Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 18 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,545,280

0.17%

4,205,757

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,713,314

0.12%

621,000

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,436,700

0.16%

830,900

0.06%

 

 

 

 

TOTAL:

 

 

 

 

6,695,294

0.45%

5,657,657

0.38%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

88.9000 USD

Purchase

1

88.6800 USD

Purchase

1

88.7000 USD

Purchase

2

88.8050 USD

Purchase

2

88.7350 USD

Purchase

3

88.7433 USD

Purchase

4

88.7575 USD

Purchase

5

88.7600 USD

Purchase

8

88.9500 USD

Purchase

8

88.8687 USD

Purchase

12

88.8500 USD

Purchase

40

89.2700 USD

Purchase

100

88.8150 USD

Purchase

100

88.9250 USD

Purchase

100

89.2100 USD

Purchase

100

88.6500 USD

Purchase

100

89.2600 USD

Purchase

109

89.0900 USD

Purchase

170

88.7388 USD

Purchase

194

88.7403 USD

Purchase

200

88.7900 USD

Purchase

200

88.5755 USD

Purchase

200

88.5754 USD

Purchase

300

88.9733 USD

Purchase

300

89.0200 USD

Purchase

300

89.1800 USD

Purchase

314

88.9220 USD

Purchase

348

88.7055 USD

Purchase

400

88.7500 USD

Purchase

400

88.7450 USD

Purchase

400

89.1900 USD

Purchase

400

89.0600 USD

Purchase

400

88.7825 USD

Purchase

400

88.7700 USD

Purchase

497

88.7923 USD

Purchase

500

88.6980 USD

Purchase

500

89.2680 USD

Purchase

500

89.0500 USD

Purchase

777

88.9298 USD

Purchase

800

88.4770 USD

Purchase

800

89.1337 USD

Purchase

800

89.1125 USD

Purchase

806

89.0075 USD

Purchase

809

88.9307 USD

Purchase

900

89.0827 USD

Purchase

936

88.7850 USD

Purchase

999

89.0223 USD

Purchase

1,115

88.8796 USD

Purchase

1,207

89.0193 USD

Purchase

1,581

88.9644 USD

Purchase

1,600

89.0856 USD

Purchase

1,955

88.7202 USD

Purchase

2,042

89.0018 USD

Purchase

2,223

88.9345 USD

Purchase

2,919

88.9363 USD

Purchase

3,200

89.0810 USD

Purchase

3,731

88.5753 USD

Purchase

6,465

89.1696 USD

Purchase

6,928

88.9645 USD

Purchase

7,100

88.8237 USD

Purchase

15,500

88.9984 USD

Purchase

16,598

88.8334 USD

Purchase

19,044

88.9965 USD

Purchase

22,400

89.0069 USD

Purchase

22,821

88.7367 USD

Purchase

34,088

89.0709 USD

Purchase

35,882

88.7300 USD

Purchase

51,178

89.0179 USD

Purchase

132,449

89.0242 USD

Sale

9

88.5700 USD

Sale

23

88.2100 USD

Sale

37

88.8900 USD

Sale

50

88.7000 USD

Sale

78

89.1500 USD

Sale

100

88.7700 USD

Sale

100

88.7100 USD

Sale

100

88.6900 USD

Sale

100

88.4900 USD

Sale

100

89.1750 USD

Sale

100

89.0300 USD

Sale

100

88.9800 USD

Sale

100

88.9200 USD

Sale

100

88.8500 USD

Sale

100

88.9050 USD

Sale

108

89.0900 USD

Sale

120

88.7916 USD

Sale

130

89.1861 USD

Sale

136

88.8011 USD

Sale

191

88.5757 USD

Sale

200

88.5754 USD

Sale

200

88.7350 USD

Sale

200

88.9600 USD

Sale

200

89.0000 USD

Sale

200

89.0150 USD

Sale

251

89.1782 USD

Sale

256

89.0467 USD

Sale

263

88.8609 USD

Sale

300

89.1900 USD

Sale

300

88.8800 USD

Sale

400

88.9362 USD

Sale

400

89.1337 USD

Sale

400

89.0600 USD

Sale

418

89.1059 USD

Sale

420

89.2261 USD

Sale

442

89.1808 USD

Sale

488

88.9607 USD

Sale

594

89.1662 USD

Sale

600

88.8516 USD

Sale

600

88.9700 USD

Sale

601

89.2033 USD

Sale

700

89.1857 USD

Sale

700

89.1071 USD

Sale

700

88.8528 USD

Sale

700

89.1700 USD

Sale

767

88.9192 USD

Sale

877

89.1760 USD

Sale

898

89.1689 USD

Sale

900

89.1911 USD

Sale

900

89.1327 USD

Sale

998

88.9535 USD

Sale

999

89.2030 USD

Sale

1,200

88.9683 USD

Sale

1,205

89.2241 USD

Sale

1,243

88.9746 USD

Sale

1,300

88.8515 USD

Sale

1,390

89.2092 USD

Sale

1,426

89.1703 USD

Sale

1,738

89.1718 USD

Sale

2,200

88.9584 USD

Sale

2,408

89.2034 USD

Sale

2,451

88.9984 USD

Sale

2,718

89.0551 USD

Sale

2,900

88.7848 USD

Sale

3,000

89.1756 USD

Sale

3,066

89.1963 USD

Sale

3,100

89.1241 USD

Sale

3,100

89.0259 USD

Sale

3,184

89.2023 USD

Sale

3,200

89.1404 USD

Sale

3,531

88.9574 USD

Sale

3,800

88.7299 USD

Sale

3,814

88.8052 USD

Sale

4,000

89.1835 USD

Sale

4,603

89.1158 USD

Sale

4,715

89.2056 USD

Sale

4,820

88.6636 USD

Sale

7,956

89.0713 USD

Sale

9,100

89.0335 USD

Sale

10,317

89.1458 USD

Sale

11,313

89.1139 USD

Sale

11,500

89.0051 USD

Sale

12,742

88.9374 USD

Sale

15,124

89.0754 USD

Sale

17,700

88.9971 USD

Sale

20,633

89.0694 USD

Sale

28,646

88.9395 USD

Sale

33,958

88.7879 USD

Sale

35,882

88.7300 USD

Sale

60,003

88.9905 USD

Sale

66,824

88.9926 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

6,200

85 USD

American

15 Nov 2019

3.9000 USD

Call Option

Purchasing

400

86 USD

American

22 Nov 2019

3.4500 USD

Call Option

Purchasing

100

89 USD

American

22 Nov 2019

0.8600 USD

Call Option

Purchasing

7,800

90 USD

American

15 Nov 2019

0.0200 USD

Call Option

Purchasing

700

90 USD

American

22 Nov 2019

0.6600 USD

Call Option

Purchasing

600

90 USD

American

20 Dec 2019

1.8400 USD

Call Option

Purchasing

500

90 USD

American

15 May 2020

5.0000 USD

Call Option

Purchasing

1,500

93 USD

American

15 Nov 2019

0.0100 USD

Call Option

Purchasing

700

93 USD

American

21 Feb 2020

2.4200 USD

Call Option

Purchasing

100

93 USD

American

15 May 2020

4.0500 USD

Call Option

Purchasing

6,500

95 USD

American

15 Nov 2019

0.0200 USD

Call Option

Purchasing

100

95 USD

American

6 Dec 2019

0.1400 USD

Call Option

Purchasing

200

95 USD

American

27 Dec 2019

0.4500 USD

Call Option

Purchasing

500

95 USD

American

15 May 2020

3.1500 USD

Call Option

Purchasing

1,000

100 USD

American

15 Nov 2019

0.0100 USD

Call Option

Purchasing

700

100 USD

American

15 May 2020

1.7842 USD

Call Option

Purchasing

2,600

105 USD

American

15 Nov 2019

0.0300 USD

Call Option

Purchasing

800

105 USD

American

15 May 2020

1.0025 USD

Call Option

Selling

1,000

60 USD

American

20 Dec 2019

29.0000 USD

Call Option

Selling

100

68 USD

American

15 Nov 2019

20.7900 USD

Call Option

Selling

9,300

70 USD

American

15 Nov 2019

18.7200 USD

Call Option

Selling

13,100

73 USD

American

15 Nov 2019

16.0000 USD

Call Option

Selling

24,500

75 USD

American

15 Nov 2019

13.9300 USD

Call Option

Selling

108,800

78 USD

American

15 Nov 2019

11.4900 USD

Call Option

Selling

24,000

80 USD

American

15 Nov 2019

8.7500 USD

Call Option

Selling

9,100

83 USD

American

15 Nov 2019

6.2500 USD

Call Option

Selling

100

83 USD

American

20 Dec 2019

6.8000 USD

Call Option

Selling

100

85 USD

American

22 Nov 2019

3.8200 USD

Call Option

Selling

100

87 USD

American

22 Nov 2019

2.4500 USD

Call Option

Selling

7,600

88 USD

American

15 Nov 2019

1.0000 USD

Call Option

Selling

100

88 USD

American

22 Nov 2019

1.4600 USD

Call Option

Selling

700

88 USD

American

20 Dec 2019

2.9500 USD

Call Option

Selling

100

89 USD

American

22 Nov 2019

0.8800 USD

Call Option

Selling

200

89 USD

American

29 Nov 2019

1.2000 USD

Call Option

Selling

200

90 USD

American

22 Nov 2019

0.5200 USD

Call Option

Selling

100

90 USD

American

29 Nov 2019

0.7000 USD

Call Option

Selling

5,800

92 USD

American

22 Nov 2019

0.1286 USD

Call Option

Selling

200

109 USD

American

7 Sep 2018

0.0200 USD

Put Option

Purchasing

1,500

45 USD

American

15 Nov 2019

0.0200 USD

Put Option

Purchasing

2,000

48 USD

American

15 Nov 2019

0.0200 USD

Put Option

Purchasing

3,000

50 USD

American

15 Nov 2019

0.0100 USD

Put Option

Purchasing

200

55 USD

American

15 Nov 2019

0.0100 USD

Put Option

Purchasing

15,800

73 USD

American

15 Nov 2019

0.0100 USD

Put Option

Purchasing

6,000

75 USD

American

15 Nov 2019

0.0300 USD

Put Option

Purchasing

500

78 USD

American

15 Nov 2019

0.0100 USD

Put Option

Purchasing

4,900

80 USD

American

15 Nov 2019

0.0200 USD

Put Option

Purchasing

100

80 USD

American

21 Feb 2020

1.7000 USD

Put Option

Purchasing

100

84 USD

American

20 Dec 2019

0.7700 USD

Put Option

Purchasing

200

85 USD

American

15 Nov 2019

0.0100 USD

Put Option

Purchasing

100

88 USD

American

15 Nov 2019

0.0400 USD

Put Option

Purchasing

300

88 USD

American

22 Nov 2019

0.7000 USD

Put Option

Purchasing

200

89 USD

American

22 Nov 2019

1.1450 USD

Put Option

Purchasing

100

90 USD

American

20 Dec 2019

2.6100 USD

Put Option

Selling

300

43 USD

American

15 Nov 2019

0.0200 USD

Put Option

Selling

1,700

58 USD

American

15 Nov 2019

0.0100 USD

Put Option

Selling

12,300

60 USD

American

15 Nov 2019

0.0100 USD

Put Option

Selling

27,100

63 USD

American

15 Nov 2019

0.0100 USD

Put Option

Selling

100

63 USD

American

17 Jan 2020

0.0900 USD

Put Option

Selling

19,800

65 USD

American

15 Nov 2019

0.0300 USD

Put Option

Selling

39,200

68 USD

American

15 Nov 2019

0.0100 USD

Put Option

Selling

12,700

70 USD

American

15 Nov 2019

0.0100 USD

Put Option

Selling

11,400

83 USD

American

15 Nov 2019

0.0100 USD

Put Option

Selling

300

85 USD

American

29 Nov 2019

0.2900 USD

Put Option

Selling

1,400

86 USD

American

22 Nov 2019

0.1992 USD

Put Option

Selling

100

88 USD

American

22 Nov 2019

0.6100 USD

Put Option

Selling

1,100

109 USD

American

7 Sep 2018

7.7500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

19 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

352,400

65.0000  

American

Jan 17, 2020

Call Options

  Purchased

7,800

80.0000  

American

Dec 20, 2019

Call Options

  Purchased

400

70.0000  

American

Dec 20, 2019

Put Options

  Written

100

71.0000  

American

Dec 6, 2019

Put Options

  Written

101,300

60.0000  

American

Jun 19, 2020

Put Options

  Written

1,100

85.0000  

American

Jun 19, 2020

Put Options

  Written

900

82.5000  

American

Jan 17, 2020

Put Options

  Written

100

77.5000  

American

Nov 22, 2019

Call Options

  Purchased

600

75.0000  

American

May 15, 2020

Put Options

  Written

3,600

75.0000  

American

Feb 21, 2020

Call Options

  Purchased

200

55.0000  

American

Sep 18, 2020

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Put Options

  Written

5,300

77.5000  

American

Jan 17, 2020

Put Options

  Written

2,900

75.0000  

American

Jun 19, 2020

Call Options

  Purchased

4,700

82.5000  

American

Nov 22, 2019

Put Options

  Written

1,500

83.5000  

American

Nov 22, 2019

Call Options

  Purchased

700

50.0000  

American

Jan 15, 2021

Call Options

  Purchased

4,000

72.5000  

American

Feb 21, 2020

Put Options

  Written

1,000

82.5000  

American

Jan 15, 2021

Put Options

  Written

1,200

37.5000  

American

Jan 21, 2022

Call Options

  Purchased

1,100

87.0000  

American

Dec 13, 2019

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,900

57.5000  

American

Jan 17, 2020

Call Options

  Written

-4,500

115.0000  

American

Jan 21, 2022

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Call Options

  Written

-8,300

70.0000  

American

Feb 21, 2020

Put Options

  Purchased

-100

95.0000  

American

May 15, 2020

Put Options

  Purchased

-700

87.5000  

American

Dec 20, 2019

Call Options

  Written

-17,700

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Call Options

  Written

-1,700

130.0000  

American

Jan 15, 2021

Call Options

  Written

-8,800

97.5000  

American

Jan 17, 2020

Call Options

  Written

-2,100

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

50.0000  

American

Jan 21, 2022

Put Options

  Purchased

-100

79.0000  

American

Nov 22, 2019

Call Options

  Written

-300

92.5000  

American

Sep 18, 2020

Put Options

  Purchased

-500

82.5000  

American

Feb 21, 2020

Call Options

  Written

-900

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,800

50.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

85.0000  

American

May 15, 2020

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Call Options

  Purchased

1,200

72.5000  

American

Jun 19, 2020

Put Options

  Written

600

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,700

92.5000  

American

Feb 21, 2020

Call Options

  Purchased

600

92.5000  

American

May 15, 2020

Put Options

  Written

3,900

50.0000  

American

Jan 17, 2020

Call Options

  Purchased

500

72.5000  

American

May 15, 2020

Call Options

  Purchased

100

82.0000  

American

Dec 6, 2019

Call Options

  Purchased

1,300

55.0000  

American

Jun 19, 2020

Put Options

  Written

73,000

70.0000  

American

Jan 17, 2020

Call Options

  Purchased

5,200

95.0000  

American

May 15, 2020

Put Options

  Written

3,500

47.5000  

American

Jan 17, 2020

Call Options

  Purchased

700

95.0000  

American

Feb 21, 2020

Call Options

  Purchased

500

88.0000  

American

Dec 13, 2019

Put Options

  Written

200

75.0000  

American

Sep 18, 2020

Call Options

  Purchased

287,200

80.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

84.0000  

American

Nov 29, 2019

Put Options

  Written

49,100

95.0000  

American

Jan 17, 2020

Put Options

  Written

50,000

57.5000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

87.0000  

American

Nov 22, 2019

Put Options

  Written

302,400

60.0000  

American

Jan 15, 2021

Put Options

  Written

2,000

57.5000  

American

Jan 15, 2021

Put Options

  Written

4,200

45.0000  

American

Jan 17, 2020

Call Options

  Purchased

3,400

85.0000  

American

Feb 21, 2020

Call Options

  Purchased

900

86.5000  

American

Nov 29, 2019

Call Options

  Purchased

800

67.5000  

American

Feb 21, 2020

Put Options

  Written

15,400

42.5000  

American

Feb 21, 2020

Put Options

  Written

1,400

82.5000  

American

Sep 18, 2020

Call Options

  Purchased

100

82.0000  

American

Dec 13, 2019

Put Options

  Purchased

-4,400

78.0000  

American

Dec 13, 2019

Put Options

  Purchased

-12,200

55.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

95.0000  

American

Jun 19, 2020

Call Options

  Written

-11,600

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-400

95.0000  

American

Sep 18, 2020

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Put Options

  Purchased

-3,000

79.0000  

American

Dec 6, 2019

Call Options

  Written

-100

78.0000  

American

Nov 29, 2019

Put Options

  Purchased

-5,100

77.5000  

American

Dec 13, 2019

Call Options

  Written

-18,200

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

81.0000  

American

Dec 6, 2019

Put Options

  Purchased

-2,500

55.0000  

American

Jan 15, 2021

Call Options

  Written

-1,000

60.0000  

American

Dec 20, 2019

Call Options

  Written

-1,100

95.0000  

American

Nov 29, 2019

Put Options

  Purchased

-1,800

77.5000  

American

Dec 20, 2019

Call Options

  Written

-600

88.0000  

American

Nov 29, 2019

Call Options

  Written

-100

87.5000  

American

May 15, 2020

Put Options

  Purchased

-100

65.0000  

American

Nov 29, 2019

Put Options

  Purchased

-100

80.0000  

American

Nov 22, 2019

Put Options

  Purchased

-1,000

80.5000  

American

Dec 6, 2019

Put Options

  Purchased

-800

72.5000  

American

Dec 20, 2019

Call Options

  Written

-10,000

110.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

105.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,300

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

87.0000  

American

Dec 6, 2019

Call Options

  Purchased

4,100

85.0000  

American

Dec 20, 2019

Call Options

  Purchased

2,500

60.0000  

American

Feb 21, 2020

Call Options

  Purchased

900

95.0000  

American

Dec 20, 2019

Call Options

  Purchased

500

62.5000  

American

May 15, 2020

Put Options

  Written

16,000

62.5000  

American

Jan 17, 2020

Call Options

  Purchased

3,700

86.0000  

American

Nov 22, 2019

Call Options

  Purchased

100

77.5000  

American

Jun 19, 2020

Call Options

  Purchased

2,500

86.5000  

American

Nov 22, 2019

Put Options

  Written

1,500

60.0000  

American

Dec 20, 2019

Call Options

  Purchased

1,000

60.0000  

American

Sep 18, 2020

Call Options

  Purchased

800

83.0000  

American

Nov 29, 2019

Put Options

  Written

800

57.5000  

American

Feb 21, 2020

Call Options

  Purchased

4,400

92.5000  

American

Dec 20, 2019

Call Options

  Purchased

18,700

72.5000  

American

Jan 17, 2020

Call Options

  Purchased

500

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

78.0000  

American

Dec 13, 2019

Put Options

  Purchased

-1,000

82.5000  

American

Dec 20, 2019

Put Options

  Purchased

-5,200

40.0000  

American

Jan 21, 2022

Call Options

  Written

-100

67.5000  

American

Sep 18, 2020

Put Options

  Purchased

-100

84.0000  

American

Dec 20, 2019

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,100

85.0000  

American

Nov 22, 2019

Put Options

  Purchased

-1,800

90.0000  

American

Dec 20, 2019

Call Options

  Written

-800

125.0000  

American

Jan 17, 2020

Put Options

  Purchased

-6,900

85.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

77.0000  

American

Dec 13, 2019

Call Options

  Written

-400

110.0000  

American

Jun 19, 2020

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Put Options

  Purchased

-1,300

50.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-24,400

60.0000  

American

Jan 17, 2020

Put Options

  Purchased

-200

85.0000  

American

Feb 21, 2020

Call Options

  Written

-100

100.0000  

American

Jan 21, 2022

Call Options

  Written

-1,200

85.0000  

American

Sep 18, 2020

Call Options

  Written

-1,900

115.0000  

American

Sep 18, 2020

Put Options

  Purchased

-100

75.0000  

American

May 15, 2020

Call Options

  Written

-500

95.0000  

American

Sep 18, 2020

Put Options

  Purchased

-3,500

50.0000  

American

Jun 19, 2020

Call Options

  Written

-5,800

92.0000  

American

Nov 22, 2019

Put Options

  Purchased

-700

80.0000  

American

May 15, 2020

Call Options

  Written

-1,900

97.5000  

American

Jan 15, 2021

Call Options

  Written

-4,100

85.0000  

American

Jun 19, 2020

Call Options

  Written

-11,800

95.0000  

American

Jan 17, 2020

Call Options

  Written

-3,000

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,400

72.5000  

American

Feb 21, 2020

Call Options

  Purchased

2,600

85.0000  

American

Nov 29, 2019

Call Options

  Purchased

800

155.0000  

American

Jan 17, 2020

Put Options

  Written

100

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

7,900

80.0000  

American

May 15, 2020

Put Options

  Written

5,300

86.0000  

American

Nov 22, 2019

Put Options

  Written

2,500

47.5000  

American

Jan 21, 2022

Put Options

  Written

600

80.0000  

American

Jun 19, 2020

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Put Options

  Written

125,000

80.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

600

88.0000  

American

Dec 27, 2019

Call Options

  Purchased

100

87.0000  

American

Nov 29, 2019

Call Options

  Purchased

1,900

82.5000  

American

Feb 21, 2020

Put Options

  Written

100

37.5000  

American

Jan 15, 2021

Call Options

  Purchased

3,500

70.5000  

American

Nov 29, 2019

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,500

87.5000  

American

Feb 21, 2020

Call Options

  Purchased

1,200

65.0000  

American

Sep 18, 2020

Put Options

  Written

155,700

65.0000  

American

Jun 19, 2020

Put Options

  Written

37,300

57.5000  

American

Jun 19, 2020

Call Options

  Purchased

600

65.0000  

American

Jan 17, 2020

Put Options

  Written

400

90.0000  

American

Jun 19, 2020

Put Options

  Written

4,000

62.5000  

American

Feb 21, 2020

Put Options

  Written

200

76.5000  

American

Nov 22, 2019

Put Options

  Written

1,100

86.5000  

American

Nov 22, 2019

Put Options

  Written

1,000

42.5000  

American

Jan 21, 2022

Call Options

  Purchased

7,100

90.0000  

American

Nov 22, 2019

Call Options

  Purchased

1,000

90.0000  

American

Sep 18, 2020

Put Options

  Purchased

-100

72.5000  

American

Sep 18, 2020

Put Options

  Purchased

-2,800

42.5000  

American

Jan 17, 2020

Call Options

  Written

-400

80.0000  

American

Nov 22, 2019

Put Options

  Purchased

-400

90.0000  

American

Feb 21, 2020

Call Options

  Written

-6,900

105.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,500

105.0000  

American

Jun 19, 2020

Call Options

  Written

-400

67.5000  

American

Jun 19, 2020

Call Options

  Written

-900

89.0000  

American

Nov 29, 2019

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Call Options

  Written

-1,200

77.5000  

American

Feb 21, 2020

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Put Options

  Purchased

-100

67.5000  

American

Sep 18, 2020

Call Options

  Written

-300

110.0000  

American

Sep 18, 2020

Call Options

  Written

-5,200

85.0000  

American

Jan 15, 2021

Call Options

  Written

-81,200

70.0000  

American

Jan 15, 2021

Call Options

  Written

-8,200

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

82.5000  

American

Nov 29, 2019

Put Options

  Purchased

-100

73.5000  

American

Nov 29, 2019

Call Options

  Written

-200

70.0000  

American

Jan 21, 2022

Call Options

  Written

-200

84.0000  

American

Nov 22, 2019

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Put Options

  Purchased

-2,100

70.0000  

American

Jan 15, 2021

Call Options

  Written

-700

82.5000  

American

Nov 29, 2019

Call Options

  Written

-800

92.5000  

American

Jan 15, 2021

Put Options

  Purchased

-100

80.0000  

American

Dec 6, 2019

Put Options

  Purchased

-400

87.5000  

American

May 15, 2020

Call Options

  Written

-4,100

115.0000  

American

Jan 17, 2020

Put Options

  Written

1,900

55.0000  

American

Feb 21, 2020

Call Options

  Purchased

500

82.5000  

American

Sep 18, 2020

Call Options

  Purchased

200

110.0000  

American

Jan 21, 2022

Put Options

  Written

1,000

67.5000  

American

Dec 20, 2019

Call Options

  Purchased

400

85.0000  

American

Dec 6, 2019

Call Options

  Purchased

100

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Call Options

  Purchased

18,100

70.0000  

American

Jan 17, 2020

Call Options

  Purchased

200

76.5000  

American

Nov 22, 2019

Call Options

  Purchased

6,800

90.0000  

American

May 15, 2020

Call Options

  Purchased

11,500

75.0000  

American

Sep 18, 2020

Put Options

  Written

300

77.5000  

American

Sep 18, 2020

Put Options

  Written

900

70.0000  

American

Feb 21, 2020

Put Options

  Written

300

85.0000  

American

Nov 29, 2019

Put Options

  Written

700

67.5000  

American

Jan 17, 2020

Call Options

  Purchased

600

77.5000  

American

Sep 18, 2020

Call Options

  Purchased

200

95.0000  

American

Dec 27, 2019

Call Options

  Purchased

21,900

90.0000  

American

Feb 21, 2020

Call Options

  Purchased

200

83.5000  

American

Nov 22, 2019

Call Options

  Purchased

200

65.0000  

American

May 15, 2020

Call Options

  Purchased

200

86.5000  

American

Dec 13, 2019

Call Options

  Purchased

1,400

65.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

87.5000  

American

Sep 18, 2020

Call Options

  Purchased

100

95.0000  

American

Dec 6, 2019

Call Options

  Written

-2,300

115.0000  

American

Jun 19, 2020

Put Options

  Purchased

-70,500

67.5000  

American

Jan 15, 2021

Put Options

  Purchased

-2,600

72.5000  

American

Jun 19, 2020

Put Options

  Purchased

-100

77.0000  

American

Nov 22, 2019

Put Options

  Purchased

-4,800

75.0000  

American

Jan 17, 2020

Call Options

  Written

-300

130.0000  

American

Jun 19, 2020

Call Options

  Written

-500

86.0000  

American

Dec 6, 2019

Put Options

  Purchased

-300

97.5000  

American

Jan 17, 2020

Call Options

  Written

-600

80.5000  

American

Nov 29, 2019

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Call Options

  Written

-100,300

120.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-800

50.0000  

American

Feb 21, 2020

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Call Options

  Written

-1,300

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-1,400

87.0000  

American

Nov 22, 2019

Put Options

  Purchased

-100

80.0000  

American

Nov 29, 2019

Put Options

  Purchased

-700

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-700

60.0000  

American

Feb 21, 2020

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,900

35.0000  

American

Jan 15, 2021

Call Options

  Written

-2,500

115.0000  

American

Feb 21, 2020

Call Options

  Written

-2,500

185.0000  

American

Jan 17, 2020

Put Options

  Purchased

-4,800

55.0000  

American

May 15, 2020

Call Options

  Written

-3,300

145.0000  

American

Jan 17, 2020

Put Options

  Written

14,800

75.0000  

American

Dec 20, 2019

Put Options

  Written

100

76.0000  

American

Nov 29, 2019

Put Options

  Written

90,000

50.0000  

American

Jun 19, 2020

Put Options

  Written

500

62.5000  

American

May 15, 2020

Call Options

  Purchased

200

80.0000  

American

Nov 29, 2019

Put Options

  Written

9,600

80.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,900

75.0000  

American

Feb 21, 2020

Put Options

  Written

1,100

75.0000  

American

Jan 15, 2021

Put Options

  Written

100

77.5000  

American

Nov 29, 2019

Call Options

  Purchased

24,700

67.5000  

American

Jan 17, 2020

Put Options

  Written

100

57.5000  

American

Sep 18, 2020

Call Options

  Purchased

100

82.5000  

American

May 15, 2020

Call Options

  Purchased

17,800

80.0000  

American

Feb 21, 2020

Put Options

  Written

1,400

55.0000  

American

Jun 19, 2020

Call Options

  Purchased

400

85.0000  

American

Nov 22, 2019

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Put Options

  Written

28,500

70.0000  

American

Jun 19, 2020

Put Options

  Purchased

-300

60.0000  

American

Jan 21, 2022

Call Options

  Written

-52,900

82.5000  

American

Jan 17, 2020

Call Options

  Written

-100

90.0000  

American

Jan 15, 2021

Call Options

  Written

-500

87.5000  

American

Jun 19, 2020

Put Options

  Purchased

-9,400

72.5000  

American

Jan 15, 2021

Call Options

  Written

-100

180.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

75.0000  

American

Dec 13, 2019

Call Options

  Written

-200

75.0000  

American

Nov 22, 2019

Put Options

  Purchased

-100

78.0000  

American

Nov 29, 2019

Call Options

  Written

-18,100

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,700

87.5000  

American

Jan 17, 2020

Call Options

  Written

-2,200

62.5000  

American

Feb 21, 2020

Call Options

  Written

-4,700

120.0000  

American

Jan 21, 2022

Call Options

  Written

-200

62.5000  

American

Jun 19, 2020

Put Options

  Purchased

-800

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

Put Options

  Purchased

-6,900

70.0000  

American

Jan 17, 2020

Call Options

  Written

-2,000

150.0000  

American

Jan 17, 2020

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Put Options

  Written

275,000

70.0000  

American

Jan 15, 2021

Put Options

  Written

1,000

77.5000  

American

Jun 19, 2020

Call Options

  Purchased

400

57.5000  

American

Sep 18, 2020

Call Options

  Purchased

800

85.0000  

American

May 15, 2020

Call Options

  Purchased

100

90.0000  

American

Dec 6, 2019

Put Options

  Written

100

74.0000  

American

Nov 29, 2019

Call Options

  Purchased

2,300

47.5000  

American

Sep 18, 2020

Put Options

  Written

300

65.0000  

American

Jan 15, 2021

Call Options

  Purchased

5,000

80.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,100

105.0000  

American

May 15, 2020

Call Options

  Purchased

300

79.0000  

American

Nov 22, 2019

Call Options

  Purchased

200

72.5000  

American

Dec 20, 2019

Call Options

  Purchased

3,300

100.0000  

American

Feb 21, 2020

Put Options

  Written

900

88.0000  

American

Nov 22, 2019

Call Options

  Purchased

1,900

87.5000  

American

Dec 20, 2019

Put Options

  Written

500

45.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,200

57.5000  

American

Jun 19, 2020

Put Options

  Written

500

45.0000  

American

Jan 21, 2022

Call Options

  Purchased

25,000

90.0000  

American

Dec 20, 2019

Put Options

  Written

3,500

87.5000  

American

Jun 19, 2020

Call Options

  Purchased

2,900

82.5000  

American

Dec 20, 2019

Call Options

  Purchased

1,400

90.0000  

American

Nov 29, 2019

Put Options

  Written

100

65.0000  

American

Sep 18, 2020

Put Options

  Written

14,600

67.5000  

American

Jun 19, 2020

Put Options

  Written

6,000

105.0000  

American

Jan 17, 2020

Put Options

  Written

5,000

67.5000  

American

Feb 21, 2020

Call Options

  Written

-1,800

77.5000  

American

Dec 20, 2019

Call Options

  Written

-6,700

105.0000  

American

Jan 15, 2021

Call Options

  Written

-10,400

100.0000  

American

Jun 19, 2020

Call Options

  Written

-9,500

85.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

75.0000  

American

Jan 21, 2022

Put Options

  Purchased

-300

89.0000  

American

Nov 22, 2019

Call Options

  Written

-69,400

100.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,000

115.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,400

85.0000  

American

Dec 20, 2019

Call Options

  Written

-200

105.0000  

American

Sep 18, 2020

Put Options

  Purchased

-900

40.0000  

American

Jun 19, 2020

Call Options

  Written

-1,100

62.5000  

American

Jan 17, 2020

Call Options

  Written

-10,300

87.5000  

American

Jan 17, 2020

Put Options

  Written

100

84.0000  

American

Nov 22, 2019

Call Options

  Purchased

1,200

100.0000  

American

May 15, 2020

Put Options

  Written

11,600

80.0000  

American

Feb 21, 2020

Call Options

  Purchased

6,700

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

6,000

75.0000  

American

Jan 17, 2020

Call Options

  Purchased

400

82.5000  

American

Jun 19, 2020

Call Options

  Purchased

1,300

80.0000  

American

Sep 18, 2020

Put Options

  Written

100

82.0000  

American

Dec 6, 2019

Call Options

  Purchased

9,600

77.5000  

American

Jan 17, 2020

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

500

83.0000  

American

Nov 22, 2019

Call Options

  Purchased

100

86.0000  

American

Nov 29, 2019

Put Options

  Written

9,400

65.0000  

American

Feb 21, 2020

Call Options

  Purchased

500

90.0000  

American

Dec 27, 2019

Call Options

  Purchased

100

85.0000  

American

Jan 21, 2022

Put Options

  Written

100

72.5000  

American

Nov 29, 2019

Call Options

  Purchased

500

90.0000  

American

Jan 21, 2022

Call Options

  Purchased

1,300

65.0000  

American

Jun 19, 2020

Put Options

  Written

1,300

70.0000  

American

Dec 20, 2019

Put Options

  Written

2,100

80.0000  

American

Dec 20, 2019

Put Options

  Written

400

85.0000  

American

Jan 15, 2021

Put Options

  Written

400

72.5000  

American

May 15, 2020

Put Options

  Written

100

83.0000  

American

Dec 6, 2019

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,900

89.0000  

American

Nov 22, 2019

Put Options

  Written

200

73.0000  

American

Nov 22, 2019

Put Options

  Purchased

-1,100

72.5000  

American

Jan 17, 2020

Call Options

  Written

-3,100

135.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,700

87.5000  

American

Feb 21, 2020

Put Options

  Purchased

-9,300

90.0000  

American

Jan 17, 2020

Call Options

  Written

-5,900

92.5000  

American

Jan 17, 2020

Call Options

  Written

-1,100

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-6,900

100.0000  

American

Jan 17, 2020

Call Options

  Written

-2,200

82.5000  

American

Jan 15, 2021

Call Options

  Written

-1,000

87.5000  

American

Jan 15, 2021

Call Options

  Written

-200

140.0000  

American

Jan 15, 2021

Call Options

  Written

-500

87.5000  

American

Jan 21, 2022

Put Options

  Purchased

-700

81.5000  

American

Nov 22, 2019

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Put Options

  Purchased

-300

77.5000  

American

Feb 21, 2020

Call Options

  Written

-4,800

100.0000  

American

Sep 18, 2020

Call Options

  Written

-5,900

95.0000  

American

Jan 15, 2021

Call Options

  Written

-6,800

90.0000  

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680563
Time of Receipt (offset from UTC): 20191119T101326+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC