Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

13 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

2,520,124

0.17%

4,373,691

0.30%

 

 

(2)

Derivatives (other than options):

 

 

1,670,447

0.11%

1,095,700

0.07%

 

 

(3)

Options and agreements to

 

 

purchase/sell:

2,656,400

0.18%

987,800

0.07%

 

 

TOTAL:

 

 

6,846,971

0.46%

6,457,191

0.44%

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

86.7700 USD
Purchase

8

86.5800 USD
Purchase

22

86.6200 USD
Purchase

24

86.6700 USD
Purchase

27

86.7196 USD
Purchase

72

86.1900 USD
Purchase

100

86.7100 USD
Purchase

100

86.6400 USD
Purchase

100

86.6900 USD
Purchase

100

86.6450 USD
Purchase

100

87.1300 USD
Purchase

100

86.6800 USD
Purchase

100

86.7400 USD
Purchase

160

86.6500 USD
Purchase

199

86.4483 USD
Purchase

239

86.6734 USD
Purchase

328

86.6890 USD
Purchase

331

86.3253 USD
Purchase

400

86.4825 USD
Purchase

400

86.7525 USD
Purchase

400

86.4550 USD
Purchase

500

86.6680 USD
Purchase

515

86.5488 USD
Purchase

588

86.7640 USD
Purchase

588

86.7641 USD
Purchase

900

86.8800 USD
Purchase

1,100

86.6413 USD
Purchase

1,200

86.6667 USD
Purchase

1,219

86.9249 USD
Purchase

1,376

86.7618 USD
Purchase

2,011

86.4958 USD
Purchase

2,100

86.8422 USD
Purchase

2,247

86.6046 USD
Purchase

2,400

86.1723 USD
Purchase

3,300

86.7834 USD
Purchase

3,800

86.6342 USD
Purchase

5,611

86.6831 USD
Purchase

7,000

86.7260 USD
Purchase

9,367

86.3827 USD
Purchase

9,740

85.5100 USD
Purchase

16,100

86.6934 USD
Purchase

18,211

86.4726 USD
Purchase

22,572

86.4400 USD
Purchase

24,000

86.6823 USD
Purchase

30,636

86.6841 USD
Purchase

30,705

86.7552 USD
Purchase

36,359

86.7419 USD
Purchase

37,099

86.6020 USD
Purchase

84,712

86.6402 USD
Purchase

86,600

86.7263 USD
Purchase

147,542

86.7749 USD
Purchase

312,215

86.6600 USD
Sale

3

86.6400 USD
Sale

88

86.6450 USD
Sale

91

86.7400 USD
Sale

97

86.7800 USD
Sale

100

86.1900 USD
Sale

100

87.0700 USD
Sale

100

86.1400 USD
Sale

100

86.6700 USD
Sale

100

86.7100 USD
Sale

100

85.4157 USD
Sale

100

86.7378 USD
Sale

100

86.5800 USD
Sale

100

86.5600 USD
Sale

100

86.5550 USD
Sale

100

86.7850 USD
Sale

100

86.7900 USD
Sale

100

86.3200 USD
Sale

104

86.2442 USD
Sale

106

86.6783 USD
Sale

114

86.6287 USD
Sale

115

86.5665 USD
Sale

122

86.7629 USD
Sale

177

86.1700 USD
Sale

188

86.2163 USD
Sale

200

86.6800 USD
Sale

200

86.6050 USD
Sale

200

85.4800 USD
Sale

200

86.4900 USD
Sale

200

86.8550 USD
Sale

200

86.1950 USD
Sale

200

86.1750 USD
Sale

200

86.7825 USD
Sale

200

86.8300 USD
Sale

200

86.7700 USD
Sale

200

86.1550 USD
Sale

212

86.5781 USD
Sale

223

86.1600 USD
Sale

250

86.6100 USD
Sale

282

86.6497 USD
Sale

286

86.8197 USD
Sale

300

86.8366 USD
Sale

300

86.7533 USD
Sale

300

86.7333 USD
Sale

300

86.5400 USD
Sale

300

86.1866 USD
Sale

300

86.6300 USD
Sale

300

86.8583 USD
Sale

300

86.8633 USD
Sale

300

86.9500 USD
Sale

325

86.4310 USD
Sale

400

86.6087 USD
Sale

400

86.8800 USD
Sale

400

87.1000 USD
Sale

402

86.7992 USD
Sale

418

86.7416 USD
Sale

487

86.5982 USD
Sale

500

86.7710 USD
Sale

510

86.5158 USD
Sale

554

86.6534 USD
Sale

583

86.6567 USD
Sale

588

86.7640 USD
Sale

714

86.8538 USD
Sale

750

86.5433 USD
Sale

791

86.7088 USD
Sale

800

86.5737 USD
Sale

849

86.6432 USD
Sale

889

86.5396 USD
Sale

890

86.6695 USD
Sale

900

86.5300 USD
Sale

900

86.9977 USD
Sale

909

86.6407 USD
Sale

1,000

86.7447 USD
Sale

1,035

86.6510 USD
Sale

1,098

86.7206 USD
Sale

1,100

86.6440 USD
Sale

1,100

86.7027 USD
Sale

1,200

86.1723 USD
Sale

1,200

86.9966 USD
Sale

1,300

86.3176 USD
Sale

1,300

86.5330 USD
Sale

1,306

86.6732 USD
Sale

1,429

86.5521 USD
Sale

1,600

86.4356 USD
Sale

1,601

87.0338 USD
Sale

1,607

86.6871 USD
Sale

1,800

86.7245 USD
Sale

1,821

86.7530 USD
Sale

1,941

86.6689 USD
Sale

2,078

86.6109 USD
Sale

2,108

86.5790 USD
Sale

2,490

86.6787 USD
Sale

2,570

86.8162 USD
Sale

2,861

86.6399 USD
Sale

3,500

86.7260 USD
Sale

3,775

86.4708 USD
Sale

3,800

86.6342 USD
Sale

3,878

86.6677 USD
Sale

4,013

86.9669 USD
Sale

4,500

86.6936 USD
Sale

4,715

86.6521 USD
Sale

4,927

86.6737 USD
Sale

4,952

86.6065 USD
Sale

5,019

86.6834 USD
Sale

5,084

86.7215 USD
Sale

5,304

86.7972 USD
Sale

6,500

86.7021 USD
Sale

7,500

86.9432 USD
Sale

7,898

86.6518 USD
Sale

9,000

86.6252 USD
Sale

9,740

85.5100 USD
Sale

12,046

86.9161 USD
Sale

12,700

86.3876 USD
Sale

14,410

86.7123 USD
Sale

15,494

86.6385 USD
Sale

15,700

86.6976 USD
Sale

17,400

86.6967 USD
Sale

18,540

86.7619 USD
Sale

22,670

86.9301 USD
Sale

27,697

86.7172 USD
Sale

28,788

86.6533 USD
Sale

43,300

86.7263 USD
Sale

47,725

86.6619 USD
Sale

48,710

86.4400 USD
Sale

109,840

86.6593 USD
Sale

164,026

86.6600 USD
Sale

187,587

86.6608 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction

Number of relevant securities

Price per

 

unit
SWAP Long

7,478

86.4633 USD
SWAP Short

146,300

86.4400 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

1,000

68 USD

American

15 Jan 2021

20.5500 USD

Call Option Purchasing

700

70 USD

American

15 Jan 2021

18.3000 USD

Call Option Purchasing

100

75 USD

American

19 Jun 2020

13.7500 USD

Call Option Purchasing

100

75 USD

American

15 Jan 2021

15.0000 USD

Call Option Purchasing

100

83 USD

American

19 Jun 2020

8.1500 USD

Call Option Purchasing

800

85 USD

American

17 Jan 2020

3.1000 USD

Call Option Purchasing

600

87 USD

American

15 Nov 2019

0.6383 USD

Call Option Purchasing

100

88 USD

American

15 Nov 2019

0.3000 USD

Call Option Purchasing

400

88 USD

American

29 Nov 2019

1.0200 USD

Call Option Purchasing

1,100

90 USD

American

22 Nov 2019

0.1600 USD

Call Option Purchasing

100

90 USD

American

20 Dec 2019

0.9700 USD

Call Option Purchasing

500

90 USD

American

17 Jan 2020

1.6600 USD

Call Option Purchasing

200

90 USD

American

15 May 2020

4.1100 USD

Call Option Selling

100

87 USD

American

15 Nov 2019

0.2600 USD

Call Option Selling

2,500

115 USD

American

21 Feb 2020

0.0500 USD

Put Option Purchasing

100

68 USD

American

19 Jun 2020

1.4700 USD

Put Option Purchasing

200

80 USD

American

17 Jan 2020

1.5000 USD

Put Option Purchasing

1,100

83 USD

American

20 Dec 2019

0.8909 USD

Put Option Purchasing

200

84 USD

American

15 Nov 2019

0.0500 USD

Put Option Purchasing

100

85 USD

American

15 May 2020

5.8500 USD

Put Option Purchasing

100

87 USD

American

15 Nov 2019

0.7000 USD

Put Option Purchasing

100

88 USD

American

20 Dec 2019

2.4700 USD

Put Option Purchasing

200

88 USD

American

21 Feb 2020

5.4000 USD

Put Option Purchasing

500

105 USD

American

19 Jun 2020

20.8000 USD

Put Option Purchasing

300

130 USD

American

17 Jan 2020

44.0500 USD

Put Option Selling

500

65 USD

American

17 Jan 2020

0.1600 USD

Put Option Selling

100

65 USD

American

21 Feb 2020

0.3400 USD

Put Option Selling

200

70 USD

American

19 Jun 2020

1.8000 USD

Put Option Selling

1,000

75 USD

American

20 Dec 2019

0.1800 USD

Put Option Selling

400

80 USD

American

20 Dec 2019

0.5300 USD

Put Option Selling

100

82 USD

American

15 Nov 2019

0.0400 USD

Put Option Selling

100

83 USD

American

20 Dec 2019

0.8200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

15 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry
purchased

relevant securities

price

 

date

to which the option

 

 

or derivative

 

 

relates

 

 

Put Options Written

352,000

65.0000

American

Jan 17, 2020
Put Options Written

100,300

60.0000

American

Jun 19, 2020
Put Options Written

3,600

75.0000

American

Feb 21, 2020
Put Options Written

2,900

75.0000

American

Jun 19, 2020
Call Options Purchased

200

55.0000

American

Sep 18, 2020
Call Options Purchased

13,100

72.5000

American

Nov 15, 2019
Call Options Purchased

1,100

87.0000

American

Dec 13, 2019
Put Options Written

900

82.5000

American

Jan 17, 2020
Call Options Purchased

500

75.0000

American

May 15, 2020
Call Options Purchased

7,800

80.0000

American

Dec 20, 2019
Call Options Purchased

1,100

81.0000

American

Nov 15, 2019
Call Options Purchased

800

78.0000

American

Nov 15, 2019
Call Options Purchased

700

50.0000

American

Jan 15, 2021
Call Options Purchased

500

70.0000

American

Dec 20, 2019
Call Options Purchased

100

72.5000

American

Sep 18, 2020
Call Options Purchased

4,700

82.5000

American

Nov 22, 2019
Put Options Written

1,000

82.5000

American

Jan 15, 2021
Put Options Written

100

77.5000

American

Nov 22, 2019
Call Options Purchased

9,100

82.5000

American

Nov 15, 2019
Call Options Purchased

12,400

70.0000

American

Nov 15, 2019
Call Options Purchased

4,000

72.5000

American

Feb 21, 2020
Put Options Written

1,200

37.5000

American

Jan 21, 2022
Put Options Written

1,100

85.0000

American

Jun 19, 2020
Put Options Written

100

71.0000

American

Dec 6, 2019
Put Options Written

5,300

77.5000

American

Jan 17, 2020
Put Options Written

3,000

50.0000

American

Nov 15, 2019
Put Options Purchased

-6,900

73.0000

American

Nov 15, 2019
Put Options Purchased

-100

50.0000

American

Jan 21, 2022
Put Options Purchased

-600

87.5000

American

Dec 20, 2019
Call Options Written

-8,300

70.0000

American

Feb 21, 2020
Put Options Purchased

-100

85.0000

American

May 15, 2020
Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021
Put Options Purchased

-600

55.0000

American

Sep 18, 2020
Call Options Written

-4,500

115.0000

American

Jan 21, 2022
Put Options Purchased

-600

105.0000

American

Jan 15, 2021
Call Options Written

-900

135.0000

American

Jan 15, 2021
Call Options Written

-300

92.5000

American

Sep 18, 2020
Put Options Purchased

-600

82.5000

American

Feb 21, 2020
Put Options Purchased

-1,700

57.5000

American

Nov 15, 2019
Put Options Purchased

-100

79.0000

American

Nov 22, 2019
Call Options Written

-17,700

90.0000

American

Jun 19, 2020
Put Options Purchased

-100

95.0000

American

May 15, 2020
Put Options Purchased

-3,900

57.5000

American

Jan 17, 2020
Call Options Written

-1,700

130.0000

American

Jan 15, 2021
Call Options Written

-2,100

120.0000

American

Jan 15, 2021
Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020
Put Options Purchased

-2,800

50.0000

American

Jan 15, 2021
Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021
Call Options Written

-8,800

97.5000

American

Jan 17, 2020
Call Options Purchased

1,000

87.0000

American

Nov 22, 2019
Call Options Purchased

200

95.0000

American

Feb 21, 2020
Put Options Written

302,400

60.0000

American

Jan 15, 2021
Put Options Written

73,000

70.0000

American

Jan 17, 2020
Call Options Purchased

4,700

95.0000

American

May 15, 2020
Call Options Purchased

500

72.5000

American

May 15, 2020
Put Options Written

3,900

50.0000

American

Jan 17, 2020
Call Options Purchased

1,300

55.0000

American

Jun 19, 2020
Call Options Purchased

100

82.0000

American

Dec 6, 2019
Put Options Written

200

85.0000

American

Nov 15, 2019
Call Options Purchased

287,200

80.0000

American

Jan 17, 2020
Call Options Purchased

200

84.0000

American

Nov 29, 2019
Put Options Written

50,000

57.5000

American

Jan 17, 2020
Call Options Purchased

3,400

85.0000

American

Feb 21, 2020
Put Options Written

2,000

57.5000

American

Jan 15, 2021
Put Options Written

3,500

47.5000

American

Jan 17, 2020
Call Options Purchased

1,000

145.0000

American

Jun 19, 2020
Put Options Written

6,000

75.0000

American

Nov 15, 2019
Put Options Written

15,400

42.5000

American

Feb 21, 2020
Put Options Written

49,100

95.0000

American

Jan 17, 2020
Put Options Written

4,200

45.0000

American

Jan 17, 2020
Call Options Purchased

900

86.5000

American

Nov 29, 2019
Call Options Purchased

500

92.5000

American

May 15, 2020
Call Options Purchased

500

88.0000

American

Dec 13, 2019
Call Options Purchased

800

67.5000

American

Feb 21, 2020
Put Options Written

600

62.5000

American

Sep 18, 2020
Call Options Purchased

100

82.0000

American

Dec 13, 2019
Put Options Written

500

77.5000

American

Nov 15, 2019
Put Options Written

200

75.0000

American

Sep 18, 2020
Call Options Purchased

1,100

72.5000

American

Jun 19, 2020
Put Options Written

1,400

82.5000

American

Sep 18, 2020
Put Options Purchased

-1,900

77.5000

American

Dec 20, 2019
Put Options Purchased

-5,100

77.5000

American

Dec 13, 2019
Put Options Purchased

-11,400

82.5000

American

Nov 15, 2019
Put Options Purchased

-100

80.0000

American

Nov 22, 2019
Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021
Put Options Purchased

-100

95.0000

American

Jun 19, 2020
Put Options Purchased

-200

81.0000

American

Dec 6, 2019
Call Options Written

-100

78.0000

American

Nov 29, 2019
Put Options Purchased

-4,400

78.0000

American

Dec 13, 2019
Put Options Purchased

-1,000

80.5000

American

Dec 6, 2019
Put Options Purchased

-1,300

82.0000

American

Nov 15, 2019
Call Options Written

-1,100

95.0000

American

Nov 29, 2019
Call Options Written

-18,200

110.0000

American

Jan 15, 2021
Put Options Purchased

-2,500

55.0000

American

Jan 15, 2021
Put Options Purchased

-3,000

79.0000

American

Dec 6, 2019
Put Options Purchased

-100

65.0000

American

Nov 29, 2019
Put Options Purchased

-400

95.0000

American

Sep 18, 2020
Call Options Written

-10,000

110.0000

American

Jan 17, 2020
Put Options Purchased

-6,400

83.0000

American

Nov 15, 2019
Put Options Purchased

-100

120.0000

American

Jan 17, 2020
Put Options Purchased

-300

74.0000

American

Nov 15, 2019
Put Options Purchased

-800

72.5000

American

Dec 20, 2019
Put Options Purchased

-12,200

55.0000

American

Jan 17, 2020
Call Options Written

-100

87.5000

American

May 15, 2020
Call Options Written

-11,600

130.0000

American

Jan 17, 2020
Put Options Written

900

75.0000

American

May 15, 2020
Put Options Written

800

57.5000

American

Feb 21, 2020
Call Options Purchased

7,200

87.5000

American

Nov 15, 2019
Call Options Purchased

18,700

72.5000

American

Jan 17, 2020
Call Options Purchased

4,000

85.0000

American

Dec 20, 2019
Put Options Written

12,300

62.5000

American

Jan 17, 2020
Call Options Purchased

500

62.5000

American

May 15, 2020
Put Options Written

1,500

60.0000

American

Dec 20, 2019
Call Options Purchased

800

83.0000

American

Nov 29, 2019
Call Options Purchased

100

78.0000

American

Dec 13, 2019
Call Options Purchased

6,100

87.0000

American

Nov 15, 2019
Call Options Purchased

2,500

60.0000

American

Feb 21, 2020
Call Options Purchased

500

70.0000

American

Jun 19, 2020
Call Options Purchased

800

95.0000

American

Dec 20, 2019
Call Options Purchased

200

87.0000

American

Dec 6, 2019
Call Options Purchased

1,000

60.0000

American

Sep 18, 2020
Call Options Purchased

100

105.0000

American

Jun 19, 2020
Call Options Purchased

3,300

86.0000

American

Nov 22, 2019
Call Options Purchased

2,300

60.0000

American

Jun 19, 2020
Call Options Purchased

200

84.0000

American

Nov 15, 2019
Put Options Written

100

79.0000

American

Nov 15, 2019
Put Options Purchased

-500

85.0000

American

Feb 21, 2020
Put Options Purchased

-1,000

82.5000

American

Dec 20, 2019
Put Options Purchased

-700

80.0000

American

May 15, 2020
Put Options Purchased

-100

77.0000

American

Dec 13, 2019
Call Options Written

-3,000

75.0000

American

Jan 15, 2021
Put Options Purchased

-1,100

85.0000

American

Nov 22, 2019
Put Options Purchased

-3,400

72.5000

American

Feb 21, 2020
Call Options Written

-100

100.0000

American

Jan 21, 2022
Call Options Written

-1,200

85.0000

American

Sep 18, 2020
Call Options Written

-1,900

97.5000

American

Jan 15, 2021
Put Options Purchased

-3,500

50.0000

American

Jun 19, 2020
Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020
Call Options Written

-100

67.5000

American

Sep 18, 2020
Put Options Purchased

-100

87.0000

American

Nov 15, 2019
Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021
Call Options Written

-2,600

105.0000

American

Nov 15, 2019
Call Options Written

-400

110.0000

American

Jun 19, 2020
Put Options Purchased

-600

42.5000

American

Sep 18, 2020
Call Options Written

-500

95.0000

American

Sep 18, 2020
Put Options Purchased

-1,700

90.0000

American

Dec 20, 2019
Call Options Written

-800

125.0000

American

Jan 17, 2020
Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020
Call Options Written

-1,500

92.5000

American

Nov 15, 2019
Call Options Written

-4,100

85.0000

American

Jun 19, 2020
Call Options Written

-11,900

95.0000

American

Jan 17, 2020
Call Options Written

-1,900

115.0000

American

Sep 18, 2020
Put Options Purchased

-5,200

40.0000

American

Jan 21, 2022
Put Options Purchased

-24,500

60.0000

American

Jan 17, 2020
Call Options Purchased

110,700

77.5000

American

Nov 15, 2019
Put Options Written

100

77.5000

American

Jan 15, 2021
Call Options Purchased

1,900

82.5000

American

Feb 21, 2020
Call Options Purchased

3,200

55.0000

American

Jan 15, 2021
Put Options Written

37,300

57.5000

American

Jun 19, 2020
Call Options Purchased

200

88.0000

American

Nov 22, 2019
Call Options Purchased

1,500

87.5000

American

Feb 21, 2020
Call Options Purchased

1,000

90.0000

American

Sep 18, 2020
Call Options Purchased

7,500

82.0000

American

Nov 15, 2019
Put Options Written

155,500

65.0000

American

Jun 19, 2020
Call Options Purchased

1,300

67.5000

American

Jan 15, 2021
Call Options Purchased

1,100

90.0000

American

Nov 22, 2019
Call Options Purchased

100

67.5000

American

Nov 15, 2019
Call Options Purchased

3,500

70.5000

American

Nov 29, 2019
Call Options Purchased

600

88.0000

American

Dec 27, 2019
Call Options Purchased

7,200

80.0000

American

May 15, 2020
Put Options Written

2,500

47.5000

American

Jan 21, 2022
Put Options Written

1,000

42.5000

American

Jan 21, 2022
Put Options Written

400

32.5000

American

Sep 18, 2020
Put Options Written

4,000

62.5000

American

Feb 21, 2020
Call Options Purchased

800

155.0000

American

Jan 17, 2020
Put Options Written

400

90.0000

American

Jun 19, 2020
Put Options Written

200

76.5000

American

Nov 22, 2019
Call Options Purchased

1,200

65.0000

American

Sep 18, 2020
Put Options Written

600

80.0000

American

Jun 19, 2020
Put Options Written

125,000

80.0000

American

Jan 15, 2021
Put Options Written

1,100

86.5000

American

Nov 22, 2019
Put Options Written

1,100

86.0000

American

Nov 22, 2019
Put Options Written

100

37.5000

American

Jan 15, 2021
Call Options Purchased

2,600

85.0000

American

Nov 29, 2019
Call Options Purchased

600

65.0000

American

Jan 17, 2020
Put Options Purchased

-400

87.5000

American

May 15, 2020
Put Options Purchased

-1,500

105.0000

American

Jun 19, 2020
Call Options Written

-81,200

70.0000

American

Jan 15, 2021
Call Options Written

-4,100

115.0000

American

Jan 17, 2020
Call Options Written

-5,200

85.0000

American

Jan 15, 2021
Call Options Written

-13,200

100.0000

American

Jan 15, 2021
Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020
Put Options Purchased

-100

72.5000

American

Sep 18, 2020
Call Options Written

-2,100

97.5000

American

Jun 19, 2020
Call Options Written

-6,900

105.0000

American

Jan 17, 2020
Put Options Purchased

-100

73.5000

American

Nov 29, 2019
Call Options Written

-700

82.5000

American

Nov 29, 2019
Call Options Written

-5,800

85.0000

American

Nov 15, 2019
Call Options Written

-300

110.0000

American

Sep 18, 2020
Call Options Written

-200

84.0000

American

Nov 22, 2019
Call Options Written

-400

80.0000

American

Nov 22, 2019
Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020
Put Options Purchased

-100

82.5000

American

Nov 29, 2019
Put Options Purchased

-400

90.0000

American

Feb 21, 2020
Call Options Written

-200

70.0000

American

Jan 21, 2022
Call Options Written

-800

92.5000

American

Jan 15, 2021
Put Options Purchased

-2,100

70.0000

American

Jan 15, 2021
Put Options Purchased

-100

67.5000

American

Sep 18, 2020
Put Options Purchased

-100

80.0000

American

Dec 6, 2019
Put Options Purchased

-1,200

84.0000

American

Nov 15, 2019
Call Options Written

-400

67.5000

American

Jun 19, 2020
Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020
Call Options Purchased

20,400

90.0000

American

Feb 21, 2020
Call Options Purchased

18,200

70.0000

American

Jan 17, 2020
Call Options Purchased

5,300

90.0000

American

May 15, 2020
Call Options Purchased

500

82.5000

American

Sep 18, 2020
Call Options Purchased

200

110.0000

American

Jan 21, 2022
Call Options Purchased

1,100

60.0000

American

Jan 15, 2021
Put Options Written

1,900

55.0000

American

Feb 21, 2020
Call Options Purchased

600

77.5000

American

Sep 18, 2020
Put Options Written

700

67.5000

American

Jan 17, 2020
Call Options Purchased

400

85.0000

American

Dec 6, 2019
Call Options Purchased

200

83.5000

American

Nov 22, 2019
Put Options Written

28,300

62.5000

American

Jun 19, 2020
Put Options Written

700

70.0000

American

Feb 21, 2020
Call Options Purchased

24,000

80.0000

American

Nov 15, 2019
Call Options Purchased

2,200

88.0000

American

Nov 15, 2019
Call Options Purchased

100

62.5000

American

Sep 18, 2020
Put Options Written

8,100

85.0000

American

Jan 17, 2020
Call Options Purchased

1,400

65.0000

American

Feb 21, 2020
Put Options Written

1,200

74.5000

American

Nov 15, 2019
Put Options Written

300

77.5000

American

Sep 18, 2020
Call Options Purchased

200

76.5000

American

Nov 22, 2019
Call Options Purchased

100

87.5000

American

Sep 18, 2020
Call Options Purchased

11,500

75.0000

American

Sep 18, 2020
Put Options Written

1,000

67.5000

American

Dec 20, 2019
Call Options Purchased

200

65.0000

American

May 15, 2020
Put Options Purchased

-300

97.5000

American

Jan 17, 2020
Put Options Purchased

-70,500

67.5000

American

Jan 15, 2021
Put Options Purchased

-500

60.0000

American

Feb 21, 2020
Call Options Written

-2,500

185.0000

American

Jan 17, 2020
Put Options Purchased

-500

77.0000

American

Nov 15, 2019
Call Options Written

-100,100

120.0000

American

Jan 17, 2020
Call Options Written

-300

130.0000

American

Jun 19, 2020
Call Options Written

-2,300

115.0000

American

Jun 19, 2020
Put Options Purchased

-2,600

72.5000

American

Jun 19, 2020
Put Options Purchased

-200

80.5000

American

Nov 15, 2019
Put Options Purchased

-700

80.0000

American

Jan 15, 2021
Call Options Written

-2,500

115.0000

American

Feb 21, 2020
Put Options Purchased

-4,900

35.0000

American

Jan 15, 2021
Put Options Purchased

-19,800

65.0000

American

Nov 15, 2019
Put Options Purchased

-100

80.0000

American

Nov 29, 2019
Put Options Purchased

-100

77.0000

American

Nov 22, 2019
Call Options Written

-2,700

125.0000

American

Jan 15, 2021
Call Options Written

-500

86.0000

American

Dec 6, 2019
Put Options Purchased

-800

50.0000

American

Feb 21, 2020
Call Options Written

-1,300

92.5000

American

Jun 19, 2020
Call Options Written

-3,300

145.0000

American

Jan 17, 2020
Put Options Purchased

-6,200

75.0000

American

Jan 17, 2020
Put Options Purchased

-300

130.0000

American

Jan 17, 2020
Call Options Written

-600

80.5000

American

Nov 29, 2019
Put Options Purchased

-700

42.5000

American

Jan 15, 2021
Put Options Purchased

-900

60.0000

American

Sep 18, 2020
Put Options Purchased

-4,800

55.0000

American

May 15, 2020
Put Options Written

28,500

70.0000

American

Jun 19, 2020
Put Options Written

4,900

80.0000

American

Nov 15, 2019
Put Options Written

100

77.5000

American

Nov 29, 2019
Put Options Written

90,000

50.0000

American

Jun 19, 2020
Call Options Purchased

24,500

75.0000

American

Nov 15, 2019
Call Options Purchased

4,900

75.0000

American

Feb 21, 2020
Put Options Written

1,400

55.0000

American

Jun 19, 2020
Put Options Written

500

62.5000

American

May 15, 2020
Call Options Purchased

200

80.0000

American

Nov 29, 2019
Call Options Purchased

100

82.5000

American

May 15, 2020
Put Options Written

14,800

75.0000

American

Dec 20, 2019
Put Options Written

9,600

80.0000

American

Jan 17, 2020
Call Options Purchased

3,300

86.0000

American

Nov 15, 2019
Put Options Written

1,500

45.0000

American

Nov 15, 2019
Call Options Purchased

500

85.0000

American

Nov 22, 2019
Put Options Written

100

76.0000

American

Nov 29, 2019
Call Options Purchased

24,700

67.5000

American

Jan 17, 2020
Put Options Written

200

55.0000

American

Nov 15, 2019
Put Options Written

300

35.0000

American

Sep 18, 2020
Call Options Purchased

17,800

80.0000

American

Feb 21, 2020
Put Options Written

1,100

75.0000

American

Jan 15, 2021
Put Options Written

100

57.5000

American

Sep 18, 2020
Call Options Written

-2,000

150.0000

American

Jan 17, 2020
Call Options Written

-52,900

82.5000

American

Jan 17, 2020
Put Options Purchased

-800

92.5000

American

Jun 19, 2020
Put Options Purchased

-1,100

78.5000

American

Nov 15, 2019
Put Options Purchased

-100

78.0000

American

Nov 29, 2019
Call Options Written

-100

180.0000

American

Jan 17, 2020
Call Options Written

-2,100

115.0000

American

Jan 15, 2021
Call Options Written

-200

62.5000

American

Jun 19, 2020
Put Options Purchased

-1,900

40.0000

American

Jan 15, 2021
Call Options Written

-2,200

62.5000

American

Feb 21, 2020
Call Options Written

-100

90.0000

American

Jan 15, 2021
Call Options Written

-500

87.5000

American

Jun 19, 2020
Call Options Written

-300

78.5000

American

Nov 15, 2019
Put Options Purchased

-300

42.5000

American

Nov 15, 2019
Put Options Purchased

-9,400

72.5000

American

Jan 15, 2021
Put Options Purchased

-100

81.5000

American

Nov 15, 2019
Call Options Written

-200

75.0000

American

Nov 22, 2019
Put Options Purchased

-100

75.0000

American

Dec 13, 2019
Put Options Purchased

-300

60.0000

American

Jan 21, 2022
Put Options Purchased

-7,000

70.0000

American

Jan 17, 2020
Put Options Purchased

-1,700

87.5000

American

Jan 17, 2020
Call Options Written

-4,700

120.0000

American

Jan 21, 2022
Call Options Written

-18,100

95.0000

American

Jun 19, 2020
Put Options Written

275,000

70.0000

American

Jan 15, 2021
Call Options Purchased

2,300

47.5000

American

Sep 18, 2020
Call Options Purchased

2,000

100.0000

American

Feb 21, 2020
Put Options Written

15,800

72.5000

American

Nov 15, 2019
Call Options Purchased

1,200

57.5000

American

Jun 19, 2020
Call Options Purchased

200

72.5000

American

Dec 20, 2019
Call Options Purchased

300

79.0000

American

Nov 22, 2019
Put Options Written

100

74.0000

American

Nov 29, 2019
Put Options Written

6,000

105.0000

American

Jan 17, 2020
Put Options Written

3,500

87.5000

American

Jun 19, 2020
Call Options Purchased

1,200

87.5000

American

Dec 20, 2019
Put Options Written

500

45.0000

American

Jan 15, 2021
Call Options Purchased

5,000

80.0000

American

Jun 19, 2020
Put Options Written

200

65.0000

American

Jan 15, 2021
Call Options Purchased

100

90.0000

American

Dec 6, 2019
Put Options Written

100

65.0000

American

Sep 18, 2020
Put Options Written

5,000

67.5000

American

Feb 21, 2020
Call Options Purchased

400

57.5000

American

Sep 18, 2020
Call Options Purchased

16,200

90.0000

American

Dec 20, 2019
Call Options Purchased

1,400

82.5000

American

Dec 20, 2019
Put Options Written

1,000

77.5000

American

Jun 19, 2020
Call Options Purchased

800

85.0000

American

May 15, 2020
Call Options Purchased

400

88.0000

American

Nov 29, 2019
Put Options Written

100

78.0000

American

Nov 15, 2019
Put Options Written

14,600

67.5000

American

Jun 19, 2020
Put Options Written

500

45.0000

American

Jan 21, 2022
Call Options Purchased

300

83.0000

American

Nov 15, 2019
Call Options Written

-8,900

85.0000

American

Jan 17, 2020
Call Options Written

-10,400

100.0000

American

Jun 19, 2020
Call Options Written

-1,000

100.0000

American

Nov 15, 2019
Put Options Purchased

-900

40.0000

American

Jun 19, 2020
Call Options Written

-10,300

87.5000

American

Jan 17, 2020
Put Options Purchased

-100

76.0000

American

Nov 15, 2019
Put Options Purchased

-27,100

62.5000

American

Nov 15, 2019
Put Options Purchased

-100

75.0000

American

Jan 21, 2022
Call Options Written

-1,100

62.5000

American

Jan 17, 2020
Put Options Purchased

-1,000

115.0000

American

Jan 21, 2022
Call Options Written

-200

105.0000

American

Sep 18, 2020
Put Options Purchased

-1,400

85.0000

American

Dec 20, 2019
Call Options Written

-6,700

105.0000

American

Jan 15, 2021
Call Options Written

-1,800

77.5000

American

Dec 20, 2019
Call Options Written

-7,800

90.0000

American

Nov 15, 2019
Put Options Purchased

-39,200

67.5000

American

Nov 15, 2019
Call Options Written

-69,400

100.0000

American

Jan 17, 2020
Call Options Purchased

6,700

77.5000

American

Jan 15, 2021
Call Options Purchased

14,700

77.5000

American

Jan 17, 2020
Call Options Purchased

1,700

57.5000

American

Jan 15, 2021
Call Options Purchased

500

83.0000

American

Nov 22, 2019
Call Options Purchased

400

82.5000

American

Jun 19, 2020
Put Options Written

100

72.5000

American

Nov 29, 2019
Put Options Written

100

84.0000

American

Nov 22, 2019
Put Options Written

8,800

65.0000

American

Feb 21, 2020
Call Options Purchased

5,400

75.0000

American

Jan 17, 2020
Call Options Purchased

1,300

80.0000

American

Sep 18, 2020
Put Options Written

1,100

45.0000

American

Jun 19, 2020
Put Options Written

400

85.0000

American

Jan 15, 2021
Call Options Purchased

1,300

65.0000

American

Jun 19, 2020
Put Options Written

100

83.0000

American

Dec 6, 2019
Call Options Purchased

1,700

77.5000

American

Feb 21, 2020
Call Options Purchased

100

85.0000

American

Jan 21, 2022
Call Options Purchased

400

100.0000

American

May 15, 2020
Put Options Written

1,300

70.0000

American

Dec 20, 2019
Put Options Written

200

73.0000

American

Nov 22, 2019
Put Options Written

11,700

80.0000

American

Feb 21, 2020
Put Options Written

400

72.5000

American

May 15, 2020
Put Options Written

2,100

80.0000

American

Dec 20, 2019
Put Options Written

2,000

47.5000

American

Nov 15, 2019
Put Options Written

100

82.0000

American

Dec 6, 2019
Put Options Purchased

-700

81.5000

American

Nov 22, 2019
Call Options Written

-5,900

95.0000

American

Jan 15, 2021
Put Options Purchased

-9,300

90.0000

American

Jan 17, 2020
Call Options Written

-3,100

135.0000

American

Jan 17, 2020
Call Options Written

-9,100

90.0000

American

Jan 17, 2020
Put Options Purchased

-12,300

60.0000

American

Nov 15, 2019
Call Options Written

-200

140.0000

American

Jan 15, 2021
Call Options Written

-5,900

92.5000

American

Jan 17, 2020
Call Options Written

-6,500

95.0000

American

Nov 15, 2019
Call Options Written

-4,800

100.0000

American

Sep 18, 2020
Put Options Purchased

-6,900

100.0000

American

Jan 17, 2020
Call Options Written

-1,000

87.5000

American

Jan 15, 2021
Put Options Purchased

-100

79.5000

American

Nov 15, 2019
Call Options Written

-2,200

82.5000

American

Jan 15, 2021
Put Options Purchased

-12,700

70.0000

American

Nov 15, 2019
Put Options Purchased

-500

47.5000

American

Sep 18, 2020
Put Options Purchased

-1,700

72.5000

American

Jan 17, 2020
Put Options Purchased

-200

87.5000

American

Feb 21, 2020
Put Options Purchased

-300

77.5000

American

Feb 21, 2020
Call Options Written

-1,100

80.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680397
Time of Receipt (offset from UTC): 20191115T131112+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC