Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 19 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,982,405

1.21%

2,243,502

0.68%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,634,200

0.80%

2,137,489

0.65%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

670,300

0.20%

500,000

0.15%

 

 

 

 

TOTAL:

 

 

 

 

7,286,905

2.22%

4,880,991

1.49%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

5

184.5600 USD

Purchase

6

185.7600 USD

Purchase

99

185.4100 USD

Purchase

100

185.2400 USD

Purchase

100

185.5300 USD

Purchase

100

185.6700 USD

Purchase

100

185.0750 USD

Purchase

100

185.8300 USD

Purchase

100

185.1500 USD

Purchase

200

184.9000 USD

Purchase

200

185.8600 USD

Purchase

200

185.7400 USD

Purchase

200

185.6150 USD

Purchase

244

185.2034 USD

Purchase

300

185.7366 USD

Purchase

300

185.0633 USD

Purchase

300

185.3416 USD

Purchase

326

185.8679 USD

Purchase

400

185.5525 USD

Purchase

400

185.3100 USD

Purchase

500

185.4300 USD

Purchase

500

185.8130 USD

Purchase

500

185.8360 USD

Purchase

531

185.3397 USD

Purchase

600

185.5483 USD

Purchase

618

185.3622 USD

Purchase

630

185.8097 USD

Purchase

650

185.9015 USD

Purchase

700

185.8550 USD

Purchase

700

185.3214 USD

Purchase

717

185.4186 USD

Purchase

800

185.8987 USD

Purchase

805

185.4073 USD

Purchase

1,033

185.3427 USD

Purchase

1,224

185.8514 USD

Purchase

1,297

185.2544 USD

Purchase

1,414

185.3714 USD

Purchase

1,500

185.3916 USD

Purchase

2,007

185.2568 USD

Purchase

2,315

185.1879 USD

Purchase

2,583

185.3900 USD

Purchase

2,886

185.4082 USD

Purchase

2,900

185.3089 USD

Purchase

3,031

185.2705 USD

Purchase

5,070

185.8464 USD

Purchase

6,000

185.0945 USD

Purchase

7,028

185.4040 USD

Purchase

7,837

185.2275 USD

Purchase

9,100

185.2295 USD

Purchase

11,000

185.8445 USD

Purchase

12,322

185.2200 USD

Purchase

16,698

185.3915 USD

Purchase

18,775

185.3618 USD

Purchase

22,529

185.2560 USD

Purchase

33,690

185.3008 USD

Sale

6

185.7600 USD

Sale

100

185.0750 USD

Sale

100

185.5300 USD

Sale

131

185.1394 USD

Sale

200

185.8600 USD

Sale

200

185.2850 USD

Sale

200

185.4900 USD

Sale

300

185.0633 USD

Sale

341

185.1600 USD

Sale

400

185.0987 USD

Sale

400

185.1597 USD

Sale

431

185.2917 USD

Sale

439

185.1547 USD

Sale

449

185.2771 USD

Sale

453

185.1800 USD

Sale

600

185.1000 USD

Sale

700

185.4142 USD

Sale

1,004

185.1652 USD

Sale

1,522

185.2373 USD

Sale

2,300

185.3677 USD

Sale

2,672

185.3707 USD

Sale

3,520

185.2238 USD

Sale

4,264

185.1338 USD

Sale

5,600

185.0942 USD

Sale

7,171

185.1927 USD

Sale

7,400

185.1820 USD

Sale

8,781

185.2135 USD

Sale

10,251

185.2204 USD

Sale

11,000

185.8445 USD

Sale

12,359

185.2200 USD

Sale

12,403

185.3280 USD

Sale

24,471

185.3440 USD

Sale

65,615

185.3531 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

185 USD

American

22 Nov 2019

1.1000 USD

Call Option

Purchasing

400

185 USD

American

20 Dec 2019

2.3800 USD

Call Option

Purchasing

7,800

185 USD

American

15 Jan 2021

11.0134 USD

Call Option

Purchasing

6,200

190 USD

American

15 Jan 2021

8.0475 USD

Call Option

Purchasing

11,200

195 USD

American

15 Jan 2021

5.6058 USD

Call Option

Purchasing

3,100

200 USD

American

15 Jan 2021

3.5483 USD

Call Option

Selling

400

180 USD

American

20 Dec 2019

6.6800 USD

Put Option

Purchasing

1,700

185 USD

American

15 Jan 2021

11.9323 USD

Put Option

Selling

2,000

100 USD

American

17 Jan 2020

0.0500 USD

Put Option

Selling

100

150 USD

American

20 Mar 2020

1.9000 USD

Put Option

Selling

1,600

160 USD

American

19 Jun 2020

4.2500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

20 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

4,800

155.0000

American

Dec 20, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

100

135.0000

American

Feb 21, 2020

Put Options

Written

2,200

180.0000

American

Dec 20, 2019

Put Options

Written

500

185.0000

American

Jun 19, 2020

Call Options

Purchased

1,800

190.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

200

180.0000

American

Jan 15, 2021

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Call Options

Written

-1,900

185.0000

American

Dec 20, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Written

9,200

160.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

26,600

170.0000

American

Dec 20, 2019

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Call Options

Written

-1,000

185.0000

American

Feb 21, 2020

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Call Options

Written

-1,900

180.0000

American

Feb 21, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Call Options

Written

-1,000

210.0000

American

Dec 20, 2019

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-10,800

125.0000

American

Jan 17, 2020

Call Options

Purchased

5,800

160.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

200

185.0000

American

Nov 22, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Written

200

140.0000

American

Dec 20, 2019

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

200

185.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Put Options

Written

46,100

140.0000

American

Jun 19, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Put Options

Written

400

170.0000

American

Jan 15, 2021

Put Options

Written

100

145.0000

American

Dec 20, 2019

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-100

190.0000

American

May 15, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Written

14,800

160.0000

American

Feb 21, 2020

Call Options

Purchased

200

180.0000

American

Jun 19, 2020

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

5,000

190.0000

American

Jan 17, 2020

Put Options

Written

29,600

140.0000

American

Jan 17, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

6,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Call Options

Purchased

100

180.0000

American

Mar 20, 2020

Put Options

Written

1,800

180.0000

American

Jan 17, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-6,600

200.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-1,900

175.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-200

172.5000

American

Dec 13, 2019

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-19,000

185.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Purchased

300

180.0000

American

Dec 20, 2019

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

43,400

170.0000

American

Jan 17, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Put Options

Written

3,500

200.0000

American

Dec 20, 2019

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Call Options

Purchased

11,200

195.0000

American

Jan 15, 2021

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-100

172.5000

American

Dec 6, 2019

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-9,600

140.0000

American

Mar 20, 2020

Call Options

Written

-1,300

130.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680662
Time of Receipt (offset from UTC): 20191120T115800+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC