Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 18 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,970,702

1.21%

2,232,224

0.68%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,225,200

0.68%

2,137,489

0.65%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

643,300

0.20%

503,400

0.15%

 

 

 

 

TOTAL:

 

 

 

 

6,839,202

2.08%

4,873,113

1.48%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

40

184.4800 USD

Purchase

100

184.5300 USD

Purchase

122

184.5854 USD

Purchase

124

184.3717 USD

Purchase

136

184.4802 USD

Purchase

200

184.4000 USD

Purchase

200

184.5700 USD

Purchase

200

184.5200 USD

Purchase

300

184.4583 USD

Purchase

361

184.4878 USD

Purchase

391

184.4971 USD

Purchase

397

184.5224 USD

Purchase

400

184.6400 USD

Purchase

471

184.4318 USD

Purchase

495

184.5077 USD

Purchase

503

184.4834 USD

Purchase

570

184.4698 USD

Purchase

585

184.2735 USD

Purchase

600

184.5141 USD

Purchase

600

184.3592 USD

Purchase

674

184.4400 USD

Purchase

685

184.4580 USD

Purchase

700

184.4357 USD

Purchase

751

184.4383 USD

Purchase

830

184.5201 USD

Purchase

900

184.4544 USD

Purchase

1,026

184.4529 USD

Purchase

1,100

184.5263 USD

Purchase

1,103

184.4936 USD

Purchase

1,162

184.5301 USD

Purchase

1,166

184.5236 USD

Purchase

1,471

184.4279 USD

Purchase

1,488

184.5149 USD

Purchase

1,652

184.4911 USD

Purchase

2,700

184.5040 USD

Purchase

5,457

184.5071 USD

Purchase

6,269

184.5450 USD

Purchase

6,306

184.5517 USD

Purchase

6,645

184.5388 USD

Purchase

7,600

184.5514 USD

Purchase

8,169

184.5000 USD

Purchase

8,524

184.5472 USD

Purchase

9,200

184.5408 USD

Purchase

13,922

184.5130 USD

Purchase

20,251

184.4864 USD

Purchase

33,437

184.5234 USD

Purchase

46,366

184.4524 USD

Sale

1

184.3500 USD

Sale

16

184.3600 USD

Sale

22

183.4500 USD

Sale

38

184.4900 USD

Sale

100

184.3550 USD

Sale

100

184.4800 USD

Sale

100

184.4475 USD

Sale

134

184.4985 USD

Sale

184

184.4034 USD

Sale

194

184.0499 USD

Sale

200

184.2525 USD

Sale

200

184.5700 USD

Sale

200

184.6300 USD

Sale

254

184.3178 USD

Sale

300

184.3800 USD

Sale

400

184.3400 USD

Sale

407

184.3262 USD

Sale

500

184.5200 USD

Sale

518

184.3222 USD

Sale

532

184.3671 USD

Sale

600

184.3966 USD

Sale

600

184.5116 USD

Sale

700

184.5242 USD

Sale

716

184.4538 USD

Sale

800

184.3325 USD

Sale

887

184.6058 USD

Sale

901

184.6829 USD

Sale

905

184.4440 USD

Sale

937

184.5033 USD

Sale

992

184.5176 USD

Sale

1,249

184.5464 USD

Sale

1,292

184.5100 USD

Sale

1,300

184.4192 USD

Sale

1,560

184.3925 USD

Sale

1,862

184.4129 USD

Sale

1,926

184.3152 USD

Sale

1,931

184.4380 USD

Sale

1,953

184.5067 USD

Sale

2,300

184.5271 USD

Sale

2,500

184.4988 USD

Sale

4,259

184.5237 USD

Sale

5,615

184.5320 USD

Sale

6,972

184.5000 USD

Sale

7,000

184.5548 USD

Sale

7,925

184.4071 USD

Sale

8,156

184.4853 USD

Sale

8,270

184.4798 USD

Sale

16,104

184.5125 USD

Sale

22,817

184.4962 USD

Sale

55,929

184.5099 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

1,200

180 USD

American

21 Jan 2022

15.1000 USD

Call Option

Purchasing

100

185 USD

American

22 Nov 2019

0.6800 USD

Call Option

Purchasing

200

190 USD

American

15 Nov 2019

0.0100 USD

Call Option

Purchasing

100

210 USD

American

15 Nov 2019

0.0100 USD

Call Option

Selling

7,800

185 USD

American

15 Nov 2019

0.0400 USD

Put Option

Purchasing

500

80 USD

American

15 Nov 2019

0.3700 USD

Put Option

Purchasing

2,800

90 USD

American

15 Nov 2019

0.4900 USD

Put Option

Purchasing

1,300

105 USD

American

15 Nov 2019

0.1900 USD

Put Option

Purchasing

6,800

115 USD

American

15 Nov 2019

0.0800 USD

Put Option

Purchasing

25,500

120 USD

American

15 Nov 2019

0.0100 USD

Put Option

Purchasing

5,400

125 USD

American

15 Nov 2019

0.0100 USD

Put Option

Purchasing

152,600

140 USD

American

15 Nov 2019

0.0300 USD

Put Option

Purchasing

400

145 USD

American

15 Nov 2019

0.2000 USD

Put Option

Purchasing

12,700

150 USD

American

15 Nov 2019

0.0500 USD

Put Option

Purchasing

1,900

170 USD

American

15 Nov 2019

0.7500 USD

Put Option

Purchasing

100

180 USD

American

17 Jan 2020

2.7800 USD

Put Option

Selling

200

95 USD

American

15 Nov 2019

0.0200 USD

Put Option

Selling

300

100 USD

American

15 Nov 2019

0.0400 USD

Put Option

Selling

600

110 USD

American

15 Nov 2019

0.0600 USD

Put Option

Selling

7,400

130 USD

American

15 Nov 2019

0.0100 USD

Put Option

Selling

400

135 USD

American

15 Nov 2019

1.7000 USD

Put Option

Selling

39,200

150 USD

American

15 Nov 2019

0.0500 USD

Put Option

Selling

7,100

155 USD

American

15 Nov 2019

0.1200 USD

Put Option

Selling

1,700

160 USD

American

15 Nov 2019

0.0100 USD

Put Option

Selling

1,100

165 USD

American

15 Nov 2019

0.0800 USD

Put Option

Selling

100

170 USD

American

17 Jan 2020

1.7300 USD

Put Option

Selling

500

175 USD

American

15 Nov 2019

0.0100 USD

Put Option

Selling

2,200

180 USD

American

20 Dec 2019

1.7590 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

19 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

2,200

180.0000  

American

Dec 20, 2019

Call Options

  Purchased

1,300

185.0000  

American

Jan 15, 2021

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Call Options

  Purchased

2,500

175.0000  

American

Jan 15, 2021

Call Options

  Purchased

4,300

250.0000  

American

Jan 17, 2020

Put Options

  Written

1,100

100.0000  

American

Feb 21, 2020

Put Options

  Written

4,800

155.0000  

American

Dec 20, 2019

Put Options

  Written

900

90.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,600

175.0000  

American

Dec 20, 2019

Call Options

  Purchased

1,300

100.0000  

American

Jan 15, 2021

Put Options

  Written

500

185.0000  

American

Jun 19, 2020

Put Options

  Written

100

135.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,800

190.0000  

American

Feb 21, 2020

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Put Options

  Written

200

180.0000  

American

Jan 15, 2021

Put Options

  Purchased

-700

155.0000  

American

Jan 17, 2020

Call Options

  Written

-2,300

185.0000  

American

Dec 20, 2019

Put Options

  Purchased

-300

165.0000  

American

Jan 15, 2021

Put Options

  Purchased

-50,000

160.0000  

American

Feb 21, 2020

Put Options

  Purchased

-500

170.0000  

American

Dec 20, 2019

Put Options

  Purchased

-3,000

165.0000  

American

Dec 20, 2019

Call Options

  Written

-2,100

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

155.0000  

American

Feb 21, 2020

Call Options

  Written

-5,500

160.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,400

170.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,000

190.0000  

American

Dec 20, 2019

Put Options

  Written

500

80.0000  

American

Feb 21, 2020

Put Options

  Written

66,500

140.0000  

American

Mar 20, 2020

Put Options

  Written

36,400

105.0000  

American

Jan 15, 2021

Put Options

  Written

18,500

150.0000  

American

May 15, 2020

Put Options

  Written

7,600

160.0000  

American

Jun 19, 2020

Call Options

  Purchased

26,600

170.0000  

American

Dec 20, 2019

Call Options

  Written

-1,000

185.0000  

American

Feb 21, 2020

Put Options

  Purchased

-2,900

90.0000  

American

Dec 20, 2019

Call Options

  Written

-1,000

210.0000  

American

Dec 20, 2019

Put Options

  Purchased

-2,200

70.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

155.0000  

American

Jan 15, 2021

Call Options

  Written

-300

150.0000  

American

Feb 21, 2020

Call Options

  Written

-1,100

290.0000  

American

Jan 17, 2020

Put Options

  Purchased

-16,800

115.0000  

American

Jan 15, 2021

Call Options

  Written

-1,900

180.0000  

American

Feb 21, 2020

Call Options

  Written

-2,700

200.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

110.0000  

American

Dec 20, 2019

Put Options

  Purchased

-1,700

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,300

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-10,800

125.0000  

American

Jan 17, 2020

Put Options

  Written

13,500

165.0000  

American

Jan 17, 2020

Put Options

  Written

100

145.0000  

American

Jan 15, 2021

Put Options

  Written

300

100.0000  

American

Dec 20, 2019

Put Options

  Written

1,000

85.0000  

American

Dec 20, 2019

Call Options

  Purchased

5,100

170.0000  

American

Feb 21, 2020

Put Options

  Written

200

185.0000  

American

Jan 17, 2020

Call Options

  Purchased

3,000

180.0000  

American

Jan 17, 2020

Put Options

  Written

400

65.0000  

American

Jan 17, 2020

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Call Options

  Purchased

3,300

165.0000  

American

Jan 15, 2021

Call Options

  Purchased

5,800

160.0000  

American

Jan 17, 2020

Put Options

  Written

400

125.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

185.0000  

American

Nov 22, 2019

Put Options

  Written

200

140.0000  

American

Dec 20, 2019

Call Options

  Written

-4,500

220.0000  

American

Jan 17, 2020

Put Options

  Purchased

-66,500

160.0000  

American

Mar 20, 2020

Call Options

  Written

-200

140.0000  

American

Feb 21, 2020

Call Options

  Written

-2,800

175.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,900

180.0000  

American

Jan 15, 2021

Call Options

  Purchased

800

160.0000  

American

Jan 21, 2022

Call Options

  Purchased

500

220.0000  

American

Jan 21, 2022

Put Options

  Written

400

170.0000  

American

Jan 15, 2021

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Put Options

  Written

100

145.0000  

American

Dec 20, 2019

Put Options

  Written

3,800

165.0000  

American

Jun 19, 2020

Call Options

  Purchased

4,100

170.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

165.0000  

American

Feb 21, 2020

Put Options

  Written

46,100

140.0000  

American

Jun 19, 2020

Call Options

  Written

-7,000

300.0000  

American

Jan 17, 2020

Call Options

  Written

-2,000

130.0000  

American

Feb 21, 2020

Call Options

  Written

-29,800

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-22,500

105.0000  

American

Jan 17, 2020

Call Options

  Written

-100

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,300

170.0000  

American

Jun 19, 2020

Call Options

  Written

-500

220.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,300

100.0000  

American

Jan 17, 2020

Call Options

  Written

-100

190.0000  

American

May 15, 2020

Put Options

  Written

14,800

160.0000  

American

Feb 21, 2020

Put Options

  Written

100

140.0000  

American

Jan 15, 2021

Put Options

  Written

29,600

140.0000  

American

Jan 17, 2020

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Put Options

  Written

50,000

140.0000  

American

Feb 21, 2020

Put Options

  Written

3,100

115.0000  

American

Dec 20, 2019

Call Options

  Purchased

200

180.0000  

American

Jun 19, 2020

Put Options

  Written

2,500

120.0000  

American

Feb 21, 2020

Put Options

  Written

7,000

160.0000  

American

Jan 17, 2020

Call Options

  Purchased

5,000

190.0000  

American

Jan 17, 2020

Put Options

  Written

7,000

120.0000  

American

Jun 19, 2020

Put Options

  Written

4,700

80.0000  

American

Jan 17, 2020

Put Options

  Written

14,300

160.0000  

American

Mar 20, 2020

Put Options

  Written

2,000

115.0000  

American

Feb 21, 2020

Call Options

  Purchased

500

190.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,400

180.0000  

American

Jan 21, 2022

Call Options

  Written

-1,200

195.0000  

American

Dec 20, 2019

Put Options

  Purchased

-12,400

150.0000  

American

Jan 15, 2021

Call Options

  Written

-200

140.0000  

American

Jun 19, 2020

Call Options

  Written

-4,100

155.0000  

American

Jan 17, 2020

Call Options

  Written

-1,700

225.0000  

American

Jan 17, 2020

Call Options

  Written

-600

205.0000  

American

Jan 17, 2020

Call Options

  Written

-100

240.0000  

American

Jan 17, 2020

Call Options

  Written

-100

120.0000  

American

Jan 15, 2021

Call Options

  Written

-1,500

270.0000  

American

Jan 17, 2020

Call Options

  Written

-200

165.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

180.0000  

American

Mar 20, 2020

Put Options

  Written

13,700

75.0000  

American

Jan 17, 2020

Put Options

  Written

1,800

180.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,300

165.0000  

American

Jan 17, 2020

Put Options

  Written

100

165.0000  

American

May 15, 2020

Put Options

  Written

33,600

150.0000  

American

Dec 20, 2019

Call Options

  Purchased

4,000

160.0000  

American

Jan 15, 2021

Put Options

  Written

3,300

165.0000  

American

Mar 20, 2020

Call Options

  Written

-22,800

210.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

85.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

150.0000  

American

Jun 19, 2020

Call Options

  Written

-2,400

165.0000  

American

Mar 20, 2020

Call Options

  Written

-19,000

185.0000  

American

Jan 17, 2020

Call Options

  Written

-200

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

115.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,900

175.0000  

American

Jan 17, 2020

Call Options

  Written

-900

175.0000  

American

Jun 19, 2020

Call Options

  Written

-6,600

200.0000  

American

Jan 17, 2020

Call Options

  Written

-200

185.0000  

American

Jun 19, 2020

Put Options

  Purchased

-600

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

172.5000  

American

Dec 13, 2019

Put Options

  Purchased

-300

160.0000  

American

Jan 15, 2021

Call Options

  Written

-2,800

230.0000  

American

Jan 17, 2020

Put Options

  Written

600

135.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

150.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,800

175.0000  

American

Feb 21, 2020

Put Options

  Written

8,400

170.0000  

American

Feb 21, 2020

Put Options

  Written

7,100

145.0000  

American

Jan 17, 2020

Call Options

  Purchased

700

180.0000  

American

Dec 20, 2019

Put Options

  Written

1,300

90.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Call Options

  Written

-1,000

200.0000  

American

Feb 21, 2020

Call Options

  Written

-100

215.0000  

American

Jan 17, 2020

Put Options

  Purchased

-106,300

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-3,600

80.0000  

American

Dec 20, 2019

Put Options

  Purchased

-19,300

95.0000  

American

Jan 17, 2020

Call Options

  Written

-100

185.0000  

American

Mar 20, 2020

Put Options

  Written

43,400

170.0000  

American

Jan 17, 2020

Put Options

  Written

3,500

200.0000  

American

Dec 20, 2019

Put Options

  Written

25,000

150.0000  

American

Jan 17, 2020

Put Options

  Written

1,200

95.0000  

American

Dec 20, 2019

Put Options

  Written

9,300

160.0000  

American

Dec 20, 2019

Put Options

  Written

31,900

150.0000  

American

Feb 21, 2020

Put Options

  Written

5,600

145.0000  

American

Feb 21, 2020

Call Options

  Purchased

4,600

145.0000  

American

Jan 17, 2020

Call Options

  Written

-1,500

140.0000  

American

Jan 15, 2021

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Call Options

  Written

-100

195.0000  

American

Jan 17, 2020

Call Options

  Written

-100

172.5000  

American

Dec 6, 2019

Put Options

  Purchased

-9,600

140.0000  

American

Mar 20, 2020

Call Options

  Written

-1,300

130.0000  

American

Jan 17, 2020

Call Options

  Written

-4,500

260.0000  

American

Jan 17, 2020

Put Options

  Purchased

-4,500

130.0000  

American

Feb 21, 2020

Call Options

  Written

-100

110.0000  

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680560
Time of Receipt (offset from UTC): 20191119T095911+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC