Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 25 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,531,977

0.17%

5,003,570

0.34%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,881,059

0.26%

621,000

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,442,300

0.17%

840,400

0.06%

 

 

 

 

TOTAL:

 

 

 

 

8,855,336

0.60%

6,464,970

0.44%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

86.8700 USD

Purchase

2

87.7400 USD

Purchase

9

87.8000 USD

Purchase

34

86.4300 USD

Purchase

75

86.6400 USD

Purchase

100

87.4600 USD

Purchase

100

87.6425 USD

Purchase

100

86.2600 USD

Purchase

100

87.0000 USD

Purchase

100

87.7700 USD

Purchase

110

87.6700 USD

Purchase

151

86.6100 USD

Purchase

151

86.6101 USD

Purchase

200

87.6050 USD

Purchase

200

87.7000 USD

Purchase

200

87.7325 USD

Purchase

283

87.7620 USD

Purchase

291

87.6853 USD

Purchase

300

86.4200 USD

Purchase

300

86.2666 USD

Purchase

300

86.3100 USD

Purchase

300

87.7116 USD

Purchase

300

86.9066 USD

Purchase

300

86.5850 USD

Purchase

302

86.8559 USD

Purchase

338

86.9844 USD

Purchase

400

86.4375 USD

Purchase

400

86.9975 USD

Purchase

500

86.2730 USD

Purchase

614

87.7241 USD

Purchase

634

86.8932 USD

Purchase

704

87.7233 USD

Purchase

774

87.7098 USD

Purchase

800

87.6925 USD

Purchase

805

87.7146 USD

Purchase

900

86.4250 USD

Purchase

1,074

87.3085 USD

Purchase

1,123

87.7297 USD

Purchase

1,200

87.5900 USD

Purchase

1,235

87.6994 USD

Purchase

1,276

87.7141 USD

Purchase

1,419

86.3850 USD

Purchase

1,717

87.5691 USD

Purchase

2,087

87.7023 USD

Purchase

2,814

87.7158 USD

Purchase

3,225

86.8132 USD

Purchase

3,355

86.7926 USD

Purchase

3,439

86.9027 USD

Purchase

3,500

86.7526 USD

Purchase

4,250

87.2451 USD

Purchase

4,300

87.7127 USD

Purchase

5,600

87.0268 USD

Purchase

6,400

87.3785 USD

Purchase

7,845

86.5507 USD

Purchase

7,936

86.5509 USD

Purchase

11,457

87.5518 USD

Purchase

12,500

86.7026 USD

Purchase

17,630

87.7521 USD

Purchase

20,900

86.9686 USD

Purchase

21,537

86.5628 USD

Purchase

41,676

87.7464 USD

Purchase

53,718

86.9546 USD

Purchase

53,746

87.3416 USD

Purchase

249,177

87.4626 USD

Purchase

1,110,317

87.7600 USD

Purchase

1,172,205

87.7437 USD

Sale

2

86.6200 USD

Sale

2

87.7400 USD

Sale

3

86.9933 USD

Sale

3

86.9866 USD

Sale

30

87.8050 USD

Sale

36

87.4500 USD

Sale

50

86.7000 USD

Sale

68

87.3788 USD

Sale

74

87.7350 USD

Sale

75

86.6400 USD

Sale

93

87.7100 USD

Sale

100

86.7100 USD

Sale

100

86.8000 USD

Sale

100

87.7500 USD

Sale

100

87.7900 USD

Sale

100

86.7800 USD

Sale

150

87.7700 USD

Sale

164

87.5567 USD

Sale

200

87.5300 USD

Sale

200

87.6300 USD

Sale

200

87.6700 USD

Sale

200

87.6050 USD

Sale

200

86.8275 USD

Sale

200

87.6900 USD

Sale

200

87.7750 USD

Sale

208

86.7750 USD

Sale

293

87.7302 USD

Sale

298

87.6859 USD

Sale

300

87.3900 USD

Sale

301

86.6100 USD

Sale

302

86.8559 USD

Sale

302

86.9289 USD

Sale

303

87.7390 USD

Sale

310

86.7958 USD

Sale

314

87.4004 USD

Sale

386

86.9546 USD

Sale

400

87.3500 USD

Sale

400

86.7903 USD

Sale

400

86.9975 USD

Sale

402

86.8451 USD

Sale

420

86.8687 USD

Sale

434

87.6238 USD

Sale

452

87.2638 USD

Sale

500

87.5000 USD

Sale

500

86.9260 USD

Sale

597

87.6994 USD

Sale

600

87.6850 USD

Sale

600

87.2016 USD

Sale

615

86.8038 USD

Sale

700

87.5550 USD

Sale

700

87.7114 USD

Sale

700

86.8300 USD

Sale

751

87.6162 USD

Sale

882

87.5181 USD

Sale

900

86.6733 USD

Sale

900

87.3955 USD

Sale

968

87.0163 USD

Sale

1,103

87.3331 USD

Sale

1,126

87.7353 USD

Sale

1,160

86.8898 USD

Sale

1,277

87.5900 USD

Sale

1,300

86.9292 USD

Sale

1,344

86.9900 USD

Sale

1,500

87.4693 USD

Sale

2,103

87.4994 USD

Sale

2,355

87.7510 USD

Sale

2,376

86.9995 USD

Sale

2,398

87.6323 USD

Sale

2,406

87.4225 USD

Sale

3,500

86.4600 USD

Sale

3,682

87.7178 USD

Sale

4,387

87.6919 USD

Sale

4,556

87.3878 USD

Sale

4,913

87.3368 USD

Sale

5,897

87.0053 USD

Sale

6,300

87.2306 USD

Sale

6,658

87.7009 USD

Sale

6,758

86.6417 USD

Sale

6,879

87.6811 USD

Sale

7,372

87.3242 USD

Sale

7,975

87.5940 USD

Sale

8,147

87.7177 USD

Sale

8,281

87.3448 USD

Sale

9,316

87.4619 USD

Sale

10,965

87.7187 USD

Sale

12,900

86.8035 USD

Sale

16,700

87.0506 USD

Sale

19,928

87.5756 USD

Sale

26,746

87.3052 USD

Sale

37,213

87.2480 USD

Sale

37,389

87.7571 USD

Sale

39,765

87.5739 USD

Sale

54,817

87.3346 USD

Sale

94,253

87.0131 USD

Sale

96,580

87.1943 USD

Sale

1,096,724

87.7584 USD

Sale

1,162,945

87.7600 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

70 USD American 15 Jan 2021 19.3000 USD
Call Option Purchasing

500

73 USD American 15 May 2020 15.7000 USD
Call Option Purchasing

600

78 USD American 15 Jan 2021 12.8616 USD
Call Option Purchasing

100

87 USD American 29 Nov 2019 0.6200 USD
Call Option Purchasing

1,000

87 USD American 29 Nov 2019 0.8000 USD
Call Option Purchasing

200

88 USD American 29 Nov 2019 0.3000 USD
Call Option Purchasing

100

88 USD American 6 Dec 2019 0.6700 USD
Call Option Purchasing

5,000

88 USD American 18 Sep 2020 6.9500 USD
Call Option Purchasing

200

90 USD American 6 Dec 2019 0.2250 USD
Call Option Purchasing

100

93 USD American 15 May 2020 3.0500 USD
Call Option Purchasing

200

95 USD American 21 Feb 2020 0.9400 USD
Call Option Purchasing

300

98 USD American 21 Feb 2020 0.5900 USD
Call Option Purchasing

100

100 USD American 21 Feb 2020 0.3900 USD
Call Option Selling

600

80 USD American 15 Jan 2021 11.3533 USD
Call Option Selling

200

85 USD American 6 Dec 2019 2.4350 USD
Call Option Selling

5,000

85 USD American 15 May 2020 6.8500 USD
Call Option Selling

1,600

90 USD American 29 Nov 2019 0.0412 USD
Call Option Selling

300

110 USD American 21 Feb 2020 0.0900 USD
Put Option Purchasing

400

75 USD American 15 May 2020 2.4575 USD
Put Option Purchasing

3,100

82 USD American 3 Jan 2020 0.7600 USD
Put Option Purchasing

200

83 USD American 6 Dec 2019 0.3300 USD
Put Option Purchasing

1,500

83 USD American 21 Feb 2020 2.8100 USD
Put Option Purchasing

1,500

83 USD American 15 May 2020 4.7500 USD
Put Option Purchasing

100

84 USD American 6 Dec 2019 0.4200 USD
Put Option Purchasing

1,100

86 USD American 13 Dec 2019 1.3100 USD
Put Option Selling

300

38 USD American 21 Jan 2022 1.1500 USD
Put Option Selling

600

60 USD American 17 Jan 2020 0.0700 USD
Put Option Selling

300

65 USD American 17 Jan 2020 0.1233 USD
Put Option Selling

400

73 USD American 15 May 2020 1.9375 USD
Put Option Selling

200

80 USD American 29 Nov 2019 0.0300 USD
Put Option Selling

1,500

85 USD American 21 Feb 2020 3.7900 USD
Put Option Selling

1,100

87 USD American 29 Nov 2019 1.0100 USD
Put Option Selling

1,500

88 USD American 15 May 2020

7.2200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

26 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

360,600

65.0000

American

Jan 17, 2020

Call Options

Purchased

6,100

91.0000

American

Dec 20, 2019

Call Options

Purchased

1,100

87.0000

American

Dec 13, 2019

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

400

70.0000

American

Dec 20, 2019

Call Options

Purchased

7,800

80.0000

American

Dec 20, 2019

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

8,300

87.5000

American

Feb 21, 2020

Put Options

Written

900

82.5000

American

Jan 17, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

2,900

75.0000

American

Jun 19, 2020

Put Options

Written

1,500

37.5000

American

Jan 21, 2022

Call Options

Purchased

800

87.5000

American

May 15, 2020

Call Options

Purchased

600

75.0000

American

May 15, 2020

Put Options

Written

3,600

75.0000

American

Feb 21, 2020

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

5,300

77.5000

American

Jan 17, 2020

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020

Put Options

Written

100

71.0000

American

Dec 6, 2019

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-2,000

82.5000

American

Feb 21, 2020

Put Options

Purchased

-100

85.0000

American

May 15, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-200

88.0000

American

Dec 20, 2019

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Call Options

Written

-8,800

97.5000

American

Jan 17, 2020

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Put Options

Purchased

-800

87.5000

American

Dec 20, 2019

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

1,200

92.5000

American

May 15, 2020

Call Options

Purchased

100

82.0000

American

Dec 6, 2019

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

900

95.0000

American

Feb 21, 2020

Call Options

Purchased

1,900

86.5000

American

Nov 29, 2019

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Put Options

Written

49,100

95.0000

American

Jan 17, 2020

Call Options

Purchased

287,500

80.0000

American

Jan 17, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Call Options

Purchased

500

88.0000

American

Dec 13, 2019

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,700

92.5000

American

Feb 21, 2020

Call Options

Purchased

1,200

72.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

72.5000

American

May 15, 2020

Call Options

Purchased

500

87.0000

American

Dec 20, 2019

Call Options

Purchased

100

82.0000

American

Dec 13, 2019

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

5,200

95.0000

American

May 15, 2020

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Call Options

Purchased

3,400

85.0000

American

Feb 21, 2020

Put Options

Written

200

75.0000

American

Sep 18, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Put Options

Written

1,400

82.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Purchased

-5,100

77.5000

American

Dec 13, 2019

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

77.5000

American

Dec 20, 2019

Call Options

Written

-100

78.0000

American

Nov 29, 2019

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-100

86.5000

American

Nov 29, 2019

Put Options

Purchased

-200

81.0000

American

Dec 6, 2019

Call Options

Written

-400

88.0000

American

Nov 29, 2019

Put Options

Purchased

-1,000

80.5000

American

Dec 6, 2019

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Put Options

Purchased

-800

72.5000

American

Dec 20, 2019

Put Options

Purchased

-2,900

79.0000

American

Dec 6, 2019

Put Options

Purchased

-4,400

78.0000

American

Dec 13, 2019

Put Options

Purchased

-100

65.0000

American

Nov 29, 2019

Call Options

Written

-200

80.0000

American

Nov 29, 2019

Call Options

Written

-2,100

95.0000

American

Nov 29, 2019

Put Options

Purchased

-2,500

55.0000

American

Jan 15, 2021

Put Options

Purchased

-12,200

55.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Call Options

Written

-1,000

60.0000

American

Dec 20, 2019

Call Options

Purchased

100

87.0000

American

Dec 6, 2019

Call Options

Purchased

500

62.5000

American

May 15, 2020

Call Options

Purchased

900

95.0000

American

Dec 20, 2019

Call Options

Purchased

4,400

92.5000

American

Dec 20, 2019

Put Options

Written

800

57.5000

American

Feb 21, 2020

Call Options

Purchased

100

97.5000

American

May 15, 2020

Put Options

Written

400

81.5000

American

Dec 20, 2019

Call Options

Purchased

800

83.0000

American

Nov 29, 2019

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

18,700

72.5000

American

Jan 17, 2020

Put Options

Written

16,200

62.5000

American

Jan 17, 2020

Put Options

Written

1,100

88.0000

American

Nov 29, 2019

Put Options

Written

1,500

60.0000

American

Dec 20, 2019

Call Options

Purchased

100

78.0000

American

Dec 13, 2019

Call Options

Purchased

100

88.0000

American

Dec 6, 2019

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

4,100

85.0000

American

Dec 20, 2019

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Written

-400

92.0000

American

Dec 20, 2019

Put Options

Purchased

-500

84.0000

American

Dec 20, 2019

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-1,800

90.0000

American

Dec 20, 2019

Call Options

Written

-4,200

85.0000

American

May 15, 2020

Call Options

Written

-3,900

85.0000

American

Jun 19, 2020

Put Options

Purchased

-6,900

85.0000

American

Jan 17, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

82.5000

American

Dec 20, 2019

Put Options

Purchased

-500

75.0000

American

May 15, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-100

83.0000

American

Dec 6, 2019

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options

Purchased

-600

81.0000

American

Dec 20, 2019

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-100

77.0000

American

Dec 13, 2019

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-23,500

60.0000

American

Jan 17, 2020

Call Options

Written

-400

110.0000

American

Feb 21, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-5,200

40.0000

American

Jan 21, 2022

Put Options

Purchased

-100

86.0000

American

Nov 29, 2019

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Put Options

Purchased

-3,400

72.5000

American

Feb 21, 2020

Call Options

Written

-11,800

95.0000

American

Jan 17, 2020

Put Options

Written

100

77.5000

American

Jan 15, 2021

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Purchased

100

87.0000

American

Nov 29, 2019

Put Options

Written

100

37.5000

American

Jan 15, 2021

Put Options

Written

155,700

65.0000

American

Jun 19, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

2,600

85.0000

American

Nov 29, 2019

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Call Options

Purchased

600

88.0000

American

Dec 27, 2019

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

600

80.0000

American

Jun 19, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

3,500

70.5000

American

Nov 29, 2019

Call Options

Purchased

7,700

80.0000

American

May 15, 2020

Call Options

Purchased

4,000

90.0000

American

Sep 18, 2020

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Call Options

Purchased

1,200

65.0000

American

Sep 18, 2020

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-700

82.5000

American

Nov 29, 2019

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Put Options

Purchased

-100

80.0000

American

Dec 6, 2019

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-200

82.5000

American

Nov 29, 2019

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Put Options

Purchased

-100

73.5000

American

Nov 29, 2019

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

72.5000

American

Sep 18, 2020

Put Options

Purchased

-200

84.0000

American

Dec 6, 2019

Call Options

Written

-8,200

100.0000

American

Jan 15, 2021

Put Options

Purchased

-400

90.0000

American

Feb 21, 2020

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Call Options

Written

-1,100

89.0000

American

Nov 29, 2019

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-80,200

70.0000

American

Jan 15, 2021

Call Options

Purchased

200

95.0000

American

Dec 27, 2019

Call Options

Purchased

200

86.5000

American

Dec 13, 2019

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

5,100

87.5000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

300

77.5000

American

Sep 18, 2020

Put Options

Written

1,000

67.5000

American

Dec 20, 2019

Call Options

Purchased

200

65.0000

American

May 15, 2020

Call Options

Purchased

200

85.0000

American

Dec 6, 2019

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Put Options

Written

100

65.0000

American

May 15, 2020

Put Options

Written

2,700

67.5000

American

Jan 17, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Call Options

Purchased

18,100

70.0000

American

Jan 17, 2020

Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020

Call Options

Purchased

6,800

90.0000

American

May 15, 2020

Put Options

Written

900

70.0000

American

Feb 21, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

100

86.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

91.0000

American

Dec 13, 2019

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

21,900

90.0000

American

Feb 21, 2020

Put Options

Purchased

-200

81.5000

American

Dec 6, 2019

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-4,800

75.0000

American

Jan 17, 2020

Call Options

Written

-400

90.0000

American

Nov 29, 2019

Put Options

Purchased

-500

89.0000

American

Dec 6, 2019

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-300

60.0000

American

Feb 21, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-70,500

67.5000

American

Jan 15, 2021

Put Options

Purchased

-1,500

92.5000

American

Dec 20, 2019

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-4,900

35.0000

American

Jan 15, 2021

Call Options

Written

-500

86.0000

American

Dec 6, 2019

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Put Options

Purchased

-1,500

82.5000

American

May 15, 2020

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Nov 29, 2019

Put Options

Purchased

-1,900

83.0000

American

Nov 29, 2019

Put Options

Purchased

-300

130.0000

American

Jan 17, 2020

Call Options

Written

-600

80.5000

American

Nov 29, 2019

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Written

600

87.5000

American

May 15, 2020

Put Options

Written

500

62.5000

American

May 15, 2020

Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

300

97.5000

American

Feb 21, 2020

Put Options

Written

100

76.0000

American

Nov 29, 2019

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Put Options

Written

15,600

75.0000

American

Dec 20, 2019

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Put Options

Written

1,000

87.0000

American

Nov 29, 2019

Call Options

Purchased

100

70.0000

American

May 15, 2020

Call Options

Purchased

100

105.0000

American

Feb 21, 2020

Put Options

Written

29,400

70.0000

American

Jun 19, 2020

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options

Written

9,600

80.0000

American

Jan 17, 2020

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Call Options

Purchased

17,800

80.0000

American

Feb 21, 2020

Put Options

Written

100

77.5000

American

Nov 29, 2019

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

100

57.5000

American

Sep 18, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Call Options

Purchased

100

82.5000

American

May 15, 2020

Call Options

Written

-200

87.5000

American

Jun 19, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-6,900

70.0000

American

Jan 17, 2020

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Call Options

Written

-52,900

82.5000

American

Jan 17, 2020

Call Options

Written

-800

84.0000

American

Nov 29, 2019

Put Options

Purchased

-100

78.0000

American

Nov 29, 2019

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-100

75.0000

American

Dec 13, 2019

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-1,100

86.0000

American

Dec 13, 2019

Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

83.0000

American

Dec 20, 2019

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

100

80.0000

American

Nov 29, 2019

Call Options

Purchased

5,000

80.0000

American

Jun 19, 2020

Call Options

Purchased

200

72.5000

American

Dec 20, 2019

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Call Options

Purchased

3,500

100.0000

American

Feb 21, 2020

Put Options

Written

1,300

85.0000

American

Feb 21, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

1,500

87.5000

American

Dec 20, 2019

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

100

74.0000

American

Nov 29, 2019

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

20,000

90.0000

American

Dec 20, 2019

Put Options

Written

14,600

67.5000

American

Jun 19, 2020

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Put Options

Written

300

65.0000

American

Jan 15, 2021

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

400

90.0000

American

Dec 6, 2019

Call Options

Purchased

2,900

82.5000

American

Dec 20, 2019

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

2,100

105.0000

American

May 15, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-1,500

91.0000

American

Nov 29, 2019

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Call Options

Written

-9,500

85.0000

American

Jan 17, 2020

Call Options

Written

-8,400

100.0000

American

Jun 19, 2020

Call Options

Written

-67,100

100.0000

American

Jan 17, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-1,400

85.0000

American

Dec 20, 2019

Put Options

Purchased

-200

84.5000

American

Dec 20, 2019

Put Options

Purchased

-3,100

81.5000

American

Jan 3, 2020

Call Options

Written

-10,300

87.5000

American

Jan 17, 2020

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Call Options

Written

-1,800

77.5000

American

Dec 20, 2019

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Put Options

Written

300

84.0000

American

Nov 29, 2019

Put Options

Written

2,200

80.0000

American

Dec 20, 2019

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Put Options

Written

1,300

70.0000

American

Dec 20, 2019

Call Options

Purchased

500

90.0000

American

Dec 27, 2019

Put Options

Written

800

72.5000

American

May 15, 2020

Put Options

Written

11,600

80.0000

American

Feb 21, 2020

Put Options

Written

100

72.5000

American

Nov 29, 2019

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Put Options

Written

100

82.0000

American

Dec 6, 2019

Put Options

Written

9,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

1,500

100.0000

American

May 15, 2020

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Call Options

Purchased

100

86.0000

American

Nov 29, 2019

Call Options

Purchased

9,600

77.5000

American

Jan 17, 2020

Call Options

Purchased

6,000

75.0000

American

Jan 17, 2020

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-3,200

95.0000

American

Dec 6, 2019

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-5,900

95.0000

American

Jan 15, 2021

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jan 15, 2021

Put Options

Purchased

-6,900

100.0000

American

Jan 17, 2020

Call Options

Written

-1,700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Call Options

Written

-4,800

100.0000

American

Sep 18, 2020

Call Options

Written

-5,900

92.5000

American

Jan 17, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-1,100

72.5000

American

Jan 17, 2020

Call Options

Written

-6,800

90.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 681171
Time of Receipt (offset from UTC): 20191127T092030+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC