FORM 8.3 - ABBVIE INC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 11 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

1,903,646

0.13%

4,346,609

0.29%

 

(2)

Derivatives (other than options):

1,574,975

0.11%

0

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,592,900

0.18%

1,006,900

0.07%

 
TOTAL:

6,071,521

0.41%

5,353,509

0.36%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

22

84.9400 USD

Purchase

44

84.3600 USD

Purchase

45

84.7500 USD

Purchase

100

85.3500 USD

Purchase

100

84.8500 USD

Purchase

100

84.7450 USD

Purchase

100

84.7400 USD

Purchase

100

84.3450 USD

Purchase

100

84.7799 USD

Purchase

100

84.8700 USD

Purchase

130

85.0000 USD

Purchase

200

85.1300 USD

Purchase

200

85.1600 USD

Purchase

300

85.4600 USD

Purchase

400

84.8725 USD

Purchase

500

85.4860 USD

Purchase

628

85.3072 USD

Purchase

688

84.8643 USD

Purchase

700

85.4900 USD

Purchase

700

85.1685 USD

Purchase

716

85.5244 USD

Purchase

900

85.0222 USD

Purchase

1,045

85.4085 USD

Purchase

1,300

85.2842 USD

Purchase

1,456

85.3527 USD

Purchase

1,500

85.1338 USD

Purchase

1,800

84.9253 USD

Purchase

1,876

85.6600 USD

Purchase

2,100

85.0119 USD

Purchase

3,295

85.1645 USD

Purchase

3,516

84.8254 USD

Purchase

4,100

85.0422 USD

Purchase

4,808

85.0467 USD

Purchase

6,023

85.4000 USD

Purchase

7,068

85.4012 USD

Purchase

7,381

85.0361 USD

Purchase

7,682

85.3759 USD

Purchase

8,660

85.4516 USD

Purchase

10,600

85.1900 USD

Purchase

19,000

85.1371 USD

Purchase

21,735

85.0239 USD

Purchase

35,087

85.1666 USD

Purchase

52,458

85.0647 USD

Purchase

53,657

84.9807 USD

Purchase

104,793

85.6580 USD

Purchase

140,650

85.4420 USD

Sale

41

85.3150 USD

Sale

45

85.4300 USD

Sale

100

85.5450 USD

Sale

100

84.5300 USD

Sale

100

84.6000 USD

Sale

100

85.3800 USD

Sale

100

85.4000 USD

Sale

100

85.4200 USD

Sale

100

85.4400 USD

Sale

100

85.4500 USD

Sale

100

85.5400 USD

Sale

131

84.6016 USD

Sale

144

85.1100 USD

Sale

165

85.5950 USD

Sale

198

85.5700 USD

Sale

200

84.5650 USD

Sale

200

85.5150 USD

Sale

200

85.4850 USD

Sale

200

85.4800 USD

Sale

200

85.3950 USD

Sale

242

85.4075 USD

Sale

245

84.7439 USD

Sale

298

85.5192 USD

Sale

300

84.6900 USD

Sale

300

85.4533 USD

Sale

300

85.4600 USD

Sale

300

85.4700 USD

Sale

300

85.5500 USD

Sale

302

85.4789 USD

Sale

400

85.1450 USD

Sale

400

85.1525 USD

Sale

400

85.5025 USD

Sale

400

85.4525 USD

Sale

493

85.3313 USD

Sale

500

85.4840 USD

Sale

523

85.4218 USD

Sale

600

84.7933 USD

Sale

700

85.4350 USD

Sale

700

85.0242 USD

Sale

772

84.8429 USD

Sale

800

85.4650 USD

Sale

900

85.4408 USD

Sale

939

84.7963 USD

Sale

1,003

85.4513 USD

Sale

1,078

84.7603 USD

Sale

1,083

84.9814 USD

Sale

1,100

85.3200 USD

Sale

1,100

85.0704 USD

Sale

1,100

85.4900 USD

Sale

1,200

85.2608 USD

Sale

1,244

85.4588 USD

Sale

1,300

85.2842 USD

Sale

1,340

85.2300 USD

Sale

1,400

85.3798 USD

Sale

1,400

85.2310 USD

Sale

1,452

85.4365 USD

Sale

1,800

84.9253 USD

Sale

1,858

85.4856 USD

Sale

2,400

85.4737 USD

Sale

2,426

85.3581 USD

Sale

2,767

85.3046 USD

Sale

3,061

85.3354 USD

Sale

3,300

85.3737 USD

Sale

3,500

85.3254 USD

Sale

3,500

85.2830 USD

Sale

3,772

85.4325 USD

Sale

6,209

84.9460 USD

Sale

6,474

85.3174 USD

Sale

6,500

85.0773 USD

Sale

9,460

85.1980 USD

Sale

10,100

85.4156 USD

Sale

10,643

85.0000 USD

Sale

11,500

85.1522 USD

Sale

13,891

85.4012 USD

Sale

15,900

85.1300 USD

Sale

27,255

85.3075 USD

Sale

37,609

85.1546 USD

Sale

74,471

85.5637 USD

Sale

105,666

85.6600 USD

Sale

126,563

85.0418 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

800

70 USD

American

15 Jan 2021

17.3737 USD

Call Option

Purchasing

200

75 USD

American

17 Jan 2020

11.2000 USD

Call Option

Purchasing

300

78 USD

American

15 Jan 2021

12.2000 USD

Call Option

Purchasing

200

80 USD

American

15 Nov 2019

5.5200 USD

Call Option

Purchasing

200

80 USD

American

29 Nov 2019

5.8800 USD

Call Option

Purchasing

100

80 USD

American

15 Jan 2021

10.8500 USD

Call Option

Purchasing

300

83 USD

American

15 Nov 2019

3.1700 USD

Call Option

Purchasing

600

85 USD

American

15 Nov 2019

0.8333 USD

Call Option

Purchasing

400

85 USD

American

19 Jun 2020

5.8500 USD

Call Option

Purchasing

300

86 USD

American

15 Nov 2019

0.4966 USD

Call Option

Purchasing

1,000

86 USD

American

22 Nov 2019

0.8600 USD

Call Option

Purchasing

800

87 USD

American

29 Nov 2019

0.8800 USD

Call Option

Purchasing

600

88 USD

American

27 Dec 2019

1.2383 USD

Call Option

Purchasing

1,100

90 USD

American

21 Feb 2020

2.0000 USD

Call Option

Purchasing

100

93 USD

American

15 May 2020

2.2500 USD

Call Option

Purchasing

200

95 USD

American

15 May 2020

1.9800 USD

Call Option

Selling

200

78 USD

American

17 Jan 2020

8.9500 USD

Call Option

Selling

400

80 USD

American

19 Jun 2020

8.7000 USD

Call Option

Selling

600

81 USD

American

29 Nov 2019

5.0083 USD

Call Option

Selling

100

82 USD

American

15 Nov 2019

2.9400 USD

Call Option

Selling

400

83 USD

American

15 Nov 2019

2.1500 USD

Call Option

Selling

100

86 USD

American

15 Nov 2019

0.6600 USD

Call Option

Selling

100

87 USD

American

15 Nov 2019

0.2900 USD

Call Option

Selling

300

90 USD

American

17 Jan 2020

1.2500 USD

Call Option

Selling

1,100

95 USD

American

29 Nov 2019

0.0500 USD

Put Option

Purchasing

5,000

73 USD

American

21 Feb 2020

1.1700 USD

Put Option

Purchasing

100

75 USD

American

21 Jan 2022

10.7300 USD

Put Option

Purchasing

1,000

78 USD

American

20 Dec 2019

0.4500 USD

Put Option

Purchasing

1,000

79 USD

American

6 Dec 2019

0.3600 USD

Put Option

Purchasing

400

80 USD

American

15 May 2020

4.2900 USD

Put Option

Purchasing

100

83 USD

American

29 Nov 2019

0.5600 USD

Put Option

Purchasing

500

83 USD

American

20 Dec 2019

1.1840 USD

Put Option

Purchasing

500

85 USD

American

15 Nov 2019

0.9600 USD

Put Option

Purchasing

1,000

85 USD

American

22 Nov 2019

1.1000 USD

Put Option

Purchasing

200

85 USD

American

20 Dec 2019

1.9100 USD

Put Option

Purchasing

400

90 USD

American

21 Feb 2020

7.6000 USD

Put Option

Purchasing

300

98 USD

American

17 Jan 2020

13.6000 USD

Put Option

Purchasing

100

100 USD

American

17 Jan 2020

15.7500 USD

Put Option

Selling

400

65 USD

American

17 Jan 2020

0.2100 USD

Put Option

Selling

1,000

68 USD

American

20 Dec 2019

0.0700 USD

Put Option

Selling

5,000

68 USD

American

21 Feb 2020

0.6600 USD

Put Option

Selling

100

73 USD

American

29 Nov 2019

0.1200 USD

Put Option

Selling

400

75 USD

American

20 Dec 2019

0.2300 USD

Put Option

Selling

100

75 USD

American

18 Sep 2020

4.4500 USD

Put Option

Selling

100

80 USD

American

17 Jan 2020

1.6800 USD

Put Option

Selling

200

83 USD

American

20 Dec 2019

1.1100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

13 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

400

75.0000

American

May 15, 2020

Put Options

Written

100

77.5000

American

Nov 22, 2019

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

350,700

65.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

72.5000

American

Feb 21, 2020

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

9,100

82.5000

American

Nov 15, 2019

Call Options

Purchased

1,100

81.0000

American

Nov 15, 2019

Put Options

Written

900

82.5000

American

Jan 17, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

3,000

50.0000

American

Nov 15, 2019

Call Options

Purchased

13,100

72.5000

American

Nov 15, 2019

Call Options

Purchased

12,500

70.0000

American

Nov 15, 2019

Put Options

Written

5,300

77.5000

American

Jan 17, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Put Options

Written

100,300

60.0000

American

Jun 19, 2020

Put Options

Written

2,900

75.0000

American

Jun 19, 2020

Call Options

Purchased

5,100

82.5000

American

Nov 22, 2019

Put Options

Written

3,600

75.0000

American

Feb 21, 2020

Put Options

Written

1,200

37.5000

American

Jan 21, 2022

Call Options

Purchased

500

70.0000

American

Dec 20, 2019

Call Options

Purchased

7,800

80.0000

American

Dec 20, 2019

Put Options

Written

100

71.0000

American

Dec 6, 2019

Call Options

Purchased

100

87.0000

American

Dec 13, 2019

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

800

78.0000

American

Nov 15, 2019

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Call Options

Written

-1,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-500

87.5000

American

Dec 20, 2019

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-6,900

73.0000

American

Nov 15, 2019

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Call Options

Written

-8,800

97.5000

American

Jan 17, 2020

Put Options

Purchased

-1,700

57.5000

American

Nov 15, 2019

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-19,400

90.0000

American

Jun 19, 2020

Put Options

Purchased

-2,900

50.0000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-100

79.0000

American

Nov 22, 2019

Call Options

Written

-2,100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Put Options

Purchased

-600

82.5000

American

Feb 21, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Written

200

85.0000

American

Nov 15, 2019

Call Options

Purchased

100

82.0000

American

Dec 13, 2019

Call Options

Purchased

1,100

72.5000

American

Jun 19, 2020

Put Options

Written

500

77.5000

American

Nov 15, 2019

Call Options

Purchased

100

77.5000

American

May 15, 2020

Call Options

Purchased

500

72.5000

American

May 15, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Put Options

Written

6,000

75.0000

American

Nov 15, 2019

Put Options

Written

302,400

60.0000

American

Jan 15, 2021

Call Options

Purchased

100

92.5000

American

May 15, 2020

Call Options

Purchased

100

82.0000

American

Dec 6, 2019

Call Options

Purchased

287,200

80.0000

American

Jan 17, 2020

Put Options

Written

3,900

50.0000

American

Jan 17, 2020

Call Options

Purchased

200

84.0000

American

Nov 29, 2019

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

95.0000

American

May 15, 2020

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Call Options

Purchased

3,400

85.0000

American

Feb 21, 2020

Put Options

Written

1,400

82.5000

American

Sep 18, 2020

Call Options

Purchased

900

86.5000

American

Nov 29, 2019

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Put Options

Written

3,500

47.5000

American

Jan 17, 2020

Put Options

Written

200

75.0000

American

Sep 18, 2020

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Put Options

Purchased

-300

74.0000

American

Nov 15, 2019

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

80.0000

American

Nov 22, 2019

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-200

81.0000

American

Dec 6, 2019

Put Options

Purchased

-800

72.5000

American

Dec 20, 2019

Put Options

Purchased

-6,400

83.0000

American

Nov 15, 2019

Put Options

Purchased

-4,400

78.0000

American

Dec 13, 2019

Put Options

Purchased

-100

65.0000

American

Nov 29, 2019

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-2,500

55.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

80.5000

American

Dec 6, 2019

Call Options

Written

-100

78.0000

American

Nov 29, 2019

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-3,000

79.0000

American

Dec 6, 2019

Put Options

Purchased

-5,100

77.5000

American

Dec 13, 2019

Put Options

Purchased

-12,200

55.0000

American

Jan 17, 2020

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Put Options

Purchased

-11,400

82.5000

American

Nov 15, 2019

Call Options

Written

-1,100

95.0000

American

Nov 29, 2019

Put Options

Purchased

-1,400

82.0000

American

Nov 15, 2019

Put Options

Purchased

-1,900

77.5000

American

Dec 20, 2019

Put Options

Written

900

75.0000

American

May 15, 2020

Put Options

Written

100

79.0000

American

Nov 15, 2019

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

100

78.0000

American

Dec 13, 2019

Call Options

Purchased

500

62.5000

American

May 15, 2020

Call Options

Purchased

4,000

85.0000

American

Dec 20, 2019

Put Options

Written

800

57.5000

American

Feb 21, 2020

Put Options

Written

7,300

62.5000

American

Jan 17, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

1,200

83.0000

American

Nov 29, 2019

Call Options

Purchased

200

84.0000

American

Nov 15, 2019

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

18,700

72.5000

American

Jan 17, 2020

Call Options

Purchased

200

87.0000

American

Dec 6, 2019

Call Options

Purchased

3,400

86.0000

American

Nov 22, 2019

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options

Written

1,500

60.0000

American

Dec 20, 2019

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-700

80.0000

American

May 15, 2020

Put Options

Purchased

-1,100

85.0000

American

Nov 22, 2019

Call Options

Written

-1,500

92.5000

American

Nov 15, 2019

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-200

82.5000

American

Dec 20, 2019

Put Options

Purchased

-500

85.0000

American

Feb 21, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-3,400

72.5000

American

Feb 21, 2020

Put Options

Purchased

-100

77.0000

American

Dec 13, 2019

Call Options

Written

-3,100

75.0000

American

Jan 15, 2021

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-4,100

85.0000

American

Jun 19, 2020

Put Options

Purchased

-24,900

60.0000

American

Jan 17, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-3,800

95.0000

American

Feb 21, 2020

Call Options

Written

-11,900

95.0000

American

Jan 17, 2020

Call Options

Written

-4,100

87.5000

American

Nov 15, 2019

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Put Options

Purchased

-5,200

40.0000

American

Jan 21, 2022

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

400

90.0000

American

Jun 19, 2020

Put Options

Written

100

86.0000

American

Nov 22, 2019

Call Options

Purchased

7,200

80.0000

American

May 15, 2020

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Put Options

Written

155,500

65.0000

American

Jun 19, 2020

Call Options

Purchased

7,500

82.0000

American

Nov 15, 2019

Call Options

Purchased

100

88.0000

American

Nov 22, 2019

Call Options

Purchased

200

67.5000

American

Jan 15, 2021

Call Options

Purchased

100

67.5000

American

Nov 15, 2019

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

1,200

65.0000

American

Sep 18, 2020

Call Options

Purchased

1,000

90.0000

American

Sep 18, 2020

Put Options

Written

100

77.5000

American

Jan 15, 2021

Call Options

Purchased

3,500

70.5000

American

Nov 29, 2019

Put Options

Written

600

80.0000

American

Jun 19, 2020

Put Options

Written

200

76.5000

American

Nov 22, 2019

Put Options

Written

100

37.5000

American

Jan 15, 2021

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

2,600

85.0000

American

Nov 29, 2019

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

800

87.5000

American

Feb 21, 2020

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Put Options

Written

3,500

62.5000

American

Feb 21, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

110,700

77.5000

American

Nov 15, 2019

Call Options

Purchased

1,900

82.5000

American

Feb 21, 2020

Call Options

Purchased

600

88.0000

American

Dec 27, 2019

Put Options

Purchased

-100

73.5000

American

Nov 29, 2019

Call Options

Written

-200

84.0000

American

Nov 22, 2019

Call Options

Written

-700

82.5000

American

Nov 29, 2019

Call Options

Written

-100

82.5000

American

Jun 19, 2020

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Put Options

Purchased

-400

90.0000

American

Feb 21, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-100

80.0000

American

Dec 6, 2019

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Call Options

Written

-2,500

100.0000

American

Feb 21, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-83,300

70.0000

American

Jan 15, 2021

Call Options

Written

-400

80.0000

American

Nov 22, 2019

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Put Options

Purchased

-100

82.5000

American

Nov 29, 2019

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-13,200

100.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

84.0000

American

Nov 15, 2019

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Put Options

Purchased

-100

72.5000

American

Sep 18, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Call Options

Written

-100

75.0000

American

Jun 19, 2020

Put Options

Purchased

-400

87.5000

American

May 15, 2020

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Call Options

Written

-7,600

85.0000

American

Nov 15, 2019

Call Options

Purchased

100

87.5000

American

Sep 18, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Put Options

Written

1,200

74.5000

American

Nov 15, 2019

Put Options

Written

700

67.5000

American

Jan 17, 2020

Call Options

Purchased

400

85.0000

American

Dec 6, 2019

Call Options

Purchased

18,200

70.0000

American

Jan 17, 2020

Call Options

Purchased

24,000

80.0000

American

Nov 15, 2019

Put Options

Written

8,100

85.0000

American

Jan 17, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

200

76.5000

American

Nov 22, 2019

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Purchased

200

65.0000

American

May 15, 2020

Put Options

Written

700

70.0000

American

Feb 21, 2020

Call Options

Purchased

200

83.5000

American

Nov 22, 2019

Call Options

Purchased

1,000

88.0000

American

Nov 15, 2019

Put Options

Written

1,000

67.5000

American

Dec 20, 2019

Put Options

Written

300

77.5000

American

Sep 18, 2020

Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

17,900

90.0000

American

Feb 21, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-70,500

67.5000

American

Jan 15, 2021

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-19,800

65.0000

American

Nov 15, 2019

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-100

77.0000

American

Nov 22, 2019

Call Options

Written

-600

80.5000

American

Nov 29, 2019

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Put Options

Purchased

-4,900

35.0000

American

Jan 15, 2021

Put Options

Purchased

-200

80.5000

American

Nov 15, 2019

Put Options

Purchased

-300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-100

80.0000

American

Nov 29, 2019

Put Options

Purchased

-500

77.0000

American

Nov 15, 2019

Put Options

Purchased

-600

60.0000

American

Feb 21, 2020

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-6,200

75.0000

American

Jan 17, 2020

Put Options

Written

200

55.0000

American

Nov 15, 2019

Call Options

Purchased

1,500

85.0000

American

Nov 22, 2019

Call Options

Purchased

24,500

75.0000

American

Nov 15, 2019

Call Options

Purchased

17,600

80.0000

American

Feb 21, 2020

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Call Options

Purchased

200

80.0000

American

Nov 29, 2019

Call Options

Purchased

100

82.5000

American

May 15, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options

Written

9,300

80.0000

American

Jan 17, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

100

77.5000

American

Nov 29, 2019

Put Options

Written

100

57.5000

American

Sep 18, 2020

Call Options

Purchased

4,400

75.0000

American

Feb 21, 2020

Put Options

Written

28,300

70.0000

American

Jun 19, 2020

Put Options

Written

13,700

75.0000

American

Dec 20, 2019

Call Options

Purchased

200

86.0000

American

Nov 15, 2019

Put Options

Written

100

76.0000

American

Nov 29, 2019

Put Options

Written

4,900

80.0000

American

Nov 15, 2019

Put Options

Purchased

-300

42.5000

American

Nov 15, 2019

Call Options

Written

-52,900

82.5000

American

Jan 17, 2020

Call Options

Written

-300

78.5000

American

Nov 15, 2019

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Put Options

Purchased

-100

78.0000

American

Nov 29, 2019

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-7,000

70.0000

American

Jan 17, 2020

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Put Options

Purchased

-100

75.0000

American

Dec 13, 2019

Put Options

Purchased

-100

81.5000

American

Nov 15, 2019

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-300

95.0000

American

Dec 20, 2019

Call Options

Written

-200

75.0000

American

Nov 22, 2019

Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-1,100

78.5000

American

Nov 15, 2019

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

40.0000

American

Jan 15, 2021

Call Options

Purchased

700

85.0000

American

May 15, 2020

Put Options

Written

100

74.0000

American

Nov 29, 2019

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

4,600

80.0000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Put Options

Written

1,000

77.5000

American

Jun 19, 2020

Call Options

Purchased

300

83.0000

American

Nov 15, 2019

Call Options

Purchased

200

72.5000

American

Dec 20, 2019

Put Options

Written

14,700

67.5000

American

Jun 19, 2020

Call Options

Purchased

2,800

82.5000

American

Dec 20, 2019

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options

Written

100

78.0000

American

Nov 15, 2019

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Put Options

Written

15,800

72.5000

American

Nov 15, 2019

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Put Options

Written

200

65.0000

American

Jan 15, 2021

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

300

79.0000

American

Nov 22, 2019

Call Options

Purchased

100

90.0000

American

Dec 6, 2019

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

500

90.0000

American

Dec 20, 2019

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Purchased

-100

76.0000

American

Nov 15, 2019

Call Options

Written

-100

87.0000

American

Nov 15, 2019

Call Options

Written

-10,200

85.0000

American

Jan 17, 2020

Put Options

Purchased

-400

85.0000

American

Dec 20, 2019

Call Options

Written

-1,000

100.0000

American

Nov 15, 2019

Call Options

Written

-2,800

77.5000

American

Dec 20, 2019

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-13,800

90.0000

American

Nov 15, 2019

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Put Options

Purchased

-27,100

62.5000

American

Nov 15, 2019

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Call Options

Written

-700

87.5000

American

Dec 20, 2019

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Call Options

Written

-10,600

87.5000

American

Jan 17, 2020

Put Options

Purchased

-39,200

67.5000

American

Nov 15, 2019

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-10,500

100.0000

American

Jun 19, 2020

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Put Options

Written

11,200

80.0000

American

Feb 21, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Put Options

Written

400

72.5000

American

May 15, 2020

Put Options

Written

100

83.0000

American

Dec 6, 2019

Put Options

Written

200

73.0000

American

Nov 22, 2019

Put Options

Written

100

72.5000

American

Nov 29, 2019

Call Options

Purchased

400

100.0000

American

May 15, 2020

Call Options

Purchased

5,400

75.0000

American

Jan 17, 2020

Put Options

Written

2,000

47.5000

American

Nov 15, 2019

Put Options

Written

1,300

70.0000

American

Dec 20, 2019

Put Options

Written

100

82.0000

American

Dec 6, 2019

Call Options

Purchased

1,700

77.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

8,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

6,100

77.5000

American

Jan 15, 2021

Put Options

Written

1,000

80.0000

American

Dec 20, 2019

Put Options

Written

100

84.0000

American

Nov 22, 2019

Put Options

Written

100

90.0000

American

Dec 20, 2019

Call Options

Purchased

14,600

77.5000

American

Jan 17, 2020

Call Options

Purchased

400

83.0000

American

Nov 22, 2019

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Purchased

-200

79.5000

American

Nov 15, 2019

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Put Options

Purchased

-700

81.5000

American

Nov 22, 2019

Put Options

Purchased

-9,300

90.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

72.5000

American

Jan 17, 2020

Call Options

Written

-3,100

95.0000

American

Jan 15, 2021

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Call Options

Written

-12,700

90.0000

American

Jan 17, 2020

Put Options

Purchased

-12,700

70.0000

American

Nov 15, 2019

Put Options

Purchased

-12,300

60.0000

American

Nov 15, 2019

Call Options

Written

-500

80.0000

American

Jan 15, 2021

Call Options

Written

-5,000

100.0000

American

Sep 18, 2020

Put Options

Purchased

-6,900

100.0000

American

Jan 17, 2020

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-5,900

92.5000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680278
Time of Receipt (offset from UTC): 20191114T071926+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC