FORM 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

08 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

1,960,934

0.13%

4,331,794

0.29%

 

(2)

Derivatives (other than options):

1,574,975

0.11%

0

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,696,600

0.18%

1,011,500

0.07%

 
TOTAL:

6,232,509

0.42%

5,343,294

0.36%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

10

83.5800 USD

Purchase

32

84.3200 USD

Purchase

60

84.6600 USD

Purchase

100

83.7100 USD

Purchase

103

83.7500 USD

Purchase

160

84.9400 USD

Purchase

189

83.5184 USD

Purchase

200

83.5950 USD

Purchase

220

85.1845 USD

Purchase

229

83.0443 USD

Purchase

300

84.5216 USD

Purchase

300

84.6333 USD

Purchase

300

83.0583 USD

Purchase

300

83.2200 USD

Purchase

325

82.9276 USD

Purchase

342

83.8500 USD

Purchase

393

84.4078 USD

Purchase

400

83.8900 USD

Purchase

400

84.2925 USD

Purchase

400

84.7000 USD

Purchase

400

83.6000 USD

Purchase

500

83.8120 USD

Purchase

500

83.2880 USD

Purchase

500

85.1900 USD

Purchase

500

84.7237 USD

Purchase

598

84.5946 USD

Purchase

665

83.7380 USD

Purchase

707

83.6002 USD

Purchase

820

83.6980 USD

Purchase

900

83.1905 USD

Purchase

987

83.7869 USD

Purchase

1,000

84.6390 USD

Purchase

1,072

83.6750 USD

Purchase

1,106

84.8768 USD

Purchase

1,400

84.4771 USD

Purchase

1,400

84.6975 USD

Purchase

1,849

84.6193 USD

Purchase

1,946

83.2524 USD

Purchase

2,009

83.7425 USD

Purchase

2,245

84.3658 USD

Purchase

2,300

85.1500 USD

Purchase

2,500

84.0184 USD

Purchase

3,272

84.6281 USD

Purchase

3,283

83.9167 USD

Purchase

3,421

83.2616 USD

Purchase

3,593

83.8933 USD

Purchase

3,957

84.8773 USD

Purchase

5,606

84.5938 USD

Purchase

7,976

83.9874 USD

Purchase

8,471

84.4801 USD

Purchase

9,701

84.5115 USD

Purchase

9,900

85.2154 USD

Purchase

13,538

83.3810 USD

Purchase

16,335

85.2095 USD

Purchase

17,271

84.7232 USD

Purchase

21,200

85.0808 USD

Purchase

21,555

84.2769 USD

Purchase

25,023

84.3193 USD

Purchase

28,113

84.3108 USD

Purchase

28,792

83.3154 USD

Purchase

34,400

84.1971 USD

Purchase

34,867

85.2100 USD

Purchase

40,111

84.7650 USD

Purchase

42,729

85.0653 USD

Purchase

42,783

84.9924 USD

Purchase

46,342

85.1980 USD

Purchase

52,498

84.6290 USD

Purchase

63,700

84.4891 USD

Purchase

73,585

85.0883 USD

Purchase

156,987

84.3965 USD

Sale

1

85.1800 USD

Sale

35

85.2600 USD

Sale

54

85.2000 USD

Sale

56

82.2900 USD

Sale

65

84.6500 USD

Sale

84

85.2700 USD

Sale

100

85.1000 USD

Sale

100

84.7300 USD

Sale

100

85.1900 USD

Sale

100

85.0000 USD

Sale

100

84.7400 USD

Sale

100

84.5800 USD

Sale

104

85.2351 USD

Sale

108

84.7655 USD

Sale

171

82.4408 USD

Sale

183

83.5824 USD

Sale

200

85.2400 USD

Sale

200

85.2375 USD

Sale

200

85.2300 USD

Sale

200

83.7100 USD

Sale

200

85.0850 USD

Sale

200

84.9800 USD

Sale

200

84.7000 USD

Sale

204

85.2158 USD

Sale

210

83.5800 USD

Sale

210

83.7638 USD

Sale

220

84.3981 USD

Sale

240

84.9400 USD

Sale

298

85.2200 USD

Sale

300

85.1766 USD

Sale

342

83.8500 USD

Sale

373

85.2079 USD

Sale

400

85.2075 USD

Sale

400

85.2425 USD

Sale

400

84.4918 USD

Sale

404

85.0185 USD

Sale

416

85.2050 USD

Sale

440

85.1632 USD

Sale

459

85.1962 USD

Sale

500

85.2270 USD

Sale

500

85.2180 USD

Sale

500

85.0260 USD

Sale

504

84.7303 USD

Sale

563

84.6591 USD

Sale

600

84.9775 USD

Sale

659

84.9503 USD

Sale

675

85.0975 USD

Sale

700

85.1721 USD

Sale

700

85.0885 USD

Sale

700

84.9785 USD

Sale

707

83.6002 USD

Sale

734

85.1122 USD

Sale

738

85.0345 USD

Sale

800

85.1862 USD

Sale

800

84.7112 USD

Sale

900

83.8355 USD

Sale

927

85.2167 USD

Sale

932

84.8812 USD

Sale

1,223

84.1759 USD

Sale

1,225

84.7018 USD

Sale

1,359

84.6669 USD

Sale

1,400

85.0557 USD

Sale

1,400

85.0228 USD

Sale

1,400

84.8150 USD

Sale

1,477

85.2066 USD

Sale

1,490

84.4287 USD

Sale

1,493

84.9168 USD

Sale

1,510

84.3742 USD

Sale

1,600

84.6425 USD

Sale

1,600

84.6250 USD

Sale

1,923

85.2271 USD

Sale

2,000

84.7272 USD

Sale

2,123

84.9546 USD

Sale

2,300

85.1500 USD

Sale

2,300

85.2130 USD

Sale

2,500

84.5407 USD

Sale

2,600

84.7357 USD

Sale

3,753

84.5455 USD

Sale

3,880

84.8018 USD

Sale

4,000

84.7092 USD

Sale

5,246

84.0964 USD

Sale

5,281

84.6246 USD

Sale

5,801

85.2096 USD

Sale

7,100

85.2013 USD

Sale

7,214

84.2577 USD

Sale

7,703

84.1327 USD

Sale

8,165

84.2542 USD

Sale

8,359

84.0519 USD

Sale

8,471

84.4801 USD

Sale

9,200

85.2080 USD

Sale

9,533

85.1244 USD

Sale

9,727

83.8332 USD

Sale

9,817

83.7901 USD

Sale

10,100

85.1764 USD

Sale

10,200

84.7395 USD

Sale

10,200

84.6837 USD

Sale

10,473

85.1285 USD

Sale

11,300

84.3319 USD

Sale

14,702

84.6151 USD

Sale

17,833

84.8139 USD

Sale

20,107

85.0701 USD

Sale

21,191

83.4260 USD

Sale

22,142

84.9473 USD

Sale

22,544

85.0549 USD

Sale

30,131

84.8318 USD

Sale

31,687

85.0238 USD

Sale

33,570

84.4969 USD

Sale

35,250

84.0545 USD

Sale

39,800

84.3396 USD

Sale

40,700

84.2299 USD

Sale

50,000

83.3632 USD

Sale

70,770

84.7361 USD

Sale

71,582

85.2100 USD

Sale

72,781

85.2088 USD

Sale

109,151

84.7069 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

3,100

70 USD

American

15 Jan 2021

17.1451 USD

Call Option Purchasing

200

75 USD

American

15 May 2020

10.6000 USD

Call Option Purchasing

200

78 USD

American

15 Jan 2021

10.1000 USD

Call Option Purchasing

100

80 USD

American

8 Nov 2019

5.2500 USD

Call Option Purchasing

300

80 USD

American

15 Nov 2019

5.2800 USD

Call Option Purchasing

300

80 USD

American

17 Jan 2020

6.0000 USD

Call Option Purchasing

7,500

80 USD

American

15 May 2020

7.3666 USD

Call Option Purchasing

100

81 USD

American

8 Nov 2019

2.0500 USD

Call Option Purchasing

700

82 USD

American

8 Nov 2019

1.5828 USD

Call Option Purchasing

300

82 USD

American

8 Nov 2019

1.6400 USD

Call Option Purchasing

5,700

83 USD

American

8 Nov 2019

0.5166 USD

Call Option Purchasing

200

83 USD

American

8 Nov 2019

1.1500 USD

Call Option Purchasing

100

83 USD

American

15 Nov 2019

2.4400 USD

Call Option Purchasing

300

83 USD

American

15 Nov 2019

3.0000 USD

Call Option Purchasing

100

83 USD

American

22 Nov 2019

2.5500 USD

Call Option Purchasing

200

83 USD

American

29 Nov 2019

2.4500 USD

Call Option Purchasing

800

83 USD

American

21 Feb 2020

5.2375 USD

Call Option Purchasing

100

83 USD

American

15 May 2020

5.8900 USD

Call Option Purchasing

3,900

84 USD

American

8 Nov 2019

0.4307 USD

Call Option Purchasing

15,900

84 USD

American

8 Nov 2019

0.6101 USD

Call Option Purchasing

500

84 USD

American

15 Nov 2019

1.5160 USD

Call Option Purchasing

200

84 USD

American

22 Nov 2019

1.0100 USD

Call Option Purchasing

200

84 USD

American

29 Nov 2019

2.3500 USD

Call Option Purchasing

13,500

85 USD

American

8 Nov 2019

0.2590 USD

Call Option Purchasing

9,100

85 USD

American

15 Nov 2019

1.0903 USD

Call Option Purchasing

200

85 USD

American

22 Nov 2019

1.4000 USD

Call Option Purchasing

1,000

85 USD

American

29 Nov 2019

1.7550 USD

Call Option Purchasing

1,500

85 USD

American

20 Dec 2019

2.5433 USD

Call Option Purchasing

1,400

85 USD

American

17 Jan 2020

3.2850 USD

Call Option Purchasing

500

85 USD

American

21 Feb 2020

4.1580 USD

Call Option Purchasing

200

85 USD

American

15 May 2020

5.3800 USD

Call Option Purchasing

9,000

86 USD

American

8 Nov 2019

0.0155 USD

Call Option Purchasing

400

86 USD

American

22 Nov 2019

0.9500 USD

Call Option Purchasing

100

87 USD

American

29 Nov 2019

1.0200 USD

Call Option Purchasing

200

87 USD

American

6 Dec 2019

1.0600 USD

Call Option Purchasing

1,000

88 USD

American

15 Nov 2019

0.0900 USD

Call Option Purchasing

10,600

88 USD

American

15 Nov 2019

0.2347 USD

Call Option Purchasing

100

88 USD

American

22 Nov 2019

0.3800 USD

Call Option Purchasing

100

88 USD

American

21 Feb 2020

2.8800 USD

Call Option Purchasing

100

88 USD

American

18 Sep 2020

5.7000 USD

Call Option Purchasing

200

90 USD

American

20 Dec 2019

0.7150 USD

Call Option Purchasing

4,600

90 USD

American

21 Feb 2020

2.0486 USD

Call Option Purchasing

100

90 USD

American

15 May 2020

3.3000 USD

Call Option Selling

100

74 USD

American

8 Nov 2019

11.0000 USD

Call Option Selling

200

80 USD

American

15 Jan 2021

8.8000 USD

Call Option Selling

200

83 USD

American

29 Nov 2019

3.4500 USD

Call Option Selling

200

84 USD

American

22 Nov 2019

0.8000 USD

Call Option Selling

100

85 USD

American

8 Nov 2019

0.2200 USD

Call Option Selling

100

85 USD

American

15 Nov 2019

0.7900 USD

Call Option Selling

200

88 USD

American

17 Jan 2020

2.1400 USD

Call Option Selling

100

95 USD

American

20 Dec 2019

0.1500 USD

Call Option Selling

700

95 USD

American

15 May 2020

1.8700 USD

Call Option Selling

4,700

120 USD

American

21 Jan 2022

1.7000 USD

Put Option Purchasing

1,000

75 USD

American

20 Dec 2019

0.3500 USD

Put Option Purchasing

200

78 USD

American

20 Dec 2019

0.5500 USD

Put Option Purchasing

100

80 USD

American

22 Nov 2019

0.2400 USD

Put Option Purchasing

200

80 USD

American

21 Feb 2020

2.6800 USD

Put Option Purchasing

200

81 USD

American

15 Nov 2019

0.1200 USD

Put Option Purchasing

300

82 USD

American

15 Nov 2019

0.1733 USD

Put Option Purchasing

100

82 USD

American

15 Nov 2019

0.1900 USD

Put Option Purchasing

100

83 USD

American

8 Nov 2019

0.0300 USD

Put Option Purchasing

6,400

83 USD

American

15 Nov 2019

0.3000 USD

Put Option Purchasing

1,000

84 USD

American

15 Nov 2019

0.5200 USD

Put Option Purchasing

100

85 USD

American

15 Nov 2019

0.9000 USD

Put Option Purchasing

400

88 USD

American

15 May 2020

8.1500 USD

Put Option Selling

400

38 USD

American

21 Jan 2022

1.4500 USD

Put Option Selling

500

45 USD

American

15 Jan 2021

0.9000 USD

Put Option Selling

100

55 USD

American

15 Jan 2021

1.8100 USD

Put Option Selling

500

68 USD

American

15 Jan 2021

4.2500 USD

Put Option Selling

200

70 USD

American

21 Feb 2020

0.8100 USD

Put Option Selling

100

70 USD

American

19 Jun 2020

2.0900 USD

Put Option Selling

100

75 USD

American

19 Jun 2020

3.3500 USD

Put Option Selling

100

75 USD

American

18 Sep 2020

4.8400 USD

Put Option Selling

100

78 USD

American

29 Nov 2019

0.1700 USD

Put Option Selling

100

78 USD

American

19 Jun 2020

3.9000 USD

Put Option Selling

4,900

80 USD

American

15 Nov 2019

0.1083 USD

Put Option Selling

1,400

80 USD

American

20 Dec 2019

0.9535 USD

Put Option Selling

6,800

80 USD

American

17 Jan 2020

1.9463 USD

Put Option Selling

10,500

80 USD

American

21 Feb 2020

2.6147 USD

Put Option Selling

200

80 USD

American

19 Jun 2020

4.8200 USD

Put Option Selling

100

81 USD

American

15 Nov 2019

0.1200 USD

Put Option Selling

7,400

82 USD

American

8 Nov 2019

0.0448 USD

Put Option Selling

5,600

83 USD

American

8 Nov 2019

0.1157 USD

Put Option Selling

1,000

83 USD

American

8 Nov 2019

0.2100 USD

Put Option Selling

100

83 USD

American

17 Jan 2020

2.9800 USD

Put Option Selling

11,400

84 USD

American

8 Nov 2019

0.1065 USD

Put Option Selling

300

84 USD

American

8 Nov 2019

0.1800 USD

Put Option Selling

100

84 USD

American

22 Nov 2019

1.1500 USD

Put Option Selling

2,900

85 USD

American

8 Nov 2019

0.2462 USD

Put Option Selling

1,000

85 USD

American

15 Nov 2019

0.9200 USD

Put Option Selling

5,000

85 USD

American

17 Jan 2020

4.3500 USD

Put Option Selling

600

85 USD

American

21 Feb 2020

5.1000 USD

Put Option Selling

4,900

86 USD

American

8 Nov 2019

0.8200 USD

Put Option Selling

100

86 USD

American

22 Nov 2019

2.3500 USD

Put Option Selling

100

90 USD

American

20 Dec 2019

7.1500 USD

Put Option Selling

100

90 USD

American

17 Jan 2020

8.2500 USD

Put Option Selling

400

90 USD

American

19 Jun 2020

10.4000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

11 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Call Options Purchased

100

87.0000

American

Dec 13, 2019

Call Options Purchased

13,100

72.5000

American

Nov 15, 2019

Call Options Purchased

12,500

70.0000

American

Nov 15, 2019

Put Options Written

5,300

77.5000

American

Jan 17, 2020

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Put Options Written

350,300

65.0000

American

Jan 17, 2020

Call Options Purchased

8,800

82.5000

American

Nov 15, 2019

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Put Options Written

900

82.5000

American

Jan 17, 2020

Put Options Written

800

79.5000

American

Nov 8, 2019

Call Options Purchased

18,800

85.0000

American

Nov 8, 2019

Put Options Written

2,900

75.0000

American

Jun 19, 2020

Put Options Written

3,000

50.0000

American

Nov 15, 2019

Call Options Purchased

1,100

81.0000

American

Nov 15, 2019

Call Options Purchased

200

82.5000

American

Nov 8, 2019

Put Options Written

100

77.5000

American

Nov 22, 2019

Put Options Written

100,300

60.0000

American

Jun 19, 2020

Call Options Purchased

7,800

80.0000

American

Dec 20, 2019

Call Options Purchased

5,100

82.5000

American

Nov 22, 2019

Call Options Purchased

400

75.0000

American

May 15, 2020

Put Options Written

1,200

37.5000

American

Jan 21, 2022

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Call Options Purchased

500

70.0000

American

Dec 20, 2019

Call Options Purchased

3,800

72.5000

American

Feb 21, 2020

Call Options Purchased

800

78.0000

American

Nov 15, 2019

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Put Options Written

100

71.0000

American

Dec 6, 2019

Put Options Written

3,600

75.0000

American

Feb 21, 2020

Put Options Purchased

-100

95.0000

American

May 15, 2020

Call Options Written

-4,500

115.0000

American

Jan 21, 2022

Call Options Written

-300

92.5000

American

Sep 18, 2020

Put Options Purchased

-400

81.0000

American

Nov 8, 2019

Put Options Purchased

-6,900

73.0000

American

Nov 15, 2019

Call Options Written

-8,800

97.5000

American

Jan 17, 2020

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Call Options Written

-900

135.0000

American

Jan 15, 2021

Call Options Written

-1,700

130.0000

American

Jan 15, 2021

Put Options Purchased

-500

87.5000

American

Dec 20, 2019

Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options Purchased

-600

82.5000

American

Feb 21, 2020

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

57.5000

American

Nov 15, 2019

Call Options Written

-2,100

120.0000

American

Jan 15, 2021

Call Options Written

-8,300

70.0000

American

Feb 21, 2020

Put Options Purchased

-100

50.0000

American

Jan 21, 2022

Put Options Purchased

-2,900

50.0000

American

Jan 15, 2021

Put Options Purchased

-100

79.0000

American

Nov 22, 2019

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Purchased

-3,900

57.5000

American

Jan 17, 2020

Call Options Written

-19,400

90.0000

American

Jun 19, 2020

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options Purchased

287,200

80.0000

American

Jan 17, 2020

Put Options Written

49,600

95.0000

American

Jan 17, 2020

Put Options Written

6,000

75.0000

American

Nov 15, 2019

Call Options Purchased

800

67.5000

American

Feb 21, 2020

Call Options Purchased

8,900

86.0000

American

Nov 8, 2019

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Call Options Purchased

1,100

72.5000

American

Jun 19, 2020

Call Options Purchased

100

82.0000

American

Dec 13, 2019

Put Options Written

302,400

60.0000

American

Jan 15, 2021

Put Options Written

3,500

47.5000

American

Jan 17, 2020

Put Options Written

1,400

82.5000

American

Sep 18, 2020

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Put Options Written

15,400

42.5000

American

Feb 21, 2020

Put Options Written

600

62.5000

American

Sep 18, 2020

Call Options Purchased

500

72.5000

American

May 15, 2020

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Call Options Purchased

100

77.5000

American

May 15, 2020

Put Options Written

4,200

45.0000

American

Jan 17, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options Purchased

4,100

95.0000

American

May 15, 2020

Put Options Written

3,900

50.0000

American

Jan 17, 2020

Put Options Written

500

77.5000

American

Nov 15, 2019

Put Options Written

900

81.5000

American

Nov 8, 2019

Call Options Purchased

200

84.0000

American

Nov 29, 2019

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options Purchased

100

82.0000

American

Dec 6, 2019

Put Options Written

100

75.0000

American

Sep 18, 2020

Call Options Purchased

3,400

85.0000

American

Feb 21, 2020

Put Options Written

4,900

86.0000

American

Nov 8, 2019

Call Options Purchased

1,700

81.5000

American

Nov 8, 2019

Put Options Written

1,600

72.5000

American

Feb 21, 2020

Put Options Written

700

85.0000

American

Nov 15, 2019

Call Options Purchased

100

86.5000

American

Nov 29, 2019

Put Options Purchased

-4,400

78.0000

American

Dec 13, 2019

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options Purchased

-6,400

83.0000

American

Nov 15, 2019

Put Options Purchased

-12,200

55.0000

American

Jan 17, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-200

81.0000

American

Dec 6, 2019

Put Options Purchased

-2,500

55.0000

American

Jan 15, 2021

Put Options Purchased

-5,100

77.5000

American

Dec 13, 2019

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Put Options Purchased

-100

65.0000

American

Nov 29, 2019

Put Options Purchased

-1,000

80.5000

American

Dec 6, 2019

Call Options Written

-11,600

130.0000

American

Jan 17, 2020

Call Options Written

-10,000

110.0000

American

Jan 17, 2020

Call Options Written

-100

78.0000

American

Nov 29, 2019

Put Options Purchased

-800

72.5000

American

Dec 20, 2019

Put Options Purchased

-400

95.0000

American

Sep 18, 2020

Put Options Purchased

-7,200

83.5000

American

Nov 8, 2019

Put Options Purchased

-300

74.0000

American

Nov 15, 2019

Put Options Purchased

-900

77.5000

American

Dec 20, 2019

Put Options Purchased

-2,000

79.0000

American

Dec 6, 2019

Put Options Purchased

-100

80.0000

American

Nov 22, 2019

Put Options Purchased

-1,400

82.0000

American

Nov 15, 2019

Put Options Purchased

-11,400

82.5000

American

Nov 15, 2019

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Put Options Purchased

-100

74.5000

American

Nov 8, 2019

Put Options Written

100

72.0000

American

Nov 8, 2019

Call Options Purchased

1,100

78.0000

American

Nov 8, 2019

Put Options Written

800

57.5000

American

Feb 21, 2020

Call Options Purchased

200

87.0000

American

Dec 6, 2019

Put Options Written

5,100

83.0000

American

Nov 8, 2019

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options Written

900

75.0000

American

May 15, 2020

Call Options Purchased

300

79.0000

American

Nov 8, 2019

Call Options Purchased

200

84.0000

American

Nov 15, 2019

Call Options Purchased

5,000

83.5000

American

Nov 8, 2019

Call Options Purchased

2,400

86.0000

American

Nov 22, 2019

Call Options Purchased

500

62.5000

American

May 15, 2020

Put Options Written

100

79.0000

American

Nov 8, 2019

Put Options Written

100

79.0000

American

Nov 15, 2019

Put Options Written

1,500

60.0000

American

Dec 20, 2019

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Call Options Purchased

100

78.0000

American

Dec 13, 2019

Put Options Written

7,300

62.5000

American

Jan 17, 2020

Call Options Purchased

1,200

83.0000

American

Nov 29, 2019

Call Options Purchased

500

70.0000

American

Jun 19, 2020

Call Options Purchased

18,700

72.5000

American

Jan 17, 2020

Call Options Purchased

21,400

84.0000

American

Nov 8, 2019

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options Purchased

4,000

85.0000

American

Dec 20, 2019

Put Options Written

300

77.0000

American

Nov 8, 2019

Put Options Purchased

-300

80.0000

American

May 15, 2020

Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options Purchased

-100

77.0000

American

Dec 13, 2019

Put Options Purchased

-600

76.5000

American

Nov 8, 2019

Call Options Written

-3,100

75.0000

American

Jan 15, 2021

Call Options Written

-100

100.0000

American

Jan 21, 2022

Put Options Purchased

-100

85.0000

American

Nov 22, 2019

Put Options Purchased

-5,200

40.0000

American

Jan 21, 2022

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Call Options Written

-500

95.0000

American

Sep 18, 2020

Call Options Written

-1,500

92.5000

American

Nov 15, 2019

Call Options Written

-400

110.0000

American

Jun 19, 2020

Call Options Written

-1,200

85.0000

American

Sep 18, 2020

Put Options Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options Written

-4,100

87.5000

American

Nov 15, 2019

Put Options Purchased

-24,900

60.0000

American

Jan 17, 2020

Call Options Written

-800

125.0000

American

Jan 17, 2020

Call Options Written

-2,600

105.0000

American

Nov 15, 2019

Call Options Written

-3,800

95.0000

American

Feb 21, 2020

Put Options Purchased

-500

85.0000

American

Feb 21, 2020

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options Written

-100

67.5000

American

Sep 18, 2020

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Call Options Written

-11,900

95.0000

American

Jan 17, 2020

Call Options Written

-100

74.0000

American

Nov 8, 2019

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Call Options Written

-1,500

80.0000

American

Nov 8, 2019

Call Options Written

-4,500

85.0000

American

Jun 19, 2020

Put Options Written

16,400

84.0000

American

Nov 8, 2019

Call Options Purchased

100

67.5000

American

Nov 15, 2019

Put Options Written

125,000

80.0000

American

Jan 15, 2021

Call Options Purchased

7,200

80.0000

American

May 15, 2020

Put Options Written

155,500

65.0000

American

Jun 19, 2020

Put Options Written

3,500

62.5000

American

Feb 21, 2020

Call Options Purchased

600

65.0000

American

Jan 17, 2020

Call Options Purchased

200

67.5000

American

Jan 15, 2021

Put Options Written

400

32.5000

American

Sep 18, 2020

Call Options Purchased

100

88.0000

American

Nov 22, 2019

Put Options Written

37,300

57.5000

American

Jun 19, 2020

Call Options Purchased

2,600

85.0000

American

Nov 29, 2019

Put Options Written

100

86.0000

American

Nov 22, 2019

Call Options Purchased

3,600

82.0000

American

Nov 8, 2019

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

110,700

77.5000

American

Nov 15, 2019

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Put Options Written

1,000

42.5000

American

Jan 21, 2022

Put Options Written

400

90.0000

American

Jun 19, 2020

Put Options Written

200

76.5000

American

Nov 22, 2019

Call Options Purchased

1,900

82.5000

American

Feb 21, 2020

Call Options Purchased

3,500

70.5000

American

Nov 29, 2019

Call Options Purchased

1,200

65.0000

American

Sep 18, 2020

Call Options Purchased

800

87.5000

American

Feb 21, 2020

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Put Options Written

100

77.5000

American

Jan 15, 2021

Put Options Written

100

37.5000

American

Jan 15, 2021

Put Options Written

2,900

85.0000

American

Nov 8, 2019

Call Options Purchased

1,000

90.0000

American

Sep 18, 2020

Call Options Purchased

7,600

82.0000

American

Nov 15, 2019

Put Options Written

600

80.0000

American

Jun 19, 2020

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options Written

-5,200

85.0000

American

Jan 15, 2021

Put Options Purchased

-100

73.5000

American

Nov 29, 2019

Put Options Purchased

-2,100

70.0000

American

Jan 15, 2021

Put Options Purchased

-100

72.5000

American

Sep 18, 2020

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Written

-84,100

70.0000

American

Jan 15, 2021

Call Options Written

-4,100

115.0000

American

Jan 17, 2020

Put Options Purchased

-100

80.0000

American

Dec 6, 2019

Call Options Written

-300

110.0000

American

Sep 18, 2020

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options Purchased

-400

87.5000

American

May 15, 2020

Call Options Written

-6,900

105.0000

American

Jan 17, 2020

Call Options Written

-8,200

85.0000

American

Nov 15, 2019

Put Options Purchased

-1,000

84.0000

American

Nov 15, 2019

Call Options Written

-100

82.5000

American

Jun 19, 2020

Call Options Written

-400

67.5000

American

Jun 19, 2020

Call Options Written

-100

75.0000

American

Jun 19, 2020

Call Options Written

-200

70.0000

American

Jan 21, 2022

Call Options Written

-400

80.0000

American

Nov 22, 2019

Call Options Written

-700

82.5000

American

Nov 29, 2019

Put Options Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options Written

-800

92.5000

American

Jan 15, 2021

Call Options Written

-2,500

100.0000

American

Feb 21, 2020

Call Options Written

-13,200

100.0000

American

Jan 15, 2021

Call Options Written

-200

84.0000

American

Nov 22, 2019

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Put Options Written

700

70.0000

American

Feb 21, 2020

Call Options Purchased

600

77.5000

American

Sep 18, 2020

Call Options Purchased

200

83.5000

American

Nov 22, 2019

Call Options Purchased

23,800

80.0000

American

Nov 15, 2019

Call Options Purchased

18,200

70.0000

American

Jan 17, 2020

Call Options Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Put Options Written

700

67.5000

American

Jan 17, 2020

Call Options Purchased

11,500

75.0000

American

Sep 18, 2020

Put Options Written

1,200

74.5000

American

Nov 15, 2019

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options Purchased

500

82.5000

American

Sep 18, 2020

Call Options Purchased

200

110.0000

American

Jan 21, 2022

Call Options Purchased

100

73.0000

American

Nov 8, 2019

Call Options Purchased

200

65.0000

American

May 15, 2020

Call Options Purchased

100

87.5000

American

Sep 18, 2020

Call Options Purchased

400

85.0000

American

Dec 6, 2019

Put Options Written

8,100

85.0000

American

Jan 17, 2020

Put Options Written

200

75.0000

American

Nov 8, 2019

Call Options Purchased

16,800

90.0000

American

Feb 21, 2020

Call Options Purchased

200

76.5000

American

Nov 22, 2019

Put Options Written

1,900

55.0000

American

Feb 21, 2020

Call Options Purchased

1,000

88.0000

American

Nov 15, 2019

Put Options Written

300

77.5000

American

Sep 18, 2020

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Put Options Purchased

-6,200

75.0000

American

Jan 17, 2020

Call Options Written

-3,300

145.0000

American

Jan 17, 2020

Put Options Purchased

-600

60.0000

American

Feb 21, 2020

Call Options Written

-100,100

120.0000

American

Jan 17, 2020

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Put Options Purchased

-70,500

67.5000

American

Jan 15, 2021

Call Options Written

-300

130.0000

American

Jun 19, 2020

Put Options Purchased

-1,900

80.0000

American

Nov 8, 2019

Put Options Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options Purchased

-4,800

55.0000

American

May 15, 2020

Put Options Purchased

-700

80.0000

American

Jan 15, 2021

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Put Options Purchased

-100

77.0000

American

Nov 22, 2019

Put Options Purchased

-100

80.0000

American

Nov 29, 2019

Put Options Purchased

-500

77.0000

American

Nov 15, 2019

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Put Options Purchased

-4,900

35.0000

American

Jan 15, 2021

Put Options Purchased

-19,800

65.0000

American

Nov 15, 2019

Put Options Purchased

-200

80.5000

American

Nov 15, 2019

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Put Options Written

200

55.0000

American

Nov 15, 2019

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Call Options Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options Written

4,900

80.0000

American

Nov 15, 2019

Call Options Purchased

4,400

75.0000

American

Feb 21, 2020

Put Options Written

100

82.5000

American

Dec 20, 2019

Put Options Written

100

76.0000

American

Nov 29, 2019

Put Options Written

300

35.0000

American

Sep 18, 2020

Call Options Purchased

1,500

85.0000

American

Nov 22, 2019

Put Options Written

13,300

75.0000

American

Dec 20, 2019

Put Options Written

1,500

45.0000

American

Nov 15, 2019

Put Options Written

28,300

70.0000

American

Jun 19, 2020

Call Options Purchased

17,600

80.0000

American

Feb 21, 2020

Put Options Written

1,100

75.0000

American

Jan 15, 2021

Call Options Purchased

24,500

75.0000

American

Nov 15, 2019

Call Options Purchased

100

82.5000

American

May 15, 2020

Put Options Written

100

57.5000

American

Sep 18, 2020

Put Options Written

100

77.5000

American

Nov 29, 2019

Put Options Written

9,200

80.0000

American

Jan 17, 2020

Put Options Written

1,400

55.0000

American

Jun 19, 2020

Put Options Purchased

-100

81.5000

American

Nov 15, 2019

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Put Options Purchased

-9,400

72.5000

American

Jan 15, 2021

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Put Options Purchased

-2,000

40.0000

American

Jan 15, 2021

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Put Options Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options Written

-100

180.0000

American

Jan 17, 2020

Call Options Written

-300

95.0000

American

Dec 20, 2019

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Call Options Written

-200

75.0000

American

Nov 22, 2019

Put Options Purchased

-300

60.0000

American

Jan 21, 2022

Call Options Written

-52,900

82.5000

American

Jan 17, 2020

Put Options Purchased

-7,000

70.0000

American

Jan 17, 2020

Call Options Written

-100

90.0000

American

Jan 15, 2021

Call Options Written

-500

87.5000

American

Jun 19, 2020

Put Options Purchased

-100

75.0000

American

Dec 13, 2019

Put Options Purchased

-100

78.0000

American

Nov 29, 2019

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Call Options Written

-200

62.5000

American

Jun 19, 2020

Put Options Purchased

-300

42.5000

American

Nov 15, 2019

Call Options Written

-1,100

77.0000

American

Nov 8, 2019

Put Options Purchased

-1,100

78.5000

American

Nov 15, 2019

Call Options Written

-4,700

120.0000

American

Jan 21, 2022

Call Options Written

-300

78.5000

American

Nov 15, 2019

Call Options Purchased

200

72.5000

American

Dec 20, 2019

Put Options Written

100

74.0000

American

Nov 29, 2019

Call Options Purchased

500

90.0000

American

Dec 20, 2019

Put Options Written

500

45.0000

American

Jan 21, 2022

Call Options Purchased

5,000

80.0000

American

Jun 19, 2020

Put Options Written

275,000

70.0000

American

Jan 15, 2021

Call Options Purchased

2,800

82.5000

American

Dec 20, 2019

Put Options Written

200

65.0000

American

Jan 15, 2021

Put Options Written

100

65.0000

American

Sep 18, 2020

Put Options Written

500

45.0000

American

Jan 15, 2021

Call Options Purchased

300

79.0000

American

Nov 22, 2019

Put Options Written

100

78.0000

American

Nov 15, 2019

Put Options Written

14,700

67.5000

American

Jun 19, 2020

Call Options Purchased

100

90.0000

American

Dec 6, 2019

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options Written

1,000

77.5000

American

Jun 19, 2020

Call Options Purchased

700

83.0000

American

Nov 15, 2019

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options Written

15,800

72.5000

American

Nov 15, 2019

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Call Options Purchased

700

85.0000

American

May 15, 2020

Put Options Written

3,500

87.5000

American

Jun 19, 2020

Call Options Written

-6,700

105.0000

American

Jan 15, 2021

Put Options Purchased

-39,200

67.5000

American

Nov 15, 2019

Call Options Written

-13,800

90.0000

American

Nov 15, 2019

Call Options Written

-200

105.0000

American

Sep 18, 2020

Call Options Written

-700

87.5000

American

Dec 20, 2019

Call Options Written

-10,600

87.5000

American

Jan 17, 2020

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Call Options Written

-1,100

62.5000

American

Jan 17, 2020

Call Options Written

-2,800

77.5000

American

Dec 20, 2019

Call Options Written

-10,500

100.0000

American

Jun 19, 2020

Put Options Purchased

-100

76.0000

American

Nov 15, 2019

Put Options Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options Written

-1,000

100.0000

American

Nov 15, 2019

Call Options Written

-10,200

85.0000

American

Jan 17, 2020

Put Options Purchased

-27,100

62.5000

American

Nov 15, 2019

Put Options Purchased

-200

85.0000

American

Dec 20, 2019

Call Options Written

-69,400

100.0000

American

Jan 17, 2020

Put Options Written

3,800

82.0000

American

Nov 8, 2019

Put Options Written

1,900

78.0000

American

Nov 8, 2019

Put Options Written

400

72.5000

American

May 15, 2020

Put Options Written

100

83.0000

American

Dec 6, 2019

Call Options Purchased

5,700

83.0000

American

Nov 8, 2019

Put Options Written

1,300

70.0000

American

Dec 20, 2019

Put Options Written

400

85.0000

American

Jan 15, 2021

Call Options Purchased

14,800

77.5000

American

Jan 17, 2020

Put Options Written

2,000

47.5000

American

Nov 15, 2019

Put Options Written

11,200

80.0000

American

Feb 21, 2020

Put Options Written

1,000

80.0000

American

Dec 20, 2019

Call Options Purchased

400

100.0000

American

May 15, 2020

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Call Options Purchased

900

77.5000

American

Nov 8, 2019

Put Options Written

8,400

65.0000

American

Feb 21, 2020

Put Options Written

200

73.0000

American

Nov 22, 2019

Put Options Written

6,900

82.5000

American

Nov 8, 2019

Call Options Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options Written

700

77.5000

American

Nov 8, 2019

Call Options Purchased

5,800

77.5000

American

Jan 15, 2021

Call Options Purchased

400

83.0000

American

Nov 22, 2019

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options Written

100

84.0000

American

Nov 22, 2019

Call Options Purchased

5,200

75.0000

American

Jan 17, 2020

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options Purchased

100

85.0000

American

Jan 21, 2022

Put Options Written

100

90.0000

American

Dec 20, 2019

Call Options Purchased

1,700

77.5000

American

Feb 21, 2020

Put Options Written

100

82.0000

American

Dec 6, 2019

Put Options Purchased

-6,800

100.0000

American

Jan 17, 2020

Put Options Purchased

-12,300

60.0000

American

Nov 15, 2019

Call Options Written

-1,000

87.5000

American

Jan 15, 2021

Put Options Purchased

-12,700

70.0000

American

Nov 15, 2019

Call Options Written

-100

78.5000

American

Nov 8, 2019

Put Options Purchased

-200

79.5000

American

Nov 15, 2019

Call Options Written

-3,100

95.0000

American

Jan 15, 2021

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Call Options Written

-5,000

100.0000

American

Sep 18, 2020

Put Options Purchased

-9,300

90.0000

American

Jan 17, 2020

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Call Options Written

-5,900

92.5000

American

Jan 17, 2020

Put Options Purchased

-1,700

72.5000

American

Jan 17, 2020

Call Options Written

-12,400

90.0000

American

Jan 17, 2020

Call Options Written

-6,500

95.0000

American

Nov 15, 2019

Call Options Written

-600

80.0000

American

Jan 15, 2021

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Put Options Purchased

-700

81.5000

American

Nov 22, 2019

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680076
Time of Receipt (offset from UTC): 20191111T115649+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC