20 Dec 2019

0.0300 USD
Put Option

Selling

2,100

65 USD

American

17 Jan 2020

0.0900 USD
Put Option

Selling

100

68 USD

American

17 Jan 2020

0.1300 USD
Put Option

Selling

200

70 USD

American

15 May 2020

1.2500 USD
Put Option

Selling

200

87 USD

American

29 Nov 2019

0.0400 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 28 Nov 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date

 

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

Put Options

Written

5,200

77.5000

American

Jan 17, 2020
Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021
Call Options

Purchased

7,800

80.0000

American

Dec 20, 2019
Call Options

Purchased

700

50.0000

American

Jan 15, 2021
Put Options

Written

362,700

65.0000

American

Jan 17, 2020
Call Options

Purchased

600

75.0000

American

May 15, 2020
Call Options

Purchased

200

55.0000

American

Sep 18, 2020
Put Options

Written

3,600

75.0000

American

Feb 21, 2020
Call Options

Purchased

400

70.0000

American

Dec 20, 2019
Put Options

Written

101,800

60.0000

American

Jun 19, 2020
Put Options

Written

100

71.0000

American

Dec 6, 2019
Put Options

Written

2,700

37.5000

American

Jan 21, 2022
Call Options

Purchased

800

87.5000

American

May 15, 2020
Call Options

Purchased

100

72.5000

American

Sep 18, 2020
Call Options

Purchased

6,100

91.0000

American

Dec 20, 2019
Put Options

Written

200

70.0000

American

May 15, 2020
Put Options

Written

1,100

85.0000

American

Jun 19, 2020
Put Options

Written

900

82.5000

American

Jan 17, 2020
Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020
Call Options

Purchased

1,100

87.0000

American

Dec 13, 2019
Put Options

Written

8,300

87.5000

American

Feb 21, 2020
Put Options

Written

1,000

82.5000

American

Jan 15, 2021
Put Options

Written

2,900

75.0000

American

Jun 19, 2020
Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021
Call Options

Written

-8,800

97.5000

American

Jan 17, 2020
Call Options

Written

-1,700

130.0000

American

Jan 15, 2021
Put Options

Purchased

-800

87.5000

American

Dec 20, 2019
Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020
Call Options

Written

-2,300

120.0000

American

Jan 15, 2021
Call Options

Written

-8,300

70.0000

American

Feb 21, 2020
Call Options

Written

-4,500

115.0000

American

Jan 21, 2022
Put Options

Purchased

-100

95.0000

American

May 15, 2020
Call Options

Written

-200

105.0000

American

Feb 21, 2020
Put Options

Purchased

-100

86.5000

American

Dec 6, 2019
Call Options

Written

-900

135.0000

American

Jan 15, 2021
Put Options

Purchased

-600

105.0000

American

Jan 15, 2021
Put Options

Purchased

-600

87.0000

American

Dec 6, 2019
Call Options

Written

-17,700

90.0000

American

Jun 19, 2020
Put Options

Purchased

-2,000

82.5000

American

Feb 21, 2020
Put Options

Purchased

-600

55.0000

American

Sep 18, 2020
Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020
Put Options

Purchased

-100

50.0000

American

Jan 21, 2022
Put Options

Purchased

-100

85.0000

American

May 15, 2020
Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021
Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021
Call Options

Written

-200

88.0000

American

Dec 20, 2019
Put Options

Written

600

62.5000

American

Sep 18, 2020
Call Options

Purchased

100

82.0000

American

Dec 13, 2019
Put Options

Written

302,100

60.0000

American

Jan 15, 2021
Call Options

Purchased

500

87.0000

American

Dec 20, 2019
Call Options

Purchased

500

89.0000

American

Nov 29, 2019
Call Options

Purchased

287,500

80.0000

American

Jan 17, 2020
Put Options

Written

50,000

57.5000

American

Jan 17, 2020
Call Options

Purchased

5,700

95.0000

American

May 15, 2020
Call Options

Purchased

1,700

92.5000

American

Feb 21, 2020
Put Options

Written

200

75.0000

American

Sep 18, 2020
Call Options

Purchased

500

88.0000

American

Dec 13, 2019
Call Options

Purchased

1,200

72.5000

American

Jun 19, 2020
Put Options

Written

73,000

70.0000

American

Jan 17, 2020
Put Options

Written

15,400

42.5000

American

Feb 21, 2020
Call Options

Purchased

3,400

85.0000

American

Feb 21, 2020
Put Options

Written

4,200

45.0000

American

Jan 17, 2020
Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020
Put Options

Written

2,000

57.5000

American

Jan 15, 2021
Call Options

Purchased

1,000

72.5000

American

May 15, 2020
Call Options

Purchased

1,200

92.5000

American

May 15, 2020
Put Options

Written

49,100

95.0000

American

Jan 17, 2020
Put Options

Written

1,400

82.5000

American

Sep 18, 2020
Call Options

Purchased

900

95.0000

American

Feb 21, 2020
Call Options

Purchased

1,900

86.5000

American

Nov 29, 2019
Call Options

Purchased

800

67.5000

American

Feb 21, 2020
Put Options

Written

3,900

50.0000

American

Jan 17, 2020
Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020
Call Options

Purchased

100

82.0000

American

Dec 6, 2019
Put Options

Written

3,500

47.5000

American

Jan 17, 2020
Put Options

Purchased

-100

65.0000

American

Nov 29, 2019
Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021
Put Options

Purchased

-2,000

77.5000

American

Dec 20, 2019
Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021
Put Options

Purchased

-4,400

78.0000

American

Dec 13, 2019
Put Options

Purchased

-100

95.0000

American

Jun 19, 2020
Put Options

Purchased

-100

120.0000

American

Jan 17, 2020
Call Options

Written

-1,100

88.0000

American

Nov 29, 2019
Put Options

Purchased

-2,900

79.0000

American

Dec 6, 2019
Call Options

Written

-10,000

110.0000

American

Jan 17, 2020
Call Options

Written

-18,200

110.0000

American

Jan 15, 2021
Call Options

Written

-100

78.0000

American

Nov 29, 2019
Put Options

Purchased

-400

95.0000

American

Sep 18, 2020
Put Options

Purchased

-800

72.5000

American

Dec 20, 2019
Call Options

Written

-2,100

95.0000

American

Nov 29, 2019
Put Options

Purchased

-12,200

55.0000

American

Jan 17, 2020
Call Options

Written

-11,600

130.0000

American

Jan 17, 2020
Put Options

Purchased

-1,000

80.5000

American

Dec 6, 2019
Put Options

Purchased

-5,100

77.5000

American

Dec 13, 2019
Call Options

Written

-200

80.0000

American

Nov 29, 2019
Put Options

Purchased

-200

81.0000

American

Dec 6, 2019
Call Options

Written

-1,000

60.0000

American

Dec 20, 2019
Call Options

Purchased

500

70.0000

American

Jun 19, 2020
Put Options

Written

16,300

62.5000

American

Jan 17, 2020
Call Options

Purchased

800

83.0000

American

Nov 29, 2019
Put Options

Written

800

88.0000

American

Nov 29, 2019
Put Options

Written

800

57.5000

American

Feb 21, 2020
Call Options

Purchased

1,100

95.0000

American

Dec 20, 2019
Call Options

Purchased

100

77.5000

American

Jun 19, 2020
Put Options

Written

1,500

60.0000

American

Dec 20, 2019
Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020
Put Options

Written

400

81.5000

American

Dec 20, 2019
Call Options

Purchased

900

87.0000

American

Dec 6, 2019
Call Options

Purchased

100

97.5000

American

May 15, 2020
Call Options

Purchased

18,700

72.5000

American

Jan 17, 2020
Call Options

Purchased

100

105.0000

American

Jun 19, 2020
Call Options

Purchased

100

78.0000

American

Dec 13, 2019
Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020
Call Options

Purchased

4,200

85.0000

American

Dec 20, 2019
Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020
Call Options

Purchased

500

62.5000

American

May 15, 2020
Call Options

Purchased

4,400

92.5000

American

Dec 20, 2019
Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020
Put Options

Purchased

-500

75.0000

American

May 15, 2020
Put Options

Purchased

-1,800

90.0000

American

Dec 20, 2019
Put Options

Purchased

-6,900

85.0000

American

Jan 17, 2020
Put Options

Purchased

-100

77.0000

American

Dec 13, 2019
Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021
Put Options

Purchased

-23,400

60.0000

American

Jan 17, 2020
Call Options

Written

-11,800

95.0000

American

Jan 17, 2020
Put Options

Purchased

-3,400

72.5000

American

Feb 21, 2020
Put Options

Purchased

-100

83.0000

American

Dec 6, 2019
Call Options

Written

-400

92.0000

American

Dec 20, 2019
Call Options

Written

-500

95.0000

American

Sep 18, 2020
Put Options

Purchased

-500

84.0000

American

Dec 20, 2019
Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020
Put Options

Purchased

-1,000

82.5000

American

Dec 20, 2019
Call Options

Written

-500

110.0000

American

Feb 21, 2020
Call Options

Written

-800

125.0000

American

Jan 17, 2020
Call Options

Written

-1,900

97.5000

American

Jan 15, 2021
Call Options

Written

-1,900

115.0000

American

Sep 18, 2020
Call Options

Written

-4,200

85.0000

American

May 15, 2020
Put Options

Purchased

-5,200

40.0000

American

Jan 21, 2022
Call Options

Written

-100

100.0000

American

Jan 21, 2022
Call Options

Written

-3,900

85.0000

American

Jun 19, 2020
Call Options

Written

-400

110.0000

American

Jun 19, 2020
Call Options

Written

-100

67.5000

American

Sep 18, 2020
Put Options

Purchased

-100

86.0000

American

Nov 29, 2019
Put Options

Purchased

-600

42.5000

American

Sep 18, 2020
Put Options

Purchased

-600

81.0000

American

Dec 20, 2019
Call Options

Written

-3,000

75.0000

American

Jan 15, 2021
Put Options

Purchased

-700

80.0000

American

May 15, 2020
Call Options

Written

-1,200

85.0000

American

Sep 18, 2020
Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020
Call Options

Purchased

4,000

90.0000

American

Sep 18, 2020
Put Options

Written

155,700

65.0000

American

Jun 19, 2020
Put Options

Written

175,000

80.0000

American

Jan 15, 2021
Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021
Put Options

Written

2,500

47.5000

American

Jan 21, 2022
Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021
Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020
Call Options

Purchased

600

65.0000

American

Jan 17, 2020
Call Options

Purchased

600

88.0000

American

Dec 27, 2019
Call Options

Purchased

200

87.5000

American

Jun 19, 2020
Put Options

Written

1,000

42.5000

American

Jan 21, 2022
Put Options

Written

100

77.5000

American

Jan 15, 2021
Call Options

Purchased

1,200

65.0000

American

Sep 18, 2020
Call Options

Purchased

7,700

80.0000

American

May 15, 2020
Call Options

Purchased

3,500

70.5000

American

Nov 29, 2019
Call Options

Purchased

2,500

85.0000

American

Nov 29, 2019
Put Options

Written

600

80.0000

American

Jun 19, 2020
Put Options

Written

400

32.5000

American

Sep 18, 2020
Call Options

Purchased

100

87.0000

American

Nov 29, 2019
Put Options

Written

37,300

57.5000

American

Jun 19, 2020
Put Options

Written

4,000

62.5000

American

Feb 21, 2020
Put Options

Written

400

90.0000

American

Jun 19, 2020
Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020
Put Options

Written

100

37.5000

American

Jan 15, 2021
Call Options

Purchased

800

155.0000

American

Jan 17, 2020
Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020
Put Options

Purchased

-200

82.5000

American

Nov 29, 2019
Call Options

Written

-800

82.5000

American

Nov 29, 2019
Call Options

Written

-8,200

100.0000

American

Jan 15, 2021
Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020
Call Options

Written

-4,600

115.0000

American

Jan 17, 2020
Call Options

Written

-50,800

92.5000

American

Jan 15, 2021
Call Options

Written

-79,900

70.0000

American

Jan 15, 2021
Call Options

Written

-2,100

97.5000

American

Jun 19, 2020
Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020
Put Options

Purchased

-100

80.0000

American

Dec 6, 2019
Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021
Put Options

Purchased

-100

67.5000

American

Sep 18, 2020
Put Options

Purchased

-200

84.0000

American

Dec 6, 2019
Put Options

Purchased

-400

90.0000

American

Feb 21, 2020
Call Options

Written

-300

110.0000

American

Sep 18, 2020
Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020
Call Options

Written

-400

67.5000

American

Jun 19, 2020
Call Options

Written

-1,200

77.5000

American

Feb 21, 2020
Call Options

Written

-6,800

105.0000

American

Jan 17, 2020
Put Options

Purchased

-100

100.0000

American

Jan 21, 2022
Put Options

Purchased

-100

73.5000

American

Nov 29, 2019
Call Options

Written

-200

70.0000

American

Jan 21, 2022
Call Options

Written

-5,200

85.0000

American

Jan 15, 2021
Put Options

Purchased

-100

72.5000

American

Sep 18, 2020
Call Options

Purchased

5,100

87.5000

American

Sep 18, 2020
Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021
Call Options

Purchased

500

82.5000

American

Sep 18, 2020
Put Options

Written

28,300

62.5000

American

Jun 19, 2020
Put Options

Written

100

65.0000

American

May 15, 2020
Call Options

Purchased

6,800

90.0000

American

May 15, 2020
Call Options

Purchased

200

65.0000

American

May 15, 2020
Call Options

Purchased

100

86.0000

American

Dec 20, 2019
Put Options

Written

1,900

55.0000

American

Feb 21, 2020
Put Options

Written

900

70.0000

American

Feb 21, 2020
Call Options

Purchased

600

77.5000

American

Sep 18, 2020
Call Options

Purchased

200

95.0000

American

Dec 27, 2019
Put Options

Written

1,000

67.5000

American

Dec 20, 2019
Call Options

Purchased

200

110.0000

American

Jan 21, 2022
Call Options

Purchased

21,900

90.0000

American

Feb 21, 2020
Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020
Put Options

Written

2,800

67.5000

American

Jan 17, 2020
Call Options

Purchased

1,000

91.0000

American

Dec 13, 2019
Call Options

Purchased

18,100

70.0000

American

Jan 17, 2020
Call Options

Purchased

100

62.5000

American

Sep 18, 2020
Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020
Call Options

Purchased

200

86.5000

American

Dec 13, 2019
Call Options

Purchased

200

85.0000

American

Dec 6, 2019
Put Options

Written

300

77.5000

American

Sep 18, 2020
Put Options

Purchased

-800

50.0000

American

Feb 21, 2020
Call Options

Written

-2,500

115.0000

American

Feb 21, 2020
Call Options

Written

-2,500

185.0000

American

Jan 17, 2020
Put Options

Purchased

-1,900

83.0000

American

Nov 29, 2019
Put Options

Purchased

-4,900

35.0000

American

Jan 15, 2021
Put Options

Purchased

-70,500

67.5000

American

Jan 15, 2021
Put Options

Purchased

-900

60.0000

American

Sep 18, 2020
Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020
Call Options

Written

-500

86.0000

American

Dec 6, 2019
Call Options

Written

-1,300

92.5000

American

Jun 19, 2020
Call Options

Written

-2,700

125.0000

American

Jan 15, 2021
Put Options

Purchased

-200

81.5000

American

Dec 6, 2019
Put Options

Purchased

-300

60.0000

American

Feb 21, 2020
Call Options

Written

-2,300

115.0000

American

Jun 19, 2020
Put Options

Purchased

-1,500

82.5000

American

May 15, 2020
Put Options

Purchased

-2,400

89.0000

American

Dec 6, 2019
Put Options

Purchased

-4,800

55.0000

American

May 15, 2020
Put Options

Purchased

-4,800

75.0000

American

Jan 17, 2020
Put Options

Purchased

-100

85.0000

American

Nov 29, 2019
Put Options

Purchased

-400

100.0000

American

Jan 15, 2021
Call Options

Written

-100,300

120.0000

American

Jan 17, 2020
Put Options

Purchased

-1,500

92.5000

American

Dec 20, 2019
Call Options

Written

-2,200

130.0000

American

Jun 19, 2020
Call Options

Written

-3,300

145.0000

American

Jan 17, 2020
Put Options

Purchased

-400

130.0000

American

Jan 17, 2020
Call Options

Written

-600

80.5000

American

Nov 29, 2019
Put Options

Purchased

-700

80.0000

American

Jan 15, 2021
Put Options

Purchased

-700

42.5000

American

Jan 15, 2021
Put Options

Purchased

-300

97.5000

American

Jan 17, 2020
Call Options

Purchased

100

82.5000

American

May 15, 2020
Put Options

Written

100

76.0000

American

Nov 29, 2019
Put Options

Written

90,000

50.0000

American

Jun 19, 2020
Put Options

Written

600

87.5000

American

May 15, 2020
Call Options

Purchased

100

125.0000

American

Jan 21, 2022
Put Options

Written

100

57.5000

American

Sep 18, 2020
Call Options

Purchased

100

90.0000

American

Jan 15, 2021
Put Options

Written

1,400

55.0000

American

Jun 19, 2020
Call Options

Purchased

17,800

80.0000

American

Feb 21, 2020
Put Options

Written

1,100

75.0000

American

Jan 15, 2021
Put Options

Written

500

62.5000

American

May 15, 2020
Put Options

Written

100

65.0000

American

Dec 20, 2019
Put Options

Written

300

35.0000

American

Sep 18, 2020
Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020
Put Options

Written

29,400

70.0000

American

Jun 19, 2020
Put Options

Written

9,600

80.0000

American

Jan 17, 2020
Call Options

Purchased

2,500

89.0000

American

Dec 6, 2019
Put Options

Written

15,600

75.0000

American

Dec 20, 2019
Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020
Put Options

Written

100

77.5000

American

Nov 29, 2019
Put Options

Written

700

87.0000

American

Nov 29, 2019
Call Options

Purchased

300

97.5000

American

Feb 21, 2020
Call Options

Purchased

100

70.0000

American

May 15, 2020
Put Options

Purchased

-1,100

86.0000

American

Dec 13, 2019
Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021
Put Options

Purchased

-100

78.0000

American

Nov 29, 2019
Put Options

Purchased

-800

92.5000

American

Jun 19, 2020
Call Options

Written

-52,900

82.5000

American

Jan 17, 2020
Put Options

Purchased

-100

75.0000

American

Dec 13, 2019
Call Options

Written

-800

84.0000

American

Nov 29, 2019
Call Options

Written

-2,000

150.0000

American

Jan 17, 2020
Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021
Call Options

Written

-4,700

120.0000

American

Jan 21, 2022
Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020
Call Options

Written

-200

62.5000

American

Jun 19, 2020
Call Options

Written

-2,200

62.5000

American

Feb 21, 2020
Call Options

Written

-18,100

95.0000

American

Jun 19, 2020
Call Options

Written

-100

180.0000

American

Jan 17, 2020
Put Options

Purchased

-6,900

70.0000

American

Jan 17, 2020
Put Options

Purchased

-200

83.0000

American

Dec 20, 2019
Call Options

Written

-2,100

115.0000

American

Jan 15, 2021
Put Options

Purchased

-300

60.0000

American

Jan 21, 2022
Put Options

Written

14,600

67.5000

American

Jun 19, 2020
Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020
Put Options

Written

500

45.0000

American

Jan 15, 2021
Call Options

Purchased

400

57.5000

American

Sep 18, 2020
Put Options

Written

3,500

87.5000

American

Jun 19, 2020
Call Options

Purchased

400

90.0000

American

Dec 6, 2019
Call Options

Purchased

200

72.5000

American

Dec 20, 2019
Put Options

Written

500

45.0000

American

Jan 21, 2022
Call Options

Purchased

20,000

90.0000

American

Dec 20, 2019
Call Options

Purchased

5,000

80.0000

American

Jun 19, 2020
Call Options

Purchased

2,100

105.0000

American

May 15, 2020
Call Options

Purchased

1,500

87.5000

American

Dec 20, 2019
Put Options

Written

275,000

70.0000

American

Jan 15, 2021
Put Options

Written

100

86.5000

American

Nov 29, 2019
Call Options

Purchased

100

89.0000

American

Dec 20, 2019
Put Options

Written

100

74.0000

American

Nov 29, 2019
Put Options

Written

6,000

105.0000

American

Jan 17, 2020
Put Options

Written

100

80.0000

American

Nov 29, 2019
Call Options

Purchased

3,500

100.0000

American

Feb 21, 2020
Put Options

Written

1,300

85.0000

American

Feb 21, 2020
Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020
Put Options

Written

1,000

77.5000

American

Jun 19, 2020
Call Options

Purchased

300

90.0000

American

Nov 29, 2019
Put Options

Written

5,000

67.5000

American

Feb 21, 2020
Call Options

Purchased

2,900

82.5000

American

Dec 20, 2019
Put Options

Written

300

65.0000

American

Jan 15, 2021
Put Options

Written

100

65.0000

American

Sep 18, 2020
Call Options

Written

-10,300

87.5000

American

Jan 17, 2020
Put Options

Purchased

-100

75.0000

American

Jan 21, 2022
Put Options

Purchased

-900

40.0000

American

Jun 19, 2020
Call Options

Written

-1,800

77.5000

American

Dec 20, 2019
Call Options

Written

-6,700

105.0000

American

Jan 15, 2021
Put Options

Purchased

-200

84.5000

American

Dec 20, 2019
Call Options

Written

-9,500

85.0000

American

Jan 17, 2020
Put Options

Purchased

-1,400

85.0000

American

Dec 20, 2019
Call Options

Written

-7,400

100.0000

American

Jun 19, 2020
Call Options

Written

-1,600

91.0000

American

Nov 29, 2019
Call Options

Written

-1,100

62.5000

American

Jan 17, 2020
Call Options

Written

-67,100

100.0000

American

Jan 17, 2020
Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022
Put Options

Purchased

-3,100

81.5000

American

Jan 3, 2020
Call Options

Written

-200

105.0000

American

Sep 18, 2020
Call Options

Purchased

9,600

77.5000

American

Jan 17, 2020
Call Options

Purchased

1,500

100.0000

American

May 15, 2020
Put Options

Written

600

72.5000

American

May 15, 2020
Call Options

Purchased

500

90.0000

American

Jan 21, 2022
Put Options

Written

300

84.0000

American

Nov 29, 2019
Put Options

Written

1,100

45.0000

American

Jun 19, 2020
Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020
Put Options

Written

11,600

80.0000

American

Feb 21, 2020
Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021
Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021
Put Options

Written

100

82.0000

American

Dec 6, 2019
Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020
Put Options

Written

100

72.5000

American

Nov 29, 2019
Put Options

Written

2,200

80.0000

American

Dec 20, 2019
Put Options

Written

9,400

65.0000

American

Feb 21, 2020
Call Options

Purchased

6,000

75.0000

American

Jan 17, 2020
Put Options

Written

1,300

70.0000

American

Dec 20, 2019
Call Options

Purchased

500

90.0000

American

Dec 27, 2019
Call Options

Purchased

2,100

86.0000

American

Nov 29, 2019
Call Options

Purchased

100

85.0000

American

Jan 21, 2022
Call Options

Purchased

400

82.5000

American

Jun 19, 2020
Put Options

Written

400

85.0000

American

Jan 15, 2021
Put Options

Purchased

-500

47.5000

American

Sep 18, 2020
Call Options

Written

-1,000

87.5000

American

Jan 15, 2021
Call Options

Written

-1,700

80.0000

American

Jan 15, 2021
Call Options

Written

-3,100

135.0000

American

Jan 17, 2020
Call Options

Written

-3,200

95.0000

American

Dec 6, 2019
Put Options

Purchased

-9,700

100.0000

American

Jan 17, 2020
Call Options

Written

-500

100.0000

American

Dec 20, 2019
Call Options

Written

-2,200

82.5000

American

Jan 15, 2021
Call Options

Written

-5,900

95.0000

American

Jan 15, 2021
Call Options

Written

-6,400

90.0000

American

Jan 17, 2020
Call Options

Written

-6,200

92.5000

American

Jan 17, 2020
Call Options

Written

-200

140.0000

American

Jan 15, 2021
Put Options

Purchased

-300

77.5000

American

Feb 21, 2020
Call Options

Written

-4,800

100.0000

American

Sep 18, 2020
Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020
Call Options

Written

-500

87.5000

American

Jan 21, 2022
Put Options

Purchased

-1,100

72.5000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 681267
Time of Receipt (offset from UTC): 20191128T105944+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC