Form 8.3 - ALLERGAN Amendment

LONDON--()-- 

Ap19

FORM 8.3

Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 18 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

3,970,702

1.21%

2,232,224

0.68%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,225,200

0.68%

2,137,489

0.65%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

643,300

0.20%

503,400

0.15%

 

 

 

 

(4)

TOTAL:

 

 

 

 

6,839,202

2.08%

4,873,113

1.48%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

40

184.4800 USD
Purchase

100

184.5300 USD
Purchase

122

184.5854 USD
Purchase

124

184.3717 USD
Purchase

136

184.4802 USD
Purchase

200

184.4000 USD
Purchase

200

184.5700 USD
Purchase

200

184.5200 USD
Purchase

300

184.4583 USD
Purchase

361

184.4878 USD
Purchase

391

184.4971 USD
Purchase

397

184.5224 USD
Purchase

400

184.6400 USD
Purchase

471

184.4318 USD
Purchase

495

184.5077 USD
Purchase

503

184.4834 USD
Purchase

570

184.4698 USD
Purchase

585

184.2735 USD
Purchase

600

184.5141 USD
Purchase

600

184.3592 USD
Purchase

674

184.4400 USD
Purchase

685

184.4580 USD
Purchase

700

184.4357 USD
Purchase

751

184.4383 USD
Purchase

830

184.5201 USD
Purchase

900

184.4544 USD
Purchase

1,026

184.4529 USD
Purchase

1,100

184.5263 USD
Purchase

1,103

184.4936 USD
Purchase

1,162

184.5301 USD
Purchase

1,166

184.5236 USD
Purchase

1,471

184.4279 USD
Purchase

1,488

184.5149 USD
Purchase

1,652

184.4911 USD
Purchase

2,700

184.5040 USD
Purchase

5,457

184.5071 USD
Purchase

6,269

184.5450 USD
Purchase

6,306

184.5517 USD
Purchase

6,645

184.5388 USD
Purchase

7,600

184.5514 USD
Purchase

8,169

184.5000 USD
Purchase

8,524

184.5472 USD
Purchase

9,200

184.5408 USD
Purchase

13,922

184.5130 USD
Purchase

20,251

184.4864 USD
Purchase

33,437

184.5234 USD
Purchase

46,366

184.4524 USD
Sale

1

184.3500 USD
Sale

16

184.3600 USD
Sale

22

183.4500 USD
Sale

38

184.4900 USD
Sale

100

184.3550 USD
Sale

100

184.4800 USD
Sale

100

184.4475 USD
Sale

134

184.4985 USD
Sale

184

184.4034 USD
Sale

194

184.0499 USD
Sale

200

184.2525 USD
Sale

200

184.5700 USD
Sale

200

184.6300 USD
Sale

254

184.3178 USD
Sale

300

184.3800 USD
Sale

400

184.3400 USD
Sale

407

184.3262 USD
Sale

500

184.5200 USD
Sale

518

184.3222 USD
Sale

532

184.3671 USD
Sale

600

184.3966 USD
Sale

600

184.5116 USD
Sale

700

184.5242 USD
Sale

716

184.4538 USD
Sale

800

184.3325 USD
Sale

887

184.6058 USD
Sale

901

184.6829 USD
Sale

905

184.4440 USD
Sale

937

184.5033 USD
Sale

992

184.5176 USD
Sale

1,249

184.5464 USD
Sale

1,292

184.5100 USD
Sale

1,300

184.4192 USD
Sale

1,560

184.3925 USD
Sale

1,862

184.4129 USD
Sale

1,926

184.3152 USD
Sale

1,931

184.4380 USD
Sale

1,953

184.5067 USD
Sale

2,300

184.5271 USD
Sale

2,500

184.4988 USD
Sale

4,259

184.5237 USD
Sale

5,615

184.5320 USD
Sale

7,000

184.5548 USD
Sale

6,972

184.5000 USD
Sale

7,925

184.4071 USD
Sale

8,156

184.4853 USD
Sale

8,270

184.4798 USD
Sale

16,104

184.5125 USD
Sale

22,817

184.4962 USD
Sale

55,929

184.5099 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise Type Expiry Option
purchasing,

of

price date money
selling,

securities

paid/
varying etc

to which

received

option

relates

Call Option Purchasing

1,200

180 USD American 21 Jan 2022 15.1000 USD
Call Option Purchasing

100

185 USD American 22 Nov 2019 0.6800 USD
Call Option Purchasing

200

190 USD American 15 Nov 2019 0.0100 USD
Call Option Purchasing

100

210 USD American 15 Nov 2019 0.0100 USD
Call Option Selling

7,800

185 USD American 15 Nov 2019 0.0400 USD
Put Option Purchasing

500

80 USD American 15 Nov 2019 0.3700 USD
Put Option Purchasing

2,800

90 USD American 15 Nov 2019 0.4900 USD
Put Option Purchasing

1,300

105 USD American 15 Nov 2019 0.1900 USD
Put Option Purchasing

6,800

115 USD American 15 Nov 2019 0.0800 USD
Put Option Purchasing

25,500

120 USD American 15 Nov 2019 0.0100 USD
Put Option Purchasing

5,400

125 USD American 15 Nov 2019 0.0100 USD
Put Option Purchasing

152,600

140 USD American 15 Nov 2019 0.0300 USD
Put Option Purchasing

400

145 USD American 15 Nov 2019 0.2000 USD
Put Option Purchasing

12,700

150 USD American 15 Nov 2019 0.0500 USD
Put Option Purchasing

1,900

170 USD American 15 Nov 2019 0.7500 USD
Put Option Purchasing

100

180 USD American 17 Jan 2020 2.7800 USD
Put Option Selling

200

95 USD American 15 Nov 2019 0.0200 USD
Put Option Selling

300

100 USD American 15 Nov 2019 0.0400 USD
Put Option Selling

600

110 USD American 15 Nov 2019 0.0600 USD
Put Option Selling

7,400

130 USD American 15 Nov 2019 0.0100 USD
Put Option Selling

400

135 USD American 15 Nov 2019 1.7000 USD
Put Option Selling

39,200

150 USD American 15 Nov 2019 0.0500 USD
Put Option Selling

7,100

155 USD American 15 Nov 2019 0.1200 USD
Put Option Selling

1,700

160 USD American 15 Nov 2019 0.0100 USD
Put Option Selling

1,100

165 USD American 15 Nov 2019 0.0800 USD
Put Option Selling

100

170 USD American 17 Jan 2020 1.7300 USD
Put Option Selling

500

175 USD American 15 Nov 2019 0.0100 USD
Put Option Selling

2,200

180 USD American 20 Dec 2019 1.7590 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

22 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise Type Expiry
purchased

relevant securities

price date

to which the option

or derivative

relates

Put Options Written

2,200

180.0000

American Dec 20, 2019
Call Options Purchased

1,300

185.0000

American Jan 15, 2021
Put Options Written

700

95.0000

American Jan 15, 2021
Call Options Purchased

2,500

175.0000

American Jan 15, 2021
Call Options Purchased

4,300

250.0000

American Jan 17, 2020
Put Options Written

1,100

100.0000

American Feb 21, 2020
Put Options Written

4,800

155.0000

American Dec 20, 2019
Put Options Written

900

90.0000

American Feb 21, 2020
Call Options Purchased

1,600

175.0000

American Dec 20, 2019
Call Options Purchased

1,300

100.0000

American Jan 15, 2021
Put Options Written

500

185.0000

American Jun 19, 2020
Put Options Written

100

135.0000

American Feb 21, 2020
Call Options Purchased

1,800

190.0000

American Feb 21, 2020
Put Options Written

700

100.0000

American Jan 15, 2021
Put Options Written

200

180.0000

American Jan 15, 2021
Put Options Purchased

-700

155.0000

American Jan 17, 2020
Call Options Written

-2,300

185.0000

American Dec 20, 2019
Put Options Purchased

-300

165.0000

American Jan 15, 2021
Put Options Purchased

-50,000

160.0000

American Feb 21, 2020
Put Options Purchased

-500

170.0000

American Dec 20, 2019
Put Options Purchased

-3,000

165.0000

American Dec 20, 2019
Call Options Written

-2,100

125.0000

American Jan 15, 2021
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Put Options Purchased

-1,500

155.0000

American Feb 21, 2020
Call Options Written

-5,500

160.0000

American Mar 20, 2020
Call Options Purchased

3,400

170.0000

American Jan 15, 2021
Call Options Purchased

1,000

190.0000

American Dec 20, 2019
Put Options Written

500

80.0000

American Feb 21, 2020
Put Options Written

66,500

140.0000

American Mar 20, 2020
Put Options Written

36,400

105.0000

American Jan 15, 2021
Put Options Written

18,500

150.0000

American May 15, 2020
Put Options Written

7,600

160.0000

American Jun 19, 2020
Call Options Purchased

26,600

170.0000

American Dec 20, 2019
Call Options Written

-1,000

185.0000

American Feb 21, 2020
Put Options Purchased

-2,900

90.0000

American Dec 20, 2019
Call Options Written

-1,000

210.0000

American Dec 20, 2019
Put Options Purchased

-2,200

70.0000

American Jan 17, 2020
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Put Options Purchased

-100

155.0000

American Jan 15, 2021
Call Options Written

-300

150.0000

American Feb 21, 2020
Call Options Written

-1,100

290.0000

American Jan 17, 2020
Put Options Purchased

-16,800

115.0000

American Jan 15, 2021
Call Options Written

-1,900

180.0000

American Feb 21, 2020
Call Options Written

-2,700

200.0000

American Jan 15, 2021
Put Options Purchased

-200

110.0000

American Dec 20, 2019
Put Options Purchased

-1,700

110.0000

American Jan 15, 2021
Put Options Purchased

-5,300

110.0000

American Jan 17, 2020
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Put Options Purchased

-10,800

125.0000

American Jan 17, 2020
Put Options Written

13,500

165.0000

American Jan 17, 2020
Put Options Written

100

145.0000

American Jan 15, 2021
Put Options Written

300

100.0000

American Dec 20, 2019
Put Options Written

1,000

85.0000

American Dec 20, 2019
Call Options Purchased

5,100

170.0000

American Feb 21, 2020
Put Options Written

200

185.0000

American Jan 17, 2020
Call Options Purchased

3,000

180.0000

American Jan 17, 2020
Put Options Written

400

65.0000

American Jan 17, 2020
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Call Options Purchased

3,300

165.0000

American Jan 15, 2021
Call Options Purchased

5,800

160.0000

American Jan 17, 2020
Put Options Written

400

125.0000

American Jan 15, 2021
Call Options Purchased

100

185.0000

American Nov 22, 2019
Put Options Written

200

140.0000

American Dec 20, 2019
Call Options Written

-4,500

220.0000

American Jan 17, 2020
Put Options Purchased

-66,500

160.0000

American Mar 20, 2020
Call Options Written

-200

140.0000

American Feb 21, 2020
Call Options Written

-2,800

175.0000

American Jan 17, 2020
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Call Options Purchased

1,900

180.0000

American Jan 15, 2021
Call Options Purchased

800

160.0000

American Jan 21, 2022
Call Options Purchased

500

220.0000

American Jan 21, 2022
Put Options Written

400

170.0000

American Jan 15, 2021
Call Options Purchased

300

145.0000

American Jan 15, 2021
Put Options Written

6,400

95.0000

American Jun 19, 2020
Put Options Written

100

145.0000

American Dec 20, 2019
Put Options Written

3,800

165.0000

American Jun 19, 2020
Call Options Purchased

4,100

170.0000

American Jan 17, 2020
Call Options Purchased

100

165.0000

American Feb 21, 2020
Put Options Written

46,100

140.0000

American Jun 19, 2020
Call Options Written

-7,000

300.0000

American Jan 17, 2020
Call Options Written

-2,000

130.0000

American Feb 21, 2020
Call Options Written

-29,800

150.0000

American Jan 17, 2020
Put Options Purchased

-22,500

105.0000

American Jan 17, 2020
Call Options Written

-100

135.0000

American Jan 15, 2021
Put Options Purchased

-1,500

150.0000

American Jan 17, 2020
Put Options Purchased

-2,300

170.0000

American Jun 19, 2020
Call Options Written

-500

220.0000

American Jan 15, 2021
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Put Options Purchased

-5,300

100.0000

American Jan 17, 2020
Call Options Written

-100

190.0000

American May 15, 2020
Put Options Written

14,800

160.0000

American Feb 21, 2020
Put Options Written

100

140.0000

American Jan 15, 2021
Put Options Written

29,600

140.0000

American Jan 17, 2020
Put Options Written

1,800

145.0000

American Jun 19, 2020
Put Options Written

50,000

140.0000

American Feb 21, 2020
Put Options Written

3,100

115.0000

American Dec 20, 2019
Call Options Purchased

200

180.0000

American Jun 19, 2020
Put Options Written

2,500

120.0000

American Feb 21, 2020
Put Options Written

7,000

160.0000

American Jan 17, 2020
Call Options Purchased

5,000

190.0000

American Jan 17, 2020
Put Options Written

7,000

120.0000

American Jun 19, 2020
Put Options Written

4,700

80.0000

American Jan 17, 2020
Put Options Written

14,300

160.0000

American Mar 20, 2020
Put Options Written

2,000

115.0000

American Feb 21, 2020
Call Options Purchased

500

190.0000

American Jan 15, 2021
Call Options Purchased

1,400

180.0000

American Jan 21, 2022
Call Options Written

-1,200

195.0000

American Dec 20, 2019
Put Options Purchased

-12,400

150.0000

American Jan 15, 2021
Call Options Written

-200

140.0000

American Jun 19, 2020
Call Options Written

-4,100

155.0000

American Jan 17, 2020
Call Options Written

-1,700

225.0000

American Jan 17, 2020
Call Options Written

-600

205.0000

American Jan 17, 2020
Call Options Written

-100

240.0000

American Jan 17, 2020
Call Options Written

-100

120.0000

American Jan 15, 2021
Call Options Written

-1,500

270.0000

American Jan 17, 2020
Call Options Written

-200

165.0000

American Jun 19, 2020
Call Options Purchased

100

180.0000

American Mar 20, 2020
Put Options Written

13,700

75.0000

American Jan 17, 2020
Put Options Written

1,800

180.0000

American Jan 17, 2020
Call Options Purchased

4,300

165.0000

American Jan 17, 2020
Put Options Written

100

165.0000

American May 15, 2020
Put Options Written

33,600

150.0000

American Dec 20, 2019
Call Options Purchased

4,000

160.0000

American Jan 15, 2021
Put Options Written

3,300

165.0000

American Mar 20, 2020
Call Options Written

-22,800

210.0000

American Jan 17, 2020
Put Options Purchased

-100

85.0000

American Jan 17, 2020
Put Options Purchased

-100

150.0000

American Jun 19, 2020
Call Options Written

-2,400

165.0000

American Mar 20, 2020
Call Options Written

-19,000

185.0000

American Jan 17, 2020
Call Options Written

-200

110.0000

American Jan 15, 2021
Put Options Purchased

-400

115.0000

American Jan 17, 2020
Put Options Purchased

-1,900

175.0000

American Jan 17, 2020
Call Options Written

-900

175.0000

American Jun 19, 2020
Call Options Written

-6,600

200.0000

American Jan 17, 2020
Call Options Written

-200

185.0000

American Jun 19, 2020
Put Options Purchased

-600

120.0000

American Jan 15, 2021
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Put Options Purchased

-200

172.5000

American Dec 13, 2019
Put Options Purchased

-300

160.0000

American Jan 15, 2021
Call Options Written

-2,800

230.0000

American Jan 17, 2020
Put Options Written

600

135.0000

American Jan 17, 2020
Call Options Purchased

100

150.0000

American Jan 15, 2021
Call Options Purchased

3,800

175.0000

American Feb 21, 2020
Put Options Written

8,400

170.0000

American Feb 21, 2020
Put Options Written

7,100

145.0000

American Jan 17, 2020
Call Options Purchased

700

180.0000

American Dec 20, 2019
Put Options Written

1,300

90.0000

American Jan 17, 2020
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Call Options Written

-1,000

200.0000

American Feb 21, 2020
Call Options Written

-100

215.0000

American Jan 17, 2020
Put Options Purchased

-106,300

130.0000

American Jan 17, 2020
Put Options Purchased

-3,600

80.0000

American Dec 20, 2019
Put Options Purchased

-19,300

95.0000

American Jan 17, 2020
Call Options Written

-100

185.0000

American Mar 20, 2020
Put Options Written

43,400

170.0000

American Jan 17, 2020
Put Options Written

3,500

200.0000

American Dec 20, 2019
Put Options Written

25,000

150.0000

American Jan 17, 2020
Put Options Written

1,200

95.0000

American Dec 20, 2019
Put Options Written

9,300

160.0000

American Dec 20, 2019
Put Options Written

31,900

150.0000

American Feb 21, 2020
Put Options Written

5,600

145.0000

American Feb 21, 2020
Call Options Purchased

4,600

145.0000

American Jan 17, 2020
Call Options Written

-1,500

140.0000

American Jan 15, 2021
Call Options Written

-600

250.0000

American Jan 15, 2021
Call Options Written

-100

195.0000

American Jan 17, 2020
Call Options Written

-100

172.5000

American Dec 6, 2019
Put Options Purchased

-9,600

140.0000

American Mar 20, 2020
Call Options Written

-1,300

130.0000

American Jan 17, 2020
Call Options Written

-4,500

260.0000

American Jan 17, 2020
Put Options Purchased

-4,500

130.0000

American Feb 21, 2020
Call Options Written

-100

110.0000

American Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680843
Time of Receipt (offset from UTC): 20191122T125106+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC