Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 21 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,545,159

0.17%

3,925,186

0.27%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,682,061

0.11%

621,000

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,460,300

0.17%

841,200

0.06%

 

 

 

 

TOTAL:

 

 

 

 

6,687,520

0.45%

5,387,386

0.36%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

4

86.4600 USD

Purchase

17

86.3800 USD

Purchase

20

85.9600 USD

Purchase

20

86.0300 USD

Purchase

34

86.1682 USD

Purchase

100

86.2700 USD

Purchase

100

86.4500 USD

Purchase

100

86.1900 USD

Purchase

100

86.3400 USD

Purchase

199

86.4707 USD

Purchase

200

86.4100 USD

Purchase

200

86.3050 USD

Purchase

200

86.4250 USD

Purchase

200

86.1675 USD

Purchase

200

86.5150 USD

Purchase

213

86.3188 USD

Purchase

214

86.2638 USD

Purchase

235

86.4109 USD

Purchase

293

85.9958 USD

Purchase

300

86.2566 USD

Purchase

300

86.1800 USD

Purchase

300

86.5050 USD

Purchase

300

86.4033 USD

Purchase

350

86.0960 USD

Purchase

400

86.4375 USD

Purchase

400

86.3012 USD

Purchase

400

86.1350 USD

Purchase

409

86.2146 USD

Purchase

443

86.0790 USD

Purchase

444

86.1863 USD

Purchase

466

86.1214 USD

Purchase

528

86.2631 USD

Purchase

530

85.9938 USD

Purchase

598

86.4530 USD

Purchase

600

86.4025 USD

Purchase

650

86.4200 USD

Purchase

700

86.3900 USD

Purchase

700

86.3650 USD

Purchase

700

86.4307 USD

Purchase

800

86.1562 USD

Purchase

869

86.2324 USD

Purchase

902

86.3735 USD

Purchase

919

86.4221 USD

Purchase

1,020

86.2341 USD

Purchase

1,100

86.3250 USD

Purchase

1,165

86.4239 USD

Purchase

1,181

86.4301 USD

Purchase

1,200

86.6983 USD

Purchase

1,208

86.2432 USD

Purchase

1,300

86.4662 USD

Purchase

1,472

86.1271 USD

Purchase

1,700

86.2673 USD

Purchase

1,923

86.1840 USD

Purchase

1,953

86.4415 USD

Purchase

2,183

86.2937 USD

Purchase

2,494

86.2032 USD

Purchase

2,634

86.2783 USD

Purchase

4,800

86.1835 USD

Purchase

5,200

86.2853 USD

Purchase

5,632

86.2682 USD

Purchase

6,548

86.2157 USD

Purchase

6,600

86.2825 USD

Purchase

6,998

86.2843 USD

Purchase

7,623

86.2771 USD

Purchase

8,695

86.2268 USD

Purchase

10,482

86.1964 USD

Purchase

11,400

86.3304 USD

Purchase

13,258

86.4915 USD

Purchase

19,457

86.2328 USD

Purchase

24,330

86.1359 USD

Purchase

33,566

86.2484 USD

Purchase

53,778

86.3781 USD

Purchase

54,897

86.5142 USD

Purchase

57,000

86.1882 USD

Purchase

60,451

86.2028 USD

Purchase

72,800

86.2191 USD

Purchase

100,070

86.2065 USD

Purchase

116,746

86.3320 USD

Purchase

120,187

86.5200 USD

Sale

1

86.2000 USD

Sale

20

86.0300 USD

Sale

20

85.9600 USD

Sale

43

86.0700 USD

Sale

59

86.2674 USD

Sale

60

86.4300 USD

Sale

66

86.1300 USD

Sale

78

86.0307 USD

Sale

100

86.4500 USD

Sale

100

85.8300 USD

Sale

133

86.1317 USD

Sale

189

86.1994 USD

Sale

200

86.0850 USD

Sale

200

86.0000 USD

Sale

200

86.2800 USD

Sale

313

86.2158 USD

Sale

330

85.9900 USD

Sale

337

86.1200 USD

Sale

400

86.1428 USD

Sale

425

86.3300 USD

Sale

700

86.0102 USD

Sale

700

86.1657 USD

Sale

700

86.3650 USD

Sale

700

86.3900 USD

Sale

800

86.1638 USD

Sale

1,021

86.3991 USD

Sale

1,500

86.3106 USD

Sale

2,000

86.2778 USD

Sale

2,160

86.3516 USD

Sale

2,255

86.3038 USD

Sale

3,151

86.3568 USD

Sale

3,200

86.2900 USD

Sale

4,416

86.4352 USD

Sale

6,026

86.4226 USD

Sale

7,282

86.5189 USD

Sale

13,099

86.2908 USD

Sale

13,700

86.2025 USD

Sale

17,102

86.4917 USD

Sale

23,138

86.3797 USD

Sale

30,900

86.1743 USD

Sale

41,500

86.1799 USD

Sale

43,400

86.2470 USD

Sale

62,777

86.1926 USD

Sale

66,392

86.5200 USD

Sale

179,145

86.4070 USD

Sale

277,197

86.2552 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

500

87 USD

American

20 Dec 2019

1.8800 USD

Call Option

Purchasing

100

88 USD

American

15 May 2020

5.0000 USD

Call Option

Purchasing

300

88 USD

American

19 Jun 2020

5.4500 USD

Call Option

Purchasing

1,000

89 USD

American

22 Nov 2019

0.0200 USD

Call Option

Purchasing

100

100 USD

American

21 Feb 2020

0.4500 USD

Call Option

Purchasing

300

100 USD

American

15 May 2020

1.3400 USD

Call Option

Purchasing

100

105 USD

American

21 Feb 2020

0.1400 USD

Call Option

Selling

300

73 USD

American

22 Nov 2019

13.3100 USD

Call Option

Selling

200

80 USD

American

15 May 2020

9.3000 USD

Call Option

Selling

1,000

84 USD

American

29 Nov 2019

2.2500 USD

Call Option

Selling

500

85 USD

American

22 Nov 2019

1.4500 USD

Call Option

Selling

1,000

87 USD

American

22 Nov 2019

0.2600 USD

Call Option

Selling

100

87 USD

American

29 Nov 2019

0.8800 USD

Call Option

Selling

200

90 USD

American

29 Nov 2019

0.1500 USD

Call Option

Selling

3,300

95 USD

American

6 Dec 2019

0.0415 USD

Put Option

Purchasing

200

78 USD

American

20 Dec 2019

0.2600 USD

Put Option

Purchasing

600

81 USD

American

20 Dec 2019

0.6100 USD

Put Option

Purchasing

100

83 USD

American

20 Dec 2019

1.3000 USD

Put Option

Purchasing

100

84 USD

American

22 Nov 2019

0.1300 USD

Put Option

Purchasing

1,000

84 USD

American

22 Nov 2019

0.2000 USD

Put Option

Purchasing

200

84 USD

American

20 Dec 2019

1.4000 USD

Put Option

Purchasing

2,500

86 USD

American

22 Nov 2019

0.5600 USD

Put Option

Purchasing

100

87 USD

American

22 Nov 2019

0.5800 USD

Put Option

Purchasing

100

87 USD

American

22 Nov 2019

1.2700 USD

Put Option

Purchasing

1,500

93 USD

American

20 Dec 2019

6.1000 USD

Put Option

Selling

500

60 USD

American

19 Jun 2020

0.7800 USD

Put Option

Selling

2,000

68 USD

American

17 Jan 2020

0.2000 USD

Put Option

Selling

800

75 USD

American

20 Dec 2019

0.1425 USD

Put Option

Selling

100

85 USD

American

29 Nov 2019

0.7000 USD

Put Option

Selling

100

86 USD

American

22 Nov 2019

0.3500 USD

Put Option

Selling

1,000

88 USD

American

22 Nov 2019

1.6400 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

22 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

1,200

37.5000

American

Jan 21, 2022

Put Options

Written

100

77.5000

American

Nov 22, 2019

Put Options

Written

360,200

65.0000

American

Jan 17, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020

Call Options

Purchased

1,100

87.0000

American

Dec 13, 2019

Call Options

Purchased

800

87.5000

American

May 15, 2020

Call Options

Purchased

400

70.0000

American

Dec 20, 2019

Put Options

Written

900

82.5000

American

Jan 17, 2020

Call Options

Purchased

4,700

82.5000

American

Nov 22, 2019

Call Options

Purchased

7,800

80.0000

American

Dec 20, 2019

Put Options

Written

5,300

77.5000

American

Jan 17, 2020

Put Options

Written

3,600

75.0000

American

Feb 21, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Put Options

Written

1,400

83.5000

American

Nov 22, 2019

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

600

75.0000

American

May 15, 2020

Put Options

Written

2,900

75.0000

American

Jun 19, 2020

Call Options

Purchased

300

91.0000

American

Dec 20, 2019

Put Options

Written

100

71.0000

American

Dec 6, 2019

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

8,300

87.5000

American

Feb 21, 2020

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Put Options

Purchased

-100

79.0000

American

Nov 22, 2019

Put Options

Purchased

-500

82.5000

American

Feb 21, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

May 15, 2020

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Call Options

Written

-100

77.5000

American

Nov 22, 2019

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-2,100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Call Options

Written

-700

88.0000

American

Dec 20, 2019

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options

Written

-8,800

97.5000

American

Jan 17, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-700

87.5000

American

Dec 20, 2019

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Call Options

Purchased

287,500

80.0000

American

Jan 17, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options

Written

49,100

95.0000

American

Jan 17, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Put Options

Written

1,400

82.5000

American

Sep 18, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Call Options

Purchased

1,100

92.5000

American

May 15, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

900

86.5000

American

Nov 29, 2019

Put Options

Written

600

62.5000

American

Sep 18, 2020

Call Options

Purchased

100

82.0000

American

Dec 6, 2019

Put Options

Written

302,400

60.0000

American

Jan 15, 2021

Call Options

Purchased

500

87.0000

American

Dec 20, 2019

Call Options

Purchased

5,200

95.0000

American

May 15, 2020

Call Options

Purchased

3,400

85.0000

American

Feb 21, 2020

Call Options

Purchased

500

88.0000

American

Dec 13, 2019

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

1,200

72.5000

American

Jun 19, 2020

Call Options

Purchased

700

95.0000

American

Feb 21, 2020

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Call Options

Purchased

1,700

92.5000

American

Feb 21, 2020

Call Options

Purchased

500

72.5000

American

May 15, 2020

Put Options

Written

200

75.0000

American

Sep 18, 2020

Call Options

Purchased

100

82.0000

American

Dec 13, 2019

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

65.0000

American

Nov 29, 2019

Call Options

Written

-1,000

60.0000

American

Dec 20, 2019

Put Options

Purchased

-1,000

80.5000

American

Dec 6, 2019

Put Options

Purchased

-5,100

77.5000

American

Dec 13, 2019

Call Options

Written

-600

88.0000

American

Nov 29, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-12,200

55.0000

American

Jan 17, 2020

Put Options

Purchased

-800

72.5000

American

Dec 20, 2019

Put Options

Purchased

-100

86.5000

American

Nov 29, 2019

Put Options

Purchased

-200

81.0000

American

Dec 6, 2019

Call Options

Written

-200

80.0000

American

Nov 29, 2019

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-2,500

55.0000

American

Jan 15, 2021

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

79.0000

American

Dec 6, 2019

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Call Options

Written

-1,100

95.0000

American

Nov 29, 2019

Put Options

Purchased

-2,000

77.5000

American

Dec 20, 2019

Call Options

Written

-100

78.0000

American

Nov 29, 2019

Put Options

Purchased

-100

80.0000

American

Nov 22, 2019

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-4,400

78.0000

American

Dec 13, 2019

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

900

95.0000

American

Dec 20, 2019

Call Options

Purchased

800

83.0000

American

Nov 29, 2019

Put Options

Written

800

57.5000

American

Feb 21, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

100

97.5000

American

May 15, 2020

Call Options

Purchased

4,100

85.0000

American

Dec 20, 2019

Put Options

Written

1,100

88.0000

American

Nov 29, 2019

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Call Options

Purchased

3,700

86.0000

American

Nov 22, 2019

Call Options

Purchased

100

87.0000

American

Dec 6, 2019

Put Options

Written

16,200

62.5000

American

Jan 17, 2020

Call Options

Purchased

500

62.5000

American

May 15, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

18,700

72.5000

American

Jan 17, 2020

Put Options

Written

1,500

60.0000

American

Dec 20, 2019

Call Options

Purchased

100

78.0000

American

Dec 13, 2019

Call Options

Purchased

4,400

92.5000

American

Dec 20, 2019

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options

Written

400

81.5000

American

Dec 20, 2019

Call Options

Purchased

2,500

86.5000

American

Nov 22, 2019

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-100

87.0000

American

Nov 29, 2019

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Put Options

Purchased

-600

81.0000

American

Dec 20, 2019

Put Options

Purchased

-1,000

82.5000

American

Dec 20, 2019

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options

Purchased

-24,400

60.0000

American

Jan 17, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Call Options

Written

-4,000

85.0000

American

Jun 19, 2020

Call Options

Written

-6,000

92.0000

American

Nov 22, 2019

Put Options

Purchased

-6,900

85.0000

American

Jan 17, 2020

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,800

90.0000

American

Dec 20, 2019

Put Options

Purchased

-100

75.0000

American

May 15, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-200

85.0000

American

Feb 21, 2020

Put Options

Purchased

-500

84.0000

American

Dec 20, 2019

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-5,200

40.0000

American

Jan 21, 2022

Call Options

Written

-11,800

95.0000

American

Jan 17, 2020

Put Options

Purchased

-100

77.0000

American

Dec 13, 2019

Put Options

Purchased

-3,400

72.5000

American

Feb 21, 2020

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

155,700

65.0000

American

Jun 19, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

2,600

85.0000

American

Nov 29, 2019

Put Options

Written

100

77.5000

American

Jan 15, 2021

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

4,400

86.0000

American

Nov 22, 2019

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

200

76.5000

American

Nov 22, 2019

Put Options

Written

100

37.5000

American

Jan 15, 2021

Put Options

Written

200

82.0000

American

Nov 22, 2019

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

600

88.0000

American

Dec 27, 2019

Put Options

Written

600

80.0000

American

Jun 19, 2020

Call Options

Purchased

4,000

90.0000

American

Sep 18, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

3,500

70.5000

American

Nov 29, 2019

Call Options

Purchased

5,500

90.0000

American

Nov 22, 2019

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

7,700

80.0000

American

May 15, 2020

Call Options

Purchased

1,200

65.0000

American

Sep 18, 2020

Call Options

Purchased

1,000

88.0000

American

Nov 22, 2019

Put Options

Written

1,000

86.5000

American

Nov 22, 2019

Call Options

Written

-400

80.0000

American

Nov 22, 2019

Put Options

Purchased

-900

87.5000

American

May 15, 2020

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-100

80.0000

American

Dec 6, 2019

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-6,800

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-80,400

70.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021

Call Options

Written

-8,200

100.0000

American

Jan 15, 2021

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-1,100

89.0000

American

Nov 29, 2019

Put Options

Purchased

-100

72.5000

American

Sep 18, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-100

85.0000

American

Nov 22, 2019

Call Options

Written

-300

73.0000

American

Nov 22, 2019

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-700

82.5000

American

Nov 29, 2019

Call Options

Written

-200

84.0000

American

Nov 22, 2019

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Put Options

Purchased

-100

82.5000

American

Nov 29, 2019

Put Options

Purchased

-100

73.5000

American

Nov 29, 2019

Put Options

Purchased

-400

90.0000

American

Feb 21, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Call Options

Purchased

400

85.0000

American

Dec 6, 2019

Call Options

Purchased

200

76.5000

American

Nov 22, 2019

Call Options

Purchased

21,900

90.0000

American

Feb 21, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Purchased

200

65.0000

American

May 15, 2020

Call Options

Purchased

6,800

90.0000

American

May 15, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

400

85.0000

American

Nov 29, 2019

Call Options

Purchased

100

87.5000

American

Sep 18, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Call Options

Purchased

200

95.0000

American

Dec 27, 2019

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

18,100

70.0000

American

Jan 17, 2020

Put Options

Written

1,000

67.5000

American

Dec 20, 2019

Put Options

Written

200

87.0000

American

Nov 22, 2019

Put Options

Written

100

65.0000

American

May 15, 2020

Call Options

Purchased

200

83.5000

American

Nov 22, 2019

Put Options

Written

900

70.0000

American

Feb 21, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020

Put Options

Written

2,700

67.5000

American

Jan 17, 2020

Call Options

Purchased

1,000

91.0000

American

Dec 13, 2019

Call Options

Purchased

200

86.5000

American

Dec 13, 2019

Put Options

Written

300

77.5000

American

Sep 18, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Purchased

-4,800

75.0000

American

Jan 17, 2020

Put Options

Purchased

-4,900

35.0000

American

Jan 15, 2021

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Call Options

Written

-200

91.0000

American

Nov 22, 2019

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-100

77.0000

American

Nov 22, 2019

Put Options

Purchased

-300

60.0000

American

Feb 21, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-1,500

92.5000

American

Dec 20, 2019

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Call Options

Written

-1,200

95.0000

American

Nov 22, 2019

Put Options

Purchased

-1,900

91.0000

American

Nov 22, 2019

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-100

80.0000

American

Nov 29, 2019

Call Options

Written

-500

86.0000

American

Dec 6, 2019

Put Options

Purchased

-300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-70,500

67.5000

American

Jan 15, 2021

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Call Options

Written

-600

80.5000

American

Nov 29, 2019

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Call Options

Purchased

100

105.0000

American

Feb 21, 2020

Put Options

Written

100

76.0000

American

Nov 29, 2019

Put Options

Written

9,600

80.0000

American

Jan 17, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Put Options

Written

500

62.5000

American

May 15, 2020

Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020

Call Options

Purchased

100

82.5000

American

May 15, 2020

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options

Written

500

85.0000

American

Nov 22, 2019

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

28,500

70.0000

American

Jun 19, 2020

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Call Options

Purchased

100

70.0000

American

May 15, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

100

77.5000

American

Nov 29, 2019

Put Options

Written

15,600

75.0000

American

Dec 20, 2019

Put Options

Written

100

57.5000

American

Sep 18, 2020

Call Options

Purchased

17,800

80.0000

American

Feb 21, 2020

Call Options

Written

-52,900

82.5000

American

Jan 17, 2020

Call Options

Written

-5,000

87.0000

American

Nov 22, 2019

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Call Options

Written

-800

84.0000

American

Nov 29, 2019

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-100

78.0000

American

Nov 29, 2019

Put Options

Purchased

-100

83.0000

American

Dec 20, 2019

Call Options

Written

-200

87.5000

American

Jun 19, 2020

Call Options

Written

-200

75.0000

American

Nov 22, 2019

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-6,900

70.0000

American

Jan 17, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020

Put Options

Purchased

-100

75.0000

American

Dec 13, 2019

Put Options

Written

1,800

88.0000

American

Nov 22, 2019

Call Options

Purchased

1,200

90.0000

American

Nov 29, 2019

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Call Options

Purchased

25,500

90.0000

American

Dec 20, 2019

Put Options

Written

300

65.0000

American

Jan 15, 2021

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

14,600

67.5000

American

Jun 19, 2020

Call Options

Purchased

2,100

105.0000

American

May 15, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Call Options

Purchased

200

72.5000

American

Dec 20, 2019

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

100

83.0000

American

Nov 22, 2019

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Call Options

Purchased

2,900

82.5000

American

Dec 20, 2019

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Put Options

Written

100

74.0000

American

Nov 29, 2019

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

200

90.0000

American

Dec 6, 2019

Call Options

Purchased

3,400

100.0000

American

Feb 21, 2020

Call Options

Purchased

300

79.0000

American

Nov 22, 2019

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

800

85.0000

American

May 15, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

5,000

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,900

87.5000

American

Dec 20, 2019

Call Options

Written

-1,800

77.5000

American

Dec 20, 2019

Call Options

Written

-8,400

100.0000

American

Jun 19, 2020

Call Options

Written

-67,100

100.0000

American

Jan 17, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Put Options

Purchased

-200

89.0000

American

Nov 22, 2019

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Call Options

Written

-9,500

85.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-1,500

91.0000

American

Nov 29, 2019

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Call Options

Written

-10,300

87.5000

American

Jan 17, 2020

Put Options

Purchased

-1,500

85.0000

American

Dec 20, 2019

Put Options

Purchased

-200

84.5000

American

Dec 20, 2019

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options

Written

1,300

70.0000

American

Dec 20, 2019

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Put Options

Written

11,600

80.0000

American

Feb 21, 2020

Call Options

Purchased

6,700

77.5000

American

Jan 15, 2021

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

9,600

77.5000

American

Jan 17, 2020

Put Options

Written

200

73.0000

American

Nov 22, 2019

Put Options

Written

100

83.0000

American

Dec 6, 2019

Put Options

Written

100

82.0000

American

Dec 6, 2019

Call Options

Purchased

1,700

89.0000

American

Nov 22, 2019

Put Options

Written

400

72.5000

American

May 15, 2020

Call Options

Purchased

1,500

100.0000

American

May 15, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

100

86.0000

American

Nov 29, 2019

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Put Options

Written

9,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

500

90.0000

American

Dec 27, 2019

Call Options

Purchased

6,000

75.0000

American

Jan 17, 2020

Put Options

Written

2,200

80.0000

American

Dec 20, 2019

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

100

72.5000

American

Nov 29, 2019

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-3,200

95.0000

American

Dec 6, 2019

Call Options

Written

-1,100

80.0000

American

Jan 15, 2021

Call Options

Written

-400

83.0000

American

Nov 22, 2019

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-4,800

100.0000

American

Sep 18, 2020

Put Options

Purchased

-6,900

100.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jan 15, 2021

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Put Options

Purchased

-700

81.5000

American

Nov 22, 2019

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Put Options

Purchased

-1,100

72.5000

American

Jan 17, 2020

Call Options

Written

-5,900

95.0000

American

Jan 15, 2021

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-5,900

92.5000

American

Jan 17, 2020

Call Options

Written

-6,800

90.0000

American

Jan 17, 2020

Put Options

Purchased

-9,300

90.0000

American

Jan 17, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680831
Time of Receipt (offset from UTC): 20191122T105229+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC