Holding(s) in Company

LONDON--()--

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: ECO Animal Health Group PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer  
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights  
Other (please specify)iii:  
3. Details of person subject to the notification obligationiv
Name SFM UK Management LLP
City and country of registered office (if applicable) London, United Kingdom
4. Full name of shareholder(s) (if different from 3.)v
Name Bank of America Merrill Lynch

Citigroup

Credit Suisse

Goldman Sachs

JP Morgan

Morgan Stanley

City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was crossed or reachedvi: 22 November 2019
6. Date on which issuer notified (DD/MM/YYYY): 25 November 2019
7. Total positions of person(s) subject to the notification obligation
  % of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B) Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached 5.05% Below 5% 5.08% 67,517,126
Position of previous notification (if

applicable)

       

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares
Class/type of
shares

ISIN code (if possible)

Number of voting rightsix % of voting rights
Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB0032036807   3,412,295   5.05%
SUBTOTAL 8. A 3,412,295

5.05%

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration
datex
Exercise/
Conversion Periodxi
Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights
         

 

SUBTOTAL 8. B 1    

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration
datex
Exercise/
Conversion Period xi
Physical or cash

settlementxii

Number of voting rights % of voting rights
CFD N/A N/A Cash settlement 23,258 Below 5%
SUBTOTAL 8.B.2 23,258 Below 5%

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii  
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
X
Namexv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Soros Fund Management LLC 5.05% Below 5% 5.08%
SFM UK Holdings Limited 5.05% Below 5% 5.08%
SFM UK Management LLP 5.05% Below 5% 5.08%

 

10. In case of proxy voting, please identify:
Name of the proxy holder  
The number and % of voting rights held  
The date until which the voting rights will be held  

 

11. Additional informationxvi

 

 

 

 

 

Place of completion

London, United Kingdom

 

Date of completion

25 November 2019

Short Name: ECO Animal Health
Category Code: HOL
Sequence Number: 681053
Time of Receipt (offset from UTC): 20191126T091034+0000

Contacts

Eco Animal Health Group Plc

Contacts

Eco Animal Health Group Plc