FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 08 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,869,791

1.18%

2,249,460

0.69%

 

(2)

Derivatives (other than options):

1,991,200

0.61%

1,968,389

0.60%

 

(3)

Options and agreements to
purchase/sell:

897,800

0.27%

573,000

0.17%

 
TOTAL:

6,758,791

2.06%

4,790,849

1.46%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

2

181.3200 USD

Purchase

10

181.2410 USD

Purchase

12

181.2333 USD

Purchase

18

181.0600 USD

Purchase

18

181.2483 USD

Purchase

47

179.7543 USD

Purchase

100

180.9500 USD

Purchase

100

181.1500 USD

Purchase

100

181.2300 USD

Purchase

100

179.3950 USD

Purchase

100

179.3500 USD

Purchase

100

180.8900 USD

Purchase

100

180.8000 USD

Purchase

126

179.2500 USD

Purchase

200

181.2950 USD

Purchase

200

181.2600 USD

Purchase

200

181.1600 USD

Purchase

298

181.2897 USD

Purchase

300

181.1750 USD

Purchase

300

180.8500 USD

Purchase

317

179.4279 USD

Purchase

500

180.3660 USD

Purchase

1,100

180.9318 USD

Purchase

1,428

180.7852 USD

Purchase

2,360

181.1233 USD

Purchase

3,287

181.0249 USD

Purchase

4,100

180.2579 USD

Purchase

4,179

180.5085 USD

Purchase

4,370

180.8419 USD

Purchase

5,100

180.3466 USD

Purchase

5,218

180.9010 USD

Purchase

7,586

180.7284 USD

Purchase

8,500

181.2800 USD

Purchase

10,370

181.1712 USD

Purchase

11,269

181.0865 USD

Purchase

18,327

180.8933 USD

Purchase

45,799

180.5320 USD

Purchase

54,569

181.0688 USD

Sale

4

179.8600 USD

Sale

4

179.8900 USD

Sale

4

179.7100 USD

Sale

7

179.7557 USD

Sale

18

178.7500 USD

Sale

28

179.7257 USD

Sale

100

181.0700 USD

Sale

100

181.2577 USD

Sale

100

178.7000 USD

Sale

100

180.8000 USD

Sale

100

181.2900 USD

Sale

100

180.8300 USD

Sale

100

180.8600 USD

Sale

100

180.1300 USD

Sale

100

180.9400 USD

Sale

200

180.8150 USD

Sale

226

179.4206 USD

Sale

300

179.4433 USD

Sale

500

180.8410 USD

Sale

730

179.6262 USD

Sale

800

181.2762 USD

Sale

901

180.5776 USD

Sale

1,000

179.2260 USD

Sale

1,100

180.3227 USD

Sale

1,377

180.4694 USD

Sale

1,500

179.3073 USD

Sale

1,596

180.4129 USD

Sale

1,900

180.9442 USD

Sale

2,870

181.1171 USD

Sale

3,100

179.9658 USD

Sale

3,700

181.0956 USD

Sale

3,800

180.6013 USD

Sale

4,968

180.5901 USD

Sale

13,248

181.1529 USD

Sale

18,726

181.2800 USD

Sale

44,401

181.1970 USD

Sale

81,694

180.6606 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

100

100 USD

American

15 Jan 2021

81.0800 USD

Call Option Purchasing

1,000

165 USD

American

15 Nov 2019

16.2500 USD

Call Option Purchasing

7,200

180 USD

American

8 Nov 2019

0.1987 USD

Call Option Purchasing

300

183 USD

American

8 Nov 2019

0.0100 USD

Call Option Selling

100

80 USD

American

15 Jan 2021

101.1200 USD

Call Option Selling

5,500

160 USD

American

20 Mar 2020

23.4109 USD

Call Option Selling

100

180 USD

American

17 Jan 2020

5.6000 USD

Call Option Selling

100

183 USD

American

8 Nov 2019

0.0100 USD

Call Option Selling

100

185 USD

American

20 Mar 2020

5.0000 USD

Put Option Selling

2,100

160 USD

American

21 Feb 2020

2.4071 USD

Put Option Selling

4,500

160 USD

American

20 Mar 2020

3.0833 USD

Put Option Selling

500

160 USD

American

19 Jun 2020

5.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

11 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Call Options Purchased

1,000

190.0000

American

Feb 21, 2020

Put Options Written

900

90.0000

American

Feb 21, 2020

Call Options Purchased

500

185.0000

American

Jan 15, 2021

Call Options Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options Written

1,100

100.0000

American

Feb 21, 2020

Put Options Written

100

135.0000

American

Feb 21, 2020

Call Options Purchased

100

130.0000

American

Nov 15, 2019

Call Options Purchased

16,800

165.0000

American

Nov 15, 2019

Put Options Written

700

95.0000

American

Jan 15, 2021

Call Options Purchased

2,500

175.0000

American

Jan 15, 2021

Call Options Purchased

1,600

175.0000

American

Dec 20, 2019

Call Options Purchased

1,000

175.0000

American

Nov 8, 2019

Put Options Written

700

100.0000

American

Jan 15, 2021

Call Options Purchased

8,000

180.0000

American

Nov 8, 2019

Put Options Written

4,600

155.0000

American

Dec 20, 2019

Call Options Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options Purchased

-300

165.0000

American

Jan 15, 2021

Call Options Written

-5,500

160.0000

American

Mar 20, 2020

Put Options Purchased

-500

140.0000

American

Nov 15, 2019

Put Options Purchased

-700

155.0000

American

Jan 17, 2020

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Put Options Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options Written

-2,300

185.0000

American

Dec 20, 2019

Put Options Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options Written

-100

190.0000

American

Nov 15, 2019

Put Options Purchased

-7,100

155.0000

American

Nov 15, 2019

Call Options Written

-400

155.0000

American

Nov 15, 2019

Put Options Purchased

-500

170.0000

American

Dec 20, 2019

Call Options Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options Purchased

3,800

140.0000

American

Jan 17, 2020

Put Options Written

36,400

105.0000

American

Jan 15, 2021

Put Options Written

18,500

150.0000

American

May 15, 2020

Call Options Purchased

26,500

170.0000

American

Dec 20, 2019

Put Options Written

66,500

140.0000

American

Mar 20, 2020

Put Options Written

300

145.0000

American

Nov 15, 2019

Put Options Written

12,700

150.0000

American

Nov 15, 2019

Put Options Written

7,500

160.0000

American

Jun 19, 2020

Call Options Purchased

900

145.0000

American

Nov 15, 2019

Put Options Written

500

80.0000

American

Feb 21, 2020

Call Options Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options Purchased

-500

175.0000

American

Nov 15, 2019

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options Purchased

-400

135.0000

American

Nov 15, 2019

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Call Options Written

-1,000

185.0000

American

Feb 21, 2020

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

170.0000

American

Nov 8, 2019

Put Options Purchased

-10,800

125.0000

American

Jan 17, 2020

Call Options Written

-1,100

290.0000

American

Jan 17, 2020

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options Purchased

-200

110.0000

American

Dec 20, 2019

Put Options Purchased

-200

95.0000

American

Nov 15, 2019

Call Options Written

-2,700

200.0000

American

Jan 15, 2021

Call Options Written

-300

150.0000

American

Feb 21, 2020

Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options Purchased

2,300

155.0000

American

Dec 20, 2019

Call Options Purchased

5,800

160.0000

American

Jan 17, 2020

Call Options Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options Written

400

65.0000

American

Jan 17, 2020

Put Options Written

149,800

140.0000

American

Nov 15, 2019

Put Options Written

13,500

165.0000

American

Jan 17, 2020

Put Options Written

400

125.0000

American

Jan 15, 2021

Put Options Written

300

100.0000

American

Dec 20, 2019

Put Options Written

100

145.0000

American

Jan 15, 2021

Call Options Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options Written

1,000

85.0000

American

Dec 20, 2019

Put Options Written

2,800

90.0000

American

Nov 15, 2019

Call Options Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options Purchased

5,300

185.0000

American

Nov 15, 2019

Call Options Purchased

12,200

170.0000

American

Nov 15, 2019

Call Options Purchased

3,100

180.0000

American

Jan 17, 2020

Call Options Written

-200

140.0000

American

Feb 21, 2020

Call Options Written

-4,500

220.0000

American

Jan 17, 2020

Put Options Purchased

-66,500

160.0000

American

Mar 20, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-1,200

170.0000

American

Jan 17, 2020

Call Options Written

-100

210.0000

American

Nov 15, 2019

Put Options Purchased

-2,000

175.0000

American

Nov 8, 2019

Call Options Written

-2,800

175.0000

American

Jan 17, 2020

Call Options Purchased

100

165.0000

American

Feb 21, 2020

Put Options Written

46,000

140.0000

American

Jun 19, 2020

Call Options Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options Purchased

800

160.0000

American

Jan 21, 2022

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Call Options Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options Written

-7,000

300.0000

American

Jan 17, 2020

Put Options Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options Purchased

-7,400

130.0000

American

Nov 15, 2019

Call Options Written

-29,800

150.0000

American

Jan 17, 2020

Put Options Purchased

-1,100

165.0000

American

Nov 15, 2019

Put Options Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options Purchased

-3,000

160.0000

American

Jan 17, 2020

Call Options Written

-100

135.0000

American

Jan 15, 2021

Call Options Written

-1,500

170.0000

American

Nov 8, 2019

Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options Written

-500

220.0000

American

Jan 15, 2021

Put Options Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options Written

14,300

160.0000

American

Mar 20, 2020

Call Options Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Call Options Purchased

900

115.0000

American

Jan 17, 2020

Put Options Written

14,800

160.0000

American

Feb 21, 2020

Call Options Purchased

1,600

175.0000

American

Nov 15, 2019

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Call Options Purchased

800

125.0000

American

Jan 17, 2020

Call Options Purchased

200

180.0000

American

Jun 19, 2020

Put Options Written

50,000

140.0000

American

Feb 21, 2020

Put Options Written

29,300

140.0000

American

Jan 17, 2020

Call Options Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Put Options Written

2,500

120.0000

American

Feb 21, 2020

Put Options Written

100

140.0000

American

Jan 15, 2021

Put Options Written

500

172.5000

American

Nov 8, 2019

Put Options Written

4,700

80.0000

American

Jan 17, 2020

Put Options Written

3,100

115.0000

American

Dec 20, 2019

Call Options Purchased

400

185.0000

American

Jun 19, 2020

Call Options Written

-100

120.0000

American

Jan 15, 2021

Call Options Written

-1,200

195.0000

American

Dec 20, 2019

Put Options Purchased

-39,200

150.0000

American

Nov 15, 2019

Put Options Purchased

-300

170.0000

American

Nov 15, 2019

Put Options Purchased

-300

100.0000

American

Nov 15, 2019

Put Options Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options Written

-4,100

155.0000

American

Jan 17, 2020

Call Options Written

-200

140.0000

American

Jun 19, 2020

Call Options Written

-200

165.0000

American

Jun 19, 2020

Call Options Written

-600

205.0000

American

Jan 17, 2020

Call Options Written

-1,500

270.0000

American

Jan 17, 2020

Call Options Written

-100

240.0000

American

Jan 17, 2020

Call Options Written

-1,700

225.0000

American

Jan 17, 2020

Call Options Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options Written

1,400

177.5000

American

Nov 8, 2019

Put Options Written

500

230.0000

American

Jan 17, 2020

Put Options Written

33,600

150.0000

American

Dec 20, 2019

Call Options Purchased

300

135.0000

American

Jan 17, 2020

Put Options Written

13,700

75.0000

American

Jan 17, 2020

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options Written

-6,600

200.0000

American

Jan 17, 2020

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Call Options Written

-18,800

185.0000

American

Jan 17, 2020

Put Options Purchased

-1,900

175.0000

American

Jan 17, 2020

Call Options Written

-2,800

230.0000

American

Jan 17, 2020

Call Options Written

-22,800

210.0000

American

Jan 17, 2020

Put Options Purchased

-300

160.0000

American

Jan 15, 2021

Put Options Purchased

-100

85.0000

American

Jan 17, 2020

Call Options Written

-900

175.0000

American

Jun 19, 2020

Put Options Purchased

-400

115.0000

American

Jan 17, 2020

Call Options Written

-200

110.0000

American

Jan 15, 2021

Call Options Written

-300

165.0000

American

Mar 20, 2020

Call Options Written

-500

135.0000

American

Dec 20, 2019

Put Options Purchased

-600

120.0000

American

Jan 15, 2021

Call Options Written

-100

105.0000

American

Jan 17, 2020

Put Options Written

1,300

105.0000

American

Nov 15, 2019

Call Options Purchased

100

90.0000

American

Jan 17, 2020

Call Options Purchased

300

160.0000

American

Dec 20, 2019

Call Options Purchased

400

182.5000

American

Nov 8, 2019

Put Options Written

25,500

120.0000

American

Nov 15, 2019

Put Options Written

7,400

170.0000

American

Feb 21, 2020

Put Options Written

7,100

145.0000

American

Jan 17, 2020

Call Options Purchased

7,900

180.0000

American

Nov 15, 2019

Put Options Written

100

182.5000

American

Nov 8, 2019

Call Options Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options Purchased

100

150.0000

American

Jan 15, 2021

Put Options Written

600

135.0000

American

Jan 17, 2020

Put Options Written

500

80.0000

American

Nov 15, 2019

Call Options Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options Written

1,300

90.0000

American

Jan 17, 2020

Call Options Purchased

800

180.0000

American

Dec 20, 2019

Call Options Written

-4,500

150.0000

American

Nov 15, 2019

Put Options Purchased

-600

110.0000

American

Nov 15, 2019

Call Options Written

-100

185.0000

American

Mar 20, 2020

Call Options Written

-1,000

200.0000

American

Feb 21, 2020

Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options Purchased

-19,300

95.0000

American

Jan 17, 2020

Call Options Written

-100

80.0000

American

Jan 15, 2021

Put Options Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options Written

-100

215.0000

American

Jan 17, 2020

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Call Options Written

-300

190.0000

American

Nov 8, 2019

Call Options Written

-1,200

177.5000

American

Nov 8, 2019

Put Options Written

40,000

170.0000

American

Jan 17, 2020

Call Options Purchased

700

180.0000

American

Feb 21, 2020

Put Options Written

3,500

200.0000

American

Dec 20, 2019

Put Options Written

400

165.0000

American

Nov 8, 2019

Put Options Written

31,900

150.0000

American

Feb 21, 2020

Put Options Written

4,200

125.0000

American

Nov 15, 2019

Put Options Written

25,000

150.0000

American

Jan 17, 2020

Call Options Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options Written

1,200

95.0000

American

Dec 20, 2019

Put Options Written

9,300

160.0000

American

Dec 20, 2019

Put Options Written

6,800

115.0000

American

Nov 15, 2019

Put Options Written

5,600

145.0000

American

Feb 21, 2020

Call Options Written

-100

192.5000

American

Nov 8, 2019

Put Options Purchased

-2,000

160.0000

American

Nov 15, 2019

Call Options Written

-2,200

130.0000

American

Jan 17, 2020

Call Options Written

-4,500

260.0000

American

Jan 17, 2020

Call Options Written

-600

110.0000

American

Jan 17, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Put Options Purchased

-4,500

130.0000

American

Feb 21, 2020

Put Options Purchased

-9,600

140.0000

American

Mar 20, 2020

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Call Options Written

-200

187.5000

American

Nov 8, 2019

Call Options Written

-100

195.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 680075
Time of Receipt (offset from UTC): 20191111T114847+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC