FORM 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

26 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,534,293

0.17%

5,026,120

0.34%

 

(2)

Derivatives (other than options):

3,881,059

0.26%

621,000

0.04%

 

 

 

 

 

(3)

Options and agreements to
purchase/sell:

2,496,500

0.17%

892,600

0.06%

 
TOTAL:

8,911,852

0.60%

6,539,720

0.44%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

10

87.7100 USD

Purchase

41

87.4200 USD

Purchase

45

87.6300 USD

Purchase

100

87.1100 USD

Purchase

100

87.6600 USD

Purchase

102

87.3732 USD

Purchase

116

87.3479 USD

Purchase

200

87.4950 USD

Purchase

200

87.5350 USD

Purchase

281

87.6812 USD

Purchase

281

87.7617 USD

Purchase

299

87.6100 USD

Purchase

300

87.3350 USD

Purchase

300

87.7000 USD

Purchase

300

87.4400 USD

Purchase

300

87.4666 USD

Purchase

306

87.6059 USD

Purchase

323

87.4916 USD

Purchase

400

87.2963 USD

Purchase

410

88.0800 USD

Purchase

600

87.5841 USD

Purchase

741

87.6305 USD

Purchase

1,000

87.5170 USD

Purchase

1,296

87.5107 USD

Purchase

1,400

87.3710 USD

Purchase

1,500

87.5413 USD

Purchase

1,700

87.8100 USD

Purchase

2,774

87.7425 USD

Purchase

2,968

87.4387 USD

Purchase

3,000

87.5715 USD

Purchase

3,175

87.6694 USD

Purchase

4,363

87.5771 USD

Purchase

5,195

87.5239 USD

Purchase

5,900

87.5863 USD

Purchase

6,164

87.4893 USD

Purchase

7,200

87.5950 USD

Purchase

7,480

87.5356 USD

Purchase

13,800

87.7246 USD

Purchase

18,647

87.6049 USD

Purchase

21,650

87.4672 USD

Purchase

26,170

87.6148 USD

Purchase

29,311

87.5131 USD

Purchase

44,077

87.7166 USD

Purchase

45,264

87.6385 USD

Purchase

123,073

87.7200 USD

Purchase

143,798

87.7158 USD

Sale

41

87.4200 USD

Sale

64

88.0875 USD

Sale

99

87.6205 USD

Sale

100

87.2750 USD

Sale

100

87.2900 USD

Sale

100

87.3400 USD

Sale

100

87.3725 USD

Sale

100

87.4500 USD

Sale

100

87.5450 USD

Sale

100

87.6700 USD

Sale

100

87.7100 USD

Sale

100

87.8500 USD

Sale

100

88.0500 USD

Sale

100

88.1100 USD

Sale

102

87.4100 USD

Sale

105

87.8800 USD

Sale

157

87.8000 USD

Sale

200

87.6950 USD

Sale

200

87.9025 USD

Sale

206

87.9791 USD

Sale

216

87.4831 USD

Sale

281

87.7617 USD

Sale

281

87.6812 USD

Sale

300

87.3350 USD

Sale

300

87.4400 USD

Sale

337

87.9309 USD

Sale

345

87.6983 USD

Sale

400

87.7000 USD

Sale

400

87.4650 USD

Sale

400

87.5312 USD

Sale

400

87.4155 USD

Sale

400

87.9275 USD

Sale

410

88.0800 USD

Sale

437

87.4682 USD

Sale

452

87.4753 USD

Sale

523

87.5572 USD

Sale

570

87.8747 USD

Sale

600

87.6300 USD

Sale

610

87.8024 USD

Sale

674

87.8040 USD

Sale

675

87.4396 USD

Sale

800

87.4287 USD

Sale

800

87.6687 USD

Sale

810

87.4519 USD

Sale

900

87.5496 USD

Sale

968

87.5227 USD

Sale

995

87.3562 USD

Sale

1,100

87.3922 USD

Sale

1,200

87.6733 USD

Sale

1,295

87.7668 USD

Sale

1,300

87.4407 USD

Sale

1,307

87.8417 USD

Sale

1,400

87.3710 USD

Sale

1,459

87.6018 USD

Sale

1,500

87.8100 USD

Sale

1,700

87.8523 USD

Sale

1,847

87.6294 USD

Sale

2,292

87.8230 USD

Sale

2,305

87.5740 USD

Sale

2,394

87.4648 USD

Sale

2,687

87.6368 USD

Sale

2,781

87.6035 USD

Sale

2,921

87.5264 USD

Sale

3,500

87.5509 USD

Sale

3,800

87.8057 USD

Sale

3,876

87.4900 USD

Sale

4,279

87.6446 USD

Sale

4,603

87.5534 USD

Sale

4,734

87.8890 USD

Sale

6,000

87.4776 USD

Sale

6,700

87.4684 USD

Sale

6,800

87.5951 USD

Sale

7,206

87.7354 USD

Sale

8,739

87.5732 USD

Sale

9,581

87.6047 USD

Sale

12,441

87.6016 USD

Sale

12,826

87.7881 USD

Sale

13,727

87.8070 USD

Sale

23,202

87.6614 USD

Sale

27,739

87.6777 USD

Sale

32,357

87.7426 USD

Sale

43,412

87.6938 USD

Sale

55,207

87.6524 USD

Sale

69,320

87.5544 USD

Sale

120,604

87.7200 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

300

70 USD

American

15 Jan 2021

19.3000 USD

Call Option Purchasing

2,000

86 USD

American

29 Nov 2019

2.0000 USD

Call Option Purchasing

800

87 USD

American

6 Dec 2019

1.2500 USD

Call Option Purchasing

400

88 USD

American

19 Jun 2020

6.0000 USD

Call Option Purchasing

500

89 USD

American

29 Nov 2019

0.0700 USD

Call Option Purchasing

800

89 USD

American

6 Dec 2019

0.5800 USD

Call Option Purchasing

100

89 USD

American

20 Dec 2019

1.1400 USD

Call Option Purchasing

300

90 USD

American

29 Nov 2019

0.0300 USD

Call Option Purchasing

300

90 USD

American

17 Jan 2020

1.6300 USD

Call Option Purchasing

100

93 USD

American

17 Jan 2020

0.9000 USD

Call Option Purchasing

200

95 USD

American

20 Dec 2019

0.0800 USD

Call Option Purchasing

1,000

100 USD

American

19 Jun 2020

1.7000 USD

Call Option Selling

100

85 USD

American

29 Nov 2019

2.4600 USD

Call Option Selling

800

88 USD

American

29 Nov 2019

0.4600 USD

Call Option Selling

100

88 USD

American

6 Dec 2019

1.5400 USD

Call Option Selling

300

93 USD

American

17 Jan 2020

0.8800 USD

Put Option Purchasing

100

78 USD

American

17 Jan 2020

0.6000 USD

Put Option Purchasing

100

83 USD

American

20 Dec 2019

0.5400 USD

Put Option Purchasing

100

87 USD

American

29 Nov 2019

0.5400 USD

Put Option Purchasing

100

87 USD

American

6 Dec 2019

0.5200 USD

Put Option Purchasing

800

87 USD

American

6 Dec 2019

0.9300 USD

Put Option Purchasing

300

88 USD

American

29 Nov 2019

0.5000 USD

Put Option Purchasing

200

89 USD

American

6 Dec 2019

1.9900 USD

Put Option Purchasing

2,800

100 USD

American

17 Jan 2020

13.5964 USD

Put Option Purchasing

100

130 USD

American

17 Jan 2020

43.5000 USD

Put Option Selling

800

38 USD

American

21 Jan 2022

1.0650 USD

Put Option Selling

100

60 USD

American

17 Jan 2020

0.0700 USD

Put Option Selling

200

87 USD

American

6 Dec 2019

0.8900 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

27 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Call Options Purchased

6,100

91.0000

American

Dec 20, 2019

Put Options Written

101,800

60.0000

American

Jun 19, 2020

Put Options Written

8,300

87.5000

American

Feb 21, 2020

Call Options Purchased

7,800

80.0000

American

Dec 20, 2019

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Call Options Purchased

400

70.0000

American

Dec 20, 2019

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Put Options Written

360,600

65.0000

American

Jan 17, 2020

Call Options Purchased

4,000

72.5000

American

Feb 21, 2020

Put Options Written

3,600

75.0000

American

Feb 21, 2020

Put Options Written

900

82.5000

American

Jan 17, 2020

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Put Options Written

2,900

75.0000

American

Jun 19, 2020

Put Options Written

100

71.0000

American

Dec 6, 2019

Put Options Written

5,200

77.5000

American

Jan 17, 2020

Put Options Written

2,300

37.5000

American

Jan 21, 2022

Call Options Purchased

1,100

87.0000

American

Dec 13, 2019

Call Options Purchased

800

87.5000

American

May 15, 2020

Call Options Purchased

600

75.0000

American

May 15, 2020

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options Purchased

-600

87.0000

American

Dec 6, 2019

Put Options Purchased

-800

87.5000

American

Dec 20, 2019

Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options Purchased

-3,900

57.5000

American

Jan 17, 2020

Call Options Written

-8,800

97.5000

American

Jan 17, 2020

Put Options Purchased

-100

86.5000

American

Dec 6, 2019

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options Purchased

-100

85.0000

American

May 15, 2020

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options Written

-8,300

70.0000

American

Feb 21, 2020

Call Options Written

-17,700

90.0000

American

Jun 19, 2020

Call Options Written

-4,500

115.0000

American

Jan 21, 2022

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Put Options Purchased

-100

50.0000

American

Jan 21, 2022

Put Options Purchased

-100

95.0000

American

May 15, 2020

Call Options Written

-1,700

130.0000

American

Jan 15, 2021

Put Options Purchased

-2,000

82.5000

American

Feb 21, 2020

Call Options Written

-2,300

120.0000

American

Jan 15, 2021

Call Options Written

-200

88.0000

American

Dec 20, 2019

Call Options Written

-900

135.0000

American

Jan 15, 2021

Call Options Purchased

800

67.5000

American

Feb 21, 2020

Call Options Purchased

1,000

72.5000

American

May 15, 2020

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Put Options Written

3,500

47.5000

American

Jan 17, 2020

Call Options Purchased

1,200

92.5000

American

May 15, 2020

Call Options Purchased

500

88.0000

American

Dec 13, 2019

Call Options Purchased

287,500

80.0000

American

Jan 17, 2020

Put Options Written

4,200

45.0000

American

Jan 17, 2020

Put Options Written

49,100

95.0000

American

Jan 17, 2020

Put Options Written

302,100

60.0000

American

Jan 15, 2021

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options Purchased

1,200

72.5000

American

Jun 19, 2020

Put Options Written

15,400

42.5000

American

Feb 21, 2020

Call Options Purchased

3,400

85.0000

American

Feb 21, 2020

Call Options Purchased

1,700

92.5000

American

Feb 21, 2020

Put Options Written

600

62.5000

American

Sep 18, 2020

Call Options Purchased

500

87.0000

American

Dec 20, 2019

Put Options Written

200

75.0000

American

Sep 18, 2020

Call Options Purchased

5,200

95.0000

American

May 15, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Call Options Purchased

900

95.0000

American

Feb 21, 2020

Call Options Purchased

100

82.0000

American

Dec 13, 2019

Put Options Written

3,900

50.0000

American

Jan 17, 2020

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Call Options Purchased

100

82.0000

American

Dec 6, 2019

Call Options Purchased

1,900

86.5000

American

Nov 29, 2019

Put Options Written

1,400

82.5000

American

Sep 18, 2020

Call Options Written

-2,100

95.0000

American

Nov 29, 2019

Call Options Written

-10,000

110.0000

American

Jan 17, 2020

Put Options Purchased

-100

86.5000

American

Nov 29, 2019

Put Options Purchased

-200

81.0000

American

Dec 6, 2019

Call Options Written

-1,200

88.0000

American

Nov 29, 2019

Put Options Purchased

-12,200

55.0000

American

Jan 17, 2020

Put Options Purchased

-2,900

79.0000

American

Dec 6, 2019

Put Options Purchased

-5,100

77.5000

American

Dec 13, 2019

Put Options Purchased

-100

65.0000

American

Nov 29, 2019

Put Options Purchased

-2,000

77.5000

American

Dec 20, 2019

Put Options Purchased

-2,500

55.0000

American

Jan 15, 2021

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

80.5000

American

Dec 6, 2019

Call Options Written

-11,600

130.0000

American

Jan 17, 2020

Call Options Written

-200

80.0000

American

Nov 29, 2019

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-4,400

78.0000

American

Dec 13, 2019

Call Options Written

-1,000

60.0000

American

Dec 20, 2019

Call Options Written

-100

78.0000

American

Nov 29, 2019

Put Options Purchased

-400

95.0000

American

Sep 18, 2020

Put Options Purchased

-800

72.5000

American

Dec 20, 2019

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options Purchased

800

83.0000

American

Nov 29, 2019

Call Options Purchased

500

70.0000

American

Jun 19, 2020

Call Options Purchased

100

78.0000

American

Dec 13, 2019

Call Options Purchased

100

97.5000

American

May 15, 2020

Call Options Purchased

18,700

72.5000

American

Jan 17, 2020

Call Options Purchased

4,100

85.0000

American

Dec 20, 2019

Put Options Written

800

88.0000

American

Nov 29, 2019

Call Options Purchased

500

62.5000

American

May 15, 2020

Call Options Purchased

100

77.5000

American

Jun 19, 2020

Put Options Written

800

57.5000

American

Feb 21, 2020

Put Options Written

1,500

60.0000

American

Dec 20, 2019

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options Purchased

1,100

95.0000

American

Dec 20, 2019

Call Options Purchased

900

87.0000

American

Dec 6, 2019

Put Options Written

16,200

62.5000

American

Jan 17, 2020

Call Options Purchased

4,400

92.5000

American

Dec 20, 2019

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Put Options Written

400

81.5000

American

Dec 20, 2019

Put Options Purchased

-5,200

40.0000

American

Jan 21, 2022

Call Options Written

-1,200

85.0000

American

Sep 18, 2020

Put Options Purchased

-500

75.0000

American

May 15, 2020

Put Options Purchased

-600

81.0000

American

Dec 20, 2019

Call Options Written

-3,000

75.0000

American

Jan 15, 2021

Put Options Purchased

-23,400

60.0000

American

Jan 17, 2020

Call Options Written

-400

110.0000

American

Jun 19, 2020

Call Options Written

-100

67.5000

American

Sep 18, 2020

Put Options Purchased

-100

83.0000

American

Dec 6, 2019

Put Options Purchased

-100

77.0000

American

Dec 13, 2019

Call Options Written

-400

110.0000

American

Feb 21, 2020

Put Options Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options Written

-100

100.0000

American

Jan 21, 2022

Call Options Written

-400

92.0000

American

Dec 20, 2019

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options Written

-4,200

85.0000

American

May 15, 2020

Put Options Purchased

-500

84.0000

American

Dec 20, 2019

Put Options Purchased

-1,800

90.0000

American

Dec 20, 2019

Call Options Written

-800

125.0000

American

Jan 17, 2020

Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options Purchased

-100

86.0000

American

Nov 29, 2019

Put Options Purchased

-700

80.0000

American

May 15, 2020

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options Purchased

-6,900

85.0000

American

Jan 17, 2020

Call Options Written

-11,800

95.0000

American

Jan 17, 2020

Put Options Purchased

-1,000

82.5000

American

Dec 20, 2019

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Put Options Purchased

-3,400

72.5000

American

Feb 21, 2020

Call Options Written

-500

95.0000

American

Sep 18, 2020

Call Options Written

-3,900

85.0000

American

Jun 19, 2020

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

2,500

85.0000

American

Nov 29, 2019

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Put Options Written

155,700

65.0000

American

Jun 19, 2020

Put Options Written

4,000

62.5000

American

Feb 21, 2020

Call Options Purchased

600

65.0000

American

Jan 17, 2020

Put Options Written

600

80.0000

American

Jun 19, 2020

Call Options Purchased

200

87.5000

American

Jun 19, 2020

Call Options Purchased

3,500

70.5000

American

Nov 29, 2019

Call Options Purchased

1,200

65.0000

American

Sep 18, 2020

Call Options Purchased

600

88.0000

American

Dec 27, 2019

Put Options Written

400

32.5000

American

Sep 18, 2020

Put Options Written

175,000

80.0000

American

Jan 15, 2021

Call Options Purchased

4,000

90.0000

American

Sep 18, 2020

Call Options Purchased

1,300

67.5000

American

Jan 15, 2021

Put Options Written

100

37.5000

American

Jan 15, 2021

Call Options Purchased

7,700

80.0000

American

May 15, 2020

Put Options Written

1,000

42.5000

American

Jan 21, 2022

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Call Options Purchased

100

87.0000

American

Nov 29, 2019

Call Options Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options Purchased

1,900

82.5000

American

Feb 21, 2020

Put Options Written

37,300

57.5000

American

Jun 19, 2020

Put Options Written

400

90.0000

American

Jun 19, 2020

Put Options Written

100

77.5000

American

Jan 15, 2021

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Written

-8,200

100.0000

American

Jan 15, 2021

Put Options Purchased

-100

72.5000

American

Sep 18, 2020

Put Options Purchased

-2,100

70.0000

American

Jan 15, 2021

Call Options Written

-5,200

85.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options Written

-79,900

70.0000

American

Jan 15, 2021

Put Options Purchased

-100

100.0000

American

Jan 21, 2022

Put Options Purchased

-100

73.5000

American

Nov 29, 2019

Put Options Purchased

-200

84.0000

American

Dec 6, 2019

Call Options Written

-50,800

92.5000

American

Jan 15, 2021

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options Written

-400

67.5000

American

Jun 19, 2020

Put Options Purchased

-400

90.0000

American

Feb 21, 2020

Call Options Written

-6,800

105.0000

American

Jan 17, 2020

Call Options Written

-600

89.0000

American

Nov 29, 2019

Put Options Purchased

-100

80.0000

American

Dec 6, 2019

Call Options Written

-200

70.0000

American

Jan 21, 2022

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Call Options Written

-700

82.5000

American

Nov 29, 2019

Call Options Written

-4,600

115.0000

American

Jan 17, 2020

Call Options Written

-300

110.0000

American

Sep 18, 2020

Call Options Written

-1,200

77.5000

American

Feb 21, 2020

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Put Options Purchased

-200

82.5000

American

Nov 29, 2019

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options Purchased

21,900

90.0000

American

Feb 21, 2020

Put Options Written

900

70.0000

American

Feb 21, 2020

Call Options Purchased

200

65.0000

American

May 15, 2020

Call Options Purchased

5,100

87.5000

American

Sep 18, 2020

Call Options Purchased

500

82.5000

American

Sep 18, 2020

Put Options Written

1,900

55.0000

American

Feb 21, 2020

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Call Options Purchased

200

85.0000

American

Dec 6, 2019

Call Options Purchased

18,100

70.0000

American

Jan 17, 2020

Put Options Written

1,000

67.5000

American

Dec 20, 2019

Put Options Written

300

77.5000

American

Sep 18, 2020

Call Options Purchased

11,500

75.0000

American

Sep 18, 2020

Call Options Purchased

6,800

90.0000

American

May 15, 2020

Call Options Purchased

600

77.5000

American

Sep 18, 2020

Call Options Purchased

100

86.0000

American

Dec 20, 2019

Call Options Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options Purchased

200

95.0000

American

Dec 27, 2019

Call Options Purchased

200

86.5000

American

Dec 13, 2019

Put Options Written

100

65.0000

American

May 15, 2020

Put Options Written

2,700

67.5000

American

Jan 17, 2020

Call Options Purchased

1,000

91.0000

American

Dec 13, 2019

Call Options Purchased

200

110.0000

American

Jan 21, 2022

Put Options Purchased

-4,800

55.0000

American

May 15, 2020

Call Options Written

-100

90.0000

American

Nov 29, 2019

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Put Options Purchased

-700

89.0000

American

Dec 6, 2019

Put Options Purchased

-300

60.0000

American

Feb 21, 2020

Call Options Written

-500

86.0000

American

Dec 6, 2019

Put Options Purchased

-700

80.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

92.5000

American

Dec 20, 2019

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Call Options Written

-3,300

145.0000

American

Jan 17, 2020

Put Options Purchased

-4,800

75.0000

American

Jan 17, 2020

Put Options Purchased

-100

85.0000

American

Nov 29, 2019

Put Options Purchased

-400

100.0000

American

Jan 15, 2021

Put Options Purchased

-400

130.0000

American

Jan 17, 2020

Put Options Purchased

-1,900

83.0000

American

Nov 29, 2019

Put Options Purchased

-70,500

67.5000

American

Jan 15, 2021

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Put Options Purchased

-4,900

35.0000

American

Jan 15, 2021

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Put Options Purchased

-1,500

82.5000

American

May 15, 2020

Put Options Purchased

-2,600

72.5000

American

Jun 19, 2020

Call Options Written

-100,300

120.0000

American

Jan 17, 2020

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Call Options Written

-2,200

130.0000

American

Jun 19, 2020

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Call Options Written

-2,500

115.0000

American

Feb 21, 2020

Put Options Purchased

-200

81.5000

American

Dec 6, 2019

Call Options Written

-600

80.5000

American

Nov 29, 2019

Put Options Purchased

-300

97.5000

American

Jan 17, 2020

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Call Options Purchased

100

82.5000

American

May 15, 2020

Call Options Purchased

4,900

75.0000

American

Feb 21, 2020

Put Options Written

300

35.0000

American

Sep 18, 2020

Call Options Purchased

100

90.0000

American

Jan 15, 2021

Put Options Written

500

62.5000

American

May 15, 2020

Call Options Purchased

100

105.0000

American

Feb 21, 2020

Call Options Purchased

800

89.0000

American

Dec 6, 2019

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Call Options Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options Written

1,100

75.0000

American

Jan 15, 2021

Put Options Written

100

77.5000

American

Nov 29, 2019

Put Options Written

1,400

55.0000

American

Jun 19, 2020

Call Options Purchased

17,800

80.0000

American

Feb 21, 2020

Call Options Purchased

300

97.5000

American

Feb 21, 2020

Put Options Written

900

87.0000

American

Nov 29, 2019

Call Options Purchased

100

70.0000

American

May 15, 2020

Put Options Written

100

57.5000

American

Sep 18, 2020

Put Options Written

15,600

75.0000

American

Dec 20, 2019

Put Options Written

9,600

80.0000

American

Jan 17, 2020

Put Options Written

29,400

70.0000

American

Jun 19, 2020

Put Options Written

600

87.5000

American

May 15, 2020

Call Options Purchased

100

125.0000

American

Jan 21, 2022

Put Options Written

100

76.0000

American

Nov 29, 2019

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Call Options Written

-52,900

82.5000

American

Jan 17, 2020

Put Options Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options Purchased

-1,100

86.0000

American

Dec 13, 2019

Call Options Written

-100

180.0000

American

Jan 17, 2020

Put Options Purchased

-100

75.0000

American

Dec 13, 2019

Call Options Written

-800

84.0000

American

Nov 29, 2019

Put Options Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Put Options Purchased

-6,900

70.0000

American

Jan 17, 2020

Put Options Purchased

-300

60.0000

American

Jan 21, 2022

Call Options Written

-4,700

120.0000

American

Jan 21, 2022

Call Options Written

-200

62.5000

American

Jun 19, 2020

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Put Options Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options Purchased

-100

78.0000

American

Nov 29, 2019

Put Options Purchased

-200

83.0000

American

Dec 20, 2019

Put Options Written

14,600

67.5000

American

Jun 19, 2020

Call Options Purchased

2,100

105.0000

American

May 15, 2020

Put Options Written

500

45.0000

American

Jan 21, 2022

Put Options Written

300

65.0000

American

Jan 15, 2021

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options Purchased

100

89.0000

American

Dec 20, 2019

Put Options Written

275,000

70.0000

American

Jan 15, 2021

Put Options Written

5,000

67.5000

American

Feb 21, 2020

Put Options Written

100

80.0000

American

Nov 29, 2019

Put Options Written

500

45.0000

American

Jan 15, 2021

Call Options Purchased

20,000

90.0000

American

Dec 20, 2019

Call Options Purchased

2,900

82.5000

American

Dec 20, 2019

Put Options Written

100

74.0000

American

Nov 29, 2019

Call Options Purchased

400

90.0000

American

Dec 6, 2019

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options Written

1,000

77.5000

American

Jun 19, 2020

Call Options Purchased

5,000

80.0000

American

Jun 19, 2020

Put Options Written

100

65.0000

American

Sep 18, 2020

Call Options Purchased

3,500

100.0000

American

Feb 21, 2020

Call Options Purchased

1,500

87.5000

American

Dec 20, 2019

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Call Options Purchased

200

72.5000

American

Dec 20, 2019

Put Options Written

3,500

87.5000

American

Jun 19, 2020

Put Options Written

1,300

85.0000

American

Feb 21, 2020

Put Options Purchased

-100

75.0000

American

Jan 21, 2022

Put Options Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options Purchased

-1,400

85.0000

American

Dec 20, 2019

Call Options Written

-200

105.0000

American

Sep 18, 2020

Call Options Written

-1,800

77.5000

American

Dec 20, 2019

Call Options Written

-9,500

85.0000

American

Jan 17, 2020

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Call Options Written

-1,100

62.5000

American

Jan 17, 2020

Call Options Written

-7,400

100.0000

American

Jun 19, 2020

Call Options Written

-10,300

87.5000

American

Jan 17, 2020

Call Options Written

-67,100

100.0000

American

Jan 17, 2020

Put Options Purchased

-3,100

81.5000

American

Jan 3, 2020

Call Options Written

-1,500

91.0000

American

Nov 29, 2019

Call Options Written

-6,700

105.0000

American

Jan 15, 2021

Put Options Purchased

-200

84.5000

American

Dec 20, 2019

Call Options Purchased

1,300

80.0000

American

Sep 18, 2020

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options Written

100

82.0000

American

Dec 6, 2019

Call Options Purchased

9,600

77.5000

American

Jan 17, 2020

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options Purchased

6,000

75.0000

American

Jan 17, 2020

Call Options Purchased

400

82.5000

American

Jun 19, 2020

Put Options Written

400

85.0000

American

Jan 15, 2021

Put Options Written

800

72.5000

American

May 15, 2020

Put Options Written

9,400

65.0000

American

Feb 21, 2020

Call Options Purchased

7,300

77.5000

American

Jan 15, 2021

Put Options Written

2,200

80.0000

American

Dec 20, 2019

Call Options Purchased

500

90.0000

American

Dec 27, 2019

Call Options Purchased

100

85.0000

American

Jan 21, 2022

Call Options Purchased

1,500

100.0000

American

May 15, 2020

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Call Options Purchased

500

90.0000

American

Jan 21, 2022

Call Options Purchased

2,100

86.0000

American

Nov 29, 2019

Put Options Written

11,600

80.0000

American

Feb 21, 2020

Put Options Written

1,300

70.0000

American

Dec 20, 2019

Put Options Written

300

84.0000

American

Nov 29, 2019

Put Options Written

100

72.5000

American

Nov 29, 2019

Call Options Written

-4,800

100.0000

American

Sep 18, 2020

Call Options Written

-200

140.0000

American

Jan 15, 2021

Call Options Written

-500

87.5000

American

Jan 21, 2022

Put Options Purchased

-9,700

100.0000

American

Jan 17, 2020

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Call Options Written

-6,500

90.0000

American

Jan 17, 2020

Call Options Written

-1,000

87.5000

American

Jan 15, 2021

Call Options Written

-1,700

80.0000

American

Jan 15, 2021

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Call Options Written

-5,900

95.0000

American

Jan 15, 2021

Call Options Written

-6,100

92.5000

American

Jan 17, 2020

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Call Options Written

-3,200

95.0000

American

Dec 6, 2019

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options Purchased

-1,100

72.5000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 681203
Time of Receipt (offset from UTC): 20191127T125021+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC