Form 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 22 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,878,310

1.18%

2,220,843

0.68%

 

(2)

Derivatives (other than options):

1,977,200

0.60%

2,068,173

0.63%

 

(3)

Options and agreements to
purchase/sell:

672,500

0.20%

503,500

0.15%

 
TOTAL:

6,528,010

1.99%

4,792,516

1.46%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

183.9100 USD

Purchase

34

183.9500 USD

Purchase

35

183.7700 USD

Purchase

80

184.2437 USD

Purchase

85

183.8500 USD

Purchase

100

184.0300 USD

Purchase

100

184.1900 USD

Purchase

100

184.1800 USD

Purchase

100

184.0950 USD

Purchase

100

184.0150 USD

Purchase

146

184.1527 USD

Purchase

175

184.0400 USD

Purchase

200

183.8900 USD

Purchase

200

184.1650 USD

Purchase

300

184.1766 USD

Purchase

300

183.9600 USD

Purchase

300

184.1109 USD

Purchase

396

184.1187 USD

Purchase

500

183.9740 USD

Purchase

500

184.1980 USD

Purchase

500

183.9980 USD

Purchase

542

184.1760 USD

Purchase

656

183.7275 USD

Purchase

800

184.0537 USD

Purchase

800

183.9425 USD

Purchase

1,000

183.9730 USD

Purchase

1,125

184.1848 USD

Purchase

1,175

184.0568 USD

Purchase

1,300

184.0330 USD

Purchase

1,500

184.1990 USD

Purchase

1,700

183.9155 USD

Purchase

1,795

184.1775 USD

Purchase

2,373

183.9363 USD

Purchase

3,117

184.0624 USD

Purchase

3,500

184.0722 USD

Purchase

3,961

183.9688 USD

Purchase

4,674

183.8407 USD

Purchase

4,800

184.1079 USD

Purchase

5,050

184.0198 USD

Purchase

5,128

183.8686 USD

Purchase

8,368

183.9814 USD

Purchase

10,411

183.8441 USD

Purchase

11,919

183.8739 USD

Purchase

23,179

183.7900 USD

Purchase

28,300

184.0556 USD

Purchase

46,000

183.8800 USD

Sale

22

184.5400 USD

Sale

35

183.7700 USD

Sale

100

183.8550 USD

Sale

100

184.1900 USD

Sale

100

183.9000 USD

Sale

100

183.8000 USD

Sale

102

183.9100 USD

Sale

110

184.0090 USD

Sale

200

183.6950 USD

Sale

286

183.9916 USD

Sale

400

183.8900 USD

Sale

400

184.0275 USD

Sale

412

183.7865 USD

Sale

433

183.7800 USD

Sale

515

183.9639 USD

Sale

600

184.2200 USD

Sale

601

183.9385 USD

Sale

656

183.7275 USD

Sale

698

183.9400 USD

Sale

800

183.9425 USD

Sale

996

183.9904 USD

Sale

1,026

183.9017 USD

Sale

1,104

183.9260 USD

Sale

1,234

183.9500 USD

Sale

1,429

183.9514 USD

Sale

1,822

183.8500 USD

Sale

2,203

183.8874 USD

Sale

2,500

184.1362 USD

Sale

2,500

184.0843 USD

Sale

3,800

184.0553 USD

Sale

6,142

184.1854 USD

Sale

6,234

184.0624 USD

Sale

6,713

183.8894 USD

Sale

14,598

183.9028 USD

Sale

26,576

183.7900 USD

Sale

55,578

183.9967 USD

Sale

69,000

183.8800 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

1,000

183 USD

American

22 Nov 2019

0.4100 USD

Call Option

Purchasing

200

185 USD

American

17 Jan 2020

3.8500 USD

Call Option

Selling

1,000

185 USD

American

22 Nov 2019

0.4300 USD

Call Option

Selling

1,000

210 USD

American

20 Dec 2019

0.0300 USD

Put Option

Purchasing

100

185 USD

American

29 Nov 2019

1.6500 USD

Put Option

Selling

800

135 USD

American

20 Dec 2019

0.1900 USD

Put Option

Selling

500

140 USD

American

17 Jan 2020

0.4540 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

25 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

1,800

190.0000

American

Feb 21, 2020

Put Options

Written

100

135.0000

American

Feb 21, 2020

Put Options

Written

500

185.0000

American

Jun 19, 2020

Put Options

Written

2,200

180.0000

American

Dec 20, 2019

Put Options

Written

4,800

155.0000

American

Dec 20, 2019

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

200

180.0000

American

Jan 15, 2021

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Call Options

Written

-1,900

185.0000

American

Dec 20, 2019

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Purchased

26,600

170.0000

American

Dec 20, 2019

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Written

9,200

160.0000

American

Jun 19, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Written

-2,000

210.0000

American

Dec 20, 2019

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Call Options

Written

-1,900

180.0000

American

Feb 21, 2020

Put Options

Purchased

-10,800

125.0000

American

Jan 17, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-1,000

185.0000

American

Feb 21, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

200

185.0000

American

Jan 17, 2020

Call Options

Purchased

100

185.0000

American

Nov 29, 2019

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

5,800

160.0000

American

Jan 17, 2020

Put Options

Written

200

140.0000

American

Dec 20, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Put Options

Written

400

170.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Dec 20, 2019

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

800

135.0000

American

Dec 20, 2019

Put Options

Written

46,100

140.0000

American

Jun 19, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-100

190.0000

American

May 15, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Written

30,100

140.0000

American

Jan 17, 2020

Call Options

Purchased

200

180.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

14,800

160.0000

American

Feb 21, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Call Options

Purchased

5,000

190.0000

American

Jan 17, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-1,600

185.0000

American

Nov 22, 2019

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Call Options

Purchased

100

180.0000

American

Mar 20, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Call Options

Purchased

1,000

182.5000

American

Nov 22, 2019

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Written

1,800

180.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options

Written

-6,600

200.0000

American

Jan 17, 2020

Call Options

Written

-18,800

185.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-200

172.5000

American

Dec 13, 2019

Put Options

Purchased

-1,900

175.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

300

180.0000

American

Dec 20, 2019

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-200

185.0000

American

Nov 29, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options

Written

3,500

200.0000

American

Dec 20, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-900

185.0000

American

Nov 22, 2019

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-100

172.5000

American

Dec 6, 2019

Call Options

Written

-1,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-9,600

140.0000

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680956
Time of Receipt (offset from UTC): 20191125T104927+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC