FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 14 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,486,357

0.17%

4,380,764

0.30%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,670,747

0.11%

621,000

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,687,400

0.18%

985,000

0.07%

 

 

 

 

(4)

TOTAL:

 

 

 

 

6,844,504

0.46%

5,986,764

0.40%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

2

86.2700 USD
Purchase

13

87.5100 USD
Purchase

100

86.5600 USD
Purchase

100

86.8100 USD
Purchase

100

87.5052 USD
Purchase

100

86.7750 USD
Purchase

185

87.1594 USD
Purchase

187

87.0261 USD
Purchase

200

86.7650 USD
Purchase

200

87.1525 USD
Purchase

200

86.4847 USD
Purchase

200

87.5050 USD
Purchase

200

86.9875 USD
Purchase

200

86.9300 USD
Purchase

201

87.2550 USD
Purchase

227

86.5136 USD
Purchase

236

86.1800 USD
Purchase

268

87.4433 USD
Purchase

300

86.8350 USD
Purchase

300

86.9200 USD
Purchase

300

86.7166 USD
Purchase

340

86.5811 USD
Purchase

400

87.5350 USD
Purchase

400

87.5250 USD
Purchase

400

86.1612 USD
Purchase

489

86.2207 USD
Purchase

500

87.6440 USD
Purchase

500

87.5200 USD
Purchase

500

87.5080 USD
Purchase

500

87.4060 USD
Purchase

599

87.0496 USD
Purchase

600

86.3958 USD
Purchase

1,200

86.9541 USD
Purchase

1,400

87.4610 USD
Purchase

1,509

87.1865 USD
Purchase

1,739

87.5193 USD
Purchase

1,766

87.2577 USD
Purchase

2,100

87.3330 USD
Purchase

2,420

87.4270 USD
Purchase

2,475

87.4186 USD
Purchase

2,847

86.3381 USD
Purchase

5,196

87.7000 USD
Purchase

5,900

87.5657 USD
Purchase

9,247

87.3616 USD
Purchase

19,500

87.2588 USD
Purchase

26,371

87.5870 USD
Purchase

28,619

86.9782 USD
Purchase

28,900

87.3196 USD
Purchase

30,417

87.5664 USD
Purchase

35,624

87.6300 USD
Purchase

39,786

86.9988 USD
Purchase

52,651

87.4670 USD
Purchase

151,493

87.1578 USD
Sale

2

86.2700 USD
Sale

18

87.5000 USD
Sale

95

86.3600 USD
Sale

100

86.1074 USD
Sale

100

86.2500 USD
Sale

100

86.2900 USD
Sale

100

86.3200 USD
Sale

100

86.3700 USD
Sale

100

87.2200 USD
Sale

100

87.4500 USD
Sale

100

87.5500 USD
Sale

140

86.7400 USD
Sale

189

86.2164 USD
Sale

200

87.3700 USD
Sale

200

87.3800 USD
Sale

200

86.2400 USD
Sale

200

87.6000 USD
Sale

200

86.3352 USD
Sale

226

86.8207 USD
Sale

236

86.1800 USD
Sale

287

87.5922 USD
Sale

300

86.3766 USD
Sale

300

86.5650 USD
Sale

300

86.3566 USD
Sale

300

87.5308 USD
Sale

300

87.5033 USD
Sale

400

86.3262 USD
Sale

400

86.1612 USD
Sale

413

87.5877 USD
Sale

500

86.3420 USD
Sale

500

87.6320 USD
Sale

500

87.5200 USD
Sale

529

86.3370 USD
Sale

552

87.5721 USD
Sale

627

86.2968 USD
Sale

700

87.0485 USD
Sale

712

87.5558 USD
Sale

713

87.5512 USD
Sale

800

87.2400 USD
Sale

1,100

87.5161 USD
Sale

1,200

87.3820 USD
Sale

1,287

87.5767 USD
Sale

1,348

87.5550 USD
Sale

1,513

87.5192 USD
Sale

1,589

87.1712 USD
Sale

1,600

87.4334 USD
Sale

1,800

87.1905 USD
Sale

1,815

86.8684 USD
Sale

2,100

87.3566 USD
Sale

2,513

86.7951 USD
Sale

3,000

87.4923 USD
Sale

3,600

87.1399 USD
Sale

5,050

86.3409 USD
Sale

5,196

87.7000 USD
Sale

5,265

87.2562 USD
Sale

5,958

87.2522 USD
Sale

6,821

86.6698 USD
Sale

7,300

87.3136 USD
Sale

8,850

87.4281 USD
Sale

9,970

87.2888 USD
Sale

15,700

87.1319 USD
Sale

16,300

87.2294 USD
Sale

18,059

86.9828 USD
Sale

19,552

87.2360 USD
Sale

24,471

87.6242 USD
Sale

26,200

87.3008 USD
Sale

27,390

86.8603 USD
Sale

29,387

87.5791 USD
Sale

31,525

86.9986 USD
Sale

36,024

87.6300 USD
Sale

40,631

87.4749 USD
Sale

97,730

87.3233 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

relates

 

 

 

Call Option

Purchasing

500

70 USD

American

15 Nov 2019

17.2500 USD
Call Option

Purchasing

100

75 USD

American

15 May 2020

13.6100 USD
Call Option

Purchasing

100

78 USD

American

19 Jun 2020

11.3000 USD
Call Option

Purchasing

700

80 USD

American

15 May 2020

9.9428 USD
Call Option

Purchasing

1,700

83 USD

American

20 Dec 2019

5.8500 USD
Call Option

Purchasing

100

85 USD

American

20 Dec 2019

3.8100 USD
Call Option

Purchasing

100

86 USD

American

29 Nov 2019

2.1000 USD
Call Option

Purchasing

2,600

87 USD

American

22 Nov 2019

1.0588 USD
Call Option

Purchasing

100

87 USD

American

29 Nov 2019

1.6500 USD
Call Option

Purchasing

200

87 USD

American

13 Dec 2019

2.0200 USD
Call Option

Purchasing

400

88 USD

American

15 Nov 2019

0.3650 USD
Call Option

Purchasing

100

88 USD

American

22 Nov 2019

0.5300 USD
Call Option

Purchasing

100

88 USD

American

29 Nov 2019

1.1400 USD
Call Option

Purchasing

1,400

88 USD

American

20 Dec 2019

2.0900 USD
Call Option

Purchasing

5,300

90 USD

American

22 Nov 2019

0.2247 USD
Call Option

Purchasing

7,500

90 USD

American

20 Dec 2019

1.2054 USD
Call Option

Purchasing

500

90 USD

American

27 Dec 2019

0.9980 USD
Call Option

Purchasing

2,200

90 USD

American

17 Jan 2020

1.5959 USD
Call Option

Purchasing

1,000

90 USD

American

21 Feb 2020

2.7600 USD
Call Option

Purchasing

4,400

93 USD

American

20 Dec 2019

0.5822 USD
Call Option

Purchasing

900

93 USD

American

21 Feb 2020

1.7988 USD
Call Option

Purchasing

100

95 USD

American

20 Dec 2019

0.2600 USD
Call Option

Purchasing

100

95 USD

American

17 Jan 2020

0.5100 USD
Call Option

Purchasing

300

95 USD

American

21 Feb 2020

1.1566 USD
Call Option

Purchasing

1,300

100 USD

American

21 Feb 2020

0.3900 USD
Call Option

Purchasing

100

100 USD

American

15 May 2020

1.4000 USD
Call Option

Purchasing

1,300

105 USD

American

15 May 2020

0.8900 USD
Call Option

Selling

2,000

70 USD

American

15 Nov 2019

16.3900 USD
Call Option

Selling

100

70 USD

American

20 Dec 2019

16.4000 USD
Call Option

Selling

100

70 USD

American

17 Jan 2020

16.9000 USD
Call Option

Selling

1,900

78 USD

American

15 Nov 2019

8.8900 USD
Call Option

Selling

100

78 USD

American

17 Jan 2020

9.7000 USD
Call Option

Selling

300

88 USD

American

22 Nov 2019

0.5400 USD
Call Option

Selling

300

88 USD

American

29 Nov 2019

0.8400 USD
Call Option

Selling

1,000

89 USD

American

15 Nov 2019

0.0700 USD
Call Option

Selling

200

89 USD

American

22 Nov 2019

0.2900 USD
Put Option

Purchasing

200

60 USD

American

21 Feb 2020

0.1150 USD
Put Option

Purchasing

1,000

75 USD

American

15 May 2020

2.5000 USD
Put Option

Purchasing

100

88 USD

American

20 Dec 2019

2.6300 USD
Put Option

Selling

3,500

63 USD

American

17 Jan 2020

0.1071 USD
Put Option

Selling

400

65 USD

American

17 Jan 2020

0.1450 USD
Put Option

Selling

400

65 USD

American

21 Feb 2020

0.3000 USD
Put Option

Selling

100

65 USD

American

15 Jan 2021

3.1600 USD
Put Option

Selling

200

70 USD

American

21 Feb 2020

0.5150 USD
Put Option

Selling

600

73 USD

American

17 Jan 2020

0.3900 USD
Put Option

Selling

1,400

75 USD

American

17 Jan 2020

0.5078 USD
Put Option

Selling

1,300

87 USD

American

15 Nov 2019

0.3500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

15 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

relates

 

 

Put Options Written

352,400

65.0000

American

Jan 17, 2020
Put Options Written

100

77.5000

American

Nov 22, 2019
Put Options Written

1,200

37.5000

American

Jan 21, 2022
Call Options Purchased

7,800

80.0000

American

Dec 20, 2019
Call Options Purchased

800

78.0000

American

Nov 15, 2019
Call Options Purchased

4,700

82.5000

American

Nov 22, 2019
Call Options Purchased

4,000

72.5000

American

Feb 21, 2020
Call Options Purchased

1,100

81.0000

American

Nov 15, 2019
Call Options Purchased

13,100

72.5000

American

Nov 15, 2019
Call Options Purchased

200

55.0000

American

Sep 18, 2020
Put Options Written

100,300

60.0000

American

Jun 19, 2020
Call Options Purchased

1,100

87.0000

American

Dec 13, 2019
Call Options Purchased

100

72.5000

American

Sep 18, 2020
Call Options Purchased

9,100

82.5000

American

Nov 15, 2019
Put Options Written

3,600

75.0000

American

Feb 21, 2020
Call Options Purchased

600

75.0000

American

May 15, 2020
Put Options Written

100

71.0000

American

Dec 6, 2019
Put Options Written

2,900

75.0000

American

Jun 19, 2020
Put Options Written

900

82.5000

American

Jan 17, 2020
Call Options Purchased

700

50.0000

American

Jan 15, 2021
Call Options Purchased

400

70.0000

American

Dec 20, 2019
Put Options Written

3,000

50.0000

American

Nov 15, 2019
Put Options Written

1,100

85.0000

American

Jun 19, 2020
Put Options Written

1,000

82.5000

American

Jan 15, 2021
Call Options Purchased

10,900

70.0000

American

Nov 15, 2019
Put Options Written

5,300

77.5000

American

Jan 17, 2020
Put Options Purchased

-100

95.0000

American

May 15, 2020
Put Options Purchased

-100

85.0000

American

May 15, 2020
Put Options Purchased

-600

105.0000

American

Jan 15, 2021
Put Options Purchased

-600

55.0000

American

Sep 18, 2020
Call Options Written

-900

135.0000

American

Jan 15, 2021
Call Options Written

-300

92.5000

American

Sep 18, 2020
Call Options Written

-8,800

97.5000

American

Jan 17, 2020
Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021
Put Options Purchased

-3,900

57.5000

American

Jan 17, 2020
Put Options Purchased

-1,700

57.5000

American

Nov 15, 2019
Put Options Purchased

-2,800

50.0000

American

Jan 15, 2021
Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020
Call Options Written

-4,500

115.0000

American

Jan 21, 2022
Put Options Purchased

-100

50.0000

American

Jan 21, 2022
Call Options Written

-17,700

90.0000

American

Jun 19, 2020
Put Options Purchased

-600

82.5000

American

Feb 21, 2020
Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021
Put Options Purchased

-700

87.5000

American

Dec 20, 2019
Call Options Written

-2,100

120.0000

American

Jan 15, 2021
Put Options Purchased

-100

79.0000

American

Nov 22, 2019
Call Options Written

-8,300

70.0000

American

Feb 21, 2020
Put Options Purchased

-6,900

73.0000

American

Nov 15, 2019
Call Options Written

-1,700

130.0000

American

Jan 15, 2021
Put Options Written

3,500

47.5000

American

Jan 17, 2020
Call Options Purchased

800

67.5000

American

Feb 21, 2020
Call Options Purchased

100

82.0000

American

Dec 6, 2019
Put Options Written

4,200

45.0000

American

Jan 17, 2020
Call Options Purchased

500

95.0000

American

Feb 21, 2020
Put Options Written

2,000

57.5000

American

Jan 15, 2021
Call Options Purchased

1,100

72.5000

American

Jun 19, 2020
Call Options Purchased

100

82.0000

American

Dec 13, 2019
Put Options Written

73,000

70.0000

American

Jan 17, 2020
Put Options Written

6,000

75.0000

American

Nov 15, 2019
Put Options Written

302,400

60.0000

American

Jan 15, 2021
Put Options Written

500

77.5000

American

Nov 15, 2019
Call Options Purchased

1,300

55.0000

American

Jun 19, 2020
Put Options Written

200

75.0000

American

Sep 18, 2020
Put Options Written

49,100

95.0000

American

Jan 17, 2020
Call Options Purchased

3,400

85.0000

American

Feb 21, 2020
Put Options Written

1,400

82.5000

American

Sep 18, 2020
Put Options Written

600

62.5000

American

Sep 18, 2020
Call Options Purchased

500

92.5000

American

May 15, 2020
Put Options Written

200

85.0000

American

Nov 15, 2019
Put Options Written

3,900

50.0000

American

Jan 17, 2020
Call Options Purchased

200

84.0000

American

Nov 29, 2019
Call Options Purchased

287,200

80.0000

American

Jan 17, 2020
Put Options Written

50,000

57.5000

American

Jan 17, 2020
Call Options Purchased

1,000

145.0000

American

Jun 19, 2020
Call Options Purchased

900

86.5000

American

Nov 29, 2019
Call Options Purchased

500

72.5000

American

May 15, 2020
Call Options Purchased

4,700

95.0000

American

May 15, 2020
Call Options Purchased

900

92.5000

American

Feb 21, 2020
Call Options Purchased

500

88.0000

American

Dec 13, 2019
Put Options Written

15,400

42.5000

American

Feb 21, 2020
Call Options Purchased

1,000

87.0000

American

Nov 22, 2019
Put Options Purchased

-200

81.0000

American

Dec 6, 2019
Put Options Purchased

-2,500

55.0000

American

Jan 15, 2021
Put Options Purchased

-6,400

83.0000

American

Nov 15, 2019
Call Options Written

-1,100

95.0000

American

Nov 29, 2019
Call Options Written

-11,600

130.0000

American

Jan 17, 2020
Call Options Written

-100

87.5000

American

May 15, 2020
Put Options Purchased

-1,900

77.5000

American

Dec 20, 2019
Put Options Purchased

-100

65.0000

American

Nov 29, 2019
Put Options Purchased

-100

80.0000

American

Nov 22, 2019
Put Options Purchased

-100

95.0000

American

Jun 19, 2020
Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021
Put Options Purchased

-1,300

82.0000

American

Nov 15, 2019
Put Options Purchased

-3,000

79.0000

American

Dec 6, 2019
Put Options Purchased

-300

74.0000

American

Nov 15, 2019
Call Options Written

-10,000

110.0000

American

Jan 17, 2020
Call Options Written

-100

78.0000

American

Nov 29, 2019
Put Options Purchased

-12,200

55.0000

American

Jan 17, 2020
Call Options Written

-18,200

110.0000

American

Jan 15, 2021
Put Options Purchased

-4,400

78.0000

American

Dec 13, 2019
Put Options Purchased

-1,000

80.5000

American

Dec 6, 2019
Put Options Purchased

-100

120.0000

American

Jan 17, 2020
Put Options Purchased

-800

72.5000

American

Dec 20, 2019
Put Options Purchased

-5,100

77.5000

American

Dec 13, 2019
Put Options Purchased

-11,400

82.5000

American

Nov 15, 2019
Put Options Purchased

-400

95.0000

American

Sep 18, 2020
Call Options Purchased

18,700

72.5000

American

Jan 17, 2020
Call Options Purchased

3,300

86.0000

American

Nov 22, 2019
Call Options Purchased

500

70.0000

American

Jun 19, 2020
Call Options Purchased

4,400

92.5000

American

Dec 20, 2019
Call Options Purchased

2,300

60.0000

American

Jun 19, 2020
Call Options Purchased

500

62.5000

American

May 15, 2020
Call Options Purchased

4,100

85.0000

American

Dec 20, 2019
Call Options Purchased

800

83.0000

American

Nov 29, 2019
Call Options Purchased

2,500

60.0000

American

Feb 21, 2020
Call Options Purchased

100

105.0000

American

Jun 19, 2020
Put Options Written

100

79.0000

American

Nov 15, 2019
Call Options Purchased

2,600

86.5000

American

Nov 22, 2019
Put Options Written

1,500

60.0000

American

Dec 20, 2019
Call Options Purchased

1,000

60.0000

American

Sep 18, 2020
Call Options Purchased

6,100

87.0000

American

Nov 15, 2019
Call Options Purchased

7,600

87.5000

American

Nov 15, 2019
Call Options Purchased

900

95.0000

American

Dec 20, 2019
Call Options Purchased

100

77.5000

American

Jun 19, 2020
Call Options Purchased

200

84.0000

American

Nov 15, 2019
Put Options Written

800

57.5000

American

Feb 21, 2020
Put Options Written

15,800

62.5000

American

Jan 17, 2020
Call Options Purchased

100

78.0000

American

Dec 13, 2019
Put Options Written

1,200

87.0000

American

Nov 15, 2019
Call Options Purchased

200

87.0000

American

Dec 6, 2019
Call Options Written

-400

110.0000

American

Jun 19, 2020
Call Options Written

-2,600

105.0000

American

Nov 15, 2019
Put Options Purchased

-5,200

40.0000

American

Jan 21, 2022
Put Options Purchased

-1,100

85.0000

American

Nov 22, 2019
Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020
Call Options Written

-1,500

92.5000

American

Nov 15, 2019
Put Options Purchased

-1,700

90.0000

American

Dec 20, 2019
Call Options Written

-500

95.0000

American

Sep 18, 2020
Call Options Written

-1,900

97.5000

American

Jan 15, 2021
Call Options Written

-100

67.5000

American

Sep 18, 2020
Put Options Purchased

-100

75.0000

American

May 15, 2020
Call Options Written

-1,200

85.0000

American

Sep 18, 2020
Call Options Written

-3,000

75.0000

American

Jan 15, 2021
Call Options Written

-4,100

85.0000

American

Jun 19, 2020
Call Options Written

-11,800

95.0000

American

Jan 17, 2020
Call Options Written

-1,000

89.0000

American

Nov 15, 2019
Put Options Purchased

-24,500

60.0000

American

Jan 17, 2020
Put Options Purchased

-500

85.0000

American

Feb 21, 2020
Put Options Purchased

-700

80.0000

American

May 15, 2020
Call Options Written

-800

125.0000

American

Jan 17, 2020
Put Options Purchased

-3,400

72.5000

American

Feb 21, 2020
Put Options Purchased

-600

42.5000

American

Sep 18, 2020
Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021
Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020
Put Options Purchased

-1,000

82.5000

American

Dec 20, 2019
Call Options Written

-1,900

115.0000

American

Sep 18, 2020
Put Options Purchased

-100

77.0000

American

Dec 13, 2019
Put Options Purchased

-3,500

50.0000

American

Jun 19, 2020
Call Options Written

-100

100.0000

American

Jan 21, 2022
Put Options Written

600

80.0000

American

Jun 19, 2020
Put Options Written

100

37.5000

American

Jan 15, 2021
Call Options Purchased

1,500

87.5000

American

Feb 21, 2020
Put Options Written

1,100

86.5000

American

Nov 22, 2019
Call Options Purchased

3,200

55.0000

American

Jan 15, 2021
Call Options Purchased

800

155.0000

American

Jan 17, 2020
Call Options Purchased

100

87.0000

American

Nov 29, 2019
Put Options Written

155,500

65.0000

American

Jun 19, 2020
Call Options Purchased

1,200

65.0000

American

Sep 18, 2020
Put Options Written

200

76.5000

American

Nov 22, 2019
Call Options Purchased

3,500

70.5000

American

Nov 29, 2019
Put Options Written

100

77.5000

American

Jan 15, 2021
Put Options Written

4,000

62.5000

American

Feb 21, 2020
Put Options Written

125,000

80.0000

American

Jan 15, 2021
Call Options Purchased

7,900

80.0000

American

May 15, 2020
Call Options Purchased

600

88.0000

American

Dec 27, 2019
Call Options Purchased

100

67.5000

American

Nov 15, 2019
Put Options Written

2,500

47.5000

American

Jan 21, 2022
Call Options Purchased

600

65.0000

American

Jan 17, 2020
Put Options Written

400

90.0000

American

Jun 19, 2020
Call Options Purchased

2,600

85.0000

American

Nov 29, 2019
Put Options Written

1,100

86.0000

American

Nov 22, 2019
Call Options Purchased

1,000

90.0000

American

Sep 18, 2020
Put Options Written

1,000

42.5000

American

Jan 21, 2022
Put Options Written

37,300

57.5000

American

Jun 19, 2020
Call Options Purchased

6,400

90.0000

American

Nov 22, 2019
Call Options Purchased

1,300

67.5000

American

Jan 15, 2021
Call Options Purchased

1,900

82.5000

American

Feb 21, 2020
Put Options Written

400

32.5000

American

Sep 18, 2020
Call Options Purchased

7,500

82.0000

American

Nov 15, 2019
Call Options Purchased

108,800

77.5000

American

Nov 15, 2019
Call Options Written

-13,200

100.0000

American

Jan 15, 2021
Call Options Written

-81,200

70.0000

American

Jan 15, 2021
Call Options Written

-400

80.0000

American

Nov 22, 2019
Call Options Written

-300

110.0000

American

Sep 18, 2020
Call Options Written

-4,100

115.0000

American

Jan 17, 2020
Call Options Written

-200

84.0000

American

Nov 22, 2019
Call Options Written

-200

70.0000

American

Jan 21, 2022
Put Options Purchased

-400

90.0000

American

Feb 21, 2020
Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020
Put Options Purchased

-100

73.5000

American

Nov 29, 2019
Call Options Written

-200

89.0000

American

Nov 22, 2019
Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020
Put Options Purchased

-100

72.5000

American

Sep 18, 2020
Put Options Purchased

-100

80.0000

American

Dec 6, 2019
Call Options Written

-800

92.5000

American

Jan 15, 2021
Call Options Written

-2,100

97.5000

American

Jun 19, 2020
Call Options Written

-6,900

105.0000

American

Jan 17, 2020
Call Options Written

-400

67.5000

American

Jun 19, 2020
Call Options Written

-5,800

85.0000

American

Nov 15, 2019
Put Options Purchased

-400

87.5000

American

May 15, 2020
Call Options Written

-700

82.5000

American

Nov 29, 2019
Put Options Purchased

-1,500

105.0000

American

Jun 19, 2020
Call Options Written

-5,200

85.0000

American

Jan 15, 2021
Put Options Purchased

-100

82.5000

American

Nov 29, 2019
Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020
Put Options Purchased

-100

67.5000

American

Sep 18, 2020
Put Options Purchased

-1,200

84.0000

American

Nov 15, 2019
Put Options Purchased

-2,100

70.0000

American

Jan 15, 2021
Put Options Written

1,900

55.0000

American

Feb 21, 2020
Put Options Written

700

67.5000

American

Jan 17, 2020
Call Options Purchased

200

76.5000

American

Nov 22, 2019
Call Options Purchased

18,100

70.0000

American

Jan 17, 2020
Call Options Purchased

1,100

60.0000

American

Jan 15, 2021
Call Options Purchased

5,300

90.0000

American

May 15, 2020
Call Options Purchased

400

85.0000

American

Dec 6, 2019
Put Options Written

900

70.0000

American

Feb 21, 2020
Call Options Purchased

100

62.5000

American

Sep 18, 2020
Call Options Purchased

11,500

75.0000

American

Sep 18, 2020
Call Options Purchased

600

77.5000

American

Sep 18, 2020
Call Options Purchased

500

82.5000

American

Sep 18, 2020
Call Options Purchased

100

87.5000

American

Sep 18, 2020
Put Options Written

8,100

85.0000

American

Jan 17, 2020
Call Options Purchased

200

65.0000

American

May 15, 2020
Call Options Purchased

24,000

80.0000

American

Nov 15, 2019
Call Options Purchased

200

86.5000

American

Dec 13, 2019
Call Options Purchased

21,400

90.0000

American

Feb 21, 2020
Call Options Purchased

1,400

65.0000

American

Feb 21, 2020
Put Options Written

300

77.5000

American

Sep 18, 2020
Call Options Purchased

200

110.0000

American

Jan 21, 2022
Put Options Written

28,300

62.5000

American

Jun 19, 2020
Call Options Purchased

2,200

88.0000

American

Nov 15, 2019
Put Options Written

1,000

67.5000

American

Dec 20, 2019
Put Options Written

1,200

74.5000

American

Nov 15, 2019
Call Options Purchased

200

83.5000

American

Nov 22, 2019
Put Options Purchased

-100

77.0000

American

Nov 22, 2019
Put Options Purchased

-70,500

67.5000

American

Jan 15, 2021
Call Options Written

-600

80.5000

American

Nov 29, 2019
Put Options Purchased

-19,800

65.0000

American

Nov 15, 2019
Put Options Purchased

-300

130.0000

American

Jan 17, 2020
Call Options Written

-2,500

185.0000

American

Jan 17, 2020
Call Options Written

-2,700

125.0000

American

Jan 15, 2021
Call Options Written

-3,300

145.0000

American

Jan 17, 2020
Put Options Purchased

-200

80.5000

American

Nov 15, 2019
Put Options Purchased

-4,800

75.0000

American

Jan 17, 2020
Put Options Purchased

-300

97.5000

American

Jan 17, 2020
Put Options Purchased

-900

60.0000

American

Sep 18, 2020
Call Options Written

-1,300

92.5000

American

Jun 19, 2020
Put Options Purchased

-4,800

55.0000

American

May 15, 2020
Call Options Written

-300

130.0000

American

Jun 19, 2020
Put Options Purchased

-500

77.0000

American

Nov 15, 2019
Call Options Written

-2,300

115.0000

American

Jun 19, 2020
Put Options Purchased

-2,600

72.5000

American

Jun 19, 2020
Put Options Purchased

-4,900

35.0000

American

Jan 15, 2021
Call Options Written

-500

86.0000

American

Dec 6, 2019
Call Options Written

-2,500

115.0000

American

Feb 21, 2020
Put Options Purchased

-800

50.0000

American

Feb 21, 2020
Put Options Purchased

-700

80.0000

American

Jan 15, 2021
Put Options Purchased

-700

42.5000

American

Jan 15, 2021
Put Options Purchased

-700

60.0000

American

Feb 21, 2020
Put Options Purchased

-100

80.0000

American

Nov 29, 2019
Call Options Written

-100,100

120.0000

American

Jan 17, 2020
Put Options Written

1,500

45.0000

American

Nov 15, 2019
Call Options Purchased

500

85.0000

American

Nov 22, 2019
Put Options Written

90,000

50.0000

American

Jun 19, 2020
Call Options Purchased

24,700

67.5000

American

Jan 17, 2020
Call Options Purchased

24,500

75.0000

American

Nov 15, 2019
Call Options Purchased

17,800

80.0000

American

Feb 21, 2020
Call Options Purchased

3,300

86.0000

American

Nov 15, 2019
Put Options Written

14,800

75.0000

American

Dec 20, 2019
Put Options Written

500

62.5000

American

May 15, 2020
Put Options Written

1,400

55.0000

American

Jun 19, 2020
Put Options Written

100

57.5000

American

Sep 18, 2020
Put Options Written

9,600

80.0000

American

Jan 17, 2020
Put Options Written

100

77.5000

American

Nov 29, 2019
Call Options Purchased

100

82.5000

American

May 15, 2020
Put Options Written

4,900

80.0000

American

Nov 15, 2019
Put Options Written

300

35.0000

American

Sep 18, 2020
Put Options Written

100

76.0000

American

Nov 29, 2019
Call Options Purchased

200

80.0000

American

Nov 29, 2019
Put Options Written

1,100

75.0000

American

Jan 15, 2021
Call Options Purchased

4,900

75.0000

American

Feb 21, 2020
Put Options Written

28,500

70.0000

American

Jun 19, 2020
Put Options Written

200

55.0000

American

Nov 15, 2019
Call Options Written

-2,200

62.5000

American

Feb 21, 2020
Call Options Written

-52,900

82.5000

American

Jan 17, 2020
Call Options Written

-200

75.0000

American

Nov 22, 2019
Put Options Purchased

-9,400

72.5000

American

Jan 15, 2021
Put Options Purchased

-100

81.5000

American

Nov 15, 2019
Call Options Written

-200

62.5000

American

Jun 19, 2020
Put Options Purchased

-1,100

78.5000

American

Nov 15, 2019
Put Options Purchased

-1,900

40.0000

American

Jan 15, 2021
Call Options Written

-18,100

95.0000

American

Jun 19, 2020
Call Options Written

-2,000

150.0000

American

Jan 17, 2020
Put Options Purchased

-100

78.0000

American

Nov 29, 2019
Put Options Purchased

-1,700

87.5000

American

Jan 17, 2020
Call Options Written

-300

78.5000

American

Nov 15, 2019
Put Options Purchased

-300

60.0000

American

Jan 21, 2022
Put Options Purchased

-800

92.5000

American

Jun 19, 2020
Call Options Written

-100

90.0000

American

Jan 15, 2021
Call Options Written

-100

180.0000

American

Jan 17, 2020
Put Options Purchased

-100

75.0000

American

Dec 13, 2019
Call Options Written

-500

87.5000

American

Jun 19, 2020
Call Options Written

-2,100

115.0000

American

Jan 15, 2021
Call Options Written

-4,700

120.0000

American

Jan 21, 2022
Put Options Purchased

-300

42.5000

American

Nov 15, 2019
Put Options Purchased

-7,000

70.0000

American

Jan 17, 2020
Call Options Purchased

300

79.0000

American

Nov 22, 2019
Put Options Written

3,500

87.5000

American

Jun 19, 2020
Call Options Purchased

3,100

82.5000

American

Dec 20, 2019
Put Options Written

275,000

70.0000

American

Jan 15, 2021
Call Options Purchased

100

90.0000

American

Dec 6, 2019
Put Options Written

100

65.0000

American

Sep 18, 2020
Call Options Purchased

2,600

87.5000

American

Dec 20, 2019
Call Options Purchased

1,200

57.5000

American

Jun 19, 2020
Put Options Written

14,600

67.5000

American

Jun 19, 2020
Put Options Written

500

45.0000

American

Jan 21, 2022
Call Options Purchased

400

57.5000

American

Sep 18, 2020
Call Options Purchased

200

72.5000

American

Dec 20, 2019
Call Options Purchased

2,300

47.5000

American

Sep 18, 2020
Put Options Written

500

45.0000

American

Jan 15, 2021
Put Options Written

5,000

67.5000

American

Feb 21, 2020
Put Options Written

100

74.0000

American

Nov 29, 2019
Call Options Purchased

5,000

80.0000

American

Jun 19, 2020
Call Options Purchased

1,300

105.0000

American

May 15, 2020
Call Options Purchased

800

85.0000

American

May 15, 2020
Call Options Purchased

23,700

90.0000

American

Dec 20, 2019
Put Options Written

300

65.0000

American

Jan 15, 2021
Put Options Written

100

78.0000

American

Nov 15, 2019
Call Options Purchased

200

88.0000

American

Nov 29, 2019
Put Options Written

15,800

72.5000

American

Nov 15, 2019
Put Options Written

6,000

105.0000

American

Jan 17, 2020
Call Options Purchased

3,300

100.0000

American

Feb 21, 2020
Put Options Written

1,000

77.5000

American

Jun 19, 2020
Call Options Purchased

300

83.0000

American

Nov 15, 2019
Put Options Purchased

-100

75.0000

American

Jan 21, 2022
Call Options Written

-8,900

85.0000

American

Jan 17, 2020
Put Options Purchased

-1,000

115.0000

American

Jan 21, 2022
Call Options Written

-1,800

77.5000

American

Dec 20, 2019
Call Options Written

-10,400

100.0000

American

Jun 19, 2020
Put Options Purchased

-39,200

67.5000

American

Nov 15, 2019
Put Options Purchased

-1,400

85.0000

American

Dec 20, 2019
Call Options Written

-6,700

105.0000

American

Jan 15, 2021
Put Options Purchased

-27,100

62.5000

American

Nov 15, 2019
Call Options Written

-200

105.0000

American

Sep 18, 2020
Put Options Purchased

-100

76.0000

American

Nov 15, 2019
Call Options Written

-1,100

62.5000

American

Jan 17, 2020
Call Options Written

-7,800

90.0000

American

Nov 15, 2019
Call Options Written

-69,400

100.0000

American

Jan 17, 2020
Call Options Written

-10,300

87.5000

American

Jan 17, 2020
Put Options Purchased

-900

40.0000

American

Jun 19, 2020
Call Options Written

-1,000

100.0000

American

Nov 15, 2019
Call Options Purchased

5,400

75.0000

American

Jan 17, 2020
Put Options Written

2,000

47.5000

American

Nov 15, 2019
Put Options Written

100

72.5000

American

Nov 29, 2019
Call Options Purchased

1,700

57.5000

American

Jan 15, 2021
Call Options Purchased

1,300

65.0000

American

Jun 19, 2020
Put Options Written

400

85.0000

American

Jan 15, 2021
Call Options Purchased

100

85.0000

American

Jan 21, 2022
Put Options Written

400

72.5000

American

May 15, 2020
Call Options Purchased

14,600

77.5000

American

Jan 17, 2020
Put Options Written

200

73.0000

American

Nov 22, 2019
Put Options Written

100

83.0000

American

Dec 6, 2019
Put Options Written

9,200

65.0000

American

Feb 21, 2020
Call Options Purchased

1,700

77.5000

American

Feb 21, 2020
Put Options Written

1,300

70.0000

American

Dec 20, 2019
Call Options Purchased

100

86.0000

American

Nov 29, 2019
Put Options Written

1,100

45.0000

American

Jun 19, 2020
Put Options Written

100

82.0000

American

Dec 6, 2019
Call Options Purchased

500

100.0000

American

May 15, 2020
Call Options Purchased

500

83.0000

American

Nov 22, 2019
Put Options Written

2,100

80.0000

American

Dec 20, 2019
Call Options Purchased

400

82.5000

American

Jun 19, 2020
Put Options Written

11,700

80.0000

American

Feb 21, 2020
Put Options Written

100

84.0000

American

Nov 22, 2019
Call Options Purchased

6,700

77.5000

American

Jan 15, 2021
Call Options Purchased

1,300

80.0000

American

Sep 18, 2020
Call Options Purchased

500

90.0000

American

Dec 27, 2019
Call Options Written

-3,100

135.0000

American

Jan 17, 2020
Put Options Purchased

-9,300

90.0000

American

Jan 17, 2020
Put Options Purchased

-300

77.5000

American

Feb 21, 2020
Call Options Written

-6,900

90.0000

American

Jan 17, 2020
Put Options Purchased

-12,300

60.0000

American

Nov 15, 2019
Call Options Written

-200

140.0000

American

Jan 15, 2021
Put Options Purchased

-12,700

70.0000

American

Nov 15, 2019
Put Options Purchased

-100

79.5000

American

Nov 15, 2019
Put Options Purchased

-200

87.5000

American

Feb 21, 2020
Put Options Purchased

-500

47.5000

American

Sep 18, 2020
Call Options Written

-5,900

95.0000

American

Jan 15, 2021
Put Options Purchased

-1,100

72.5000

American

Jan 17, 2020
Call Options Written

-2,200

82.5000

American

Jan 15, 2021
Call Options Written

-4,800

100.0000

American

Sep 18, 2020
Call Options Written

-1,000

87.5000

American

Jan 15, 2021
Call Options Written

-5,900

92.5000

American

Jan 17, 2020
Put Options Purchased

-6,900

100.0000

American

Jan 17, 2020
Call Options Written

-1,100

80.0000

American

Jan 15, 2021
Put Options Purchased

-700

81.5000

American

Nov 22, 2019
Call Options Written

-6,500

95.0000

American

Nov 15, 2019

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680377
Time of Receipt (offset from UTC): 20191115T112207+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC