Titled An Industry in Transition, the summit will address the most talked-about issues impacting advisors' books of business, including Broker Protocol developments, the demise of the DOL Fiduciary rule and the impending SEC best-interest rules.
The event will also address how technology is fueling the rapid growth of the independent movement, robo-like competition and universal issues such as advising clients in turbulent times, analyzing best practices for managing teams, growing through acquisition and extracting equity from practices as retirement nears.
“Our 2017 and 2018 summits were great successes,” said Tony Sirianni, CEO & Publisher of AdvisorHub. “We are excited about the caliber of speakers, sponsors and panelists who will be participating and look forward to again hosting this annual NYC event as well as regional events in the future.”
Featured speakers and keynotes include:
Shirl Penney, President & CEO, Dynasty Financial Partners
Brian Hamburger, Founder of MarketCounsel & Hamburger Law Firm
David Canter, EVP Fidelity Clearing & Custody Solutions
Rogge Dunn, Managing Partner - Rogge Dunn Group
Elizabeth Koehler, Managing Director at BlackRock, Advisor Insights
Manish Dave, SVP Business Development, Ameriprise Financial
Richard Whitworth, Head of Business Consulting, Cetera Financial Group
Paul Dietrich, CEO Fairfax Global Markets, LLC
Jordan Schneider, VP and Regional Director, Envestnet
Dani Fava, Director of Innovation, TD Ameritrade Institutional
Mindy Diamond, Founder, President and CEO at Diamond Consultants
The event will also include two breakout sessions on Transition and Succession Planning, Valuation & Acquisition. Featured panelists will be:
Richard Calhoun, CEO, Laidlaw Wealth Management
Jim Gold, CEO - Steward Partners Global Advisory
Craig Pirtle, Managing Director - B. Riley Wealth Management
Rob Bartenstein, CEO - Kestra Private Wealth Services
Frank LaRosa, CEO - Elite Consulting Partners
Kip Caffey, CEO, Resurgent Financial Advisors
Richard Frick, Managing Partner/CEO - Gladstone Wealth Group
Kimberly Sanders, SVP - Business Development, LPL Financial
Christopher Mone, EVP/Head of Wealth Management – Wedbush
Matthew Baum, Partner - Ellenoff, Grossman & Schole LLP
Michael Maurer, Managing Partner - Artemis, Private Capital Markets (moderator)
Gary Bender, Vice President - National Director of Recruiting, Securities America (moderator)
Sponsors of this year’s event include Fidelity, LPL Financial, Blackrock, Dynasty Financial Partners, TD Ameritrade, Rogge Dunn Group, Ameriprise, Cetera Financial Group, Market Counsel, Steward Partners Global Advisory, Kestra Private Wealth Services, Elite Consulting Partners, Laidlaw Wealth Management, Envestnet, B. Riley Wealth Management, Wedbush Securities, Ellenoff, Grossman & Schole, Association of African American Financial Advisors, Resurgent Financial Advisors, Gladstone Wealth Group, Artemis Private Capital Markets, Lebenthal, and Securities America.
The full-day summit begins at 8:00 a.m. at The University Club, 1 W. 54th Street. Click here to register.
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