Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 15 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,537,641

0.17%

4,424,048

0.30%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,713,314

0.12%

621,000

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,684,600

0.18%

996,000

0.07%

 

 

 

 

TOTAL:

 

 

 

 

6,935,555

0.47%

6,041,048

0.41%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

10

88.0800 USD

Purchase

20

88.7800 USD

Purchase

54

88.0900 USD

Purchase

62

88.9000 USD

Purchase

100

88.6600 USD

Purchase

137

88.0754 USD

Purchase

173

88.5651 USD

Purchase

177

88.7453 USD

Purchase

200

88.7050 USD

Purchase

200

88.7350 USD

Purchase

200

88.5650 USD

Purchase

212

88.6447 USD

Purchase

302

88.7029 USD

Purchase

367

88.8703 USD

Purchase

456

88.6741 USD

Purchase

500

88.5580 USD

Purchase

500

88.8440 USD

Purchase

503

88.7120 USD

Purchase

550

88.6951 USD

Purchase

570

89.0200 USD

Purchase

746

88.6560 USD

Purchase

800

88.5700 USD

Purchase

800

88.7750 USD

Purchase

900

88.7511 USD

Purchase

1,002

88.6955 USD

Purchase

1,010

88.1429 USD

Purchase

1,067

88.3994 USD

Purchase

1,458

88.6799 USD

Purchase

1,572

88.6610 USD

Purchase

2,500

88.5403 USD

Purchase

2,833

88.6029 USD

Purchase

3,089

88.7388 USD

Purchase

3,564

88.5541 USD

Purchase

5,400

88.5000 USD

Purchase

5,954

88.4884 USD

Purchase

9,302

88.5186 USD

Purchase

10,149

87.4486 USD

Purchase

10,344

88.4401 USD

Purchase

11,333

88.5817 USD

Purchase

18,652

88.3133 USD

Purchase

21,869

88.6274 USD

Purchase

29,078

88.8688 USD

Purchase

36,200

88.5337 USD

Purchase

37,125

88.6861 USD

Purchase

43,594

88.6300 USD

Purchase

46,102

88.6227 USD

Purchase

57,578

88.6312 USD

Purchase

66,600

88.6932 USD

Purchase

91,665

88.7707 USD

Purchase

186,604

88.6778 USD

Sale

16

88.4900 USD

Sale

31

88.9800 USD

Sale

39

87.8602 USD

Sale

54

88.5600 USD

Sale

54

88.0900 USD

Sale

62

88.9000 USD

Sale

100

88.3200 USD

Sale

100

88.9200 USD

Sale

100

88.9100 USD

Sale

100

88.0650 USD

Sale

100

88.5150 USD

Sale

100

88.8000 USD

Sale

100

88.9300 USD

Sale

100

88.5300 USD

Sale

131

88.9876 USD

Sale

151

88.5431 USD

Sale

164

88.5000 USD

Sale

176

87.6411 USD

Sale

181

87.8300 USD

Sale

185

88.4129 USD

Sale

191

88.8498 USD

Sale

200

88.5200 USD

Sale

200

88.4000 USD

Sale

200

89.0250 USD

Sale

200

87.5375 USD

Sale

200

88.7600 USD

Sale

202

89.0420 USD

Sale

220

88.5059 USD

Sale

247

88.0734 USD

Sale

258

88.0360 USD

Sale

300

88.2366 USD

Sale

304

88.8805 USD

Sale

318

87.4682 USD

Sale

321

87.4909 USD

Sale

332

87.7263 USD

Sale

350

88.5100 USD

Sale

400

88.8100 USD

Sale

400

88.5825 USD

Sale

400

88.5250 USD

Sale

476

88.3907 USD

Sale

500

88.9410 USD

Sale

500

88.3580 USD

Sale

500

89.0340 USD

Sale

500

88.5740 USD

Sale

500

88.8800 USD

Sale

505

88.1429 USD

Sale

600

88.6550 USD

Sale

658

87.4657 USD

Sale

699

88.5484 USD

Sale

700

88.8071 USD

Sale

787

88.8722 USD

Sale

833

88.5700 USD

Sale

879

88.0762 USD

Sale

882

87.5069 USD

Sale

899

88.7688 USD

Sale

900

88.0600 USD

Sale

900

88.5522 USD

Sale

1,100

88.9727 USD

Sale

1,139

88.9490 USD

Sale

1,201

88.6020 USD

Sale

1,211

88.9899 USD

Sale

1,473

88.8486 USD

Sale

1,529

88.9667 USD

Sale

1,609

88.9767 USD

Sale

1,784

87.4010 USD

Sale

1,925

89.0418 USD

Sale

2,000

88.7495 USD

Sale

2,273

88.5163 USD

Sale

2,400

88.5800 USD

Sale

2,400

88.9633 USD

Sale

2,420

88.9183 USD

Sale

2,632

88.6560 USD

Sale

2,685

88.4707 USD

Sale

2,724

87.4941 USD

Sale

2,910

88.9934 USD

Sale

2,939

88.9756 USD

Sale

3,100

88.7194 USD

Sale

3,172

88.7730 USD

Sale

3,262

87.4058 USD

Sale

3,597

88.8196 USD

Sale

3,900

88.5653 USD

Sale

4,000

88.6010 USD

Sale

4,705

88.7116 USD

Sale

5,402

88.8184 USD

Sale

5,679

88.9042 USD

Sale

6,082

88.8270 USD

Sale

7,100

88.6765 USD

Sale

8,500

88.9127 USD

Sale

11,600

88.3615 USD

Sale

12,306

88.9056 USD

Sale

14,763

88.6907 USD

Sale

16,031

88.7870 USD

Sale

17,000

88.9603 USD

Sale

17,809

88.8033 USD

Sale

19,684

88.7988 USD

Sale

25,579

88.5040 USD

Sale

26,200

88.6112 USD

Sale

50,966

88.6361 USD

Sale

55,400

88.6890 USD

Sale

65,374

88.6300 USD

Sale

74,926

88.6219 USD

Sale

88,022

88.5206 USD

Sale

100,309

88.6546 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

73 USD

American

19 Jun 2020

17.3000 USD

Call Option

Purchasing

600

75 USD

American

17 Jan 2020

13.6000 USD

Call Option

Purchasing

500

88 USD

American

15 Nov 2019

0.7040 USD

Call Option

Purchasing

100

88 USD

American

22 Nov 2019

1.0900 USD

Call Option

Purchasing

200

89 USD

American

15 Nov 2019

0.2000 USD

Call Option

Purchasing

3,300

89 USD

American

22 Nov 2019

0.9027 USD

Call Option

Purchasing

200

90 USD

American

22 Nov 2019

0.2400 USD

Call Option

Purchasing

1,500

90 USD

American

29 Nov 2019

0.8533 USD

Call Option

Purchasing

700

90 USD

American

20 Dec 2019

1.6257 USD

Call Option

Purchasing

100

90 USD

American

17 Jan 2020

2.4000 USD

Call Option

Purchasing

500

90 USD

American

21 Feb 2020

3.4500 USD

Call Option

Purchasing

1,000

90 USD

American

15 May 2020

4.6500 USD

Call Option

Purchasing

500

90 USD

American

21 Jan 2022

9.4700 USD

Call Option

Purchasing

100

93 USD

American

21 Feb 2020

2.3400 USD

Call Option

Purchasing

200

95 USD

American

21 Feb 2020

1.6000 USD

Call Option

Purchasing

5,000

100 USD

American

15 Jan 2021

4.1900 USD

Call Option

Selling

1,600

70 USD

American

15 Nov 2019

18.2500 USD

Call Option

Selling

5,000

78 USD

American

17 Jan 2020

11.6900 USD

Call Option

Selling

2,900

78 USD

American

21 Feb 2020

11.7500 USD

Call Option

Selling

100

83 USD

American

20 Dec 2019

7.1300 USD

Call Option

Selling

400

85 USD

American

15 Nov 2019

3.7100 USD

Call Option

Selling

600

85 USD

American

17 Jan 2020

5.1000 USD

Call Option

Selling

300

87 USD

American

15 Nov 2019

1.5300 USD

Call Option

Selling

5,000

88 USD

American

15 Nov 2019

0.3200 USD

Call Option

Selling

800

88 USD

American

29 Nov 2019

1.8700 USD

Call Option

Selling

500

88 USD

American

21 Jan 2022

11.0800 USD

Call Option

Selling

400

89 USD

American

15 Nov 2019

0.1100 USD

Call Option

Selling

200

89 USD

American

22 Nov 2019

0.4700 USD

Call Option

Selling

700

89 USD

American

29 Nov 2019

1.3600 USD

Call Option

Selling

200

120 USD

American

17 Jan 2020

0.0200 USD

Put Option

Purchasing

15,000

85 USD

American

17 Jan 2020

2.0600 USD

Put Option

Purchasing

400

86 USD

American

15 Nov 2019

0.0100 USD

Put Option

Purchasing

1,400

87 USD

American

22 Nov 2019

0.7000 USD

Put Option

Purchasing

1,500

88 USD

American

21 Feb 2020

4.0500 USD

Put Option

Purchasing

100

89 USD

American

22 Nov 2019

1.3900 USD

Put Option

Selling

100

60 USD

American

17 Jan 2020

0.0600 USD

Put Option

Selling

1,000

60 USD

American

19 Jun 2020

0.6400 USD

Put Option

Selling

100

63 USD

American

17 Jan 2020

0.0900 USD

Put Option

Selling

200

65 USD

American

21 Feb 2020

0.2500 USD

Put Option

Selling

200

65 USD

American

19 Jun 2020

1.0100 USD

Put Option

Selling

100

70 USD

American

17 Jan 2020

0.2200 USD

Put Option

Selling

100

78 USD

American

20 Dec 2019

0.2100 USD

Put Option

Selling

100

83 USD

American

21 Feb 2020

2.3600 USD

Put Option

Selling

1,500

84 USD

American

22 Nov 2019

0.0800 USD

Put Option

Selling

300

85 USD

American

21 Feb 2020

3.1000 USD

Put Option

Selling

2,800

86 USD

American

22 Nov 2019

0.4300 USD

Put Option

Selling

100

88 USD

American

15 Nov 2019

0.0300 USD

Put Option

Selling

500

88 USD

American

15 Nov 2019

0.2380 USD

Put Option

Selling

1,100

88 USD

American

22 Nov 2019

0.7081 USD

Put Option

Selling

500

89 USD

American

15 Nov 2019

0.2700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

18 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

 

or derivative

 

 

 

 

relates

 

 

 

Call Options

Purchased

400

70.0000

American

Dec 20, 2019

Put Options

Written

3,000

50.0000

American

Nov 15, 2019

Put Options

Written

352,400

65.0000

American

Jan 17, 2020

Call Options

Purchased

13,100

72.5000

American

Nov 15, 2019

Put Options

Written

101,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

4,700

82.5000

American

Nov 22, 2019

Call Options

Purchased

9,300

70.0000

American

Nov 15, 2019

Call Options

Purchased

7,800

80.0000

American

Dec 20, 2019

Put Options

Written

900

82.5000

American

Jan 17, 2020

Put Options

Written

1,500

83.5000

American

Nov 22, 2019

Put Options

Written

5,300

77.5000

American

Jan 17, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Put Options

Written

1,200

37.5000

American

Jan 21, 2022

Put Options

Written

100

71.0000

American

Dec 6, 2019

Put Options

Written

100

77.5000

American

Nov 22, 2019

Put Options

Written

3,600

75.0000

American

Feb 21, 2020

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

2,900

75.0000

American

Jun 19, 2020

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

4,000

72.5000

American

Feb 21, 2020

Call Options

Purchased

1,100

87.0000

American

Dec 13, 2019

Call Options

Purchased

600

75.0000

American

May 15, 2020

Call Options

Purchased

9,100

82.5000

American

Nov 15, 2019

Call Options

Purchased

1,100

81.0000

American

Nov 15, 2019

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

800

78.0000

American

Nov 15, 2019

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Put Options

Purchased

-700

87.5000

American

Dec 20, 2019

Put Options

Purchased

-100

85.0000

American

May 15, 2020

Call Options

Written

-2,100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Put Options

Purchased

-100

79.0000

American

Nov 22, 2019

Put Options

Purchased

-6,900

73.0000

American

Nov 15, 2019

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Call Options

Written

-17,700

90.0000

American

Jun 19, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-1,700

57.5000

American

Nov 15, 2019

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-8,800

97.5000

American

Jan 17, 2020

Put Options

Purchased

-500

82.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

87.0000

American

Nov 22, 2019

Call Options

Purchased

1,200

72.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

100

82.0000

American

Dec 6, 2019

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

900

86.5000

American

Nov 29, 2019

Put Options

Written

600

62.5000

American

Sep 18, 2020

Put Options

Written

500

77.5000

American

Nov 15, 2019

Put Options

Written

200

75.0000

American

Sep 18, 2020

Put Options

Written

302,400

60.0000

American

Jan 15, 2021

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

4,700

95.0000

American

May 15, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Put Options

Written

6,000

75.0000

American

Nov 15, 2019

Call Options

Purchased

500

88.0000

American

Dec 13, 2019

Put Options

Written

49,100

95.0000

American

Jan 17, 2020

Call Options

Purchased

287,200

80.0000

American

Jan 17, 2020

Call Options

Purchased

3,400

85.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Call Options

Purchased

700

95.0000

American

Feb 21, 2020

Call Options

Purchased

500

92.5000

American

May 15, 2020

Put Options

Written

200

85.0000

American

Nov 15, 2019

Put Options

Written

1,400

82.5000

American

Sep 18, 2020

Call Options

Purchased

100

82.0000

American

Dec 13, 2019

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Call Options

Purchased

500

72.5000

American

May 15, 2020

Call Options

Purchased

200

84.0000

American

Nov 29, 2019

Put Options

Purchased

-5,100

77.5000

American

Dec 13, 2019

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-3,000

79.0000

American

Dec 6, 2019

Call Options

Written

-100

87.5000

American

May 15, 2020

Put Options

Purchased

-100

65.0000

American

Nov 29, 2019

Put Options

Purchased

-1,000

80.5000

American

Dec 6, 2019

Put Options

Purchased

-1,800

77.5000

American

Dec 20, 2019

Put Options

Purchased

-100

80.0000

American

Nov 22, 2019

Call Options

Written

-600

88.0000

American

Nov 29, 2019

Put Options

Purchased

-800

72.5000

American

Dec 20, 2019

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Written

-1,100

95.0000

American

Nov 29, 2019

Put Options

Purchased

-1,300

82.0000

American

Nov 15, 2019

Put Options

Purchased

-300

74.0000

American

Nov 15, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-2,500

55.0000

American

Jan 15, 2021

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-11,400

82.5000

American

Nov 15, 2019

Put Options

Purchased

-12,200

55.0000

American

Jan 17, 2020

Put Options

Purchased

-200

81.0000

American

Dec 6, 2019

Put Options

Purchased

-4,400

78.0000

American

Dec 13, 2019

Put Options

Purchased

-6,400

83.0000

American

Nov 15, 2019

Call Options

Written

-100

78.0000

American

Nov 29, 2019

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Call Options

Purchased

5,800

87.0000

American

Nov 15, 2019

Call Options

Purchased

4,400

92.5000

American

Dec 20, 2019

Call Options

Purchased

2,600

86.5000

American

Nov 22, 2019

Put Options

Written

1,200

87.0000

American

Nov 15, 2019

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Call Options

Purchased

200

84.0000

American

Nov 15, 2019

Call Options

Purchased

500

62.5000

American

May 15, 2020

Put Options

Written

15,900

62.5000

American

Jan 17, 2020

Put Options

Written

500

89.0000

American

Nov 15, 2019

Call Options

Purchased

200

87.0000

American

Dec 6, 2019

Put Options

Written

100

87.5000

American

Nov 15, 2019

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

3,300

86.0000

American

Nov 22, 2019

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

100

78.0000

American

Dec 13, 2019

Call Options

Purchased

7,600

87.5000

American

Nov 15, 2019

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

900

95.0000

American

Dec 20, 2019

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options

Written

100

79.0000

American

Nov 15, 2019

Call Options

Purchased

18,700

72.5000

American

Jan 17, 2020

Call Options

Purchased

4,100

85.0000

American

Dec 20, 2019

Put Options

Written

1,500

60.0000

American

Dec 20, 2019

Put Options

Written

800

57.5000

American

Feb 21, 2020

Call Options

Purchased

800

83.0000

American

Nov 29, 2019

Call Options

Written

-1,500

92.5000

American

Nov 15, 2019

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-4,100

85.0000

American

Jun 19, 2020

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-1,100

85.0000

American

Nov 22, 2019

Put Options

Purchased

-200

85.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

82.5000

American

Dec 20, 2019

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-24,400

60.0000

American

Jan 17, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-3,400

72.5000

American

Feb 21, 2020

Put Options

Purchased

-5,200

40.0000

American

Jan 21, 2022

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-6,900

85.0000

American

Jan 17, 2020

Call Options

Written

-1,200

89.0000

American

Nov 15, 2019

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-1,700

90.0000

American

Dec 20, 2019

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-2,300

88.0000

American

Nov 15, 2019

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Call Options

Written

-11,800

95.0000

American

Jan 17, 2020

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Put Options

Purchased

-100

77.0000

American

Dec 13, 2019

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-100

75.0000

American

May 15, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Call Options

Purchased

2,600

85.0000

American

Nov 29, 2019

Put Options

Written

600

80.0000

American

Jun 19, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

100

77.5000

American

Jan 15, 2021

Call Options

Purchased

100

88.0000

American

Nov 22, 2019

Call Options

Purchased

1,000

90.0000

American

Sep 18, 2020

Call Options

Purchased

100

67.5000

American

Nov 15, 2019

Call Options

Purchased

1,300

67.5000

American

Jan 15, 2021

Call Options

Purchased

600

88.0000

American

Dec 27, 2019

Call Options

Purchased

7,500

82.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

1,100

86.5000

American

Nov 22, 2019

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

100

37.5000

American

Jan 15, 2021

Put Options

Written

155,700

65.0000

American

Jun 19, 2020

Call Options

Purchased

6,600

90.0000

American

Nov 22, 2019

Call Options

Purchased

108,800

77.5000

American

Nov 15, 2019

Put Options

Written

3,900

86.0000

American

Nov 22, 2019

Call Options

Purchased

1,200

65.0000

American

Sep 18, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Call Options

Purchased

100

87.0000

American

Nov 29, 2019

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Call Options

Purchased

1,500

87.5000

American

Feb 21, 2020

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Call Options

Purchased

3,500

70.5000

American

Nov 29, 2019

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

7,900

80.0000

American

May 15, 2020

Put Options

Written

200

76.5000

American

Nov 22, 2019

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-200

84.0000

American

Nov 22, 2019

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Put Options

Purchased

-100

82.5000

American

Nov 29, 2019

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Put Options

Purchased

-1,200

84.0000

American

Nov 15, 2019

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-81,200

70.0000

American

Jan 15, 2021

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Put Options

Purchased

-400

87.5000

American

May 15, 2020

Call Options

Written

-400

80.0000

American

Nov 22, 2019

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-1,200

77.5000

American

Feb 21, 2020

Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-100

73.5000

American

Nov 29, 2019

Call Options

Written

-6,200

85.0000

American

Nov 15, 2019

Call Options

Written

-8,200

100.0000

American

Jan 15, 2021

Put Options

Purchased

-100

80.0000

American

Dec 6, 2019

Put Options

Purchased

-100

72.5000

American

Sep 18, 2020

Put Options

Purchased

-400

90.0000

American

Feb 21, 2020

Call Options

Written

-700

82.5000

American

Nov 29, 2019

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-700

89.0000

American

Nov 29, 2019

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Put Options

Written

500

88.0000

American

Nov 15, 2019

Call Options

Purchased

200

65.0000

American

May 15, 2020

Call Options

Purchased

100

87.5000

American

Sep 18, 2020

Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020

Call Options

Purchased

400

85.0000

American

Dec 6, 2019

Call Options

Purchased

200

76.5000

American

Nov 22, 2019

Put Options

Written

900

70.0000

American

Feb 21, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Call Options

Purchased

18,100

70.0000

American

Jan 17, 2020

Call Options

Purchased

6,300

90.0000

American

May 15, 2020

Put Options

Written

300

77.5000

American

Sep 18, 2020

Put Options

Written

700

67.5000

American

Jan 17, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

200

83.5000

American

Nov 22, 2019

Call Options

Purchased

21,900

90.0000

American

Feb 21, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

1,000

67.5000

American

Dec 20, 2019

Call Options

Purchased

200

86.5000

American

Dec 13, 2019

Call Options

Purchased

24,000

80.0000

American

Nov 15, 2019

Put Options

Written

1,200

74.5000

American

Nov 15, 2019

Put Options

Purchased

-70,500

67.5000

American

Jan 15, 2021

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Put Options

Purchased

-400

86.0000

American

Nov 15, 2019

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Call Options

Written

-500

86.0000

American

Dec 6, 2019

Put Options

Purchased

-700

60.0000

American

Feb 21, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-4,900

35.0000

American

Jan 15, 2021

Put Options

Purchased

-200

80.5000

American

Nov 15, 2019

Put Options

Purchased

-1,400

87.0000

American

Nov 22, 2019

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Call Options

Written

-600

80.5000

American

Nov 29, 2019

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-100

77.0000

American

Nov 22, 2019

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-500

77.0000

American

Nov 15, 2019

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-100

80.0000

American

Nov 29, 2019

Put Options

Purchased

-4,800

75.0000

American

Jan 17, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-19,800

65.0000

American

Nov 15, 2019

Call Options

Written

-100,300

120.0000

American

Jan 17, 2020

Put Options

Purchased

-300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Call Options

Purchased

17,800

80.0000

American

Feb 21, 2020

Put Options

Written

28,500

70.0000

American

Jun 19, 2020

Put Options

Written

200

55.0000

American

Nov 15, 2019

Call Options

Purchased

4,900

75.0000

American

Feb 21, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

24,500

75.0000

American

Nov 15, 2019

Call Options

Purchased

3,300

86.0000

American

Nov 15, 2019

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

500

62.5000

American

May 15, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

4,900

80.0000

American

Nov 15, 2019

Call Options

Purchased

500

85.0000

American

Nov 22, 2019

Call Options

Purchased

200

80.0000

American

Nov 29, 2019

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Put Options

Written

14,800

75.0000

American

Dec 20, 2019

Put Options

Written

100

77.5000

American

Nov 29, 2019

Put Options

Written

9,600

80.0000

American

Jan 17, 2020

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Call Options

Purchased

100

82.5000

American

May 15, 2020

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options

Written

100

76.0000

American

Nov 29, 2019

Put Options

Written

100

57.5000

American

Sep 18, 2020

Put Options

Purchased

-6,900

70.0000

American

Jan 17, 2020

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-52,900

82.5000

American

Jan 17, 2020

Put Options

Purchased

-100

78.0000

American

Nov 29, 2019

Call Options

Written

-300

78.5000

American

Nov 15, 2019

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-300

42.5000

American

Nov 15, 2019

Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-200

75.0000

American

Nov 22, 2019

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

75.0000

American

Dec 13, 2019

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-100

81.5000

American

Nov 15, 2019

Put Options

Purchased

-1,100

78.5000

American

Nov 15, 2019

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

15,800

72.5000

American

Nov 15, 2019

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Put Options

Written

1,100

88.0000

American

Nov 22, 2019

Call Options

Purchased

800

85.0000

American

May 15, 2020

Call Options

Purchased

3,300

100.0000

American

Feb 21, 2020

Put Options

Written

300

65.0000

American

Jan 15, 2021

Put Options

Written

14,600

67.5000

American

Jun 19, 2020

Call Options

Purchased

1,300

105.0000

American

May 15, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Call Options

Purchased

2,600

87.5000

American

Dec 20, 2019

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

3,000

82.5000

American

Dec 20, 2019

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

5,000

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,500

90.0000

American

Nov 29, 2019

Call Options

Purchased

300

79.0000

American

Nov 22, 2019

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Put Options

Written

100

74.0000

American

Nov 29, 2019

Put Options

Written

100

78.0000

American

Nov 15, 2019

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

300

83.0000

American

Nov 15, 2019

Put Options

Written

100

65.0000

American

Sep 18, 2020

Call Options

Purchased

24,400

90.0000

American

Dec 20, 2019

Call Options

Purchased

200

72.5000

American

Dec 20, 2019

Call Options

Purchased

100

90.0000

American

Dec 6, 2019

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-27,100

62.5000

American

Nov 15, 2019

Call Options

Written

-10,300

87.5000

American

Jan 17, 2020

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Put Options

Purchased

-100

76.0000

American

Nov 15, 2019

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Call Options

Written

-1,800

77.5000

American

Dec 20, 2019

Call Options

Written

-7,800

90.0000

American

Nov 15, 2019

Call Options

Written

-1,000

100.0000

American

Nov 15, 2019

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Put Options

Purchased

-39,200

67.5000

American

Nov 15, 2019

Call Options

Written

-9,500

85.0000

American

Jan 17, 2020

Put Options

Purchased

-100

89.0000

American

Nov 22, 2019

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options

Purchased

-1,400

85.0000

American

Dec 20, 2019

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

1,300

70.0000

American

Dec 20, 2019

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

500

83.0000

American

Nov 22, 2019

Call Options

Purchased

9,600

77.5000

American

Jan 17, 2020

Call Options

Purchased

400

82.5000

American

Jun 19, 2020

Put Options

Written

100

72.5000

American

Nov 29, 2019

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

2,000

47.5000

American

Nov 15, 2019

Put Options

Written

11,700

80.0000

American

Feb 21, 2020

Call Options

Purchased

6,000

75.0000

American

Jan 17, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

100

83.0000

American

Dec 6, 2019

Put Options

Written

2,100

80.0000

American

Dec 20, 2019

Put Options

Written

100

82.0000

American

Dec 6, 2019

Put Options

Written

400

72.5000

American

May 15, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

100

86.0000

American

Nov 29, 2019

Call Options

Purchased

500

100.0000

American

May 15, 2020

Put Options

Written

200

73.0000

American

Nov 22, 2019

Put Options

Written

9,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

500

90.0000

American

Dec 27, 2019

Put Options

Written

100

84.0000

American

Nov 22, 2019

Call Options

Purchased

6,700

77.5000

American

Jan 15, 2021

Call Options

Purchased

2,900

89.0000

American

Nov 22, 2019

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Purchased

-1,700

87.5000

American

Feb 21, 2020

Put Options

Purchased

-700

81.5000

American

Nov 22, 2019

Call Options

Written

-6,800

90.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jan 15, 2021

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Call Options

Written

-4,800

100.0000

American

Sep 18, 2020

Call Options

Written

-5,900

95.0000

American

Jan 15, 2021

Call Options

Written

-5,900

92.5000

American

Jan 17, 2020

Put Options

Purchased

-9,300

90.0000

American

Jan 17, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Call Options

Written

-1,100

80.0000

American

Jan 15, 2021

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Put Options

Purchased

-1,100

72.5000

American

Jan 17, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-12,300

60.0000

American

Nov 15, 2019

Put Options

Purchased

-6,900

100.0000

American

Jan 17, 2020

Put Options

Purchased

-12,700

70.0000

American

Nov 15, 2019

Put Options

Purchased

-100

79.5000

American

Nov 15, 2019

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680470
Time of Receipt (offset from UTC): 20191118T103840+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC