Form 8.3 - ALLERGAN PLC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 15 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,956,397

1.21%

2,209,004

0.67%

 

(2)

Derivatives (other than options):

2,455,800

0.75%

2,118,389

0.65%

 

(3)

Options and agreements to
purchase/sell:

859,000

0.26%

562,200

0.17%

 
TOTAL:

7,271,197

2.22%

4,889,593

1.49%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

3

183.3966 USD

Purchase

10

183.4620 USD

Purchase

15

183.6000 USD

Purchase

18

183.4608 USD

Purchase

21

182.9100 USD

Purchase

40

183.5812 USD

Purchase

50

183.3758 USD

Purchase

92

183.5900 USD

Purchase

100

183.6900 USD

Purchase

100

182.9500 USD

Purchase

100

182.9000 USD

Purchase

100

183.4300 USD

Purchase

184

183.5737 USD

Purchase

200

183.3750 USD

Purchase

270

183.6095 USD

Purchase

300

183.3250 USD

Purchase

300

183.4166 USD

Purchase

373

183.0975 USD

Purchase

400

183.3950 USD

Purchase

400

182.9200 USD

Purchase

500

183.6925 USD

Purchase

508

183.4138 USD

Purchase

600

183.5250 USD

Purchase

636

183.0345 USD

Purchase

1,175

183.2679 USD

Purchase

1,300

182.5000 USD

Purchase

1,615

183.5129 USD

Purchase

1,646

183.4618 USD

Purchase

1,921

183.4987 USD

Purchase

2,000

183.4790 USD

Purchase

2,423

183.3315 USD

Purchase

3,000

183.5180 USD

Purchase

3,683

183.2898 USD

Purchase

4,250

183.4923 USD

Purchase

4,824

183.4453 USD

Purchase

6,300

183.3521 USD

Purchase

9,471

183.6100 USD

Purchase

9,600

183.2275 USD

Purchase

10,734

183.4290 USD

Purchase

12,200

183.5087 USD

Purchase

12,739

183.4462 USD

Purchase

13,225

183.2752 USD

Purchase

15,100

183.2708 USD

Purchase

23,259

183.5430 USD

Purchase

24,692

183.4223 USD

Purchase

39,992

183.4704 USD

Purchase

40,094

183.4353 USD

Sale

9

183.4450 USD

Sale

23

183.4900 USD

Sale

30

183.6050 USD

Sale

40

183.5812 USD

Sale

100

183.3900 USD

Sale

100

183.4500 USD

Sale

100

183.4700 USD

Sale

100

183.5381 USD

Sale

100

183.6300 USD

Sale

200

183.3500 USD

Sale

225

183.4800 USD

Sale

250

183.5170 USD

Sale

383

183.4620 USD

Sale

400

183.3887 USD

Sale

400

183.3225 USD

Sale

421

183.4302 USD

Sale

424

183.2270 USD

Sale

500

183.4920 USD

Sale

508

183.3777 USD

Sale

600

183.4050 USD

Sale

636

183.0345 USD

Sale

700

183.2957 USD

Sale

706

183.4674 USD

Sale

738

183.3808 USD

Sale

800

183.2750 USD

Sale

800

183.5052 USD

Sale

800

183.4184 USD

Sale

850

183.4682 USD

Sale

978

183.2148 USD

Sale

1,000

183.3822 USD

Sale

1,014

183.3536 USD

Sale

1,300

183.1276 USD

Sale

1,465

183.4155 USD

Sale

2,030

183.1777 USD

Sale

2,100

183.3180 USD

Sale

2,666

183.2317 USD

Sale

3,100

183.4325 USD

Sale

3,361

183.2385 USD

Sale

3,375

183.3804 USD

Sale

4,423

183.4936 USD

Sale

4,956

183.4354 USD

Sale

6,744

183.4764 USD

Sale

12,268

183.6100 USD

Sale

13,400

183.2671 USD

Sale

21,838

183.5074 USD

Sale

62,484

183.4507 USD

Sale

93,029

183.4320 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

170 USD

American

17 Jan 2020

15.1000 USD

Call Option

Purchasing

300

190 USD

American

17 Jan 2020

1.5500 USD

Call Option

Selling

2,000

130 USD

American

21 Feb 2020

54.6500 USD

Call Option

Selling

100

173 USD

American

6 Dec 2019

12.4500 USD

Call Option

Selling

100

180 USD

American

17 Jan 2020

6.8000 USD

Call Option

Selling

1,000

180 USD

American

21 Feb 2020

9.0000 USD

Call Option

Selling

300

185 USD

American

17 Jan 2020

4.3000 USD

Put Option

Purchasing

100

178 USD

American

15 Nov 2019

0.0100 USD

Put Option

Purchasing

500

230 USD

American

17 Jan 2020

47.5000 USD

Put Option

Selling

4,500

170 USD

American

17 Jan 2020

1.8235 USD

Put Option

Selling

100

173 USD

American

15 Nov 2019

0.0900 USD

Put Option

Selling

2,100

180 USD

American

17 Jan 2020

3.2157 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

20 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

200

180.0000

American

Jan 15, 2021

Call Options

Purchased

1,800

190.0000

American

Feb 21, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

185.0000

American

Jan 15, 2021

Put Options

Written

4,800

155.0000

American

Dec 20, 2019

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

500

185.0000

American

Jun 19, 2020

Put Options

Written

100

135.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

182.5000

American

Nov 15, 2019

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Call Options

Written

-200

190.0000

American

Nov 15, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-2,300

185.0000

American

Dec 20, 2019

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

7,600

160.0000

American

Jun 19, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

12,700

150.0000

American

Nov 15, 2019

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

26,600

170.0000

American

Dec 20, 2019

Put Options

Written

400

145.0000

American

Nov 15, 2019

Put Options

Written

200

157.5000

American

Nov 15, 2019

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options

Purchased

-10,800

125.0000

American

Jan 17, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-400

135.0000

American

Nov 15, 2019

Put Options

Purchased

-500

175.0000

American

Nov 15, 2019

Call Options

Written

-1,000

185.0000

American

Feb 21, 2020

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Call Options

Written

-1,900

180.0000

American

Feb 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options

Written

-1,000

210.0000

American

Dec 20, 2019

Call Options

Written

-2,700

200.0000

American

Jan 15, 2021

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

200

140.0000

American

Dec 20, 2019

Call Options

Purchased

3,000

180.0000

American

Jan 17, 2020

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

7,800

185.0000

American

Nov 15, 2019

Put Options

Written

152,600

140.0000

American

Nov 15, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

200

185.0000

American

Jan 17, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Call Options

Purchased

5,800

160.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Put Options

Written

46,100

140.0000

American

Jun 19, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Put Options

Written

400

170.0000

American

Jan 15, 2021

Put Options

Written

100

145.0000

American

Dec 20, 2019

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Call Options

Written

-100

190.0000

American

May 15, 2020

Put Options

Purchased

-1,100

165.0000

American

Nov 15, 2019

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-7,400

130.0000

American

Nov 15, 2019

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Put Options

Written

14,800

160.0000

American

Feb 21, 2020

Put Options

Written

29,600

140.0000

American

Jan 17, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Call Options

Purchased

500

190.0000

American

Jan 15, 2021

Call Options

Purchased

200

180.0000

American

Jan 21, 2022

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Call Options

Purchased

5,000

190.0000

American

Jan 17, 2020

Call Options

Purchased

200

180.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options

Purchased

100

180.0000

American

Mar 20, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

1,900

170.0000

American

Nov 15, 2019

Put Options

Written

1,900

180.0000

American

Jan 17, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-19,000

185.0000

American

Jan 17, 2020

Put Options

Purchased

-1,900

175.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-6,600

200.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-200

172.5000

American

Dec 13, 2019

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Written

25,500

120.0000

American

Nov 15, 2019

Call Options

Purchased

700

180.0000

American

Dec 20, 2019

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Put Options

Written

3,500

200.0000

American

Dec 20, 2019

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

43,300

170.0000

American

Jan 17, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Put Options

Written

5,400

125.0000

American

Nov 15, 2019

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-100

172.5000

American

Dec 6, 2019

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-1,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

160.0000

American

Nov 15, 2019

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Put Options

Purchased

-9,600

140.0000

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680636
Time of Receipt (offset from UTC): 20191120T073554+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC