Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing 13 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,516,134

0.17%

4,373,691

0.30%

 

(2)

Derivatives (other than options):

1,670,447

0.11%

1,095,700

0.07%

 

(3)

Options and agreements to
purchase/sell:

2,656,400

0.18%

987,800

0.07%

 
TOTAL:

6,842,981

0.46%

6,457,191

0.44%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

86.7700 USD

Purchase

8

86.5800 USD

Purchase

22

86.6200 USD

Purchase

24

86.6700 USD

Purchase

27

86.7196 USD

Purchase

72

86.1900 USD

Purchase

100

86.7100 USD

Purchase

100

86.6400 USD

Purchase

100

86.6900 USD

Purchase

100

86.6450 USD

Purchase

100

87.1300 USD

Purchase

100

86.6800 USD

Purchase

100

86.7400 USD

Purchase

160

86.6500 USD

Purchase

199

86.4483 USD

Purchase

239

86.6734 USD

Purchase

328

86.6890 USD

Purchase

331

86.3253 USD

Purchase

400

86.4825 USD

Purchase

400

86.7525 USD

Purchase

400

86.4550 USD

Purchase

500

86.6680 USD

Purchase

515

86.5488 USD

Purchase

588

86.7640 USD

Purchase

588

86.7641 USD

Purchase

900

86.8800 USD

Purchase

1,100

86.6413 USD

Purchase

1,200

86.6667 USD

Purchase

1,219

86.9249 USD

Purchase

1,376

86.7618 USD

Purchase

2,011

86.4958 USD

Purchase

2,100

86.8422 USD

Purchase

2,247

86.6046 USD

Purchase

2,400

86.1723 USD

Purchase

3,300

86.7834 USD

Purchase

3,800

86.6342 USD

Purchase

4,870

85.5100 USD

Purchase

5,611

86.6831 USD

Purchase

7,000

86.7260 USD

Purchase

9,367

86.3827 USD

Purchase

16,100

86.6934 USD

Purchase

18,211

86.4726 USD

Purchase

22,572

86.4400 USD

Purchase

24,000

86.6823 USD

Purchase

30,636

86.6841 USD

Purchase

30,705

86.7552 USD

Purchase

36,359

86.7419 USD

Purchase

37,099

86.6020 USD

Purchase

84,712

86.6402 USD

Purchase

86,600

86.7263 USD

Purchase

147,542

86.7749 USD

Purchase

312,215

86.6600 USD

Sale

3

86.6400 USD

Sale

88

86.6450 USD

Sale

91

86.7400 USD

Sale

97

86.7800 USD

Sale

100

86.1900 USD

Sale

100

87.0700 USD

Sale

100

86.1400 USD

Sale

100

86.6700 USD

Sale

100

86.7100 USD

Sale

100

85.4157 USD

Sale

100

86.7378 USD

Sale

100

86.5800 USD

Sale

100

86.5600 USD

Sale

100

86.5550 USD

Sale

100

86.7850 USD

Sale

100

86.7900 USD

Sale

100

86.3200 USD

Sale

104

86.2442 USD

Sale

106

86.6783 USD

Sale

114

86.6287 USD

Sale

115

86.5665 USD

Sale

122

86.7629 USD

Sale

177

86.1700 USD

Sale

188

86.2163 USD

Sale

200

86.6800 USD

Sale

200

86.6050 USD

Sale

200

85.4800 USD

Sale

200

86.4900 USD

Sale

200

86.8550 USD

Sale

200

86.1950 USD

Sale

200

86.1750 USD

Sale

200

86.7825 USD

Sale

200

86.8300 USD

Sale

200

86.7700 USD

Sale

200

86.1550 USD

Sale

212

86.5781 USD

Sale

223

86.1600 USD

Sale

250

86.6100 USD

Sale

282

86.6497 USD

Sale

286

86.8197 USD

Sale

300

86.8366 USD

Sale

300

86.7533 USD

Sale

300

86.7333 USD

Sale

300

86.5400 USD

Sale

300

86.1866 USD

Sale

300

86.6300 USD

Sale

300

86.8583 USD

Sale

300

86.8633 USD

Sale

300

86.9500 USD

Sale

325

86.4310 USD

Sale

400

86.6087 USD

Sale

400

86.8800 USD

Sale

400

87.1000 USD

Sale

402

86.7992 USD

Sale

418

86.7416 USD

Sale

487

86.5982 USD

Sale

500

86.7710 USD

Sale

510

86.5158 USD

Sale

554

86.6534 USD

Sale

583

86.6567 USD

Sale

588

86.7640 USD

Sale

714

86.8538 USD

Sale

750

86.5433 USD

Sale

791

86.7088 USD

Sale

800

86.5737 USD

Sale

849

86.6432 USD

Sale

889

86.5396 USD

Sale

890

86.6695 USD

Sale

900

86.5300 USD

Sale

900

86.9977 USD

Sale

909

86.6407 USD

Sale

1,000

86.7447 USD

Sale

1,035

86.6510 USD

Sale

1,098

86.7206 USD

Sale

1,100

86.6440 USD

Sale

1,100

86.7027 USD

Sale

1,200

86.1723 USD

Sale

1,200

86.9966 USD

Sale

1,300

86.3176 USD

Sale

1,300

86.5330 USD

Sale

1,306

86.6732 USD

Sale

1,429

86.5521 USD

Sale

1,600

86.4356 USD

Sale

1,601

87.0338 USD

Sale

1,607

86.6871 USD

Sale

1,800

86.7245 USD

Sale

1,821

86.7530 USD

Sale

1,941

86.6689 USD

Sale

2,078

86.6109 USD

Sale

2,108

86.5790 USD

Sale

2,490

86.6787 USD

Sale

2,570

86.8162 USD

Sale

2,861

86.6399 USD

Sale

3,500

86.7260 USD

Sale

3,775

86.4708 USD

Sale

3,800

86.6342 USD

Sale

3,878

86.6677 USD

Sale

4,013

86.9669 USD

Sale

4,500

86.6936 USD

Sale

4,715

86.6521 USD

Sale

4,927

86.6737 USD

Sale

4,952

86.6065 USD

Sale

5,019

86.6834 USD

Sale

5,084

86.7215 USD

Sale

5,304

86.7972 USD

Sale

6,500

86.7021 USD

Sale

7,500

86.9432 USD

Sale

7,898

86.6518 USD

Sale

9,000

86.6252 USD

Sale

9,740

85.5100 USD

Sale

12,046

86.9161 USD

Sale

12,700

86.3876 USD

Sale

14,410

86.7123 USD

Sale

15,494

86.6385 USD

Sale

15,700

86.6976 USD

Sale

17,400

86.6967 USD

Sale

18,540

86.7619 USD

Sale

22,670

86.9301 USD

Sale

27,697

86.7172 USD

Sale

28,788

86.6533 USD

Sale

43,300

86.7263 USD

Sale

47,725

86.6619 USD

Sale

48,710

86.4400 USD

Sale

109,840

86.6593 USD

Sale

163,146

86.6600 USD

Sale

187,587

86.6608 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP

Short

146,300

86.4400 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

1,000

68 USD American 15 Jan 2021 20.5500 USD
Call Option Purchasing

700

70 USD American 15 Jan 2021 18.3000 USD
Call Option Purchasing

100

75 USD American 19 Jun 2020 13.7500 USD
Call Option Purchasing

100

75 USD American 15 Jan 2021 15.0000 USD
Call Option Purchasing

100

83 USD American 19 Jun 2020 8.1500 USD
Call Option Purchasing

800

85 USD American 17 Jan 2020 3.1000 USD
Call Option Purchasing

600

87 USD American 15 Nov 2019 0.6383 USD
Call Option Purchasing

100

88 USD American 15 Nov 2019 0.3000 USD
Call Option Purchasing

400

88 USD American 29 Nov 2019 1.0200 USD
Call Option Purchasing

1,100

90 USD American 22 Nov 2019 0.1600 USD
Call Option Purchasing

100

90 USD American 20 Dec 2019 0.9700 USD
Call Option Purchasing

500

90 USD American 17 Jan 2020 1.6600 USD
Call Option Purchasing

200

90 USD American 15 May 2020 4.1100 USD
Call Option Selling

100

87 USD American 15 Nov 2019 0.2600 USD
Call Option Selling

2,500

115 USD American 21 Feb 2020 0.0500 USD
Put Option Purchasing

100

68 USD American 19 Jun 2020 1.4700 USD
Put Option Purchasing

200

80 USD American 17 Jan 2020 1.5000 USD
Put Option Purchasing

1,100

83 USD American 20 Dec 2019 0.8909 USD
Put Option Purchasing

200

84 USD American 15 Nov 2019 0.0500 USD
Put Option Purchasing

100

85 USD American 15 May 2020 5.8500 USD
Put Option Purchasing

100

87 USD American 15 Nov 2019 0.7000 USD
Put Option Purchasing

100

88 USD American 20 Dec 2019 2.4700 USD
Put Option Purchasing

200

88 USD American 21 Feb 2020 5.4000 USD
Put Option Purchasing

500

105 USD American 19 Jun 2020 20.8000 USD
Put Option Purchasing

300

130 USD American 17 Jan 2020 44.0500 USD
Put Option Selling

500

65 USD American 17 Jan 2020 0.1600 USD
Put Option Selling

100

65 USD American 21 Feb 2020 0.3400 USD
Put Option Selling

200

70 USD American 19 Jun 2020 1.8000 USD
Put Option Selling

1,000

75 USD American 20 Dec 2019 0.1800 USD
Put Option Selling

400

80 USD American 20 Dec 2019 0.5300 USD
Put Option Selling

100

82 USD American 15 Nov 2019 0.0400 USD
Put Option Selling

100

83 USD American 20 Dec 2019 0.8200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

14 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Put Options Written

352,000

65.0000

American

Jan 17, 2020

Put Options Written

100,300

60.0000

American

Jun 19, 2020

Put Options Written

3,600

75.0000

American

Feb 21, 2020

Put Options Written

2,900

75.0000

American

Jun 19, 2020

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Call Options Purchased

13,100

72.5000

American

Nov 15, 2019

Call Options Purchased

1,100

87.0000

American

Dec 13, 2019

Put Options Written

900

82.5000

American

Jan 17, 2020

Call Options Purchased

500

75.0000

American

May 15, 2020

Call Options Purchased

7,800

80.0000

American

Dec 20, 2019

Call Options Purchased

1,100

81.0000

American

Nov 15, 2019

Call Options Purchased

800

78.0000

American

Nov 15, 2019

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Call Options Purchased

500

70.0000

American

Dec 20, 2019

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Call Options Purchased

4,700

82.5000

American

Nov 22, 2019

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Put Options Written

100

77.5000

American

Nov 22, 2019

Call Options Purchased

9,100

82.5000

American

Nov 15, 2019

Call Options Purchased

12,400

70.0000

American

Nov 15, 2019

Call Options Purchased

4,000

72.5000

American

Feb 21, 2020

Put Options Written

1,200

37.5000

American

Jan 21, 2022

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Put Options Written

100

71.0000

American

Dec 6, 2019

Put Options Written

5,300

77.5000

American

Jan 17, 2020

Put Options Written

3,000

50.0000

American

Nov 15, 2019

Put Options Purchased

-6,900

73.0000

American

Nov 15, 2019

Put Options Purchased

-100

50.0000

American

Jan 21, 2022

Put Options Purchased

-600

87.5000

American

Dec 20, 2019

Call Options Written

-8,300

70.0000

American

Feb 21, 2020

Put Options Purchased

-100

85.0000

American

May 15, 2020

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Call Options Written

-4,500

115.0000

American

Jan 21, 2022

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Call Options Written

-900

135.0000

American

Jan 15, 2021

Call Options Written

-300

92.5000

American

Sep 18, 2020

Put Options Purchased

-600

82.5000

American

Feb 21, 2020

Put Options Purchased

-1,700

57.5000

American

Nov 15, 2019

Put Options Purchased

-100

79.0000

American

Nov 22, 2019

Call Options Written

-17,700

90.0000

American

Jun 19, 2020

Put Options Purchased

-100

95.0000

American

May 15, 2020

Put Options Purchased

-3,900

57.5000

American

Jan 17, 2020

Call Options Written

-1,700

130.0000

American

Jan 15, 2021

Call Options Written

-2,100

120.0000

American

Jan 15, 2021

Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options Written

-8,800

97.5000

American

Jan 17, 2020

Call Options Purchased

1,000

87.0000

American

Nov 22, 2019

Call Options Purchased

200

95.0000

American

Feb 21, 2020

Put Options Written

302,400

60.0000

American

Jan 15, 2021

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Call Options Purchased

4,700

95.0000

American

May 15, 2020

Call Options Purchased

500

72.5000

American

May 15, 2020

Put Options Written

3,900

50.0000

American

Jan 17, 2020

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options Purchased

100

82.0000

American

Dec 6, 2019

Put Options Written

200

85.0000

American

Nov 15, 2019

Call Options Purchased

287,200

80.0000

American

Jan 17, 2020

Call Options Purchased

200

84.0000

American

Nov 29, 2019

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Call Options Purchased

3,400

85.0000

American

Feb 21, 2020

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Put Options Written

3,500

47.5000

American

Jan 17, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options Written

6,000

75.0000

American

Nov 15, 2019

Put Options Written

15,400

42.5000

American

Feb 21, 2020

Put Options Written

49,100

95.0000

American

Jan 17, 2020

Put Options Written

4,200

45.0000

American

Jan 17, 2020

Call Options Purchased

900

86.5000

American

Nov 29, 2019

Call Options Purchased

500

92.5000

American

May 15, 2020

Call Options Purchased

500

88.0000

American

Dec 13, 2019

Call Options Purchased

800

67.5000

American

Feb 21, 2020

Put Options Written

600

62.5000

American

Sep 18, 2020

Call Options Purchased

100

82.0000

American

Dec 13, 2019

Put Options Written

500

77.5000

American

Nov 15, 2019

Put Options Written

200

75.0000

American

Sep 18, 2020

Call Options Purchased

1,100

72.5000

American

Jun 19, 2020

Put Options Written

1,400

82.5000

American

Sep 18, 2020

Put Options Purchased

-1,900

77.5000

American

Dec 20, 2019

Put Options Purchased

-5,100

77.5000

American

Dec 13, 2019

Put Options Purchased

-11,400

82.5000

American

Nov 15, 2019

Put Options Purchased

-100

80.0000

American

Nov 22, 2019

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Put Options Purchased

-200

81.0000

American

Dec 6, 2019

Call Options Written

-100

78.0000

American

Nov 29, 2019

Put Options Purchased

-4,400

78.0000

American

Dec 13, 2019

Put Options Purchased

-1,000

80.5000

American

Dec 6, 2019

Put Options Purchased

-1,300

82.0000

American

Nov 15, 2019

Call Options Written

-1,100

95.0000

American

Nov 29, 2019

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Put Options Purchased

-2,500

55.0000

American

Jan 15, 2021

Put Options Purchased

-3,000

79.0000

American

Dec 6, 2019

Put Options Purchased

-100

65.0000

American

Nov 29, 2019

Put Options Purchased

-400

95.0000

American

Sep 18, 2020

Call Options Written

-10,000

110.0000

American

Jan 17, 2020

Put Options Purchased

-6,400

83.0000

American

Nov 15, 2019

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-300

74.0000

American

Nov 15, 2019

Put Options Purchased

-800

72.5000

American

Dec 20, 2019

Put Options Purchased

-12,200

55.0000

American

Jan 17, 2020

Call Options Written

-100

87.5000

American

May 15, 2020

Call Options Written

-11,600

130.0000

American

Jan 17, 2020

Put Options Written

900

75.0000

American

May 15, 2020

Put Options Written

800

57.5000

American

Feb 21, 2020

Call Options Purchased

7,200

87.5000

American

Nov 15, 2019

Call Options Purchased

18,700

72.5000

American

Jan 17, 2020

Call Options Purchased

4,000

85.0000

American

Dec 20, 2019

Put Options Written

12,300

62.5000

American

Jan 17, 2020

Call Options Purchased

500

62.5000

American

May 15, 2020

Put Options Written

1,500

60.0000

American

Dec 20, 2019

Call Options Purchased

800

83.0000

American

Nov 29, 2019

Call Options Purchased

100

78.0000

American

Dec 13, 2019

Call Options Purchased

6,100

87.0000

American

Nov 15, 2019

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options Purchased

500

70.0000

American

Jun 19, 2020

Call Options Purchased

800

95.0000

American

Dec 20, 2019

Call Options Purchased

200

87.0000

American

Dec 6, 2019

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Call Options Purchased

3,300

86.0000

American

Nov 22, 2019

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options Purchased

200

84.0000

American

Nov 15, 2019

Put Options Written

100

79.0000

American

Nov 15, 2019

Put Options Purchased

-500

85.0000

American

Feb 21, 2020

Put Options Purchased

-1,000

82.5000

American

Dec 20, 2019

Put Options Purchased

-700

80.0000

American

May 15, 2020

Put Options Purchased

-100

77.0000

American

Dec 13, 2019

Call Options Written

-3,000

75.0000

American

Jan 15, 2021

Put Options Purchased

-1,100

85.0000

American

Nov 22, 2019

Put Options Purchased

-3,400

72.5000

American

Feb 21, 2020

Call Options Written

-100

100.0000

American

Jan 21, 2022

Call Options Written

-1,200

85.0000

American

Sep 18, 2020

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Put Options Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options Written

-100

67.5000

American

Sep 18, 2020

Put Options Purchased

-100

87.0000

American

Nov 15, 2019

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options Written

-2,600

105.0000

American

Nov 15, 2019

Call Options Written

-400

110.0000

American

Jun 19, 2020

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Call Options Written

-500

95.0000

American

Sep 18, 2020

Put Options Purchased

-1,700

90.0000

American

Dec 20, 2019

Call Options Written

-800

125.0000

American

Jan 17, 2020

Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options Written

-1,500

92.5000

American

Nov 15, 2019

Call Options Written

-4,100

85.0000

American

Jun 19, 2020

Call Options Written

-11,900

95.0000

American

Jan 17, 2020

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Put Options Purchased

-5,200

40.0000

American

Jan 21, 2022

Put Options Purchased

-24,500

60.0000

American

Jan 17, 2020

Call Options Purchased

110,700

77.5000

American

Nov 15, 2019

Put Options Written

100

77.5000

American

Jan 15, 2021

Call Options Purchased

1,900

82.5000

American

Feb 21, 2020

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options Written

37,300

57.5000

American

Jun 19, 2020

Call Options Purchased

200

88.0000

American

Nov 22, 2019

Call Options Purchased

1,500

87.5000

American

Feb 21, 2020

Call Options Purchased

1,000

90.0000

American

Sep 18, 2020

Call Options Purchased

7,500

82.0000

American

Nov 15, 2019

Put Options Written

155,500

65.0000

American

Jun 19, 2020

Call Options Purchased

1,300

67.5000

American

Jan 15, 2021

Call Options Purchased

1,100

90.0000

American

Nov 22, 2019

Call Options Purchased

100

67.5000

American

Nov 15, 2019

Call Options Purchased

3,500

70.5000

American

Nov 29, 2019

Call Options Purchased

600

88.0000

American

Dec 27, 2019

Call Options Purchased

7,200

80.0000

American

May 15, 2020

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Put Options Written

1,000

42.5000

American

Jan 21, 2022

Put Options Written

400

32.5000

American

Sep 18, 2020

Put Options Written

4,000

62.5000

American

Feb 21, 2020

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Put Options Written

400

90.0000

American

Jun 19, 2020

Put Options Written

200

76.5000

American

Nov 22, 2019

Call Options Purchased

1,200

65.0000

American

Sep 18, 2020

Put Options Written

600

80.0000

American

Jun 19, 2020

Put Options Written

125,000

80.0000

American

Jan 15, 2021

Put Options Written

1,100

86.5000

American

Nov 22, 2019

Put Options Written

1,100

86.0000

American

Nov 22, 2019

Put Options Written

100

37.5000

American

Jan 15, 2021

Call Options Purchased

2,600

85.0000

American

Nov 29, 2019

Call Options Purchased

600

65.0000

American

Jan 17, 2020

Put Options Purchased

-400

87.5000

American

May 15, 2020

Put Options Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options Written

-81,200

70.0000

American

Jan 15, 2021

Call Options Written

-4,100

115.0000

American

Jan 17, 2020

Call Options Written

-5,200

85.0000

American

Jan 15, 2021

Call Options Written

-13,200

100.0000

American

Jan 15, 2021

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options Purchased

-100

72.5000

American

Sep 18, 2020

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Call Options Written

-6,900

105.0000

American

Jan 17, 2020

Put Options Purchased

-100

73.5000

American

Nov 29, 2019

Call Options Written

-700

82.5000

American

Nov 29, 2019

Call Options Written

-5,800

85.0000

American

Nov 15, 2019

Call Options Written

-300

110.0000

American

Sep 18, 2020

Call Options Written

-200

84.0000

American

Nov 22, 2019

Call Options Written

-400

80.0000

American

Nov 22, 2019

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options Purchased

-100

82.5000

American

Nov 29, 2019

Put Options Purchased

-400

90.0000

American

Feb 21, 2020

Call Options Written

-200

70.0000

American

Jan 21, 2022

Call Options Written

-800

92.5000

American

Jan 15, 2021

Put Options Purchased

-2,100

70.0000

American

Jan 15, 2021

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Put Options Purchased

-100

80.0000

American

Dec 6, 2019

Put Options Purchased

-1,200

84.0000

American

Nov 15, 2019

Call Options Written

-400

67.5000

American

Jun 19, 2020

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Purchased

20,400

90.0000

American

Feb 21, 2020

Call Options Purchased

18,200

70.0000

American

Jan 17, 2020

Call Options Purchased

5,300

90.0000

American

May 15, 2020

Call Options Purchased

500

82.5000

American

Sep 18, 2020

Call Options Purchased

200

110.0000

American

Jan 21, 2022

Call Options Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options Written

1,900

55.0000

American

Feb 21, 2020

Call Options Purchased

600

77.5000

American

Sep 18, 2020

Put Options Written

700

67.5000

American

Jan 17, 2020

Call Options Purchased

400

85.0000

American

Dec 6, 2019

Call Options Purchased

200

83.5000

American

Nov 22, 2019

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Put Options Written

700

70.0000

American

Feb 21, 2020

Call Options Purchased

24,000

80.0000

American

Nov 15, 2019

Call Options Purchased

2,200

88.0000

American

Nov 15, 2019

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Put Options Written

8,100

85.0000

American

Jan 17, 2020

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options Written

1,200

74.5000

American

Nov 15, 2019

Put Options Written

300

77.5000

American

Sep 18, 2020

Call Options Purchased

200

76.5000

American

Nov 22, 2019

Call Options Purchased

100

87.5000

American

Sep 18, 2020

Call Options Purchased

11,500

75.0000

American

Sep 18, 2020

Put Options Written

1,000

67.5000

American

Dec 20, 2019

Call Options Purchased

200

65.0000

American

May 15, 2020

Put Options Purchased

-300

97.5000

American

Jan 17, 2020

Put Options Purchased

-70,500

67.5000

American

Jan 15, 2021

Put Options Purchased

-500

60.0000

American

Feb 21, 2020

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Put Options Purchased

-500

77.0000

American

Nov 15, 2019

Call Options Written

-100,100

120.0000

American

Jan 17, 2020

Call Options Written

-300

130.0000

American

Jun 19, 2020

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Put Options Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options Purchased

-200

80.5000

American

Nov 15, 2019

Put Options Purchased

-700

80.0000

American

Jan 15, 2021

Call Options Written

-2,500

115.0000

American

Feb 21, 2020

Put Options Purchased

-4,900

35.0000

American

Jan 15, 2021

Put Options Purchased

-19,800

65.0000

American

Nov 15, 2019

Put Options Purchased

-100

80.0000

American

Nov 29, 2019

Put Options Purchased

-100

77.0000

American

Nov 22, 2019

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Call Options Written

-500

86.0000

American

Dec 6, 2019

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Call Options Written

-3,300

145.0000

American

Jan 17, 2020

Put Options Purchased

-6,200

75.0000

American

Jan 17, 2020

Put Options Purchased

-300

130.0000

American

Jan 17, 2020

Call Options Written

-600

80.5000

American

Nov 29, 2019

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Put Options Purchased

-4,800

55.0000

American

May 15, 2020

Put Options Written

28,500

70.0000

American

Jun 19, 2020

Put Options Written

4,900

80.0000

American

Nov 15, 2019

Put Options Written

100

77.5000

American

Nov 29, 2019

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Call Options Purchased

24,500

75.0000

American

Nov 15, 2019

Call Options Purchased

4,900

75.0000

American

Feb 21, 2020

Put Options Written

1,400

55.0000

American

Jun 19, 2020

Put Options Written

500

62.5000

American

May 15, 2020

Call Options Purchased

200

80.0000

American

Nov 29, 2019

Call Options Purchased

100

82.5000

American

May 15, 2020

Put Options Written

14,800

75.0000

American

Dec 20, 2019

Put Options Written

9,600

80.0000

American

Jan 17, 2020

Call Options Purchased

3,300

86.0000

American

Nov 15, 2019

Put Options Written

1,500

45.0000

American

Nov 15, 2019

Call Options Purchased

500

85.0000

American

Nov 22, 2019

Put Options Written

100

76.0000

American

Nov 29, 2019

Call Options Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options Written

200

55.0000

American

Nov 15, 2019

Put Options Written

300

35.0000

American

Sep 18, 2020

Call Options Purchased

17,800

80.0000

American

Feb 21, 2020

Put Options Written

1,100

75.0000

American

Jan 15, 2021

Put Options Written

100

57.5000

American

Sep 18, 2020

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Call Options Written

-52,900

82.5000

American

Jan 17, 2020

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Put Options Purchased

-1,100

78.5000

American

Nov 15, 2019

Put Options Purchased

-100

78.0000

American

Nov 29, 2019

Call Options Written

-100

180.0000

American

Jan 17, 2020

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Call Options Written

-200

62.5000

American

Jun 19, 2020

Put Options Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Call Options Written

-100

90.0000

American

Jan 15, 2021

Call Options Written

-500

87.5000

American

Jun 19, 2020

Call Options Written

-300

78.5000

American

Nov 15, 2019

Put Options Purchased

-300

42.5000

American

Nov 15, 2019

Put Options Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options Purchased

-100

81.5000

American

Nov 15, 2019

Call Options Written

-200

75.0000

American

Nov 22, 2019

Put Options Purchased

-100

75.0000

American

Dec 13, 2019

Put Options Purchased

-300

60.0000

American

Jan 21, 2022

Put Options Purchased

-7,000

70.0000

American

Jan 17, 2020

Put Options Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options Written

-4,700

120.0000

American

Jan 21, 2022

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Put Options Written

275,000

70.0000

American

Jan 15, 2021

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options Purchased

2,000

100.0000

American

Feb 21, 2020

Put Options Written

15,800

72.5000

American

Nov 15, 2019

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options Purchased

200

72.5000

American

Dec 20, 2019

Call Options Purchased

300

79.0000

American

Nov 22, 2019

Put Options Written

100

74.0000

American

Nov 29, 2019

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Put Options Written

3,500

87.5000

American

Jun 19, 2020

Call Options Purchased

1,200

87.5000

American

Dec 20, 2019

Put Options Written

500

45.0000

American

Jan 15, 2021

Call Options Purchased

5,000

80.0000

American

Jun 19, 2020

Put Options Written

200

65.0000

American

Jan 15, 2021

Call Options Purchased

100

90.0000

American

Dec 6, 2019

Put Options Written

100

65.0000

American

Sep 18, 2020

Put Options Written

5,000

67.5000

American

Feb 21, 2020

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Call Options Purchased

16,200

90.0000

American

Dec 20, 2019

Call Options Purchased

1,400

82.5000

American

Dec 20, 2019

Put Options Written

1,000

77.5000

American

Jun 19, 2020

Call Options Purchased

800

85.0000

American

May 15, 2020

Call Options Purchased

400

88.0000

American

Nov 29, 2019

Put Options Written

100

78.0000

American

Nov 15, 2019

Put Options Written

14,600

67.5000

American

Jun 19, 2020

Put Options Written

500

45.0000

American

Jan 21, 2022

Call Options Purchased

300

83.0000

American

Nov 15, 2019

Call Options Written

-8,900

85.0000

American

Jan 17, 2020

Call Options Written

-10,400

100.0000

American

Jun 19, 2020

Call Options Written

-1,000

100.0000

American

Nov 15, 2019

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Call Options Written

-10,300

87.5000

American

Jan 17, 2020

Put Options Purchased

-100

76.0000

American

Nov 15, 2019

Put Options Purchased

-27,100

62.5000

American

Nov 15, 2019

Put Options Purchased

-100

75.0000

American

Jan 21, 2022

Call Options Written

-1,100

62.5000

American

Jan 17, 2020

Put Options Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options Written

-200

105.0000

American

Sep 18, 2020

Put Options Purchased

-1,400

85.0000

American

Dec 20, 2019

Call Options Written

-6,700

105.0000

American

Jan 15, 2021

Call Options Written

-1,800

77.5000

American

Dec 20, 2019

Call Options Written

-7,800

90.0000

American

Nov 15, 2019

Put Options Purchased

-39,200

67.5000

American

Nov 15, 2019

Call Options Written

-69,400

100.0000

American

Jan 17, 2020

Call Options Purchased

6,700

77.5000

American

Jan 15, 2021

Call Options Purchased

14,700

77.5000

American

Jan 17, 2020

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options Purchased

500

83.0000

American

Nov 22, 2019

Call Options Purchased

400

82.5000

American

Jun 19, 2020

Put Options Written

100

72.5000

American

Nov 29, 2019

Put Options Written

100

84.0000

American

Nov 22, 2019

Put Options Written

8,800

65.0000

American

Feb 21, 2020

Call Options Purchased

5,400

75.0000

American

Jan 17, 2020

Call Options Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Put Options Written

400

85.0000

American

Jan 15, 2021

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options Written

100

83.0000

American

Dec 6, 2019

Call Options Purchased

1,700

77.5000

American

Feb 21, 2020

Call Options Purchased

100

85.0000

American

Jan 21, 2022

Call Options Purchased

400

100.0000

American

May 15, 2020

Put Options Written

1,300

70.0000

American

Dec 20, 2019

Put Options Written

200

73.0000

American

Nov 22, 2019

Put Options Written

11,700

80.0000

American

Feb 21, 2020

Put Options Written

400

72.5000

American

May 15, 2020

Put Options Written

2,100

80.0000

American

Dec 20, 2019

Put Options Written

2,000

47.5000

American

Nov 15, 2019

Put Options Written

100

82.0000

American

Dec 6, 2019

Put Options Purchased

-700

81.5000

American

Nov 22, 2019

Call Options Written

-5,900

95.0000

American

Jan 15, 2021

Put Options Purchased

-9,300

90.0000

American

Jan 17, 2020

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Call Options Written

-9,100

90.0000

American

Jan 17, 2020

Put Options Purchased

-12,300

60.0000

American

Nov 15, 2019

Call Options Written

-200

140.0000

American

Jan 15, 2021

Call Options Written

-5,900

92.5000

American

Jan 17, 2020

Call Options Written

-6,500

95.0000

American

Nov 15, 2019

Call Options Written

-4,800

100.0000

American

Sep 18, 2020

Put Options Purchased

-6,900

100.0000

American

Jan 17, 2020

Call Options Written

-1,000

87.5000

American

Jan 15, 2021

Put Options Purchased

-100

79.5000

American

Nov 15, 2019

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Put Options Purchased

-12,700

70.0000

American

Nov 15, 2019

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Put Options Purchased

-1,700

72.5000

American

Jan 17, 2020

Put Options Purchased

-200

87.5000

American

Feb 21, 2020

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Call Options Written

-1,100

80.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680307
Time of Receipt (offset from UTC): 20191114T120243+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC