FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 14 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,893,102

1.19%

2,194,157

0.67%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,455,800

0.75%

2,069,235

0.63%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

854,100

0.26%

560,300

0.17%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,203,002

2.19%

4,823,692

1.47%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

34

182.1600 USD
Purchase

37

181.6100 USD
Purchase

40

181.0700 USD
Purchase

100

182.3450 USD
Purchase

100

182.4600 USD
Purchase

100

182.4800 USD
Purchase

100

182.3500 USD
Purchase

100

181.2950 USD
Purchase

100

182.5000 USD
Purchase

100

181.4100 USD
Purchase

100

182.1700 USD
Purchase

101

182.4950 USD
Purchase

133

181.4465 USD
Purchase

148

181.3268 USD
Purchase

190

181.1747 USD
Purchase

200

181.4000 USD
Purchase

200

181.8600 USD
Purchase

300

180.9716 USD
Purchase

300

180.9750 USD
Purchase

333

182.2798 USD
Purchase

363

181.2338 USD
Purchase

400

182.4037 USD
Purchase

400

182.3950 USD
Purchase

400

182.1337 USD
Purchase

482

182.2026 USD
Purchase

500

182.4900 USD
Purchase

523

182.4952 USD
Purchase

696

181.6608 USD
Purchase

721

182.3800 USD
Purchase

794

182.3170 USD
Purchase

900

182.4883 USD
Purchase

976

182.4874 USD
Purchase

1,210

181.8840 USD
Purchase

1,244

181.7351 USD
Purchase

1,300

182.4884 USD
Purchase

1,700

182.4958 USD
Purchase

2,079

182.3460 USD
Purchase

2,300

181.7610 USD
Purchase

2,560

181.8239 USD
Purchase

2,800

181.6848 USD
Purchase

2,895

181.3822 USD
Purchase

6,128

182.1740 USD
Purchase

9,827

182.4700 USD
Purchase

11,117

182.4668 USD
Purchase

65,161

181.8014 USD
Sale

18

181.2200 USD
Sale

34

182.1600 USD
Sale

40

181.0700 USD
Sale

100

181.2500 USD
Sale

100

181.3488 USD
Sale

100

182.3600 USD
Sale

133

181.4000 USD
Sale

159

181.9328 USD
Sale

200

181.4750 USD
Sale

200

181.7750 USD
Sale

221

182.3800 USD
Sale

300

180.9750 USD
Sale

400

181.4900 USD
Sale

400

181.3800 USD
Sale

400

181.3775 USD
Sale

400

182.0075 USD
Sale

400

182.4037 USD
Sale

469

181.4689 USD
Sale

500

181.7480 USD
Sale

600

182.3791 USD
Sale

742

181.5020 USD
Sale

769

181.4862 USD
Sale

837

182.1058 USD
Sale

900

181.8288 USD
Sale

1,000

181.4167 USD
Sale

1,200

182.0827 USD
Sale

1,300

181.5850 USD
Sale

1,536

181.4399 USD
Sale

1,700

181.7817 USD
Sale

2,260

182.3753 USD
Sale

2,501

181.8656 USD
Sale

3,100

182.3685 USD
Sale

3,202

181.8764 USD
Sale

3,267

182.0185 USD
Sale

3,289

182.1967 USD
Sale

4,217

181.8121 USD
Sale

5,500

181.9346 USD
Sale

6,000

182.4912 USD
Sale

8,503

181.9327 USD
Sale

8,663

182.4700 USD
Sale

12,524

181.8961 USD
Sale

13,098

182.3599 USD
Sale

29,849

181.7148 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

relates

 

 

 

Call Option

Purchasing

100

185 USD

American

17 Jan 2020

2.9600 USD
Call Option

Selling

2,100

165 USD

American

20 Mar 2020

21.3500 USD
Put Option

Selling

100

140 USD

American

19 Jun 2020

3.0500 USD
Put Option

Selling

100

145 USD

American

20 Dec 2019

0.4000 USD
Put Option

Selling

200

155 USD

American

20 Dec 2019

0.6250 USD
Put Option

Selling

3,300

165 USD

American

20 Mar 2020

3.5300 USD
Put Option

Selling

100

165 USD

American

15 May 2020

4.8500 USD
Put Option

Selling

3,800

165 USD

American

19 Jun 2020

5.9000 USD
Put Option

Selling

100

170 USD

American

19 Jun 2020

6.7000 USD
Put Option

Selling

400

170 USD

American

15 Jan 2021

10.3000 USD
Put Option

Selling

200

180 USD

American

15 Jan 2021

13.1500 USD
Put Option

Selling

500

185 USD

American

19 Jun 2020

11.5000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 15 Nov 2019
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option

or derivative

 

 

relates

 

 

Put Options Written

900

90.0000

American

Feb 21, 2020
Call Options Purchased

1,300

182.5000

American

Nov 15, 2019
Call Options Purchased

2,500

175.0000

American

Jan 15, 2021
Call Options Purchased

1,800

190.0000

American

Feb 21, 2020
Call Options Purchased

1,600

175.0000

American

Dec 20, 2019
Put Options Written

4,800

155.0000

American

Dec 20, 2019
Put Options Written

100

135.0000

American

Feb 21, 2020
Put Options Written

500

185.0000

American

Jun 19, 2020
Call Options Purchased

1,300

185.0000

American

Jan 15, 2021
Put Options Written

1,100

100.0000

American

Feb 21, 2020
Put Options Written

200

180.0000

American

Jan 15, 2021
Put Options Written

700

100.0000

American

Jan 15, 2021
Put Options Written

700

95.0000

American

Jan 15, 2021
Call Options Purchased

1,300

100.0000

American

Jan 15, 2021
Call Options Purchased

4,300

250.0000

American

Jan 17, 2020
Put Options Purchased

-500

170.0000

American

Dec 20, 2019
Call Options Written

-2,100

125.0000

American

Jan 15, 2021
Call Options Written

-200

190.0000

American

Nov 15, 2019
Put Options Purchased

-700

155.0000

American

Jan 17, 2020
Put Options Purchased

-300

165.0000

American

Jan 15, 2021
Call Options Written

-5,500

160.0000

American

Mar 20, 2020
Put Options Purchased

-1,500

155.0000

American

Feb 21, 2020
Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021
Put Options Purchased

-7,100

155.0000

American

Nov 15, 2019
Call Options Written

-2,300

185.0000

American

Dec 20, 2019
Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019
Put Options Purchased

-50,000

160.0000

American

Feb 21, 2020
Call Options Purchased

3,400

170.0000

American

Jan 15, 2021
Call Options Purchased

26,600

170.0000

American

Dec 20, 2019
Put Options Written

500

80.0000

American

Feb 21, 2020
Put Options Written

400

145.0000

American

Nov 15, 2019
Put Options Written

200

157.5000

American

Nov 15, 2019
Put Options Written

12,700

150.0000

American

Nov 15, 2019
Put Options Written

18,500

150.0000

American

May 15, 2020
Put Options Written

66,500

140.0000

American

Mar 20, 2020
Put Options Written

36,400

105.0000

American

Jan 15, 2021
Put Options Written

7,600

160.0000

American

Jun 19, 2020
Call Options Purchased

1,000

190.0000

American

Dec 20, 2019
Put Options Purchased

-500

175.0000

American

Nov 15, 2019
Call Options Written

-300

150.0000

American

Feb 21, 2020
Call Options Written

-900

180.0000

American

Feb 21, 2020
Call Options Written

-1,000

185.0000

American

Feb 21, 2020
Call Options Written

-1,100

290.0000

American

Jan 17, 2020
Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019
Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021
Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020
Put Options Purchased

-10,800

125.0000

American

Jan 17, 2020
Put Options Purchased

-100

155.0000

American

Jan 15, 2021
Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020
Put Options Purchased

-400

135.0000

American

Nov 15, 2019
Put Options Purchased

-200

95.0000

American

Nov 15, 2019
Call Options Written

-2,700

200.0000

American

Jan 15, 2021
Call Options Written

-1,000

210.0000

American

Dec 20, 2019
Put Options Purchased

-300

80.0000

American

Jan 15, 2021
Put Options Purchased

-16,800

115.0000

American

Jan 15, 2021
Put Options Purchased

-200

110.0000

American

Dec 20, 2019
Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021
Put Options Written

13,500

165.0000

American

Jan 17, 2020
Put Options Written

152,600

140.0000

American

Nov 15, 2019
Call Options Purchased

3,300

165.0000

American

Jan 15, 2021
Call Options Purchased

9,500

170.0000

American

Jun 19, 2020
Call Options Purchased

5,800

160.0000

American

Jan 17, 2020
Put Options Written

2,800

90.0000

American

Nov 15, 2019
Put Options Written

200

185.0000

American

Jan 17, 2020
Call Options Purchased

5,100

170.0000

American

Feb 21, 2020
Put Options Written

300

100.0000

American

Dec 20, 2019
Call Options Purchased

7,800

185.0000

American

Nov 15, 2019
Call Options Purchased

3,100

180.0000

American

Jan 17, 2020
Put Options Written

100

145.0000

American

Jan 15, 2021
Put Options Written

200

140.0000

American

Dec 20, 2019
Put Options Written

1,000

85.0000

American

Dec 20, 2019
Put Options Written

400

125.0000

American

Jan 15, 2021
Put Options Written

400

65.0000

American

Jan 17, 2020
Call Options Written

-100

210.0000

American

Nov 15, 2019
Put Options Purchased

-66,500

160.0000

American

Mar 20, 2020
Put Options Purchased

-1,200

170.0000

American

Jan 17, 2020
Put Options Purchased

-100

120.0000

American

Jan 17, 2020
Call Options Written

-200

140.0000

American

Feb 21, 2020
Call Options Written

-4,500

220.0000

American

Jan 17, 2020
Call Options Written

-2,800

175.0000

American

Jan 17, 2020
Put Options Written

400

170.0000

American

Jan 15, 2021
Call Options Purchased

300

145.0000

American

Jan 15, 2021
Put Options Written

6,400

95.0000

American

Jun 19, 2020
Call Options Purchased

500

220.0000

American

Jan 21, 2022
Put Options Written

46,100

140.0000

American

Jun 19, 2020
Put Options Written

100

145.0000

American

Dec 20, 2019
Call Options Purchased

4,000

170.0000

American

Jan 17, 2020
Call Options Purchased

1,900

180.0000

American

Jan 15, 2021
Call Options Purchased

100

165.0000

American

Feb 21, 2020
Put Options Written

3,800

165.0000

American

Jun 19, 2020
Call Options Purchased

800

160.0000

American

Jan 21, 2022
Call Options Written

-100

135.0000

American

Jan 15, 2021
Put Options Purchased

-2,300

170.0000

American

Jun 19, 2020
Put Options Purchased

-1,100

165.0000

American

Nov 15, 2019
Put Options Purchased

-5,300

100.0000

American

Jan 17, 2020
Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021
Call Options Written

-29,800

150.0000

American

Jan 17, 2020
Call Options Written

-7,000

300.0000

American

Jan 17, 2020
Put Options Purchased

-7,400

130.0000

American

Nov 15, 2019
Put Options Purchased

-1,500

150.0000

American

Jan 17, 2020
Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020
Put Options Purchased

-200

180.0000

American

Jan 17, 2020
Call Options Written

-500

220.0000

American

Jan 15, 2021
Call Options Written

-100

190.0000

American

May 15, 2020
Put Options Written

14,800

160.0000

American

Feb 21, 2020
Put Options Written

29,600

140.0000

American

Jan 17, 2020
Call Options Purchased

500

190.0000

American

Jan 15, 2021
Put Options Written

2,000

115.0000

American

Feb 21, 2020
Put Options Written

7,000

160.0000

American

Jan 17, 2020
Call Options Purchased

200

180.0000

American

Jan 21, 2022
Call Options Purchased

4,700

190.0000

American

Jan 17, 2020
Put Options Written

2,500

120.0000

American

Feb 21, 2020
Put Options Written

50,000

140.0000

American

Feb 21, 2020
Put Options Written

1,800

145.0000

American

Jun 19, 2020
Put Options Written

4,700

80.0000

American

Jan 17, 2020
Call Options Purchased

200

180.0000

American

Jun 19, 2020
Put Options Written

7,000

120.0000

American

Jun 19, 2020
Put Options Written

3,100

115.0000

American

Dec 20, 2019
Put Options Written

14,300

160.0000

American

Mar 20, 2020
Put Options Written

100

140.0000

American

Jan 15, 2021
Call Options Written

-100

120.0000

American

Jan 15, 2021
Put Options Purchased

-12,400

150.0000

American

Jan 15, 2021
Call Options Written

-100

240.0000

American

Jan 17, 2020
Call Options Written

-1,200

195.0000

American

Dec 20, 2019
Call Options Written

-1,500

270.0000

American

Jan 17, 2020
Put Options Purchased

-39,200

150.0000

American

Nov 15, 2019
Call Options Written

-200

140.0000

American

Jun 19, 2020
Call Options Written

-600

205.0000

American

Jan 17, 2020
Call Options Written

-4,100

155.0000

American

Jan 17, 2020
Put Options Purchased

-300

100.0000

American

Nov 15, 2019
Call Options Written

-200

165.0000

American

Jun 19, 2020
Call Options Written

-1,700

225.0000

American

Jan 17, 2020
Put Options Written

33,600

150.0000

American

Dec 20, 2019
Put Options Written

1,900

170.0000

American

Nov 15, 2019
Call Options Purchased

100

180.0000

American

Mar 20, 2020
Call Options Purchased

4,300

165.0000

American

Jan 17, 2020
Put Options Written

500

230.0000

American

Jan 17, 2020
Call Options Purchased

4,000

160.0000

American

Jan 15, 2021
Put Options Written

13,700

75.0000

American

Jan 17, 2020
Put Options Written

3,300

165.0000

American

Mar 20, 2020
Put Options Written

100

165.0000

American

May 15, 2020
Call Options Written

-2,800

230.0000

American

Jan 17, 2020
Call Options Written

-200

110.0000

American

Jan 15, 2021
Put Options Purchased

-200

172.5000

American

Dec 13, 2019
Call Options Written

-2,400

165.0000

American

Mar 20, 2020
Put Options Purchased

-100

85.0000

American

Jan 17, 2020
Put Options Purchased

-400

115.0000

American

Jan 17, 2020
Put Options Purchased

-100

150.0000

American

Jun 19, 2020
Put Options Purchased

-1,900

175.0000

American

Jan 17, 2020
Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021
Call Options Written

-6,600

200.0000

American

Jan 17, 2020
Put Options Purchased

-600

120.0000

American

Jan 15, 2021
Call Options Written

-22,800

210.0000

American

Jan 17, 2020
Call Options Written

-900

175.0000

American

Jun 19, 2020
Call Options Written

-200

185.0000

American

Jun 19, 2020
Put Options Purchased

-300

160.0000

American

Jan 15, 2021
Call Options Written

-18,700

185.0000

American

Jan 17, 2020
Put Options Written

25,500

120.0000

American

Nov 15, 2019
Call Options Purchased

100

150.0000

American

Jan 15, 2021
Call Options Purchased

700

180.0000

American

Dec 20, 2019
Put Options Written

1,300

105.0000

American

Nov 15, 2019
Put Options Written

600

135.0000

American

Jan 17, 2020
Put Options Written

7,100

145.0000

American

Jan 17, 2020
Call Options Purchased

3,800

175.0000

American

Feb 21, 2020
Put Options Written

8,400

170.0000

American

Feb 21, 2020
Put Options Written

1,300

90.0000

American

Jan 17, 2020
Put Options Written

500

80.0000

American

Nov 15, 2019
Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019
Put Options Purchased

-600

110.0000

American

Nov 15, 2019
Call Options Written

-100

215.0000

American

Jan 17, 2020
Call Options Written

-100

185.0000

American

Mar 20, 2020
Put Options Purchased

-19,300

95.0000

American

Jan 17, 2020
Put Options Purchased

-100

175.0000

American

Jan 15, 2021
Put Options Purchased

-106,300

130.0000

American

Jan 17, 2020
Put Options Purchased

-100

172.5000

American

Nov 15, 2019
Call Options Written

-1,000

200.0000

American

Feb 21, 2020
Put Options Written

31,900

150.0000

American

Feb 21, 2020
Put Options Written

40,000

170.0000

American

Jan 17, 2020
Put Options Written

25,000

150.0000

American

Jan 17, 2020
Put Options Written

5,400

125.0000

American

Nov 15, 2019
Call Options Purchased

4,600

145.0000

American

Jan 17, 2020
Put Options Written

9,300

160.0000

American

Dec 20, 2019
Put Options Written

3,500

200.0000

American

Dec 20, 2019
Put Options Written

100

177.5000

American

Nov 15, 2019
Put Options Written

6,800

115.0000

American

Nov 15, 2019
Put Options Written

5,600

145.0000

American

Feb 21, 2020
Put Options Written

1,200

95.0000

American

Dec 20, 2019
Call Options Written

-100

110.0000

American

Jan 17, 2020
Call Options Written

-4,500

260.0000

American

Jan 17, 2020
Call Options Written

-1,500

140.0000

American

Jan 15, 2021
Call Options Written

-600

250.0000

American

Jan 15, 2021
Call Options Written

-1,300

130.0000

American

Jan 17, 2020
Put Options Purchased

-1,700

160.0000

American

Nov 15, 2019
Put Options Purchased

-9,600

140.0000

American

Mar 20, 2020
Call Options Written

-100

195.0000

American

Jan 17, 2020
Put Options Purchased

-4,500

130.0000

American

Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680376
Time of Receipt (offset from UTC): 20191115T112153+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC