Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 19 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,515,780

0.17%

4,209,814

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,724,055

0.12%

621,000

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,458,200

0.17%

827,800

0.06%

 

 

 

 

TOTAL:

 

 

 

 

6,698,035

0.45%

5,658,614

0.38%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

89.4700 USD

Purchase

100

88.9400 USD

Purchase

100

89.3300 USD

Purchase

100

89.8000 USD

Purchase

100

89.6700 USD

Purchase

100

89.8800 USD

Purchase

100

89.9400 USD

Purchase

100

89.3400 USD

Purchase

100

89.8550 USD

Purchase

100

89.1800 USD

Purchase

190

90.1100 USD

Purchase

200

90.2625 USD

Purchase

200

90.2550 USD

Purchase

293

89.1826 USD

Purchase

300

89.1733 USD

Purchase

300

89.3866 USD

Purchase

300

90.2400 USD

Purchase

301

89.8684 USD

Purchase

400

89.1350 USD

Purchase

400

89.4925 USD

Purchase

400

89.4600 USD

Purchase

400

89.9300 USD

Purchase

500

89.5440 USD

Purchase

500

90.2120 USD

Purchase

500

89.7700 USD

Purchase

700

89.5700 USD

Purchase

700

90.2835 USD

Purchase

700

90.2485 USD

Purchase

800

90.3200 USD

Purchase

801

90.2813 USD

Purchase

1,004

90.3248 USD

Purchase

1,055

90.2329 USD

Purchase

1,100

89.1295 USD

Purchase

1,290

89.2240 USD

Purchase

1,630

89.1877 USD

Purchase

1,977

89.0680 USD

Purchase

2,000

89.8748 USD

Purchase

2,295

90.2261 USD

Purchase

2,899

89.1338 USD

Purchase

2,939

89.4544 USD

Purchase

3,300

90.1907 USD

Purchase

4,600

89.2805 USD

Purchase

4,637

89.2565 USD

Purchase

5,474

89.2999 USD

Purchase

5,693

89.2858 USD

Purchase

6,452

89.3770 USD

Purchase

10,740

89.4053 USD

Purchase

11,955

90.2383 USD

Purchase

14,745

89.2557 USD

Purchase

15,199

90.1628 USD

Purchase

17,900

89.3983 USD

Purchase

31,850

89.3583 USD

Purchase

35,900

89.4486 USD

Purchase

43,068

89.0220 USD

Purchase

69,808

89.3047 USD

Purchase

70,023

89.1331 USD

Purchase

70,469

89.0200 USD

Purchase

100,108

89.4032 USD

Purchase

182,047

89.4300 USD

Sale

1

89.4700 USD

Sale

50

89.2200 USD

Sale

100

89.0850 USD

Sale

100

90.2400 USD

Sale

100

89.0300 USD

Sale

100

90.1800 USD

Sale

100

89.4750 USD

Sale

100

89.4000 USD

Sale

100

89.3450 USD

Sale

100

89.2900 USD

Sale

100

89.2400 USD

Sale

100

89.2250 USD

Sale

100

89.1800 USD

Sale

100

89.1600 USD

Sale

100

89.1200 USD

Sale

143

89.5977 USD

Sale

190

90.1100 USD

Sale

200

88.9700 USD

Sale

200

89.1250 USD

Sale

200

89.1150 USD

Sale

224

89.2619 USD

Sale

249

89.0802 USD

Sale

287

89.1267 USD

Sale

300

89.2666 USD

Sale

300

89.3966 USD

Sale

300

89.2983 USD

Sale

300

89.3400 USD

Sale

300

89.4633 USD

Sale

346

89.2475 USD

Sale

400

89.2000 USD

Sale

400

89.2112 USD

Sale

400

89.5650 USD

Sale

415

89.3371 USD

Sale

418

89.9729 USD

Sale

500

89.7700 USD

Sale

500

89.9300 USD

Sale

500

89.4600 USD

Sale

503

89.6771 USD

Sale

546

89.2245 USD

Sale

598

89.6042 USD

Sale

600

89.8549 USD

Sale

635

89.8409 USD

Sale

690

89.3950 USD

Sale

700

89.1500 USD

Sale

700

89.5342 USD

Sale

742

89.2967 USD

Sale

800

89.3750 USD

Sale

842

89.4105 USD

Sale

881

89.2580 USD

Sale

889

89.4096 USD

Sale

950

89.2731 USD

Sale

999

89.2800 USD

Sale

1,000

89.5390 USD

Sale

1,045

89.6129 USD

Sale

1,100

89.4218 USD

Sale

1,200

89.4233 USD

Sale

1,300

89.3915 USD

Sale

1,371

89.3233 USD

Sale

1,400

89.5440 USD

Sale

1,500

90.2708 USD

Sale

1,515

89.7870 USD

Sale

1,548

89.7090 USD

Sale

1,670

89.6717 USD

Sale

1,700

89.3014 USD

Sale

1,770

89.5257 USD

Sale

2,057

89.8405 USD

Sale

2,277

89.0362 USD

Sale

2,930

90.2641 USD

Sale

2,943

89.8822 USD

Sale

3,500

89.1707 USD

Sale

3,600

89.4690 USD

Sale

3,718

89.4197 USD

Sale

4,400

89.4654 USD

Sale

4,653

89.3141 USD

Sale

5,227

89.4011 USD

Sale

5,753

89.4113 USD

Sale

6,361

89.8355 USD

Sale

6,600

89.6763 USD

Sale

7,300

89.4175 USD

Sale

8,647

89.4035 USD

Sale

8,900

89.2376 USD

Sale

11,955

90.2383 USD

Sale

17,600

89.3981 USD

Sale

19,100

89.3628 USD

Sale

24,287

89.5672 USD

Sale

27,200

89.4458 USD

Sale

27,552

89.3983 USD

Sale

35,549

89.3408 USD

Sale

37,133

89.1285 USD

Sale

58,579

89.0352 USD

Sale

97,222

89.3238 USD

Sale

113,050

89.0200 USD

Sale

143,767

89.4789 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

10,741

89.6524 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

70 USD

American

15 May 2020

20.5000 USD

Call Option

Purchasing

300

80 USD

American

17 Jan 2020

10.0100 USD

Call Option

Purchasing

700

88 USD

American

15 May 2020

6.8500 USD

Call Option

Purchasing

400

90 USD

American

22 Nov 2019

0.6700 USD

Call Option

Purchasing

100

90 USD

American

6 Dec 2019

1.3700 USD

Call Option

Purchasing

500

90 USD

American

20 Dec 2019

2.0460 USD

Call Option

Purchasing

3,000

90 USD

American

18 Sep 2020

7.0500 USD

Call Option

Purchasing

300

91 USD

American

20 Dec 2019

1.5300 USD

Call Option

Purchasing

500

93 USD

American

15 May 2020

4.1900 USD

Call Option

Purchasing

2,000

100 USD

American

19 Jun 2020

2.2280 USD

Call Option

Selling

100

78 USD

American

22 Nov 2019

11.8000 USD

Call Option

Selling

400

80 USD

American

29 Nov 2019

9.2000 USD

Call Option

Selling

100

87 USD

American

6 Dec 2019

3.2600 USD

Call Option

Selling

700

88 USD

American

20 Dec 2019

3.0914 USD

Call Option

Selling

100

90 USD

American

22 Nov 2019

1.0600 USD

Call Option

Selling

200

92 USD

American

22 Nov 2019

0.1200 USD

Call Option

Selling

1,200

95 USD

American

22 Nov 2019

0.0300 USD

Call Option

Selling

500

115 USD

American

17 Jan 2020

0.0400 USD

Put Option

Purchasing

100

100 USD

American

21 Jan 2022

23.1900 USD

Put Option

Selling

400

60 USD

American

21 Feb 2020

0.1000 USD

Put Option

Selling

200

63 USD

American

17 Jan 2020

0.0800 USD

Put Option

Selling

4,800

65 USD

American

17 Jan 2020

0.1200 USD

Put Option

Selling

100

65 USD

American

15 May 2020

0.6800 USD

Put Option

Selling

200

82 USD

American

22 Nov 2019

0.0200 USD

Put Option

Selling

100

83 USD

American

22 Nov 2019

0.0400 USD

Put Option

Selling

100

84 USD

American

22 Nov 2019

0.0500 USD

Put Option

Selling

400

85 USD

American

22 Nov 2019

0.0750 USD

Put Option

Selling

1,000

86 USD

American

22 Nov 2019

0.1000 USD

Put Option

Selling

1,600

87 USD

American

22 Nov 2019

0.2068 USD

Put Option

Selling

1,100

88 USD

American

29 Nov 2019

0.7200 USD

Put Option

Selling

10,000

88 USD

American

21 Feb 2020

3.9125 USD

Put Option

Selling

100

89 USD

American

22 Nov 2019

0.4600 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

20 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

2,900

75.0000

American

Jun 19, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Put Options

Written

900

82.5000

American

Jan 17, 2020

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Put Options

Written

101,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

7,800

80.0000

American

Dec 20, 2019

Put Options

Written

3,600

75.0000

American

Feb 21, 2020

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

8,300

87.5000

American

Feb 21, 2020

Call Options

Purchased

600

75.0000

American

May 15, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Put Options

Written

100

71.0000

American

Dec 6, 2019

Call Options

Purchased

300

91.0000

American

Dec 20, 2019

Put Options

Written

357,200

65.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020

Put Options

Written

1,500

83.5000

American

Nov 22, 2019

Put Options

Written

1,200

37.5000

American

Jan 21, 2022

Put Options

Written

100

77.5000

American

Nov 22, 2019

Call Options

Purchased

4,700

82.5000

American

Nov 22, 2019

Call Options

Purchased

400

70.0000

American

Dec 20, 2019

Put Options

Written

5,300

77.5000

American

Jan 17, 2020

Call Options

Purchased

1,100

87.0000

American

Dec 13, 2019

Call Options

Purchased

600

87.5000

American

May 15, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-700

87.5000

American

Dec 20, 2019

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-500

82.5000

American

Feb 21, 2020

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Call Options

Written

-100

77.5000

American

Nov 22, 2019

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options

Written

-2,100

120.0000

American

Jan 15, 2021

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-8,800

97.5000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

May 15, 2020

Call Options

Written

-700

88.0000

American

Dec 20, 2019

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Put Options

Purchased

-100

79.0000

American

Nov 22, 2019

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Written

49,100

95.0000

American

Jan 17, 2020

Call Options

Purchased

3,400

85.0000

American

Feb 21, 2020

Put Options

Written

1,400

82.5000

American

Sep 18, 2020

Call Options

Purchased

900

86.5000

American

Nov 29, 2019

Call Options

Purchased

200

84.0000

American

Nov 29, 2019

Put Options

Written

302,400

60.0000

American

Jan 15, 2021

Call Options

Purchased

100

82.0000

American

Dec 13, 2019

Put Options

Written

200

75.0000

American

Sep 18, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Call Options

Purchased

100

82.0000

American

Dec 6, 2019

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Call Options

Purchased

1,100

92.5000

American

May 15, 2020

Call Options

Purchased

287,500

80.0000

American

Jan 17, 2020

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Call Options

Purchased

1,700

92.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

700

95.0000

American

Feb 21, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Call Options

Purchased

500

72.5000

American

May 15, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

87.0000

American

Nov 22, 2019

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Call Options

Purchased

1,200

72.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

5,200

95.0000

American

May 15, 2020

Call Options

Purchased

500

88.0000

American

Dec 13, 2019

Call Options

Written

-200

80.0000

American

Nov 29, 2019

Put Options

Purchased

-800

72.5000

American

Dec 20, 2019

Put Options

Purchased

-200

81.0000

American

Dec 6, 2019

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Call Options

Written

-1,100

95.0000

American

Nov 29, 2019

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Put Options

Purchased

-5,100

77.5000

American

Dec 13, 2019

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-4,400

78.0000

American

Dec 13, 2019

Put Options

Purchased

-100

65.0000

American

Nov 29, 2019

Call Options

Written

-600

88.0000

American

Nov 29, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-1,000

60.0000

American

Dec 20, 2019

Put Options

Purchased

-100

80.0000

American

Nov 22, 2019

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-3,000

79.0000

American

Dec 6, 2019

Put Options

Purchased

-1,000

80.5000

American

Dec 6, 2019

Call Options

Written

-100

78.0000

American

Nov 29, 2019

Put Options

Purchased

-1,800

77.5000

American

Dec 20, 2019

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-2,500

55.0000

American

Jan 15, 2021

Put Options

Purchased

-12,200

55.0000

American

Jan 17, 2020

Call Options

Purchased

2,500

86.5000

American

Nov 22, 2019

Call Options

Purchased

900

95.0000

American

Dec 20, 2019

Call Options

Purchased

100

87.0000

American

Dec 6, 2019

Call Options

Purchased

500

62.5000

American

May 15, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

100

78.0000

American

Dec 13, 2019

Put Options

Written

16,200

62.5000

American

Jan 17, 2020

Call Options

Purchased

3,700

86.0000

American

Nov 22, 2019

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

800

83.0000

American

Nov 29, 2019

Call Options

Purchased

4,400

92.5000

American

Dec 20, 2019

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

18,700

72.5000

American

Jan 17, 2020

Call Options

Purchased

4,100

85.0000

American

Dec 20, 2019

Put Options

Written

800

57.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Put Options

Written

1,500

60.0000

American

Dec 20, 2019

Put Options

Written

1,100

88.0000

American

Nov 29, 2019

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Put Options

Purchased

-700

85.0000

American

Nov 22, 2019

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-11,800

95.0000

American

Jan 17, 2020

Put Options

Purchased

-100

77.0000

American

Dec 13, 2019

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-3,400

72.5000

American

Feb 21, 2020

Put Options

Purchased

-200

85.0000

American

Feb 21, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-6,900

85.0000

American

Jan 17, 2020

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-100

75.0000

American

May 15, 2020

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-5,200

40.0000

American

Jan 21, 2022

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

82.5000

American

Dec 20, 2019

Call Options

Written

-4,100

85.0000

American

Jun 19, 2020

Put Options

Purchased

-24,400

60.0000

American

Jan 17, 2020

Put Options

Purchased

-100

84.0000

American

Dec 20, 2019

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-6,000

92.0000

American

Nov 22, 2019

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-1,800

90.0000

American

Dec 20, 2019

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Call Options

Purchased

4,000

90.0000

American

Sep 18, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

2,600

85.0000

American

Nov 29, 2019

Put Options

Written

100

37.5000

American

Jan 15, 2021

Put Options

Written

1,100

86.5000

American

Nov 22, 2019

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

1,500

87.5000

American

Feb 21, 2020

Call Options

Purchased

600

88.0000

American

Dec 27, 2019

Put Options

Written

600

80.0000

American

Jun 19, 2020

Put Options

Written

100

77.5000

American

Jan 15, 2021

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

200

82.0000

American

Nov 22, 2019

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

3,500

70.5000

American

Nov 29, 2019

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

155,700

65.0000

American

Jun 19, 2020

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Call Options

Purchased

7,900

80.0000

American

May 15, 2020

Put Options

Written

6,300

86.0000

American

Nov 22, 2019

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Call Options

Purchased

1,200

65.0000

American

Sep 18, 2020

Call Options

Purchased

7,400

90.0000

American

Nov 22, 2019

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Call Options

Purchased

100

87.0000

American

Nov 29, 2019

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Put Options

Written

200

76.5000

American

Nov 22, 2019

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

73.5000

American

Nov 29, 2019

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-4,600

115.0000

American

Jan 17, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Put Options

Purchased

-400

90.0000

American

Feb 21, 2020

Put Options

Purchased

-100

72.5000

American

Sep 18, 2020

Put Options

Purchased

-400

87.5000

American

May 15, 2020

Call Options

Written

-900

89.0000

American

Nov 29, 2019

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-200

84.0000

American

Nov 22, 2019

Call Options

Written

-400

80.0000

American

Nov 22, 2019

Call Options

Written

-81,200

70.0000

American

Jan 15, 2021

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-100

82.5000

American

Nov 29, 2019

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-100

80.0000

American

Dec 6, 2019

Call Options

Written

-700

82.5000

American

Nov 29, 2019

Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-8,200

100.0000

American

Jan 15, 2021

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Purchased

200

65.0000

American

May 15, 2020

Call Options

Purchased

100

87.5000

American

Sep 18, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

200

87.0000

American

Nov 22, 2019

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options

Written

700

67.5000

American

Jan 17, 2020

Call Options

Purchased

400

85.0000

American

Dec 6, 2019

Put Options

Written

300

85.0000

American

Nov 29, 2019

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Call Options

Purchased

200

83.5000

American

Nov 22, 2019

Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Call Options

Purchased

200

76.5000

American

Nov 22, 2019

Put Options

Written

300

77.5000

American

Sep 18, 2020

Call Options

Purchased

100

95.0000

American

Dec 6, 2019

Call Options

Purchased

6,800

90.0000

American

May 15, 2020

Call Options

Purchased

18,100

70.0000

American

Jan 17, 2020

Call Options

Purchased

21,900

90.0000

American

Feb 21, 2020

Put Options

Written

1,000

67.5000

American

Dec 20, 2019

Call Options

Purchased

200

86.5000

American

Dec 13, 2019

Put Options

Written

100

65.0000

American

May 15, 2020

Put Options

Written

900

70.0000

American

Feb 21, 2020

Call Options

Purchased

200

95.0000

American

Dec 27, 2019

Call Options

Written

-1,200

95.0000

American

Nov 22, 2019

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-4,800

75.0000

American

Jan 17, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Put Options

Purchased

-70,500

67.5000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Put Options

Purchased

-100

77.0000

American

Nov 22, 2019

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-100

80.0000

American

Nov 29, 2019

Call Options

Written

-600

80.5000

American

Nov 29, 2019

Put Options

Purchased

-4,900

35.0000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Feb 21, 2020

Call Options

Written

-500

86.0000

American

Dec 6, 2019

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Put Options

Written

100

57.5000

American

Sep 18, 2020

Put Options

Written

14,800

75.0000

American

Dec 20, 2019

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Put Options

Written

500

62.5000

American

May 15, 2020

Call Options

Purchased

17,800

80.0000

American

Feb 21, 2020

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Call Options

Purchased

400

85.0000

American

Nov 22, 2019

Put Options

Written

100

77.5000

American

Nov 29, 2019

Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020

Put Options

Written

28,500

70.0000

American

Jun 19, 2020

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

100

82.5000

American

May 15, 2020

Put Options

Written

9,600

80.0000

American

Jan 17, 2020

Call Options

Purchased

100

70.0000

American

May 15, 2020

Put Options

Written

100

76.0000

American

Nov 29, 2019

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Call Options

Written

-52,900

82.5000

American

Jan 17, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Call Options

Written

-200

75.0000

American

Nov 22, 2019

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

75.0000

American

Dec 13, 2019

Put Options

Purchased

-6,900

70.0000

American

Jan 17, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-100

78.0000

American

Nov 29, 2019

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

5,000

80.0000

American

Jun 19, 2020

Call Options

Purchased

3,300

100.0000

American

Feb 21, 2020

Call Options

Purchased

800

85.0000

American

May 15, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

2,100

105.0000

American

May 15, 2020

Put Options

Written

900

88.0000

American

Nov 22, 2019

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Put Options

Written

300

65.0000

American

Jan 15, 2021

Call Options

Purchased

200

90.0000

American

Dec 6, 2019

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

2,900

82.5000

American

Dec 20, 2019

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

200

72.5000

American

Dec 20, 2019

Put Options

Written

100

74.0000

American

Nov 29, 2019

Put Options

Written

100

83.0000

American

Nov 22, 2019

Put Options

Written

14,600

67.5000

American

Jun 19, 2020

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Call Options

Purchased

1,400

90.0000

American

Nov 29, 2019

Call Options

Purchased

300

79.0000

American

Nov 22, 2019

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

25,500

90.0000

American

Dec 20, 2019

Call Options

Purchased

1,900

87.5000

American

Dec 20, 2019

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-10,300

87.5000

American

Jan 17, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Call Options

Written

-9,500

85.0000

American

Jan 17, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-1,400

85.0000

American

Dec 20, 2019

Call Options

Written

-8,400

100.0000

American

Jun 19, 2020

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Call Options

Written

-1,800

77.5000

American

Dec 20, 2019

Put Options

Purchased

-200

89.0000

American

Nov 22, 2019

Call Options

Purchased

6,700

77.5000

American

Jan 15, 2021

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Put Options

Written

9,400

65.0000

American

Feb 21, 2020

Put Options

Written

200

73.0000

American

Nov 22, 2019

Call Options

Purchased

9,600

77.5000

American

Jan 17, 2020

Put Options

Written

2,100

80.0000

American

Dec 20, 2019

Call Options

Purchased

100

86.0000

American

Nov 29, 2019

Put Options

Written

100

83.0000

American

Dec 6, 2019

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Call Options

Purchased

6,000

75.0000

American

Jan 17, 2020

Call Options

Purchased

500

90.0000

American

Dec 27, 2019

Put Options

Written

200

84.0000

American

Nov 22, 2019

Put Options

Written

100

72.5000

American

Nov 29, 2019

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

500

83.0000

American

Nov 22, 2019

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

400

72.5000

American

May 15, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

2,900

89.0000

American

Nov 22, 2019

Put Options

Written

1,300

70.0000

American

Dec 20, 2019

Put Options

Written

100

82.0000

American

Dec 6, 2019

Put Options

Written

11,600

80.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

100.0000

American

May 15, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Put Options

Purchased

-9,300

90.0000

American

Jan 17, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-1,100

72.5000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jan 15, 2021

Put Options

Purchased

-700

81.5000

American

Nov 22, 2019

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-5,900

92.5000

American

Jan 17, 2020

Call Options

Written

-5,900

95.0000

American

Jan 15, 2021

Call Options

Written

-6,800

90.0000

American

Jan 17, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-6,900

100.0000

American

Jan 17, 2020

Call Options

Written

-1,100

80.0000

American

Jan 15, 2021

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-4,800

100.0000

American

Sep 18, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680665
Time of Receipt (offset from UTC): 20191120T121212+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC