Form 8.3 - ALLERGAN PLC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 20 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,970,754

1.21%

2,244,807

0.68%

 

(2)

Derivatives (other than options):

2,735,200

0.83%

2,118,317

0.65%

 

(3)

Options and agreements to
purchase/sell:

670,300

0.20%

501,700

0.15%

 
TOTAL:

7,376,254

2.25%

4,864,824

1.48%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

5

184.7300 USD

Purchase

48

184.6200 USD

Purchase

100

184.7200 USD

Purchase

100

184.8000 USD

Purchase

100

184.4300 USD

Purchase

100

184.8100 USD

Purchase

153

184.9534 USD

Purchase

200

184.7350 USD

Purchase

249

185.0110 USD

Purchase

272

184.7477 USD

Purchase

316

185.0331 USD

Purchase

322

184.5593 USD

Purchase

346

185.0155 USD

Purchase

443

185.0161 USD

Purchase

499

184.4838 USD

Purchase

800

184.7462 USD

Purchase

1,098

184.9326 USD

Purchase

1,100

184.5990 USD

Purchase

1,507

185.0123 USD

Purchase

2,041

184.7517 USD

Purchase

2,200

184.4451 USD

Purchase

2,500

184.4553 USD

Purchase

2,503

184.7242 USD

Purchase

4,080

184.9952 USD

Purchase

4,186

184.7481 USD

Purchase

4,264

184.7555 USD

Purchase

4,927

184.5807 USD

Purchase

5,825

184.9600 USD

Purchase

7,493

184.6988 USD

Purchase

7,771

184.7812 USD

Purchase

10,164

184.6603 USD

Purchase

17,066

184.6299 USD

Purchase

39,851

184.7487 USD

Purchase

53,476

184.6353 USD

Sale

5

184.7300 USD

Sale

48

184.6200 USD

Sale

100

184.6100 USD

Sale

100

184.6000 USD

Sale

100

184.5900 USD

Sale

100

184.3800 USD

Sale

100

184.8200 USD

Sale

100

184.7000 USD

Sale

200

184.7200 USD

Sale

200

184.4950 USD

Sale

200

184.8300 USD

Sale

200

184.5950 USD

Sale

239

184.3615 USD

Sale

247

184.5268 USD

Sale

300

184.9067 USD

Sale

300

184.6266 USD

Sale

458

184.5109 USD

Sale

725

184.4036 USD

Sale

760

184.3050 USD

Sale

892

184.5395 USD

Sale

984

184.4366 USD

Sale

985

184.4630 USD

Sale

1,298

184.9068 USD

Sale

1,507

185.0123 USD

Sale

1,507

185.0124 USD

Sale

1,600

184.7462 USD

Sale

1,700

184.6276 USD

Sale

2,100

184.5600 USD

Sale

2,300

184.4322 USD

Sale

2,336

184.4591 USD

Sale

2,400

184.4492 USD

Sale

4,352

184.9798 USD

Sale

4,936

184.9600 USD

Sale

5,066

184.8829 USD

Sale

7,797

184.5036 USD

Sale

41,499

184.7980 USD

Sale

88,154

184.6586 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

185 USD

American

29 Nov 2019

0.9900 USD

Call Option

Selling

100

185 USD

American

22 Nov 2019

0.9000 USD

Put Option

Purchasing

1,600

185 USD

American

22 Nov 2019

1.2000 USD

Put Option

Purchasing

100

185 USD

American

29 Nov 2019

1.4500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

22 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

500

185.0000

American

Jun 19, 2020

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

4,800

155.0000

American

Dec 20, 2019

Call Options

Purchased

1,800

190.0000

American

Feb 21, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

100

135.0000

American

Feb 21, 2020

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

2,200

180.0000

American

Dec 20, 2019

Put Options

Written

200

180.0000

American

Jan 15, 2021

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Call Options

Written

-1,900

185.0000

American

Dec 20, 2019

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

26,600

170.0000

American

Dec 20, 2019

Put Options

Written

9,200

160.0000

American

Jun 19, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Call Options

Written

-1,000

185.0000

American

Feb 21, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Call Options

Written

-1,000

210.0000

American

Dec 20, 2019

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-1,900

180.0000

American

Feb 21, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-10,800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options

Written

200

185.0000

American

Jan 17, 2020

Put Options

Written

200

140.0000

American

Dec 20, 2019

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options

Purchased

5,800

160.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

185.0000

American

Nov 29, 2019

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

100

185.0000

American

Nov 22, 2019

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

400

170.0000

American

Jan 15, 2021

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Put Options

Written

46,100

140.0000

American

Jun 19, 2020

Put Options

Written

100

145.0000

American

Dec 20, 2019

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-100

190.0000

American

May 15, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

100

140.0000

American

Jan 15, 2021

Call Options

Purchased

5,000

190.0000

American

Jan 17, 2020

Put Options

Written

14,800

160.0000

American

Feb 21, 2020

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

29,600

140.0000

American

Jan 17, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

200

180.0000

American

Jun 19, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-1,600

185.0000

American

Nov 22, 2019

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

1,800

180.0000

American

Jan 17, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options

Purchased

100

180.0000

American

Mar 20, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-1,900

175.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Written

-19,000

185.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-6,600

200.0000

American

Jan 17, 2020

Put Options

Purchased

-200

172.5000

American

Dec 13, 2019

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Purchased

300

180.0000

American

Dec 20, 2019

Put Options

Written

600

135.0000

American

Jan 17, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-100

185.0000

American

Nov 29, 2019

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

3,500

200.0000

American

Dec 20, 2019

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Put Options

Purchased

-9,600

140.0000

American

Mar 20, 2020

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-100

172.5000

American

Dec 6, 2019

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-1,300

130.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680842
Time of Receipt (offset from UTC): 20191122T123942+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC