Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 13 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,932,504

1.20%

2,195,226

0.67%

 

(2)

Derivatives (other than options):

2,326,200

0.71%

2,068,889

0.63%

 

(3)

Options and agreements to
purchase/sell:

845,400

0.26%

558,400

0.17%

 

TOTAL:

7,104,104

2.16%

4,822,515

1.47%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

2

181.5900 USD

Purchase

56

181.3000 USD

Purchase

100

181.5300 USD

Purchase

139

182.1482 USD

Purchase

200

181.4275 USD

Purchase

200

181.5200 USD

Purchase

200

182.2650 USD

Purchase

300

181.4300 USD

Purchase

367

181.5562 USD

Purchase

400

182.1800 USD

Purchase

400

181.8810 USD

Purchase

527

181.9945 USD

Purchase

701

181.9631 USD

Purchase

712

181.7750 USD

Purchase

738

182.2271 USD

Purchase

773

181.7110 USD

Purchase

800

181.7925 USD

Purchase

945

181.5930 USD

Purchase

1,000

182.0485 USD

Purchase

1,350

182.1871 USD

Purchase

1,411

181.5421 USD

Purchase

1,566

181.5066 USD

Purchase

1,757

181.6005 USD

Purchase

1,787

181.9891 USD

Purchase

1,880

181.8036 USD

Purchase

1,913

181.8806 USD

Purchase

2,053

182.1148 USD

Purchase

2,192

181.5556 USD

Purchase

2,222

182.3064 USD

Purchase

2,230

181.8064 USD

Purchase

2,439

181.5362 USD

Purchase

2,450

181.5230 USD

Purchase

2,500

181.5434 USD

Purchase

3,640

182.0739 USD

Purchase

3,851

181.5314 USD

Purchase

4,100

181.6620 USD

Purchase

5,104

181.9600 USD

Purchase

5,444

181.6000 USD

Purchase

5,900

181.5253 USD

Purchase

7,005

181.5357 USD

Purchase

7,164

181.9291 USD

Purchase

7,625

181.8828 USD

Purchase

8,600

181.6366 USD

Purchase

10,273

181.5216 USD

Purchase

10,953

181.9510 USD

Purchase

11,768

181.5034 USD

Purchase

19,573

181.6931 USD

Purchase

29,692

181.8721 USD

Purchase

41,866

182.0162 USD

Purchase

50,000

181.6250 USD

Sale

2

181.7000 USD

Sale

5

181.9200 USD

Sale

12

182.5200 USD

Sale

16

182.3300 USD

Sale

37

182.0500 USD

Sale

79

181.9892 USD

Sale

100

181.3700 USD

Sale

100

181.4800 USD

Sale

100

181.5100 USD

Sale

100

181.5500 USD

Sale

100

181.6550 USD

Sale

100

181.8200 USD

Sale

100

182.1400 USD

Sale

100

182.2800 USD

Sale

100

182.4500 USD

Sale

100

182.5300 USD

Sale

191

181.8042 USD

Sale

200

182.3250 USD

Sale

200

181.8810 USD

Sale

200

181.6150 USD

Sale

220

182.2990 USD

Sale

297

181.4893 USD

Sale

300

181.7133 USD

Sale

352

182.3257 USD

Sale

367

181.8800 USD

Sale

425

181.3461 USD

Sale

600

181.6166 USD

Sale

600

181.5166 USD

Sale

650

182.2869 USD

Sale

700

181.5492 USD

Sale

700

182.3157 USD

Sale

700

181.7685 USD

Sale

745

181.9075 USD

Sale

816

181.6232 USD

Sale

900

181.9285 USD

Sale

900

181.8367 USD

Sale

1,000

181.7180 USD

Sale

1,124

181.6427 USD

Sale

1,176

181.7556 USD

Sale

1,193

182.0097 USD

Sale

1,400

181.9442 USD

Sale

1,546

181.8299 USD

Sale

2,180

181.7763 USD

Sale

2,928

181.9504 USD

Sale

3,057

181.6227 USD

Sale

3,200

181.6896 USD

Sale

3,800

181.6348 USD

Sale

4,108

181.6000 USD

Sale

4,687

181.9600 USD

Sale

5,300

181.5263 USD

Sale

5,680

181.7041 USD

Sale

6,288

181.6125 USD

Sale

12,335

182.0825 USD

Sale

54,684

182.0674 USD

Sale

100,000

181.6250 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

100

180 USD

American

20 Mar 2020

8.5200 USD

Call Option Purchasing

500

190 USD

American

15 Jan 2021

6.9500 USD

Call Option Purchasing

500

220 USD

American

21 Jan 2022

1.0000 USD

Call Option Selling

100

170 USD

American

17 Jan 2020

14.5200 USD

Call Option Selling

600

185 USD

American

19 Jun 2020

8.8500 USD

Call Option Selling

100

190 USD

American

15 Nov 2019

0.1000 USD

Call Option Selling

1,000

210 USD

American

20 Dec 2019

0.0800 USD

Put Option Purchasing

200

180 USD

American

17 Jan 2020

3.7800 USD

Put Option Selling

1,200

125 USD

American

15 Nov 2019

0.0400 USD

Put Option Selling

300

140 USD

American

17 Jan 2020

0.6500 USD

Put Option Selling

200

185 USD

American

17 Jan 2020

6.1800 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

14 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

 

or derivative

 

 

 

 

relates

 

 

 

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Put Options

Written

100

135.0000

American

Feb 21, 2020

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

4,600

155.0000

American

Dec 20, 2019

Call Options

Purchased

1,800

190.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

185.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

182.5000

American

Nov 15, 2019

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-200

190.0000

American

Nov 15, 2019

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Call Options

Written

-2,300

185.0000

American

Dec 20, 2019

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

7,600

160.0000

American

Jun 19, 2020

Put Options

Written

400

145.0000

American

Nov 15, 2019

Put Options

Written

200

157.5000

American

Nov 15, 2019

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Call Options

Purchased

26,600

170.0000

American

Dec 20, 2019

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

12,700

150.0000

American

Nov 15, 2019

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-400

135.0000

American

Nov 15, 2019

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Call Options

Written

-900

180.0000

American

Feb 21, 2020

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-1,000

185.0000

American

Feb 21, 2020

Put Options

Purchased

-10,800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Call Options

Written

-1,000

210.0000

American

Dec 20, 2019

Put Options

Purchased

-500

175.0000

American

Nov 15, 2019

Call Options

Written

-2,700

200.0000

American

Jan 15, 2021

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

152,600

140.0000

American

Nov 15, 2019

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Call Options

Purchased

3,100

180.0000

American

Jan 17, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

200

140.0000

American

Dec 20, 2019

Call Options

Purchased

5,800

160.0000

American

Jan 17, 2020

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

200

185.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options

Purchased

7,800

185.0000

American

Nov 15, 2019

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Purchased

-1,200

170.0000

American

Jan 17, 2020

Call Options

Written

-2,800

175.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

4,000

170.0000

American

Jan 17, 2020

Put Options

Written

46,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-7,400

130.0000

American

Nov 15, 2019

Put Options

Purchased

-1,100

165.0000

American

Nov 15, 2019

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-200

180.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-100

190.0000

American

May 15, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

14,800

160.0000

American

Feb 21, 2020

Put Options

Written

7,000

160.0000

American

Jan 17, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

29,600

140.0000

American

Jan 17, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Call Options

Purchased

4,700

190.0000

American

Jan 17, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Call Options

Purchased

500

190.0000

American

Jan 15, 2021

Call Options

Purchased

200

180.0000

American

Jan 21, 2022

Call Options

Purchased

200

180.0000

American

Jun 19, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

500

230.0000

American

Jan 17, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Written

1,900

170.0000

American

Nov 15, 2019

Call Options

Purchased

100

180.0000

American

Mar 20, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-300

165.0000

American

Mar 20, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-6,600

200.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-18,800

185.0000

American

Jan 17, 2020

Put Options

Purchased

-1,900

175.0000

American

Jan 17, 2020

Put Options

Purchased

-200

172.5000

American

Dec 13, 2019

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Put Options

Written

25,500

120.0000

American

Nov 15, 2019

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Purchased

700

180.0000

American

Dec 20, 2019

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-100

172.5000

American

Nov 15, 2019

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Put Options

Written

3,500

200.0000

American

Dec 20, 2019

Put Options

Written

100

177.5000

American

Nov 15, 2019

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Call Options

Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options

Written

5,400

125.0000

American

Nov 15, 2019

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Put Options

Purchased

-9,600

140.0000

American

Mar 20, 2020

Call Options

Written

-1,300

130.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

160.0000

American

Nov 15, 2019

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-100

110.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680306
Time of Receipt (offset from UTC): 20191114T120018+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC