FORM 8.3 - ABBVIE INC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 22 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,595,688

0.18%

3,902,516

0.26%

 

(2)

Derivatives (other than options):

1,690,079

0.11%

621,000

0.04%

 

(3)

Options and agreements to
purchase/sell:

2,461,100

0.17%

848,500

0.06%

 
TOTAL:

6,746,867

0.46%

5,372,016

0.36%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

86.1100 USD

Purchase

2

86.0200 USD

Purchase

12

85.8900 USD

Purchase

25

85.7600 USD

Purchase

45

86.1900 USD

Purchase

100

85.9300 USD

Purchase

100

86.3700 USD

Purchase

100

86.0700 USD

Purchase

100

86.0300 USD

Purchase

100

86.0600 USD

Purchase

100

86.2000 USD

Purchase

100

86.1300 USD

Purchase

100

85.9900 USD

Purchase

109

86.1407 USD

Purchase

111

86.1525 USD

Purchase

113

86.1700 USD

Purchase

200

86.0250 USD

Purchase

200

86.2050 USD

Purchase

222

86.0100 USD

Purchase

265

86.0410 USD

Purchase

356

86.1311 USD

Purchase

400

86.0387 USD

Purchase

400

85.9625 USD

Purchase

400

85.8750 USD

Purchase

400

86.0212 USD

Purchase

491

86.0172 USD

Purchase

500

86.0820 USD

Purchase

500

86.0040 USD

Purchase

501

86.1776 USD

Purchase

509

86.1231 USD

Purchase

591

86.0190 USD

Purchase

602

86.3560 USD

Purchase

652

86.0094 USD

Purchase

683

86.0950 USD

Purchase

700

86.0850 USD

Purchase

703

86.0378 USD

Purchase

710

86.1340 USD

Purchase

883

86.0459 USD

Purchase

933

86.0043 USD

Purchase

1,000

86.1057 USD

Purchase

1,000

86.1021 USD

Purchase

1,047

86.0863 USD

Purchase

1,051

86.1453 USD

Purchase

1,106

86.0765 USD

Purchase

1,500

86.3320 USD

Purchase

1,509

85.9239 USD

Purchase

1,609

85.7797 USD

Purchase

2,336

86.0817 USD

Purchase

2,500

85.7060 USD

Purchase

3,447

86.0614 USD

Purchase

3,709

86.0811 USD

Purchase

4,500

86.0592 USD

Purchase

5,000

85.9360 USD

Purchase

5,501

85.9406 USD

Purchase

5,600

86.0483 USD

Purchase

5,600

85.9943 USD

Purchase

6,201

86.0402 USD

Purchase

7,450

85.9129 USD

Purchase

9,931

85.9132 USD

Purchase

12,244

85.8290 USD

Purchase

13,534

86.0288 USD

Purchase

14,486

86.0485 USD

Purchase

24,953

86.0460 USD

Purchase

27,800

85.9978 USD

Purchase

31,900

85.9792 USD

Purchase

40,354

86.0804 USD

Purchase

48,777

85.9550 USD

Purchase

50,883

86.0500 USD

Purchase

55,431

85.9450 USD

Purchase

55,805

86.0508 USD

Purchase

59,754

86.1201 USD

Purchase

88,872

86.0495 USD

Sale

1

85.7400 USD

Sale

51

86.1600 USD

Sale

98

86.5200 USD

Sale

100

85.6200 USD

Sale

100

85.8700 USD

Sale

100

85.9100 USD

Sale

100

85.9300 USD

Sale

100

86.0100 USD

Sale

100

86.0200 USD

Sale

100

86.2400 USD

Sale

100

86.2500 USD

Sale

100

86.2800 USD

Sale

106

85.7666 USD

Sale

118

86.2769 USD

Sale

150

85.9233 USD

Sale

152

86.0734 USD

Sale

200

86.1650 USD

Sale

200

86.1725 USD

Sale

200

86.1350 USD

Sale

200

85.9325 USD

Sale

200

85.9900 USD

Sale

218

86.1625 USD

Sale

283

85.9304 USD

Sale

299

85.6998 USD

Sale

300

86.0866 USD

Sale

300

86.0533 USD

Sale

325

85.6420 USD

Sale

339

85.8311 USD

Sale

350

85.8800 USD

Sale

353

85.8976 USD

Sale

400

86.0581 USD

Sale

400

85.9150 USD

Sale

400

86.0800 USD

Sale

403

86.1782 USD

Sale

500

85.9430 USD

Sale

600

85.7633 USD

Sale

600

86.1375 USD

Sale

786

85.9288 USD

Sale

800

86.0202 USD

Sale

900

86.1416 USD

Sale

1,000

85.9485 USD

Sale

1,200

85.9733 USD

Sale

1,300

85.9400 USD

Sale

1,500

86.1689 USD

Sale

1,524

85.8859 USD

Sale

1,699

85.8775 USD

Sale

1,714

85.9360 USD

Sale

1,841

86.0807 USD

Sale

1,914

86.0560 USD

Sale

2,180

86.3610 USD

Sale

2,947

86.1485 USD

Sale

7,590

86.0358 USD

Sale

10,126

86.1210 USD

Sale

11,940

86.1278 USD

Sale

12,922

86.0501 USD

Sale

17,600

85.9484 USD

Sale

18,100

86.0164 USD

Sale

19,166

86.0395 USD

Sale

29,800

85.9745 USD

Sale

39,836

86.1201 USD

Sale

41,240

86.0500 USD

Sale

46,954

86.0434 USD

Sale

50,333

85.9597 USD

Sale

67,888

86.0301 USD

Sale

178,464

85.9915 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

2,699

85.7434 USD

SWAP

Long

5,319

85.9100 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

85 USD

American

19 Jun 2020

6.4600 USD

Call Option

Purchasing

100

86 USD

American

20 Dec 2019

1.8800 USD

Call Option

Purchasing

500

88 USD

American

20 Dec 2019

1.0400 USD

Call Option

Purchasing

5,800

91 USD

American

20 Dec 2019

0.3910 USD

Call Option

Purchasing

1,600

93 USD

American

18 Sep 2020

4.3500 USD

Call Option

Purchasing

100

125 USD

American

21 Jan 2022

1.6100 USD

Call Option

Selling

100

75 USD

American

22 Nov 2019

10.4000 USD

Call Option

Selling

1,800

84 USD

American

22 Nov 2019

1.8633 USD

Call Option

Selling

1,100

86 USD

American

22 Nov 2019

0.2545 USD

Call Option

Selling

400

88 USD

American

20 Dec 2019

1.5000 USD

Call Option

Selling

5,500

90 USD

American

20 Dec 2019

0.5490 USD

Call Option

Selling

400

92 USD

American

20 Dec 2019

0.3300 USD

Call Option

Selling

1,000

95 USD

American

29 Nov 2019

0.0200 USD

Call Option

Selling

100

110 USD

American

21 Feb 2020

0.0900 USD

Call Option

Selling

200

120 USD

American

15 Jan 2021

0.9500 USD

Call Option

Selling

1,900

130 USD

American

19 Jun 2020

0.0994 USD

Put Option

Purchasing

300

60 USD

American

15 Jan 2021

2.5000 USD

Put Option

Purchasing

200

82 USD

American

6 Dec 2019

0.2700 USD

Put Option

Purchasing

100

83 USD

American

29 Nov 2019

0.1400 USD

Put Option

Purchasing

1,900

83 USD

American

29 Nov 2019

0.1900 USD

Put Option

Purchasing

100

84 USD

American

6 Dec 2019

0.8900 USD

Put Option

Purchasing

500

85 USD

American

29 Nov 2019

0.6840 USD

Put Option

Purchasing

100

86 USD

American

22 Nov 2019

0.0300 USD

Put Option

Purchasing

100

86 USD

American

29 Nov 2019

1.1300 USD

Put Option

Purchasing

100

88 USD

American

20 Dec 2019

3.1400 USD

Put Option

Purchasing

500

89 USD

American

6 Dec 2019

3.7500 USD

Put Option

Purchasing

100

90 USD

American

17 Jan 2020

6.2100 USD

Put Option

Selling

300

60 USD

American

17 Jan 2020

0.0800 USD

Put Option

Selling

100

65 USD

American

17 Jan 2020

0.1500 USD

Put Option

Selling

900

70 USD

American

19 Jun 2020

1.9700 USD

Put Option

Selling

100

79 USD

American

6 Dec 2019

0.1700 USD

Put Option

Selling

300

84 USD

American

29 Nov 2019

0.4366 USD

Put Option

Selling

100

85 USD

American

20 Dec 2019

1.8500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

25 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

400

70.0000

American

Dec 20, 2019

Call Options

Purchased

7,800

80.0000

American

Dec 20, 2019

Put Options

Written

2,900

75.0000

American

Jun 19, 2020

Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Put Options

Written

360,300

65.0000

American

Jan 17, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Call Options

Purchased

6,100

91.0000

American

Dec 20, 2019

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

100

77.5000

American

Nov 22, 2019

Call Options

Purchased

1,100

87.0000

American

Dec 13, 2019

Put Options

Written

1,400

83.5000

American

Nov 22, 2019

Put Options

Written

1,200

37.5000

American

Jan 21, 2022

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Put Options

Written

900

82.5000

American

Jan 17, 2020

Call Options

Purchased

600

75.0000

American

May 15, 2020

Put Options

Written

3,600

75.0000

American

Feb 21, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

8,300

87.5000

American

Feb 21, 2020

Put Options

Written

5,300

77.5000

American

Jan 17, 2020

Put Options

Written

100

71.0000

American

Dec 6, 2019

Call Options

Purchased

4,700

82.5000

American

Nov 22, 2019

Call Options

Purchased

800

87.5000

American

May 15, 2020

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

May 15, 2020

Put Options

Purchased

-500

82.5000

American

Feb 21, 2020

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-200

88.0000

American

Dec 20, 2019

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-800

87.5000

American

Dec 20, 2019

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-8,800

97.5000

American

Jan 17, 2020

Call Options

Written

-100

77.5000

American

Nov 22, 2019

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-100

79.0000

American

Nov 22, 2019

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

5,200

95.0000

American

May 15, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

500

88.0000

American

Dec 13, 2019

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Call Options

Purchased

1,100

92.5000

American

May 15, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Call Options

Purchased

100

82.0000

American

Dec 6, 2019

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Call Options

Purchased

900

86.5000

American

Nov 29, 2019

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Call Options

Purchased

1,200

72.5000

American

Jun 19, 2020

Call Options

Purchased

100

82.0000

American

Dec 13, 2019

Call Options

Purchased

3,400

85.0000

American

Feb 21, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Put Options

Written

1,400

82.5000

American

Sep 18, 2020

Call Options

Purchased

500

87.0000

American

Dec 20, 2019

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Written

49,100

95.0000

American

Jan 17, 2020

Call Options

Purchased

1,700

92.5000

American

Feb 21, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

700

95.0000

American

Feb 21, 2020

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Put Options

Written

200

75.0000

American

Sep 18, 2020

Call Options

Purchased

287,500

80.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

500

72.5000

American

May 15, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-2,000

77.5000

American

Dec 20, 2019

Call Options

Written

-1,000

60.0000

American

Dec 20, 2019

Put Options

Purchased

-4,400

78.0000

American

Dec 13, 2019

Call Options

Written

-100

78.0000

American

Nov 29, 2019

Put Options

Purchased

-5,100

77.5000

American

Dec 13, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-200

80.0000

American

Nov 29, 2019

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-2,500

55.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

80.5000

American

Dec 6, 2019

Put Options

Purchased

-100

65.0000

American

Nov 29, 2019

Call Options

Written

-600

88.0000

American

Nov 29, 2019

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Written

-2,100

95.0000

American

Nov 29, 2019

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-800

72.5000

American

Dec 20, 2019

Put Options

Purchased

-12,200

55.0000

American

Jan 17, 2020

Put Options

Purchased

-200

81.0000

American

Dec 6, 2019

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Put Options

Purchased

-2,900

79.0000

American

Dec 6, 2019

Put Options

Purchased

-100

86.5000

American

Nov 29, 2019

Put Options

Purchased

-100

80.0000

American

Nov 22, 2019

Call Options

Purchased

4,400

92.5000

American

Dec 20, 2019

Put Options

Written

800

57.5000

American

Feb 21, 2020

Call Options

Purchased

2,500

86.5000

American

Nov 22, 2019

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

500

62.5000

American

May 15, 2020

Call Options

Purchased

100

97.5000

American

May 15, 2020

Call Options

Purchased

2,600

86.0000

American

Nov 22, 2019

Put Options

Written

1,100

88.0000

American

Nov 29, 2019

Put Options

Written

400

81.5000

American

Dec 20, 2019

Call Options

Purchased

4,100

85.0000

American

Dec 20, 2019

Put Options

Written

16,200

62.5000

American

Jan 17, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

900

95.0000

American

Dec 20, 2019

Call Options

Purchased

18,700

72.5000

American

Jan 17, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

800

83.0000

American

Nov 29, 2019

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

100

78.0000

American

Dec 13, 2019

Call Options

Purchased

100

87.0000

American

Dec 6, 2019

Put Options

Written

1,500

60.0000

American

Dec 20, 2019

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Put Options

Purchased

-500

84.0000

American

Dec 20, 2019

Put Options

Purchased

-600

81.0000

American

Dec 20, 2019

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-3,400

72.5000

American

Feb 21, 2020

Call Options

Written

-6,000

92.0000

American

Nov 22, 2019

Put Options

Purchased

-6,900

85.0000

American

Jan 17, 2020

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-5,200

40.0000

American

Jan 21, 2022

Put Options

Purchased

-24,100

60.0000

American

Jan 17, 2020

Put Options

Purchased

-100

87.0000

American

Nov 29, 2019

Put Options

Purchased

-1,000

82.5000

American

Dec 20, 2019

Put Options

Purchased

-200

85.0000

American

Feb 21, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-100

110.0000

American

Feb 21, 2020

Put Options

Purchased

-100

77.0000

American

Dec 13, 2019

Put Options

Purchased

-1,800

90.0000

American

Dec 20, 2019

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Call Options

Written

-11,800

95.0000

American

Jan 17, 2020

Call Options

Written

-400

92.0000

American

Dec 20, 2019

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

86.0000

American

Nov 29, 2019

Put Options

Purchased

-100

75.0000

American

May 15, 2020

Call Options

Written

-3,900

85.0000

American

Jun 19, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

155,700

65.0000

American

Jun 19, 2020

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Call Options

Purchased

1,200

65.0000

American

Sep 18, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

1,000

86.5000

American

Nov 22, 2019

Call Options

Purchased

2,600

85.0000

American

Nov 29, 2019

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

200

82.0000

American

Nov 22, 2019

Put Options

Written

600

80.0000

American

Jun 19, 2020

Put Options

Written

200

76.5000

American

Nov 22, 2019

Call Options

Purchased

7,700

80.0000

American

May 15, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

88.0000

American

Nov 22, 2019

Put Options

Written

100

37.5000

American

Jan 15, 2021

Put Options

Written

100

77.5000

American

Jan 15, 2021

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Call Options

Purchased

600

88.0000

American

Dec 27, 2019

Call Options

Purchased

3,500

70.5000

American

Nov 29, 2019

Call Options

Purchased

4,000

90.0000

American

Sep 18, 2020

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Put Options

Written

4,300

86.0000

American

Nov 22, 2019

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

400

90.0000

American

Jun 19, 2020

Call Options

Purchased

5,500

90.0000

American

Nov 22, 2019

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Put Options

Purchased

-400

90.0000

American

Feb 21, 2020

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Call Options

Written

-100

85.0000

American

Nov 22, 2019

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-100

73.5000

American

Nov 29, 2019

Call Options

Written

-700

82.5000

American

Nov 29, 2019

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-900

87.5000

American

May 15, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-100

84.0000

American

Dec 6, 2019

Put Options

Purchased

-100

80.0000

American

Dec 6, 2019

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-100

72.5000

American

Sep 18, 2020

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Call Options

Written

-400

80.0000

American

Nov 22, 2019

Call Options

Written

-8,200

100.0000

American

Jan 15, 2021

Call Options

Written

-80,400

70.0000

American

Jan 15, 2021

Call Options

Written

-2,000

84.0000

American

Nov 22, 2019

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-1,100

89.0000

American

Nov 29, 2019

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Put Options

Purchased

-200

82.5000

American

Nov 29, 2019

Call Options

Written

-300

73.0000

American

Nov 22, 2019

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

6,800

90.0000

American

May 15, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

91.0000

American

Dec 13, 2019

Call Options

Purchased

400

85.0000

American

Dec 6, 2019

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Put Options

Written

100

65.0000

American

May 15, 2020

Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

21,900

90.0000

American

Feb 21, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Call Options

Purchased

200

65.0000

American

May 15, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

200

87.0000

American

Nov 22, 2019

Call Options

Purchased

200

76.5000

American

Nov 22, 2019

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Purchased

100

86.0000

American

Dec 20, 2019

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options

Written

900

70.0000

American

Feb 21, 2020

Put Options

Written

2,700

67.5000

American

Jan 17, 2020

Call Options

Purchased

200

86.5000

American

Dec 13, 2019

Call Options

Purchased

200

83.5000

American

Nov 22, 2019

Call Options

Purchased

100

87.5000

American

Sep 18, 2020

Call Options

Purchased

18,100

70.0000

American

Jan 17, 2020

Call Options

Purchased

200

95.0000

American

Dec 27, 2019

Put Options

Written

1,000

67.5000

American

Dec 20, 2019

Put Options

Written

300

77.5000

American

Sep 18, 2020

Put Options

Purchased

-300

60.0000

American

Feb 21, 2020

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-1,900

91.0000

American

Nov 22, 2019

Call Options

Written

-500

86.0000

American

Dec 6, 2019

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-200

81.5000

American

Dec 6, 2019

Put Options

Purchased

-500

89.0000

American

Dec 6, 2019

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

92.5000

American

Dec 20, 2019

Call Options

Written

-1,200

95.0000

American

Nov 22, 2019

Put Options

Purchased

-4,800

75.0000

American

Jan 17, 2020

Put Options

Purchased

-70,500

67.5000

American

Jan 15, 2021

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-100

80.0000

American

Nov 29, 2019

Put Options

Purchased

-300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Call Options

Written

-600

80.5000

American

Nov 29, 2019

Put Options

Purchased

-1,900

83.0000

American

Nov 29, 2019

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-4,900

35.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

Nov 29, 2019

Put Options

Purchased

-100

77.0000

American

Nov 22, 2019

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Call Options

Written

-200

91.0000

American

Nov 22, 2019

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

500

85.0000

American

Nov 22, 2019

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Put Options

Written

100

57.5000

American

Sep 18, 2020

Call Options

Purchased

17,800

80.0000

American

Feb 21, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

15,600

75.0000

American

Dec 20, 2019

Call Options

Purchased

100

82.5000

American

May 15, 2020

Put Options

Written

500

62.5000

American

May 15, 2020

Put Options

Written

9,600

80.0000

American

Jan 17, 2020

Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Call Options

Purchased

100

70.0000

American

May 15, 2020

Put Options

Written

29,400

70.0000

American

Jun 19, 2020

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Call Options

Purchased

100

105.0000

American

Feb 21, 2020

Put Options

Written

100

77.5000

American

Nov 29, 2019

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Put Options

Written

100

76.0000

American

Nov 29, 2019

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Call Options

Written

-52,900

82.5000

American

Jan 17, 2020

Call Options

Written

-200

87.5000

American

Jun 19, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-100

75.0000

American

Dec 13, 2019

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Call Options

Written

-300

75.0000

American

Nov 22, 2019

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-100

78.0000

American

Nov 29, 2019

Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-6,900

70.0000

American

Jan 17, 2020

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Call Options

Written

-5,000

87.0000

American

Nov 22, 2019

Call Options

Written

-800

84.0000

American

Nov 29, 2019

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Put Options

Purchased

-100

83.0000

American

Dec 20, 2019

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Written

14,600

67.5000

American

Jun 19, 2020

Call Options

Purchased

3,400

100.0000

American

Feb 21, 2020

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Put Options

Written

100

74.0000

American

Nov 29, 2019

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

100

83.0000

American

Nov 22, 2019

Call Options

Purchased

5,000

80.0000

American

Jun 19, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Put Options

Written

300

65.0000

American

Jan 15, 2021

Call Options

Purchased

2,900

82.5000

American

Dec 20, 2019

Call Options

Purchased

2,100

105.0000

American

May 15, 2020

Call Options

Purchased

200

72.5000

American

Dec 20, 2019

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

300

79.0000

American

Nov 22, 2019

Call Options

Purchased

20,000

90.0000

American

Dec 20, 2019

Put Options

Written

1,800

88.0000

American

Nov 22, 2019

Call Options

Purchased

1,200

90.0000

American

Nov 29, 2019

Call Options

Purchased

200

90.0000

American

Dec 6, 2019

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Call Options

Purchased

800

85.0000

American

May 15, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

1,500

87.5000

American

Dec 20, 2019

Put Options

Written

100

65.0000

American

Sep 18, 2020

Call Options

Written

-1,500

91.0000

American

Nov 29, 2019

Call Options

Written

-9,500

85.0000

American

Jan 17, 2020

Call Options

Written

-1,800

77.5000

American

Dec 20, 2019

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Call Options

Written

-8,400

100.0000

American

Jun 19, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Call Options

Written

-10,300

87.5000

American

Jan 17, 2020

Put Options

Purchased

-200

84.5000

American

Dec 20, 2019

Put Options

Purchased

-1,400

85.0000

American

Dec 20, 2019

Call Options

Written

-67,100

100.0000

American

Jan 17, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options

Purchased

-200

89.0000

American

Nov 22, 2019

Call Options

Purchased

9,600

77.5000

American

Jan 17, 2020

Put Options

Written

400

72.5000

American

May 15, 2020

Call Options

Purchased

6,000

75.0000

American

Jan 17, 2020

Put Options

Written

2,200

80.0000

American

Dec 20, 2019

Put Options

Written

300

84.0000

American

Nov 29, 2019

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

100

83.0000

American

Dec 6, 2019

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

11,600

80.0000

American

Feb 21, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Put Options

Written

1,300

70.0000

American

Dec 20, 2019

Call Options

Purchased

500

90.0000

American

Dec 27, 2019

Call Options

Purchased

100

86.0000

American

Nov 29, 2019

Call Options

Purchased

6,700

77.5000

American

Jan 15, 2021

Put Options

Written

9,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

1,700

89.0000

American

Nov 22, 2019

Call Options

Purchased

1,500

100.0000

American

May 15, 2020

Put Options

Written

200

73.0000

American

Nov 22, 2019

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Put Options

Written

100

82.0000

American

Dec 6, 2019

Put Options

Written

100

72.5000

American

Nov 29, 2019

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Written

-3,200

95.0000

American

Dec 6, 2019

Call Options

Written

-5,900

95.0000

American

Jan 15, 2021

Call Options

Written

-200

140.0000

American

Jan 15, 2021

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-1,100

72.5000

American

Jan 17, 2020

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Call Options

Written

-6,800

90.0000

American

Jan 17, 2020

Put Options

Purchased

-700

81.5000

American

Nov 22, 2019

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-5,900

92.5000

American

Jan 17, 2020

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Call Options

Written

-1,100

80.0000

American

Jan 15, 2021

Call Options

Written

-400

83.0000

American

Nov 22, 2019

Call Options

Written

-4,800

100.0000

American

Sep 18, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-6,900

100.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680960
Time of Receipt (offset from UTC): 20191125T105958+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC